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Do governance platforms achieve the aims of the platform sponsor? Principal-agent tension in environmental governance reforms 治理平台是否实现了平台发起人的目标?环境治理改革中的委托代理紧张关系
IF 4.2 1区 管理学 Q1 POLITICAL SCIENCE Pub Date : 2025-05-14 DOI: 10.1093/jopart/muaf015
Elise Zufall, Tyler Scott, Mark Lubell, Linda Esteli Mendez Barrientos
State and federal governments use governance platforms to achieve central policy goals through distributed action at the local level. For example, California’s 2014 Sustainable Groundwater Management Act (SGMA) mandates local policy actors to work together to create new groundwater management institutions and plans. We argue that governance platforms entail a principal-agent problem where local decisions may deviate from central goals. We apply this argument to SGMA implementation, where local plans may respond more to local political economic conditions rather than address the groundwater problems prioritized by the state. Using a Structured Topic Model (STM) to analyze the content of 117 basin management plans, we regress each plan’s focus on core management reform priorities on local socio-economic and social-ecological indicators expected to shape how different communities respond to state requirements. Our results suggest that the focus of local plans diverges from problem conditions on issues like environmental justice and drinking water quality. This highlights how principal-agent logics of divergent preferences and information asymmetry can affect the design and implementation of governance platforms.
州和联邦政府使用治理平台,通过地方层面的分布式行动来实现中央政策目标。例如,加州2014年的《可持续地下水管理法》(SGMA)要求当地政策参与者共同努力,制定新的地下水管理机构和计划。我们认为,治理平台带来了一个委托代理问题,在这个问题上,地方决策可能偏离中央目标。我们将这一论点应用于SGMA的实施,其中地方计划可能更多地响应当地的政治经济条件,而不是解决国家优先考虑的地下水问题。利用结构化主题模型(STM)分析了117个流域管理计划的内容,我们将每个计划对核心管理改革重点的关注与当地社会经济和社会生态指标进行了回归,这些指标有望影响不同社区对国家要求的反应。我们的研究结果表明,地方规划的重点在环境正义和饮用水质量等问题上偏离了问题条件。这突出了不同偏好和信息不对称的委托代理逻辑如何影响治理平台的设计和实现。
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引用次数: 0
Routines amid the unpredictable: A street-level organization’s robust response to COVID-19 不可预测中的惯例:一个基层组织对COVID-19的强有力应对
IF 4.2 1区 管理学 Q1 POLITICAL SCIENCE Pub Date : 2025-05-06 DOI: 10.1093/jopart/muaf016
Jade Wong
Street-level organizations, which implement public policy on behalf of the state, often operate under unstable conditions. Workers routinely face resource shortfalls, complex client interactions, and ever-changing rules, prompting them to develop coping strategies. These instabilities, while disruptive, tend to be predictable, allowing those coping strategies to stabilize into routines that effectively constitute de facto, as distinct from de jure, policy. But what happens when instability becomes unpredictable, such as during wars, disasters, or pandemics, where prior experience offers little guidance? This paper explores two questions: (1) Do street-level workers develop different coping strategies under unpredictable, as opposed to predictable, instability? (2) Can those strategies become routinized amid unpredictable flux? The second question poses a conceptual challenge. If instability unfolds too rapidly and erratically for coping strategies to form, those strategies may never stabilize into the kind of routines that matter—those that shape policy in practice. To explore these questions, I modify the street-level bureaucracy framework by incorporating concepts from the turbulence literature, particularly the notion of robustness: patterned responses that enable systems to maintain core functions and values under conditions of unpredictable flux. Empirically, I draw from six-months of in-person and virtual ethnographic data to examine how leaders from a single U.S.-based street-level organization navigated the onset of the COVID-19 pandemic. Contrary to scholarship emphasizing innovation during the crisis, the leaders’ response was surprisingly ordinary, grounded in pre-existing behaviors. Theoretically, these findings suggest that even amid unpredictable instability, street-level workers can still develop routines that matter for policy-as-produced—not by inventing new coping strategies, but by reusing old ones, including those employed by leaders.
代表国家执行公共政策的街头组织往往在不稳定的条件下运作。员工经常面临资源短缺、复杂的客户互动和不断变化的规则,这促使他们制定应对策略。这些不稳定性虽然具有破坏性,但往往是可预测的,从而使那些应对策略稳定为常规,有效地构成事实上的政策,而不是法律上的政策。但是,当不稳定变得不可预测时,比如在战争、灾难或流行病期间,以往的经验几乎无法提供指导,会发生什么呢?本文探讨了两个问题:(1)街头工作者在不可预测和可预测的不稳定性下是否会发展出不同的应对策略?(2)在不可预测的变化中,这些策略会变得常规化吗?第二个问题提出了一个概念上的挑战。如果不稳定发展得太快、太不规律,以至于无法形成应对策略,那么这些策略可能永远不会稳定成一种重要的惯例——那些在实践中塑造政策的惯例。为了探索这些问题,我通过结合湍流文献中的概念,特别是鲁棒性的概念,修改了街头官僚机构的框架:使系统能够在不可预测的变化条件下保持核心功能和价值的模式响应。从经验上看,我从六个月的面对面和虚拟人种学数据中提取数据,研究了美国一家街头组织的领导人如何应对COVID-19大流行的爆发。与强调危机期间创新的学术研究相反,领导人的反应出人意料地普通,基于已有的行为。从理论上讲,这些发现表明,即使在不可预测的不稳定中,街头工作者仍然可以制定对政策产生影响的惯例——不是通过发明新的应对策略,而是通过重复使用旧的策略,包括领导人使用的策略。
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引用次数: 0
Exploring the Influence of Administrative Capacities on Administrative Burdens 试论行政能力对行政负担的影响
IF 4.2 1区 管理学 Q1 POLITICAL SCIENCE Pub Date : 2025-05-02 DOI: 10.1093/jopart/muaf011
Fabiola Perales-Fernandez
This research explores administrative capacities to explain the variation in the public’s experience of administrative burdens. Through a qualitative exploratory case study based on semi-structured interviews in Mexico, the paper argues that administrative capacities can structure or shape administrative burdens. The effect can be either positive, where burdens are alleviated or transferred to the state, or negative, where burdens are amplified or newly created. This study identified six administrative capacities that influence administrative burdens: the design of interaction rules, government communication strategies, government resources, organizational structures that provide personalized assistance to citizens, coordination schemes among government offices, and professionalization of street-level bureaucrats. This paper contributes to the growing literature on the governance of administrative burdens and strategies for burden reduction.
本研究探讨行政能力,以解释公众对行政负担体验的差异。通过一项基于墨西哥半结构化访谈的定性探索性案例研究,本文认为行政能力可以构建或塑造行政负担。这种影响可以是积极的,即负担减轻或转移给国家,也可以是消极的,即负担扩大或新产生。本研究确定了影响行政负担的六个行政能力:互动规则的设计、政府沟通策略、政府资源、为公民提供个性化援助的组织结构、政府办公室之间的协调方案以及街头官僚的专业化。本文对越来越多的关于行政负担治理和减轻负担战略的文献做出了贡献。
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引用次数: 0
Breaking the rules, but for whom? How client characteristics affect frontline professionals’ prosocial rule-breaking behavior 打破规则,但为了谁呢?客户特征如何影响一线专业人员的亲社会违规行为
IF 4.2 1区 管理学 Q1 POLITICAL SCIENCE Pub Date : 2025-04-28 DOI: 10.1093/jopart/muaf010
Eduard Schmidt, Bernard Bernards, Suzan van der Pas
Studies have shown that a client’s characteristics can affect frontline professionals’ decision-making and use of discretion. However, we do not know whether these dynamics also exist in frontline professionals' prosocial rule-breaking (PSRB): breaking rules to benefit clients. This study focuses on to what extent and how client characteristics affect PSRB by frontline professionals. Using an innovative within-person vignette experiment among professionals in social welfare teams in the Netherlands (N=58 professionals; 424 observations), we focus on clients’ earned, needed, and resource deservingness. The results show that all three elements of deservingness positively affect the willingness of professionals to engage in PSRB, but needed deservingness has the greatest effect. Through three focus groups (N=21 respondents), we build on this finding to reveal how different motives for PSRB align with various dimensions of deservingness. The results contribute to theory development on the use of discretion among frontline professionals.
研究表明,客户的特征会影响一线专业人员的决策和自由裁量权的使用。然而,我们不知道这些动态是否也存在于一线专业人员的亲社会规则破坏(PSRB):打破规则以造福客户。本研究的重点是客户特征对一线专业人员PSRB的影响程度和影响方式。在荷兰社会福利团队的专业人员(N=58名专业人员;424观察结果),我们关注客户的应得性、需求性和资源应得性。结果表明,应得性的三个要素均对专业人员从事PSRB的意愿产生正向影响,但需要应得性的影响最大。通过三个焦点小组(N=21名受访者),我们在这一发现的基础上揭示了PSRB的不同动机如何与不同维度的应得性相一致。研究结果有助于一线专业人员自由裁量权使用的理论发展。
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引用次数: 0
Why are policy actors so distrustful of each other, and how?Cognitive, behavioral, and endogenous relational sources of perceived distrust in governance networks 为什么政策参与者如此不信任彼此,又是如何做到的?治理网络中感知到的不信任的认知、行为和内生关系来源
IF 4.2 1区 管理学 Q1 POLITICAL SCIENCE Pub Date : 2025-03-23 DOI: 10.1093/jopart/muaf006
Jeongyoon Lee, Jennifer Dodge
In the age of collaboration and shared governance, paradoxically, distrust manifests frequently in government and political institutions and is seen as dysfunctional to democracy, making governing networks challenging. Yet, previous studies emphasize the significance of promoting trust more than addressing distrust in networks. Distrust differs from the absence of trust. It involves relationships characterized by doubt, suspicion, or opportunism. Relatively little is known about why distrusting relationships occur and how they develop in adversarial interorganizational governance networks. Using quantitative network surveys and qualitative interview data from organizations involved in an adversarial local hydraulic fracturing governance network in New York, our mixed-method analyses fill this gap. We found evidence of cognitive distrust from different policy beliefs and identity-based subgroups and two sources of behavioral distrust (competition and non-collaboration), as well as the interactions between cognitive and behavioral sources of distrusting relationships. We further identified underexplored sources of endogenous relational distrust: strong and negative reciprocity, non-transitivity, and Simmelian ties (meaning mutual third-party ties). These relational sources suggest that the distrust networks mutually reinforce each other but are less clustered and more indirect. Our study advances network management scholarship by showing why distrusting relationships occur and how they escalate within adversarial networks.
在合作和共享治理的时代,矛盾的是,不信任经常出现在政府和政治机构中,被视为民主的功能失调,使治理网络具有挑战性。然而,以往的研究强调的是促进信任的重要性,而不是解决网络中的不信任。不信任不同于缺乏信任。它涉及到以怀疑、怀疑或机会主义为特征的关系。相对而言,人们对不信任关系发生的原因以及它们如何在对抗性的组织间治理网络中发展知之甚少。利用定量网络调查和定性访谈数据,我们的混合方法分析填补了这一空白,这些数据来自纽约敌对的当地水力压裂治理网络中的组织。我们发现了来自不同政策信念和基于身份的子群体的认知不信任的证据,以及两种行为不信任的来源(竞争和不合作),以及不信任关系的认知和行为来源之间的相互作用。我们进一步确定了未被充分探索的内源性关系不信任的来源:强烈和消极的互惠性、非及物性和西美尔关系(即相互的第三方关系)。这些关系来源表明,不信任网络相互加强,但较少聚集和更间接。我们的研究通过展示为什么不信任关系会发生以及它们如何在敌对网络中升级来推进网络管理学术。
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引用次数: 0
Navigating Ambiguity in Crisis: The Impact of Organizational Goal Ambiguity on Public Sector Performance in the Wake of Exogenous Shocks 危机中的模糊导航:外生冲击后组织目标模糊对公共部门绩效的影响
IF 4.2 1区 管理学 Q1 POLITICAL SCIENCE Pub Date : 2025-03-23 DOI: 10.1093/jopart/muaf005
Youkyoung Jeong, Jongdae Song
This study advances a deeper understanding of the antecedents and mediators of goal ambiguity within public organizations. Expanding upon the established notion of the negative relationship between goal ambiguity and performance in public organizations, this study goes one step further by exploring how exogenous shocks may exacerbate this adverse impact. Focusing on the unprecedented Covid-19 pandemic and the subsequent responses taken by the South Korean government, this study aims to offer a comprehensive examination of the complex interplay between organizational goals and performance during unforeseen disruptions. Drawing on data from the 2019 and 2020 Korean Public Employee Viewpoint Survey (KPEV) with 6,552 respondents, this study employs a moderated multiple regression model to examine the moderating role of exogenous shocks. The findings reveal that exogenous shocks can act as moderators, intensifying the detrimental effects of goal ambiguity on organizational performance. This study thus highlights the mutable nature of goals in public organizations, especially in times of crisis, suggesting the necessity of understanding the intricate dynamics within a prevailing premise of the negative association of goal ambiguity and organizational performance.
本研究对公共组织目标歧义的前因和中介因素有更深入的了解。在既定的公共组织目标模糊与绩效负相关概念的基础上,本研究进一步探讨了外生冲击如何加剧这种不利影响。本研究以前所未有的Covid-19大流行以及韩国政府随后采取的应对措施为重点,旨在全面研究在不可预见的中断期间组织目标与绩效之间复杂的相互作用。根据2019年和2020年韩国公务员观点调查(KPEV)的数据,该研究采用了一个有调节的多元回归模型来检验外生冲击的调节作用。研究结果表明,外生冲击可以起到调节作用,强化目标模糊对组织绩效的不利影响。因此,这项研究强调了公共组织中目标的易变性,特别是在危机时期,这表明有必要在目标模糊与组织绩效负相关的普遍前提下理解复杂的动态。
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引用次数: 0
The Weakness of Weak Ties: Do Social Capital Investments among Leaders Pay Off During Times of Disaster? 弱关系的弱点:灾难时期领导人之间的社会资本投资是否有回报?
IF 4.2 1区 管理学 Q1 POLITICAL SCIENCE Pub Date : 2025-03-13 DOI: 10.1093/jopart/muaf002
Brand Nowell, Toddi Steelman
The theoretical literature on social capital and disasters, as well as conventional wisdom, suggests the importance of pre-disaster relationship building among leaders of responding organizations and agencies for disaster readiness and response. Often implied, but rarely tested empirically, research presumes a positive and linear relationship associated with investments in social capital for effective disaster response. Any amount of relationship building is better than none, but more is better. But is it? In this article, we use a rare longitudinal, pre-post disaster dataset of dyadic ties among leaders to examine key questions related to investments in social capital before a disaster, the expected payoffs from these investments, the actual payoffs of these investments and the marginal effects of such investments. Our findings indicate that pre-disaster relationship building has a non-linear relationship to expected payoffs and actual payoffs. Marginal effects analyses suggests three interesting, though perhaps counter-intuitive, relationships between the investment and expected and actual payoffs in social capital. First, leaders reported expecting disproportionately high payoffs from relatively small relationship investments prior to the disaster. Second, infrequent pre-disaster interactions were found to be no different than no prior interaction when looking at actual payoffs from these investments. Finally, relationships that were deemed most problematic were among those with weak ties. Overall, results suggest that the efficacy of pre-disaster relationship building is more complicated than one would expect based on extant literature. More investment in social capital may be better in some cases, but the benefits from these investments appear only after a certain threshold is met and, in some cases, may have diminishing returns. Potential theoretical drivers for these seemingly counter-intuitive findings are discussed while calling for further research to investigate these dynamics in other contexts.
关于社会资本与灾害的理论文献,以及传统智慧,都表明灾前在响应组织和机构的领导人之间建立关系对于备灾和响应的重要性。研究通常是暗示的,但很少经过实证检验,研究假设社会资本投资与有效的灾害反应有积极的线性关系。任何数量的关系建立都比没有好,但更多更好。但这是真的吗?在本文中,我们使用一个罕见的纵向、灾前灾后领导人二元关系数据集来研究与灾前社会资本投资、这些投资的预期回报、这些投资的实际回报以及这些投资的边际效应相关的关键问题。研究结果表明,灾前关系的建立与预期收益和实际收益呈非线性关系。边际效应分析表明,投资与社会资本的预期回报和实际回报之间存在着三种有趣的关系,尽管这种关系可能有悖直觉。首先,领导人报告说,在灾难发生前,他们期望从相对较小的关系投资中获得不成比例的高额回报。其次,在观察这些投资的实际回报时,发现灾难前不频繁的相互作用与之前没有相互作用没有什么不同。最后,被认为问题最大的是那些关系薄弱的人。总的来说,结果表明灾前关系建立的效果比现有文献所期望的要复杂得多。在某些情况下,对社会资本进行更多的投资可能会更好,但这些投资的收益只有在达到一定的门槛之后才会出现,而且在某些情况下,回报可能会递减。讨论了这些看似违反直觉的发现的潜在理论驱动因素,同时呼吁进一步研究在其他情况下调查这些动态。
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引用次数: 0
The Interplay of Discretion and Complexity in Public Contracting and Renegotiations 公共合同与再谈判中自由裁量权与复杂性的相互作用
IF 4.2 1区 管理学 Q1 POLITICAL SCIENCE Pub Date : 2025-03-05 DOI: 10.1093/jopart/muaf004
Fernando Deodato Domingos, Carolyn J Heinrich, Stéphane Saussier, Mehdi Shiva
This article investigates how the use of discretion in public-private contracts interplays with transactional complexity in influencing contract renegotiations. Motivations for contract renegotiations may be positive, negative (e.g., opportunistic), or neutral, and we argue that allowing discretion at the award stage may promote a more relational approach to contracting that fosters cooperation and productive adaptation. Using a dataset of 12,189 renegotiated contracts from the Tenders Electronic Daily (TED) eProcurement platform—based on European Union public procurement directives—we apply regression analyses and propensity score matching to examine how contracts are awarded and renegotiated. Our findings suggest that contracts awarded with government discretion are associated with renegotiations that are viewed more positively and less likely to be perceived as opportunistic. However, this beneficial role for discretion appears to be mitigated by contract transactional complexity, making this a critical consideration in efforts to improve the governance of provider relationships and increase public value. By integrating insights from incomplete and relational contracting theories, this study contributes to the public administration and management literature by demonstrating how discretion and complexity jointly shape contract renegotiation dynamics, informing governance strategies that balance flexibility and accountability in public procurement.
本文研究了公私合同中自由裁量权的使用如何与交易复杂性相互作用,从而影响合同的重新谈判。合同重新谈判的动机可能是积极的、消极的(如机会主义),也可能是中性的,我们认为,在授标阶段允许自由裁量权可能会促进一种更具关系性的缔约方式,从而促进合作和富有成效的适应。我们利用基于欧盟公共采购指令的电子采购平台 Tenders Electronic Daily (TED) 中的 12,189 份重新谈判的合同数据集,运用回归分析和倾向得分匹配来研究合同是如何授予和重新谈判的。我们的研究结果表明,政府自由裁量权授予的合同与重新谈判相关,而重新谈判被视为机会主义的可能性较小。然而,合同交易的复杂性似乎削弱了自由裁量权的这一有利作用,这就成为改善供应商关系管理和提高公共价值的一个重要考虑因素。本研究综合了不完全契约理论和关系契约理论的观点,展示了自由裁量权和复杂性如何共同塑造合同重新谈判的动态,为公共采购中平衡灵活性和问责制的治理策略提供了参考,从而为公共行政和管理文献做出了贡献。
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引用次数: 0
Hang in there: Capacity constraints and processes of sustaining collaboration over time 坚持下去:随着时间的推移,能力限制和维持协作的过程
IF 4.2 1区 管理学 Q1 POLITICAL SCIENCE Pub Date : 2025-01-30 DOI: 10.1093/jopart/muaf003
Danbi Seo
Sustaining collaboration over time is vital for its effectiveness and long-term success but presents challenges, especially for actors with capacity constraints. This study introduces “capacity tensions” as a central challenge in collaborative efforts, referring to the strain that arises when the capacity needed for effective engagement exceeds the capacity actors have available. This gap creates competing demands, as actors must balance what they can realistically contribute with what the collaboration needs to remain viable and successful. Focusing on a nonprofit collaboration that, despite ongoing capacity constraints, persisted with notable achievements, this study investigates how actors navigate and manage these tensions to sustain their efforts. By analyzing 165 interviews conducted over 11 rounds, participant observations, and archival documents from 2016 to 2020, this study identifies strategies of internal accommodation and external orientation. These strategies enabled actors to “hang in there” by assembling different contributions; tailoring work process; searching for relevant opportunities; and creating spin-off projects. Examining these strategies across three phases of collaboration over five years, this study proposes a process model that offers insights into sustaining effective collaboration despite capacity tensions. These findings provide valuable guidance for practitioners and scholars striving to build sustainable and resilient collaborations.
长期维持合作对其有效性和长期成功至关重要,但也带来了挑战,特别是对能力受限的行动者。本研究将“能力紧张”作为协作努力的核心挑战引入,指的是当有效参与所需的能力超过参与者可用的能力时出现的紧张。这种差距产生了相互竞争的需求,因为参与者必须平衡他们实际能够做出的贡献与协作需要保持可行性和成功的东西。本研究关注的是非营利性合作,尽管持续的能力限制,坚持显著的成就,研究参与者如何导航和管理这些紧张关系,以维持他们的努力。通过分析2016年至2020年的11轮165次访谈、参与者观察和档案文件,本研究确定了内部适应和外部导向的策略。这些策略使参与者能够通过汇集不同的贡献来“坚持下去”;裁剪工作流程;寻找相关机会;并创建衍生项目。通过对这些战略的研究,本研究提出了一个过程模型,该模型为在能力紧张的情况下保持有效的合作提供了见解。这些发现为努力建立可持续和有弹性的合作的实践者和学者提供了宝贵的指导。
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引用次数: 0
How to organize in turbulence: Arrangements and pathways for robust governance 如何在动荡中组织:稳健治理的安排和途径
IF 4.2 1区 管理学 Q1 POLITICAL SCIENCE Pub Date : 2025-01-17 DOI: 10.1093/jopart/muae027
Marta Micacchi, Maria Cucciniello, Benedetta Trivellato, Daniela Cristofoli, Alex Turrini, Giovanni Valotti, Greta Nasi
Robustness has recently taken center stage as an emerging paradigm to cope with turbulence and “build back better” toward new normalcy. Existing literature has shown how robust governance, with its mix of flexible adaptation and proactive innovation, is well-suited to addressing turbulence. However, there remains a gap in understanding the empirical variations within robust governance arrangements. In this article, we address three questions: how (1) structures, (2) coordination mechanisms, and (3) leadership are designed and unfold in robust governance. Through a qualitative approach grounded in case studies, interviews, and archival data, we provide evidence from six Italian regions, examining how they addressed the challenges of the COVID-19 vaccination campaign. Results enable the formulation of propositions about organizational arrangements in robust governance, in addition to suggesting competing pathways for flexible adaptation and proactive innovation.
稳健性作为一种应对动荡、“更好地重建”、迈向新常态的新兴范式,最近已成为人们关注的焦点。现有文献表明,结合了灵活适应和主动创新的稳健治理非常适合解决动荡问题。然而,在理解稳健治理安排中的经验差异方面仍然存在差距。在本文中,我们讨论了三个问题:如何(1)结构,(2)协调机制,以及(3)在健壮的治理中如何设计和展开领导。通过基于案例研究、访谈和档案数据的定性方法,我们提供了来自意大利六个地区的证据,研究了它们如何应对COVID-19疫苗接种运动的挑战。研究结果不仅为灵活适应和主动创新提供了竞争途径,还能够提出关于稳健治理中组织安排的命题。
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引用次数: 0
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Journal of Public Administration Research and Theory
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