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How ideas shape the EU's climate policy: Moving toward the sufficiency paradigm for the EU ETS 理念如何影响欧盟的气候政策:向欧盟排放交易计划的充足性范式迈进
IF 5 Q1 POLITICAL SCIENCE Pub Date : 2023-10-12 DOI: 10.1002/epa2.1186
Daniel Wennick

This article examines the paradigm shifts in the European Union's (EU's) climate policy from 2009 to 2022 looking closer at the main policy instrument of EU's climate policy, the EU Emissions Trading System (EU ETS). The paradigm shifts of the EU ETS are linked to the climate policy paradigms prometheanism/growth unlimited (PGU), ecological modernization (EM), and sufficiency. The question of how ideas have shaped EU climate policy and the EU ETS in the past decade is answered, with the establishment of the EM paradigm and moving toward the sufficiency paradigm. There is a need for more research looking closer at how this paradigm shift impacts legislation for climate policy going forward.

本文仔细研究了欧盟气候政策的主要政策工具--欧盟排放交易体系(EU ETS),探讨了欧盟气候政策从 2009 年到 2022 年的范式转变。欧盟排放交易体系的范式转变与气候政策范式的普罗米修斯主义/无限增长(PGU)、生态现代化(EM)和充足性有关。随着生态现代化范式的确立和向充足性范式的迈进,过去十年间欧盟气候政策和欧盟排放交易计划是如何形成的这一问题得到了解答。有必要开展更多的研究,密切关注这一范式的转变对未来气候政策立法的影响。
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引用次数: 0
Party politics and the shaping of migration policy in the Council of Ministers 部长会议中的政党政治与移民政策的制定
IF 5 Q1 POLITICAL SCIENCE Pub Date : 2023-10-11 DOI: 10.1002/epa2.1193
Simon Fink

The Council of Ministers is still the European Union's decision-making center in migration policy. However, we know little about the determinants of member state's policy positions. This article tests three hypotheses: member state positions might be influenced by socioeconomic conditions, by public opinion, or by partisan preferences. We conduct a quantitative analysis of two legislative proposals at the intersection of migration and welfare policy (the returns directive, COD/2005/167 and the social security regulation, 2016/0397/COD) using member state positions as the dependent variable. The result is that different factors are important for positioning on the two proposals: member state positions on the returns directive are correlated with public opinion, while their positions on the social security regulation are correlated with party positions, especially the position of the economically rightmost coalition partner. Thus, our study takes issue with the argument that migration politics in the Council are disconnected from the domestic arena.

部长理事会仍然是欧盟移民政策的决策中心。然而,我们对成员国政策立场的决定因素知之甚少。本文检验了三个假设:成员国的立场可能受到社会经济条件、公众舆论或党派偏好的影响。我们以成员国的立场为因变量,对移民和福利政策交叉领域的两项立法提案(回国指令 COD/2005/167 和社会保障条例 2016/0397/COD)进行了定量分析。结果表明,不同的因素对这两项提案的立场有重要影响:成员国对回返指令的立场与公众舆论相关,而对社会保障条例的立场则与政党立场相关,尤其是经济上最右翼的联盟伙伴的立场。因此,我们的研究对理事会中的移民政治与国内政治脱节的说法提出了质疑。
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引用次数: 0
Bricolage and beyond: Bringing modern entrepreneurship theories to bear on policy entrepreneurship 拼凑与超越:将现代创业理论应用于政策创业
Q1 POLITICAL SCIENCE Pub Date : 2023-10-04 DOI: 10.1002/epa2.1189
Mark C. Hand, Colin Birkhead
Abstract Who makes policy change happen, and how? Public policy scholars now take more seriously the role of agency in the policy process, and in particular the role of policy entrepreneurship, a contested term built mostly from classical, economic conceptions of entrepreneurship from the mid‐20th century. In this study, we introduce policy scholars to modern theories of entrepreneurship from sociology and management scholarship, including cultural entrepreneurship, effectuation, bricolage, and entrepreneurial assembly. We show that theories connect more easily with major theories of the policy process more easily than classical theories do and argue policy scholars should make room for multiple policy entrepreneurship archetypes. We also give three examples—organizational imprinting, the small firm effect, and survivorship bias—of the readymade research agenda modern entrepreneurship theories offer to policy entrepreneurship scholars. Finally, we show how these theories help policy scholars build bridges to other political science subfields.
谁促成了政策的变化,又是如何促成的?公共政策学者现在更加重视政策过程中机构的作用,特别是政策企业家精神的作用,这是一个有争议的术语,主要建立在20世纪中期的经典经济企业家精神概念之上。在本研究中,我们从社会学和管理学的角度向政策学者介绍了创业的现代理论,包括文化创业、效果、拼凑和创业组装。我们表明,理论比经典理论更容易与政策过程的主要理论联系起来,并认为政策学者应该为多种政策创业原型腾出空间。我们还给出了三个例子——组织印记、小企业效应和生存偏差——现代创业理论为政策创业学者提供了现成的研究议程。最后,我们展示了这些理论如何帮助政策学者建立与其他政治学分支领域的桥梁。
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引用次数: 0
Macrolevel factors encouraging bureaucratic policy entrepreneurship: The case of religion and state in Israel 鼓励官僚政策创业的宏观因素:以色列的宗教与国家案例
IF 5 Q1 POLITICAL SCIENCE Pub Date : 2023-09-21 DOI: 10.1002/epa2.1191
Niva Golan-Nadir

How do external macrolevel factors encourage bureaucrats to become policy entrepreneurs? And what are their organizational goals in pursuing entrepreneurship? Contrary to traditional public choice literature on bureaucracy that sees the latter as change-resistant, this study stresses that bureaucracies can and do change; they are not as insulated from reformist pressure. In this study, we lay the conditions under which change occurs, making bureaucrats—policy entrepreneurs. We argue that: (1) bureaucratic inefficiency, leading to (2) societal pressure as expressed by public opinion, and consequently to (3) pressure from potential new providers offering bottom-up competition, will encourage bureaucrats to turn to policy entrepreneurship strategies. In addition, we assert that their goals in doing so are to modify and design efficient services, while protecting their monopoly on service provision. We test these claims by analyzing the state-religion dynamics in Israel, and specifically the case of the 2021 kosher food inspection reform.

外部宏观因素如何鼓励官僚成为政策企业家?他们追求企业家精神的组织目标是什么?关于官僚机构的传统公共选择文献认为官僚机构是抵制变革的,与此相反,本研究强调官僚机构可以而且确实在变革;它们并不像传统文献那样与改革压力绝缘。在本研究中,我们提出了变革发生的条件,使官僚成为政策企业家。我们认为(1) 官僚机构的低效率导致 (2) 公众舆论所表达的社会压力,进而导致 (3) 来自提供自下而上竞争的潜在新供应商的压力,这将鼓励官僚转向政策企业家战略。此外,我们还断言,他们这样做的目的是为了修改和设计高效的服务,同时保护他们在服务提供方面的垄断地位。我们通过分析以色列的国家-宗教动态,特别是 2021 年犹太食品检查改革的案例,验证了上述观点。
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引用次数: 0
Policy entrepreneurship on the street-level: A systematic literature review 街道层面的政策企业家精神:系统的文献综述
IF 5 Q1 POLITICAL SCIENCE Pub Date : 2023-09-21 DOI: 10.1002/epa2.1187
Ofek Edri-Peer, Mariana Costa Silveira, Maayan Davidovitz, Neomi Frisch-Aviram, Jamal Shehade, Hadeel Diab, Niva Golan-Nadir, Nissim Cohen

What are the differences between policy entrepreneurship and street-level policy entrepreneurship? The research on street-level policy entrepreneurship is still in its infancy, yet in the past few years, it has received greater research attention. This article systematically reviews the current research published on this topic and compares it to previous findings on policy entrepreneurs. Our findings provide an analysis of street-level policy entrepreneurs' characteristics, motivations, traits, and strategies, differentiating types of street-level bureaucrats (SLBs). We also find three new strategies unique to SLBs: consistency over time, learning from others, and seeking legitimacy. We conclude by identifying the main differences between traditional entrepreneurs and street-level entrepreneurs and providing suggestions for further research.

政策企业家精神和街头政策企业家精神的区别是什么?关于街头政策企业家精神的研究还处于起步阶段,但在过去的几年里,它得到了越来越多的研究关注。本文系统地回顾了目前发表的关于这一主题的研究,并将其与先前关于政策企业家的研究结果进行了比较。我们的研究结果分析了街头政策企业家的特征、动机、特征和策略,区分了街头官僚(slb)的类型。我们还发现了slb独有的三种新策略:长期的一致性、向他人学习和寻求合法性。最后,我们确定了传统企业家和街头企业家之间的主要区别,并提出了进一步研究的建议。
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引用次数: 1
Parliamentary oversight of emergency measures and policies: A safeguard of democracy during a crisis? 议会对紧急措施和政策的监督:危机期间的民主保障?
IF 5 Q1 POLITICAL SCIENCE Pub Date : 2023-09-19 DOI: 10.1002/epa2.1190
Mikko Värttö

The article discusses the role of parliamentary oversight of emergency measures and policies in increasing democratic resilience and recovery from the COVID-19 pandemic. The study on the Finnish Parliament is conducted by analyzing the statements of the Constitutional Law Committee, whose role is to conduct a parliamentary constitutional review of governmental bills. The main focus of the analysis is on the Committee's reviews of the constitutionality of the emergency measures and the procedures of law drafting. The research indicates that the committee considered the restrictions and exceptions of fundamental rights as proportional and necessary to prevent the overburdening of the healthcare system in most cases. However, the justifications for the emergency measures were often lacking, and the parliament's right to receive information was compromised. These deficits undermined the Parliament's capacity to oversee emergency measures and policies. The parliamentary constitutional review during the pandemic could still serve a critical complementary function by protecting fundamental rights and democratic values.

文章讨论了议会对紧急措施和政策的监督在提高民主复原力和从 COVID-19 大流行中恢复的作用。对芬兰议会的研究是通过分析宪法委员会的声明进行的,该委员会的职责是对政府法案进行议会宪法审查。分析的主要重点是委员会对紧急措施的合宪性和法律起草程序的审查。研究表明,委员会认为在大多数情况下,对基本权利的限制和例外是相称的,也是防止医疗保健系统负担过重所必需的。然而,紧急措施往往缺乏正当理由,议会获取信息的权利也受到损害。这些缺陷削弱了议会监督紧急措施和政策的能力。大流行病期间的议会宪法审查仍可通过保护基本权利和民主价值观发挥重要的补充作用。
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引用次数: 0
Arts and culture in transformation: A critical analysis of the national plans for the European Recovery and Resilience Facility 转型中的艺术与文化:对欧洲复兴和恢复基金国家计划的批判性分析
IF 5 Q1 POLITICAL SCIENCE Pub Date : 2023-09-08 DOI: 10.1002/epa2.1188
Diana Betzler, Ellen Loots, Marek Prokůpek

The understanding of resilience, and how the ability to respond or adjust to new situations can be implemented and evaluated, gained prominence in public policy. This study examines how European Union (EU) member states plan to support cultural and creative sectors (CCSs) within the Recovery and Resilience Facility (RRF) of the NextGenerationEU Program and how they plan the CCSs to contribute to the grand challenges of our time. Using mixed methods, it is found that the understanding of how structural deficiencies in CCSs can be addressed is not systematic and not all countries invest to make the cultural infrastructure more future-proof. Neither the budgets nor the mode of resilience (absorption, adaptation, and transformation) exposed in the plans consistently correlates with how countries intend to address key impact pillars. Countries with larger CCSs are more prone to transformation. The theoretical contribution lies in the elaboration of the concept of “ex ante resilience.”

对复原力的理解,以及如何实施和评估对新情况做出反应或调整的能力,在公共政策中日益突出。本研究探讨了欧盟(EU)成员国如何计划在下一代欧盟计划(NextGenerationEU Program)的恢复和复原力基金(RRF)内支持文化和创意部门(CCSs),以及它们如何计划文化和创意部门为应对当今时代的重大挑战做出贡献。通过采用混合方法,我们发现,对于如何解决中央文化服务中心结构性缺陷的认识并不系统,而且并非所有国家都会投资使文化基础设施更能适应未来的需要。计划中的预算或复原力模式(吸收、适应和转化)与各国打算如何解决主要影响支柱的方式并不一致。中央案例研究规模较大的国家更倾向于转型。理论贡献在于对 "事前复原力 "概念的阐述。
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引用次数: 0
Energy efficiency, housing, and economic policy 能源效率、住房和经济政策
IF 5 Q1 POLITICAL SCIENCE Pub Date : 2023-08-21 DOI: 10.1002/epa2.1185
Nils C. Bandelow, Johanna Hornung, Fritz Sager, Ilana Schröder
<p>Summer is always an exciting period of the year for journal editors because citation indices publish the latest journal-specific performance indicators. For our <i>European Policy Analysis (EPA)</i> journal, this year has brought amazing news. Not only has our SCOPUS CiteScore risen from 5.3 to 7.8, which is an increase by almost 50%.<sup>1</sup> It is also the first year that Clarivate Analytics, which publishes the Journal Citation Reports within the Web of Science, has issued an Impact Factor (IF) for EPA. The inclusion in the Web of Science and the IF are indicative of the high-quality articles that we publish, as well as the quick, responsible, and reliable processes of peer review. We sincerely thank our authors, reviewers, and all people who have contributed to EPA's success. Proudly, we present EPA's first IF of 5.0, which ranks it second in the Political Science category of the Emerging Sources Citation Index (ESCI) and fourth in the Public Administration category of the ESCI. Considering the journals listed in the Social Sciences Citation Index (SSCI), this makes EPA one of the top 15 journals in Political Science, and one of the top 10 journals in Public Administration. Words cannot describe how happy we are about this result. Our thanks to the great authors and reviewers who made this possible. We are aware that keeping this still young journal in the upper quartiles of the indexes for an extended period of time will be even more challenging.</p><p>In our view, the most recent publications of our journal can contribute to a continuation of EPA's success story. At the ravages of time, which are shaped by new questions regarding sustainability and digitalization but also seemingly old debates on democracy and governance, the past year has bundled a few of these questions in a special issue on Sustainable Governance Indicators (SGIs) and their explanatory power in the realm of public policy research. Back then, the visionary article by Tosun and Howlett (<span>2022</span>) has provided an empirical operationalization of policy styles by means of the SGIs. The long-lasting impact of this article is already visible. In this EPA issue Zahariadis et al. (<span>2023</span>) build on this operationalization, but use different SGI concepts as indicators for mode of problem-solving and inclusiveness. This allows them to comparatively assess administrative, managerial, accommodative, and adversarial policy styles. While these present to distinct ways of empirically capturing policy styles, they are at the same time representative of the growing interest in policy styles (Casula & Malandrino, <span>2023</span>; Howlett & Tosun, <span>2021</span>; Newman et al., <span>2022</span>; Schillemans et al., <span>2022</span>).</p><p>At a less theoretical and more empirical level, the EPA contributions in this issue focus on topics of current importance in energy, housing, and economic policy. These sectors even entail relevant intersections, as
考虑到被列入社会科学引文索引(SSCI)的期刊,这使EPA成为政治学排名前15的期刊之一,公共管理排名前10的期刊之一。言语无法形容我们对这个结果有多高兴。感谢伟大的作者和评论家,是他们使这一切成为可能。我们知道,在很长一段时间内保持该杂志在前四分之一指数中的年轻地位将更加具有挑战性。在我们看来,我们杂志的最新出版物可能有助于延续EPA的成功故事。面对天气的破坏,他们组合可持续性和数字化的新问题,同时也因为讨论显然前关于民主和治理,去年这些问题包括在一个特刊可持续治理指标()及其解释。公共政策研究领域的权力。当时,Tosun和Howlett(2022)富有远见的论文通过SGI提供了政策风格的实证操作化。这篇文章的持久影响已经显而易见。在本期EPA中,Zahariadis等人(2023)基于这种操作化,但使用不同的SGI概念作为解决问题和包容方式的指标。这使他们能够比较评估行政、管理、调和和矛盾的政策风格。虽然它们呈现了从经验上捕捉政策风格的不同方式,但它们也代表了对政策风格日益增长的兴趣(Casula和Malandrino 2023;Howlett & Tosun, 2021年;Newman等人,2022年;Schillemans等人,2022)。在较少的理论和更多的经验层面上,EPA在这个问题上的贡献集中在当前的能源、住房和经济政策问题上。这些部门甚至涉及相关的交叉,如下文所示(von Malmborg et al., 2023)。以节能建筑为例,涵盖能源、住房和经济政策(甚至可持续性),作者描述了1970年至2022年间欧盟在这一主题上的框架是如何变化的。周围日益强调利益在政治领域改变了框架能解释外部事件都已发表声明:事实上,显示政策和框架可以帮助提高面对欧盟各国政府的能力。除了欧盟和其他超国家和国家组织,还有其他类型的参与者可能与能源和环境政策高度相关。其中之一是所谓的变革推动者,他们可以被概念化为不同类型的个人政治行动者。除了政策企业家的概念,这在公共政策研究中经常被提及(Arnold, 2022;Harvey-Scholes等人,2022年;Petridou等人,2021年;唐&amp;我,2023;Taylor et al., 2023), Liefferink和Wurzel(2017)引入了领导者和先行者的概念。在本期EPA中,Watanabe(2023)对德国能源转型背景下的风能政策制定进行了深入分析。具体而言,本文分析一个国家特殊的作用(石勒苏益格-荷尔斯泰因)的联邦政策进程,而这已是一个球员禁令与盟军先锋和经验有助于解释概念区分不同类型的变革的推动者。在本例中。这些变革推动者成功地获得了影响力,并抵制了利益集团的抵制。与此相反,德国的住房政策问题仍然是不同利益集团之间冲突的问题,其中工业是主要参与者。尽管在为残疾人和老年人提供住房方面存在严重挑战,但正如Slavici(2023)所显示的那样,由于残疾人游说者的政治影响力薄弱,这些问题仍然存在。本期的最后两篇文章是关于不列颠群岛的经济政策。在英国退欧的过程中,北爱尔兰和爱尔兰之间的冲突再次变得更加明显。这两个地区之间的和平进程就更加重要了。欧盟和平方案是旨在帮助减少冲突的核心政策方案之一,但执行是每项政策影响的核心因素。正是在这个项目中,Knox等人。
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引用次数: 0
Framing the benefits of European Union policy expansion on energy efficiency of buildings: A Swiss knife or a Trojan horse 欧盟扩大建筑能效政策的好处:瑞士刀还是特洛伊木马
IF 5 Q1 POLITICAL SCIENCE Pub Date : 2023-07-11 DOI: 10.1002/epa2.1184
Fredrik von Malmborg, Martin Björklund, Johan Nordensvärd

This paper analyzes through qualitative and quantitative analysis of European Union (EU) policy documents the framing of EU policy on energy-efficient buildings from the 1970s to 2022. We find that it has been framed in different ways over the decades and the framing has expanded to include more and more benefits. Through this expansion, energy efficiency has been linked to other policy areas, such as security, environmental, economic, and social policy. The shifts in framing can be seen as responses to external events. The expansion can also be explained using two metaphors to analyze how the framing differs depending on political positioning. One where policy is seen as a Swiss knife, able to solve multiple political problems, and one where policy is seen as a Trojan horse, where new policy domains are snuck in by policymakers disguising it as energy efficiency policy to increase EU competency in relation to national governments.

本文通过对欧盟政策文件的定性和定量分析,分析了20世纪70年代至2022年欧盟节能建筑政策的框架。我们发现,在过去的几十年里,它以不同的方式被构建起来,并且这个框架已经扩展到包括越来越多的好处。通过这种扩大,能源效率已与安全、环境、经济和社会政策等其他政策领域联系起来。框架的转变可以看作是对外部事件的反应。这种扩张也可以用两个比喻来解释,以分析框架如何因政治定位而不同。一种是政策被视为一把瑞士刀,能够解决多种政治问题;另一种是政策被视为特洛伊木马,政策制定者将新的政策领域伪装成能源效率政策,以提高欧盟与各国政府的竞争力。
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引用次数: 3
Change agents in Germany's energy transition: Role of the state of Schleswig-Holstein in wind electricity development from the 1970s to 2009 德国能源转型中的变革推动者:20世纪70年代至2009年石勒苏益格-荷尔斯泰因州在风电发展中的作用
IF 5 Q1 POLITICAL SCIENCE Pub Date : 2023-06-13 DOI: 10.1002/epa2.1179
Rie Watanabe

Energiewende (energy transition) has become a worldwide critical challenge. Unlike extensive literature that explains Germany's energy transition focusing on federal actors, this study analyzes the role of Schleswig-Holstein in federal wind energy policy-making. Schleswig-Holstein was an economically poor state governed by the Christian Democratic Union from 1950 to 1988 and supported nuclear energy in the late 1970s and early 1980s. By integrating the notions of “leaders,” “pioneers,” and “entrepreneurs,” and exploring the relationship between these change agents and “followers,” this study elucidates a nuanced classification of actors. An examination of proceedings of the federal assembly, the second chamber, and the Schleswig-Holstein state parliament revealed that Schleswig-Holstein changed its role from a potential veto-coalition player in the 1970s to a constructive pusher of repowering older windmills in the 2009 Renewable Energy Act revision. This study also highlights that leaders, pioneers, and entrepreneurs do not necessarily overlap and do capture different change agents.

能源转型已成为世界性的重大挑战。与大量文献解释德国的能源转型侧重于联邦行动者不同,本研究分析了石勒苏益格-荷尔斯泰因州在联邦风能政策制定中的作用。从1950年到1988年,石勒苏益格-荷尔斯泰因州是一个经济落后的州,由基督教民主联盟统治,在20世纪70年代末和80年代初支持核能。通过整合“领导者”、“先驱者”和“企业家”的概念,并探索这些变革推动者和“追随者”之间的关系,本研究阐明了行动者的微妙分类。对联邦议会、第二议院和石勒苏益格-荷尔斯泰因州议会的审查显示,石勒苏益格-荷尔斯泰因州议会的角色从20世纪70年代的潜在否决者转变为2009年《可再生能源法》修订中对旧风车进行改造的建设性推动者。这项研究还强调,领导者、先驱者和企业家并不一定重叠,他们确实抓住了不同的变革推动者。
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引用次数: 1
期刊
European Policy Analysis
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