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Does (dis)agreement reflect beliefs? An analysis of advocacy coalitions in Swiss pesticide policy 意见(不)一致是否反映了信念?对瑞士农药政策倡导联盟的分析
IF 2.7 Q1 POLITICAL SCIENCE Pub Date : 2024-07-31 DOI: 10.1002/epa2.1219
Milena Wiget

Agricultural pesticide use is a wicked sustainability challenge: Trade-offs exist between health, environmental, agro-economic, and socio-political objectives. Various actors involved have diverse beliefs regarding these trade-offs and policies to address the challenge. But to what extent does the agreement or disagreement between actors reflect belief similarities or differences, and thus, the formation of advocacy coalitions? To answer this question, the study draws on the advocacy coalition framework and investigates data from 54 key actors in the case of Swiss pesticide policy. The study explores the relationship between the actors' (dis)agreement relations and their beliefs using Random Forests. Coalitions are identified through block modeling and beliefs based on multi-attribute value theory. The study shows that the two relations are a good proxy for identifying coalitions with conflict lines concerning beliefs and presents an approach to exploring ideological reasons behind (dis)agreement relations that supports identifying conflicting beliefs relevant to future policy solutions.

农业杀虫剂的使用是一个棘手的可持续发展挑战:健康、环境、农业经济和社会政治目标之间存在权衡。对于这些权衡和应对挑战的政策,不同的参与者有着不同的信念。但是,行动者之间的一致或分歧在多大程度上反映了信念的相似性或差异性,从而形成了倡导联盟?为了回答这个问题,本研究借鉴了倡导联盟框架,并调查了瑞士农药政策案例中 54 个主要参与者的数据。研究采用随机森林方法探讨了行动者的(不)一致关系与其信念之间的关系。联盟是通过分块建模确定的,而信念则基于多属性价值理论。研究表明,这两种关系是识别具有信念冲突线的联盟的良好代表,并提出了一种探索(不)协议关系背后的意识形态原因的方法,该方法支持识别与未来政策解决方案相关的信念冲突。
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引用次数: 0
Assessing policy capacity and policy effectiveness: A comparative study using sustainable governance indicators 评估政策能力和政策效力:利用可持续治理指标进行比较研究
IF 2.7 Q1 POLITICAL SCIENCE Pub Date : 2024-07-26 DOI: 10.1002/epa2.1217
Rameen Khan, Fiaz Hussain

Policy capacity is vital for a nation's prosperity and sustainability, enabling governments to fulfill diverse responsibilities, such as security, economic growth, and accountable governance. This study evaluates policy capacity across countries from 2014 to 2020 using Sustainable Governance Indicators by the Bertelsmann Foundation. Focusing on executive capacity, which encompasses policy capacity's analytical, managerial, and political aspects, we gauge governments' ability to implement sustainable policies. Executive capacity is further classified into steering capability, policy implementation, and institutional learning. Findings show that policy capacity significantly influences policy effectiveness in all countries, with high-capacity countries demonstrating more impact. Enhancing policy capacity through efficient steering, implementation, and learning can improve policy effectiveness and foster responsive governance for sustainable development. This research provides valuable insights for policymakers seeking to bolster governance capacities and achieve positive policy outcomes.

政策能力对于一个国家的繁荣和可持续发展至关重要,它使政府能够履行安全、经济增长和负责任的治理等各种责任。本研究利用贝塔斯曼基金会的可持续治理指标,对 2014 年至 2020 年各国的政策能力进行了评估。执行能力包括政策能力的分析、管理和政治方面,我们将重点放在执行能力上,衡量政府实施可持续政策的能力。执行能力又分为指导能力、政策执行能力和机构学习能力。研究结果表明,政策能力对所有国家的政策有效性都有重大影响,高政策能力国家的影响更大。通过高效的指导、执行和学习来提高政策能力,可以提高政策的有效性,促进可持续发展的顺应性治理。这项研究为寻求提高治理能力和取得积极政策成果的决策者提供了宝贵的见解。
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引用次数: 0
Advancing the concept of windows of opportunity to explore the dynamics of the sustainability transition: The development of the EV market in the UK 推进机会之窗的概念,探索可持续转型的动态:英国电动汽车市场的发展
IF 2.9 Q1 POLITICAL SCIENCE Pub Date : 2024-06-27 DOI: 10.1002/epa2.1216
Dr Ural Arslangulov, Prof Robert Ackrill

In this study, we seek to understand the interplay between industry and policy, to explain how and why the UK shifted from the promotion of low-emission road transportation, to policy based on zero tailpipe-emission electric vehicles (EVs), as part of its evolving net zero ambitions. For this, we unify the Multi-Level Perspective, Multiple Streams Framework, and Multi-Level Governance into a synthetic model—the Multi-Level Governance and Strategy model. Within this, we identify distinct windows of opportunity (WoO) that relate to each of the technology, policy, and market factors that needed to come together to put the UK automotive industry on a specific trajectory. Utilizing (pragmatist) grounded theory to analyze our extensive interview and documentary data, we find that this trajectory resulted from the interplay of technology innovators and policy entrepreneurs in different WoO, to achieve the ultimate goal of a functioning market for EVs.

在这项研究中,我们试图了解行业与政策之间的相互作用,以解释英国如何以及为什么从促进低排放的道路运输转向基于零尾气排放的电动汽车(ev)的政策,作为其不断发展的净零目标的一部分。为此,我们将多层次视角、多流框架和多层次治理统一为一个综合模型——多层次治理和策略模型。在此基础上,我们确定了不同的机会之窗(WoO),这些机会之窗与技术、政策和市场因素有关,这些因素需要结合在一起,使英国汽车行业走上特定的轨道。利用(实用主义)理论分析我们广泛的访谈和文献数据,我们发现这一轨迹是不同WoO中技术创新者和政策企业家相互作用的结果,以实现电动汽车市场功能的最终目标。
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引用次数: 0
Is who they are, what they prefer? Understanding bureaucratic elites' policy preferences for European integration of government accounting 他们的身份就是他们的偏好吗?了解官僚精英对欧洲政府会计一体化的政策偏好
IF 2.7 Q1 POLITICAL SCIENCE Pub Date : 2024-06-17 DOI: 10.1002/epa2.1215
Pascal Horni

Bureaucratic elites and national public administrations' experts play a key role in the preparation of supranational policies and in shaping global governance instruments. However, we know surprisingly little about what factors drive their preferences and support for supranational solutions. Drawing on the results of a vignette and conjoint experiment and the case of the European Commission's policy initiative to develop European Public Sector Accounting Standards, this study analyzes the effect of the communicative framing of a policy's objective and how experts' attitudes influence their preferences for policy outcomes. The study shows that the communicative framing of a policy's objective based on functional needs rather than on normative grounds increases support among national administrations' experts. Moreover, the study finds evidence that experts who internalized a public service motivation and those with a supranationalist collective identity are more willing to give up national sovereignty in favor of supranational policy solutions.

官僚精英和国家公共管理部门的专家在制定超国家政策和形成全球治理工具方面发挥着关键作用。然而,我们对他们偏好和支持超国家解决方案的因素知之甚少。本研究借鉴了小实验和联合实验的结果,并以欧盟委员会制定欧洲公共部门会计准则的政策倡议为例,分析了政策目标的沟通框架的效果,以及专家的态度如何影响他们对政策结果的偏好。研究表明,基于功能需求而非规范理由的政策目标沟通框架会增加国家行政部门专家的支持。此外,研究还发现有证据表明,内化了公共服务动机的专家和具有超国家主义集体身份的专家更愿意放弃国家主权,转而支持超国家的政策解决方案。
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引用次数: 0
Explaining differences in policy learning in the EU "Fit for 55” climate policy package 欧盟 "适合 55 国 "一揽子气候政策中政策学习差异的解释
IF 2.7 Q1 POLITICAL SCIENCE Pub Date : 2024-05-31 DOI: 10.1002/epa2.1210
Fredrik von Malmborg

Through learning, policy actors can maintain, reinforce, or revise their beliefs and positions about the design and outcomes of policies. This paper critically analyzes factors influencing policy learning by comparing policy processes of two EU laws of the recent “Fit for 55” climate package: (i) revised provisions on increasing energy efficiency in companies included in the recast Energy Efficiency Directive and (ii) the new FuelEU Maritime regulation provided for decarbonizing maritime shipping. Learning across coalitions with competing beliefs was encountered in the first case but not in the other despite similar institutional settings. The difference is attributed to a more politicized debate on decarbonizing shipping, leading to consensus through bargaining instead of deliberation, and a circumscribed leader of one coalition, with a less flexible negotiation mandate. The paper adds to the theory on policy learning, suggesting that levels of politicization and polarization, as well as the mandates of the coalition leaders, influence cross-coalition learning.

通过学习,政策参与者可以保持、加强或修正他们对政策设计和结果的信念和立场。本文通过比较最近 "适合 55 国 "气候一揽子方案中两项欧盟法律的政策过程,批判性地分析了影响政策学习的因素:(i) 重新修订的能源效率指令中关于提高公司能源效率的修订条款;(ii) 新的 FuelEU Maritime 法规为海运业的去碳化做出了规定。在第一种情况下,尽管机构设置相似,但在另一种情况下,具有相互竞争信念的联盟之间的学习并没有出现。造成这种差异的原因是,关于航运业去碳化的辩论更加政治化,导致通过讨价还价而非审议达成共识,以及一个联盟的领导者受到限制,谈判授权不太灵活。本文对政策学习理论进行了补充,指出政治化和两极分化的程度以及联盟领导人的任务授权会影响跨联盟学习。
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引用次数: 0
Discourses and bottom-up policymaking in Europe and the EU 欧洲和欧盟的讨论和自下而上的决策
IF 5 Q1 POLITICAL SCIENCE Pub Date : 2024-05-22 DOI: 10.1002/epa2.1209
Nils C. Bandelow, Johanna Hornung, Fritz Sager, Ilana Schröder
<p>Artificial intelligence (AI), climate change, COVID-19, financial budgets, religion and state in Israel—the challenges that the EU and countries in Europe face today seem to increase rather than decrease. This EPA issue includes contributions that show the extent of diversity with which European policy research deals with these topics. The articles draw from different theoretical and/or methodological approaches to analyze the capacity of European governments and the EU in governing these challenges, the ideas and discourses that emerge around them, and the role that bureaucrats and citizens play in bottom-up processes.</p><p>AI is the newest among the mentioned challenges and is subject to increased attention in public policy research. Several articles tackle AI by analyzing the national or global governance of AI technologies (Büthe et al., <span>2022</span>; Erman & Furendal, <span>2022</span>; Radu, <span>2021</span>; Robles & Mallinson, <span>2023b</span>; Taeihagh, <span>2021</span>; Ulnicane & Erkkilä, <span>2023</span>), including the setting of standards (von Ingersleben-Seip, <span>2023</span>), the perceptions by citizens and relevance of public trust (Ingrams et al., <span>2021</span>; Robles & Mallinson, <span>2023a</span>; Schiff et al., <span>2023</span>) or the impact of AI “on the ground” (Brunn et al., <span>2020</span>; Selten et al., <span>2023</span>). Following this recent rise in interest in AI, Lemke et al. (<span>2024</span>) tie in with a contribution that methodologically relies on discourse analysis (Newman & Mintrom, <span>2023</span>) and opens this issue by a comprehensive depiction of the German discourse on AI. Their systematic analysis includes 6421 statements from various relevant stakeholders with a focus on how AI is defined and framed as a policy problem. Thereby, the analysis underpins that AI is (still) perceived as an issue primarily related to technology and, hence, placed in the policy sector of technology and innovation. It is thus not an issue where questions around civil rights, labor, or education dominate, although the multitude of stakeholders framing and defining the problem increases uncertainty in problem definition. Furthermore, the discourse highlights the need for international cooperation.</p><p>With Germany being a large European country with a central role in the European Union (EU), such emphasis of international cooperation also refers to joint endeavors at a European level. However, to be able to address problems that concern Europe, the EU must have the necessary leverage, and members states must also comply with adopted laws—which is often not the case (Brendler & Thomann, <span>2023</span>; Heidbreder, <span>2017</span>; Kriegmair et al., <span>2022</span>; Thomann & Sager, <span>2017</span>). Clinton and Arregui (<span>2024</span>) look into these infringements of EU law at local and regional levels of EU members states to identify explanations for why
In contrast, a direct correlation between large shares of seats held by populists in parliament and excess mortality cannot be shown. At first glance,political institutions and state capacity are also hardly directly correlated with excess mortality. However, the picture becomes more complex whenthe country clusters are differentiated and a distinction is made between the phases with and without vaccination.Contributing to the increasinglystudied role of street-level bureaucrats in public policy (Arnold, 2013; Brodkin, 2012; Edri-Peer et al., 2023), Niva Golan-Nadir (2024) zooms in on areligion-directed food policy reform in Israel to answer what encourages civil servants to become policy entrepreneurs. Focusing on macrolevelfactors, the paper argues that bureaucratic inefficiency, related societal pressure, and competition by other service providers encouragesbureaucrats to engage more strongly for an issue and take on entrepreneurial strategies to increase its success. This causal model is illustrated withthe case of the Israeli Rabbinate, a state institution that successfully defended its monopoly on regulating kosher food certificates in 2021. Drawingon governmental statistics, public opinion surveys, elite interviews and analyses of (policy) documents and media, the study shows how the ActingGeneral Director of the Israeli Chief Rabbinate identified a time of high public dissatisfaction and rising attention for private sector competitors asa window of opportunity to improve the Rabbinate's service provision while maintaining its monopoly. These findings show how critical situations canspark innovation and motivate policy entrepreneurship and change.While the importance of multilevel top-down policy processes cannot be neglected,the last contribution in this issue sheds light on the equally important bottom-up initiatives of policymaking. Using a mixed-methods approach, Bogoand Falanga (2024) explore the dissemination and financial dimension of participatory budgeting (PB) in Portugal, that is, citizen-centeredcollective decision making on public budget (Bartocci et al., 2022). The authors show how (mostly local) PBs have increased throughout Portugal in four waves after their introduction in 2002. This growth was pushed forward, inter alia, by the initiation of the Lisbon PB and national PBs, a stronger focus on young people, new implementation strategies, and PB's support amongcenter-right governments in the North of the country. The comparative analysis of 134 Portuguese PBs between 2002 and 2019 shows that most investmentswere assured in the fourth wave from 2015 to 2019, although the mean investment per PB has decreased since 2009. As of 2019, most PBs relied on less than 2% ofpublic investments, implying a rather weak financial impact. The authors conclude that although PB as a democratic innovation has spread considerablyin Portugal since the early 2000s, it plays only a limited role in the absolute financial investment (per capita), n
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引用次数: 0
Enabling free movement but restricting domestic policy space? The price of mutual recognition 允许自由流动却限制国内政策空间?相互承认的代价
IF 2.7 Q1 POLITICAL SCIENCE Pub Date : 2024-04-22 DOI: 10.1002/epa2.1208
Jasmin Zöllmer, Harald Grethe

Free movement of goods within the EU is guaranteed via mutual recognition: any product lawfully produced in one member state must also be accepted in all other member states. While unleashing economic benefits from trade without regulatory barriers, mutual recognition potentially limits member states' ability to address societal concerns with regard to production conditions. This hypothesis is addressed via the case of farm animal welfare in Germany, combining a thorough policy analysis with 20 elite interviews. The results demonstrate how the discourse of inner-European competition has discouraged policymakers to adopt stricter legislation over the past three decades, exemplifying the impeding effect of mutual recognition on member states' policies. Understanding these mechanisms is vital for handling regulatory diversity within integrated markets and offers insights into similar policy areas. This research contributes to the broader issue of national sustainability standards in a globalized world, where collective preferences increasingly collide with economic goals.

欧盟内部的货物自由流通是通过相互承认来保证的:在一个成员国合法生产的任何产品也必须得到所有其他成员国的认可。虽然互认可以在没有监管壁垒的情况下释放贸易带来的经济利益,但却有可能限制成员国解决生产条件方面社会关切的能力。本文以德国农场动物福利为例,结合全面的政策分析和 20 次精英访谈,探讨了这一假设。研究结果表明,在过去的三十年中,欧洲内部竞争的论调如何阻碍了政策制定者通过更严格的立法,从而体现了互认对成员国政策的阻碍作用。了解这些机制对于处理一体化市场内的监管多样性至关重要,并可为类似政策领域提供启示。在全球化的世界里,集体偏好与经济目标之间的冲突日益增多,这项研究有助于解决国家可持续性标准这一更广泛的问题。
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引用次数: 0
Who is to blame? Stories of European Union migration governance in Italian, Maltese, and Spanish newspapers 谁该受到指责?意大利、马耳他和西班牙报纸上有关欧盟移民管理的报道
IF 2.7 Q1 POLITICAL SCIENCE Pub Date : 2024-03-26 DOI: 10.1002/epa2.1207
Martina Abisso, Andrea Terlizzi, Eugenio Cusumano

While scholars have investigated how media frame human mobility and securitize irregular border crossings, little research has been dedicated to how European Union (EU) actors are portrayed in media coverage of migration across the Mediterranean. By integrating framing into narrative analysis through the Narrative Policy Framework, our article fills this gap. Specifically, we provide a content analysis of Italian, Maltese, and Spanish newspapers and identify the key narratives underlying the portrayal of specific EU actors. We show that, overall, lack of EU solidarity is the prevalent issue in Italian, Maltese, and Spanish newspapers alike, followed by the alleged inefficiency of EU actors. Accordingly, the EU and its key actors are regularly narrated as either villains, responsible for the crisis and deserting member states in need of solidarity, or as weaklings unable to take effective action. These narratives appear remarkably consistent across countries, over time, and newspapers with different ideological orientation.

虽然学者们已经研究了媒体如何构建人口流动的框架并将非正常过境安全化,但很少有研究专门探讨媒体在报道地中海移民时如何描绘欧盟(EU)行为者的形象。我们的文章通过 "叙事政策框架 "将框架整合到叙事分析中,填补了这一空白。具体而言,我们对意大利、马耳他和西班牙的报纸进行了内容分析,并确定了描绘特定欧盟行动者的关键叙事。我们发现,总体而言,缺乏欧盟团结是意大利、马耳他和西班牙报纸的普遍问题,其次是欧盟行为体被指效率低下。因此,欧盟及其主要行为者经常被描述为对危机负有责任并抛弃需要团结的成员国的恶棍,或者是无法采取有效行动的弱者。这些说法在不同国家、不同时期以及不同意识形态取向的报纸上都惊人地一致。
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引用次数: 0
Identifying causal mechanisms of unexpected policy change: Accumulated punctuation in the field of lobbying transparency in Germany 识别意外政策变化的因果机制:德国游说透明度领域的累积标点符号
IF 2.7 Q1 POLITICAL SCIENCE Pub Date : 2024-02-28 DOI: 10.1002/epa2.1205
Maximilian Schiffers, Sandra Plümer

Recent trends toward mechanistic approaches offer a new perspective in understanding policy change and stability. This paper analyzes causal mechanisms leading to unexpected policy change by using punctuated equilibrium theory. As empirical illustration, the paper presents a case study on the introduction of the German mandatory lobbying register in 2021 after a 16-year-long debate. Methodologically, the paper employs process tracing and qualitative content analysis to examine policy documents. We identify a combination of three mechanisms: end of a de-thematization of the policy issue, growing dominance of the issue network favoring stricter transparency regulations, and issue validation through the accumulation of scandals. Thus, policy change results from the descend of policy actors defending the status quo while those advocating for change ascend to an influential position, and actively exploit focusing events as fertile ground for reform. The paper contributes to a refined theoretical understanding of the causal mechanisms of policy change.

最近的趋势是采用机械论方法,这为理解政策的变化和稳定提供了一个新的视角。本文利用标点均衡理论分析了导致意外政策变化的因果机制。本文以德国经过长达 16 年的辩论于 2021 年引入强制性游说登记制度为例,进行了实证研究。在方法论上,本文采用过程追踪和定性内容分析来研究政策文件。我们发现了三种机制的结合:政策问题去主题化的终结、支持更严格透明度法规的问题网络的主导地位日益增强,以及通过丑闻的积累对问题进行验证。因此,政策变革源于维护现状的政策行动者的下台,而主张变革的政策行动者则上升到有影响力的位置,并积极利用焦点事件作为改革的沃土。本文有助于从理论上完善对政策变革因果机制的理解。
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引用次数: 0
Assessing the types of policy networks in policymaking: Empirical evidence from administrative reform in Italy 评估决策中的政策网络类型:意大利行政改革的经验证据
IF 2.7 Q1 POLITICAL SCIENCE Pub Date : 2024-02-28 DOI: 10.1002/epa2.1204
Giliberto Capano, Eleonora Erittu, Giulio Francisci, Alessandro Natalini

Policy networks can propose solutions (policy communities, and epistemic communities), defend specific instruments (instrument constituencies), and programmatically prioritize change or stability (programmatic groups). This paper focuses on two specific networks that have been present in 30 years of administrative reform in Italy, and it empirically assesses what type of network they are according to their origins, developments over time, membership and motivations to stay together, and role in the policymaking. This comparison, while improving the current understanding of the networking taking place in the Italian administrative reform, shows that if policy networks are very relevant in the policy process, it is analytically more fruitful and empirically more reliable to assess their characteristics empirically, rather than to assume their existence in advance (and make hypotheses on this basis) or to use the concept in a purely metaphorical manner.

政策网络可以提出解决方案(政策社区和认识社区),维护特定工具(工具支持者),以及在计划上优先考虑变革或稳定(计划团体)。本文关注意大利 30 年行政改革中出现的两个特定网络,并根据它们的起源、随时间推移的发展、成员组成和保持联系的动机以及在决策中的作用,对它们属于哪种类型的网络进行了实证评估。这种比较加深了目前对意大利行政改革中出现的网络的理解,同时也表明,如果政策网络在政策过程中非常重要,那么对其特征进行实证评估,而不是事先假定其存在(并在此基础上提出假设),或者纯粹以隐喻的方式使用这一概念,在分析上更有成效,在实证上也更可靠。
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引用次数: 0
期刊
European Policy Analysis
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