How do external macrolevel factors encourage bureaucrats to become policy entrepreneurs? And what are their organizational goals in pursuing entrepreneurship? Contrary to traditional public choice literature on bureaucracy that sees the latter as change-resistant, this study stresses that bureaucracies can and do change; they are not as insulated from reformist pressure. In this study, we lay the conditions under which change occurs, making bureaucrats—policy entrepreneurs. We argue that: (1) bureaucratic inefficiency, leading to (2) societal pressure as expressed by public opinion, and consequently to (3) pressure from potential new providers offering bottom-up competition, will encourage bureaucrats to turn to policy entrepreneurship strategies. In addition, we assert that their goals in doing so are to modify and design efficient services, while protecting their monopoly on service provision. We test these claims by analyzing the state-religion dynamics in Israel, and specifically the case of the 2021 kosher food inspection reform.
{"title":"Macrolevel factors encouraging bureaucratic policy entrepreneurship: The case of religion and state in Israel","authors":"Niva Golan-Nadir","doi":"10.1002/epa2.1191","DOIUrl":"10.1002/epa2.1191","url":null,"abstract":"<p>How do external macrolevel factors encourage bureaucrats to become policy entrepreneurs? And what are their organizational goals in pursuing entrepreneurship? Contrary to traditional public choice literature on bureaucracy that sees the latter as change-resistant, this study stresses that bureaucracies can and do change; they are not as insulated from reformist pressure. In this study, we lay the conditions under which change occurs, making bureaucrats—policy entrepreneurs. We argue that: (1) bureaucratic inefficiency, leading to (2) societal pressure as expressed by public opinion, and consequently to (3) pressure from potential new providers offering bottom-up competition, will encourage bureaucrats to turn to policy entrepreneurship strategies. In addition, we assert that their goals in doing so are to modify and design efficient services, while protecting their monopoly on service provision. We test these claims by analyzing the state-religion dynamics in Israel, and specifically the case of the 2021 kosher food inspection reform.</p>","PeriodicalId":52190,"journal":{"name":"European Policy Analysis","volume":"10 2","pages":"253-278"},"PeriodicalIF":5.0,"publicationDate":"2023-09-21","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"https://onlinelibrary.wiley.com/doi/epdf/10.1002/epa2.1191","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"136152326","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":0,"RegionCategory":"","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"OA","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
What are the differences between policy entrepreneurship and street-level policy entrepreneurship? The research on street-level policy entrepreneurship is still in its infancy, yet in the past few years, it has received greater research attention. This article systematically reviews the current research published on this topic and compares it to previous findings on policy entrepreneurs. Our findings provide an analysis of street-level policy entrepreneurs' characteristics, motivations, traits, and strategies, differentiating types of street-level bureaucrats (SLBs). We also find three new strategies unique to SLBs: consistency over time, learning from others, and seeking legitimacy. We conclude by identifying the main differences between traditional entrepreneurs and street-level entrepreneurs and providing suggestions for further research.
{"title":"Policy entrepreneurship on the street-level: A systematic literature review","authors":"Ofek Edri-Peer, Mariana Costa Silveira, Maayan Davidovitz, Neomi Frisch-Aviram, Jamal Shehade, Hadeel Diab, Niva Golan-Nadir, Nissim Cohen","doi":"10.1002/epa2.1187","DOIUrl":"10.1002/epa2.1187","url":null,"abstract":"<p>What are the differences between policy entrepreneurship and street-level policy entrepreneurship? The research on street-level policy entrepreneurship is still in its infancy, yet in the past few years, it has received greater research attention. This article systematically reviews the current research published on this topic and compares it to previous findings on policy entrepreneurs. Our findings provide an analysis of street-level policy entrepreneurs' characteristics, motivations, traits, and strategies, differentiating types of street-level bureaucrats (SLBs). We also find three new strategies unique to SLBs: consistency over time, learning from others, and seeking legitimacy. We conclude by identifying the main differences between traditional entrepreneurs and street-level entrepreneurs and providing suggestions for further research.</p>","PeriodicalId":52190,"journal":{"name":"European Policy Analysis","volume":"9 4","pages":"356-378"},"PeriodicalIF":5.0,"publicationDate":"2023-09-21","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"https://onlinelibrary.wiley.com/doi/epdf/10.1002/epa2.1187","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"136153843","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":0,"RegionCategory":"","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"OA","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
The article discusses the role of parliamentary oversight of emergency measures and policies in increasing democratic resilience and recovery from the COVID-19 pandemic. The study on the Finnish Parliament is conducted by analyzing the statements of the Constitutional Law Committee, whose role is to conduct a parliamentary constitutional review of governmental bills. The main focus of the analysis is on the Committee's reviews of the constitutionality of the emergency measures and the procedures of law drafting. The research indicates that the committee considered the restrictions and exceptions of fundamental rights as proportional and necessary to prevent the overburdening of the healthcare system in most cases. However, the justifications for the emergency measures were often lacking, and the parliament's right to receive information was compromised. These deficits undermined the Parliament's capacity to oversee emergency measures and policies. The parliamentary constitutional review during the pandemic could still serve a critical complementary function by protecting fundamental rights and democratic values.
{"title":"Parliamentary oversight of emergency measures and policies: A safeguard of democracy during a crisis?","authors":"Mikko Värttö","doi":"10.1002/epa2.1190","DOIUrl":"10.1002/epa2.1190","url":null,"abstract":"<p>The article discusses the role of parliamentary oversight of emergency measures and policies in increasing democratic resilience and recovery from the COVID-19 pandemic. The study on the Finnish Parliament is conducted by analyzing the statements of the Constitutional Law Committee, whose role is to conduct a parliamentary constitutional review of governmental bills. The main focus of the analysis is on the Committee's reviews of the constitutionality of the emergency measures and the procedures of law drafting. The research indicates that the committee considered the restrictions and exceptions of fundamental rights as proportional and necessary to prevent the overburdening of the healthcare system in most cases. However, the justifications for the emergency measures were often lacking, and the parliament's right to receive information was compromised. These deficits undermined the Parliament's capacity to oversee emergency measures and policies. The parliamentary constitutional review during the pandemic could still serve a critical complementary function by protecting fundamental rights and democratic values.</p>","PeriodicalId":52190,"journal":{"name":"European Policy Analysis","volume":"10 1","pages":"84-100"},"PeriodicalIF":5.0,"publicationDate":"2023-09-19","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"https://onlinelibrary.wiley.com/doi/epdf/10.1002/epa2.1190","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"135063741","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":0,"RegionCategory":"","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"OA","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
The understanding of resilience, and how the ability to respond or adjust to new situations can be implemented and evaluated, gained prominence in public policy. This study examines how European Union (EU) member states plan to support cultural and creative sectors (CCSs) within the Recovery and Resilience Facility (RRF) of the NextGenerationEU Program and how they plan the CCSs to contribute to the grand challenges of our time. Using mixed methods, it is found that the understanding of how structural deficiencies in CCSs can be addressed is not systematic and not all countries invest to make the cultural infrastructure more future-proof. Neither the budgets nor the mode of resilience (absorption, adaptation, and transformation) exposed in the plans consistently correlates with how countries intend to address key impact pillars. Countries with larger CCSs are more prone to transformation. The theoretical contribution lies in the elaboration of the concept of “ex ante resilience.”
{"title":"Arts and culture in transformation: A critical analysis of the national plans for the European Recovery and Resilience Facility","authors":"Diana Betzler, Ellen Loots, Marek Prokůpek","doi":"10.1002/epa2.1188","DOIUrl":"10.1002/epa2.1188","url":null,"abstract":"<p>The understanding of resilience, and how the ability to respond or adjust to new situations can be implemented and evaluated, gained prominence in public policy. This study examines how European Union (EU) member states plan to support cultural and creative sectors (CCSs) within the Recovery and Resilience Facility (RRF) of the NextGenerationEU Program and how they plan the CCSs to contribute to the grand challenges of our time. Using mixed methods, it is found that the understanding of how structural deficiencies in CCSs can be addressed is not systematic and not all countries invest to make the cultural infrastructure more future-proof. Neither the budgets nor the mode of resilience (absorption, adaptation, and transformation) exposed in the plans consistently correlates with how countries intend to address key impact pillars. Countries with larger CCSs are more prone to transformation. The theoretical contribution lies in the elaboration of the concept of “ex ante resilience.”</p>","PeriodicalId":52190,"journal":{"name":"European Policy Analysis","volume":"10 1","pages":"101-127"},"PeriodicalIF":5.0,"publicationDate":"2023-09-08","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"https://onlinelibrary.wiley.com/doi/epdf/10.1002/epa2.1188","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"136128701","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":0,"RegionCategory":"","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"OA","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
Nils C. Bandelow, Johanna Hornung, Fritz Sager, Ilana Schröder
<p>Summer is always an exciting period of the year for journal editors because citation indices publish the latest journal-specific performance indicators. For our <i>European Policy Analysis (EPA)</i> journal, this year has brought amazing news. Not only has our SCOPUS CiteScore risen from 5.3 to 7.8, which is an increase by almost 50%.<sup>1</sup> It is also the first year that Clarivate Analytics, which publishes the Journal Citation Reports within the Web of Science, has issued an Impact Factor (IF) for EPA. The inclusion in the Web of Science and the IF are indicative of the high-quality articles that we publish, as well as the quick, responsible, and reliable processes of peer review. We sincerely thank our authors, reviewers, and all people who have contributed to EPA's success. Proudly, we present EPA's first IF of 5.0, which ranks it second in the Political Science category of the Emerging Sources Citation Index (ESCI) and fourth in the Public Administration category of the ESCI. Considering the journals listed in the Social Sciences Citation Index (SSCI), this makes EPA one of the top 15 journals in Political Science, and one of the top 10 journals in Public Administration. Words cannot describe how happy we are about this result. Our thanks to the great authors and reviewers who made this possible. We are aware that keeping this still young journal in the upper quartiles of the indexes for an extended period of time will be even more challenging.</p><p>In our view, the most recent publications of our journal can contribute to a continuation of EPA's success story. At the ravages of time, which are shaped by new questions regarding sustainability and digitalization but also seemingly old debates on democracy and governance, the past year has bundled a few of these questions in a special issue on Sustainable Governance Indicators (SGIs) and their explanatory power in the realm of public policy research. Back then, the visionary article by Tosun and Howlett (<span>2022</span>) has provided an empirical operationalization of policy styles by means of the SGIs. The long-lasting impact of this article is already visible. In this EPA issue Zahariadis et al. (<span>2023</span>) build on this operationalization, but use different SGI concepts as indicators for mode of problem-solving and inclusiveness. This allows them to comparatively assess administrative, managerial, accommodative, and adversarial policy styles. While these present to distinct ways of empirically capturing policy styles, they are at the same time representative of the growing interest in policy styles (Casula & Malandrino, <span>2023</span>; Howlett & Tosun, <span>2021</span>; Newman et al., <span>2022</span>; Schillemans et al., <span>2022</span>).</p><p>At a less theoretical and more empirical level, the EPA contributions in this issue focus on topics of current importance in energy, housing, and economic policy. These sectors even entail relevant intersections, as
考虑到被列入社会科学引文索引(SSCI)的期刊,这使EPA成为政治学排名前15的期刊之一,公共管理排名前10的期刊之一。言语无法形容我们对这个结果有多高兴。感谢伟大的作者和评论家,是他们使这一切成为可能。我们知道,在很长一段时间内保持该杂志在前四分之一指数中的年轻地位将更加具有挑战性。在我们看来,我们杂志的最新出版物可能有助于延续EPA的成功故事。面对天气的破坏,他们组合可持续性和数字化的新问题,同时也因为讨论显然前关于民主和治理,去年这些问题包括在一个特刊可持续治理指标()及其解释。公共政策研究领域的权力。当时,Tosun和Howlett(2022)富有远见的论文通过SGI提供了政策风格的实证操作化。这篇文章的持久影响已经显而易见。在本期EPA中,Zahariadis等人(2023)基于这种操作化,但使用不同的SGI概念作为解决问题和包容方式的指标。这使他们能够比较评估行政、管理、调和和矛盾的政策风格。虽然它们呈现了从经验上捕捉政策风格的不同方式,但它们也代表了对政策风格日益增长的兴趣(Casula和Malandrino 2023;Howlett & Tosun, 2021年;Newman等人,2022年;Schillemans等人,2022)。在较少的理论和更多的经验层面上,EPA在这个问题上的贡献集中在当前的能源、住房和经济政策问题上。这些部门甚至涉及相关的交叉,如下文所示(von Malmborg et al., 2023)。以节能建筑为例,涵盖能源、住房和经济政策(甚至可持续性),作者描述了1970年至2022年间欧盟在这一主题上的框架是如何变化的。周围日益强调利益在政治领域改变了框架能解释外部事件都已发表声明:事实上,显示政策和框架可以帮助提高面对欧盟各国政府的能力。除了欧盟和其他超国家和国家组织,还有其他类型的参与者可能与能源和环境政策高度相关。其中之一是所谓的变革推动者,他们可以被概念化为不同类型的个人政治行动者。除了政策企业家的概念,这在公共政策研究中经常被提及(Arnold, 2022;Harvey-Scholes等人,2022年;Petridou等人,2021年;唐&我,2023;Taylor et al., 2023), Liefferink和Wurzel(2017)引入了领导者和先行者的概念。在本期EPA中,Watanabe(2023)对德国能源转型背景下的风能政策制定进行了深入分析。具体而言,本文分析一个国家特殊的作用(石勒苏益格-荷尔斯泰因)的联邦政策进程,而这已是一个球员禁令与盟军先锋和经验有助于解释概念区分不同类型的变革的推动者。在本例中。这些变革推动者成功地获得了影响力,并抵制了利益集团的抵制。与此相反,德国的住房政策问题仍然是不同利益集团之间冲突的问题,其中工业是主要参与者。尽管在为残疾人和老年人提供住房方面存在严重挑战,但正如Slavici(2023)所显示的那样,由于残疾人游说者的政治影响力薄弱,这些问题仍然存在。本期的最后两篇文章是关于不列颠群岛的经济政策。在英国退欧的过程中,北爱尔兰和爱尔兰之间的冲突再次变得更加明显。这两个地区之间的和平进程就更加重要了。欧盟和平方案是旨在帮助减少冲突的核心政策方案之一,但执行是每项政策影响的核心因素。正是在这个项目中,Knox等人。
{"title":"Energy efficiency, housing, and economic policy","authors":"Nils C. Bandelow, Johanna Hornung, Fritz Sager, Ilana Schröder","doi":"10.1002/epa2.1185","DOIUrl":"10.1002/epa2.1185","url":null,"abstract":"<p>Summer is always an exciting period of the year for journal editors because citation indices publish the latest journal-specific performance indicators. For our <i>European Policy Analysis (EPA)</i> journal, this year has brought amazing news. Not only has our SCOPUS CiteScore risen from 5.3 to 7.8, which is an increase by almost 50%.<sup>1</sup> It is also the first year that Clarivate Analytics, which publishes the Journal Citation Reports within the Web of Science, has issued an Impact Factor (IF) for EPA. The inclusion in the Web of Science and the IF are indicative of the high-quality articles that we publish, as well as the quick, responsible, and reliable processes of peer review. We sincerely thank our authors, reviewers, and all people who have contributed to EPA's success. Proudly, we present EPA's first IF of 5.0, which ranks it second in the Political Science category of the Emerging Sources Citation Index (ESCI) and fourth in the Public Administration category of the ESCI. Considering the journals listed in the Social Sciences Citation Index (SSCI), this makes EPA one of the top 15 journals in Political Science, and one of the top 10 journals in Public Administration. Words cannot describe how happy we are about this result. Our thanks to the great authors and reviewers who made this possible. We are aware that keeping this still young journal in the upper quartiles of the indexes for an extended period of time will be even more challenging.</p><p>In our view, the most recent publications of our journal can contribute to a continuation of EPA's success story. At the ravages of time, which are shaped by new questions regarding sustainability and digitalization but also seemingly old debates on democracy and governance, the past year has bundled a few of these questions in a special issue on Sustainable Governance Indicators (SGIs) and their explanatory power in the realm of public policy research. Back then, the visionary article by Tosun and Howlett (<span>2022</span>) has provided an empirical operationalization of policy styles by means of the SGIs. The long-lasting impact of this article is already visible. In this EPA issue Zahariadis et al. (<span>2023</span>) build on this operationalization, but use different SGI concepts as indicators for mode of problem-solving and inclusiveness. This allows them to comparatively assess administrative, managerial, accommodative, and adversarial policy styles. While these present to distinct ways of empirically capturing policy styles, they are at the same time representative of the growing interest in policy styles (Casula & Malandrino, <span>2023</span>; Howlett & Tosun, <span>2021</span>; Newman et al., <span>2022</span>; Schillemans et al., <span>2022</span>).</p><p>At a less theoretical and more empirical level, the EPA contributions in this issue focus on topics of current importance in energy, housing, and economic policy. These sectors even entail relevant intersections, as","PeriodicalId":52190,"journal":{"name":"European Policy Analysis","volume":"9 3","pages":"196-199"},"PeriodicalIF":5.0,"publicationDate":"2023-08-21","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"https://onlinelibrary.wiley.com/doi/epdf/10.1002/epa2.1185","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"48999181","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":0,"RegionCategory":"","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"OA","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
Fredrik von Malmborg, Martin Björklund, Johan Nordensvärd
This paper analyzes through qualitative and quantitative analysis of European Union (EU) policy documents the framing of EU policy on energy-efficient buildings from the 1970s to 2022. We find that it has been framed in different ways over the decades and the framing has expanded to include more and more benefits. Through this expansion, energy efficiency has been linked to other policy areas, such as security, environmental, economic, and social policy. The shifts in framing can be seen as responses to external events. The expansion can also be explained using two metaphors to analyze how the framing differs depending on political positioning. One where policy is seen as a Swiss knife, able to solve multiple political problems, and one where policy is seen as a Trojan horse, where new policy domains are snuck in by policymakers disguising it as energy efficiency policy to increase EU competency in relation to national governments.
{"title":"Framing the benefits of European Union policy expansion on energy efficiency of buildings: A Swiss knife or a Trojan horse","authors":"Fredrik von Malmborg, Martin Björklund, Johan Nordensvärd","doi":"10.1002/epa2.1184","DOIUrl":"10.1002/epa2.1184","url":null,"abstract":"<p>This paper analyzes through qualitative and quantitative analysis of European Union (EU) policy documents the framing of EU policy on energy-efficient buildings from the 1970s to 2022. We find that it has been framed in different ways over the decades and the framing has expanded to include more and more benefits. Through this expansion, energy efficiency has been linked to other policy areas, such as security, environmental, economic, and social policy. The shifts in framing can be seen as responses to external events. The expansion can also be explained using two metaphors to analyze how the framing differs depending on political positioning. One where policy is seen as a Swiss knife, able to solve multiple political problems, and one where policy is seen as a Trojan horse, where new policy domains are snuck in by policymakers disguising it as energy efficiency policy to increase EU competency in relation to national governments.</p>","PeriodicalId":52190,"journal":{"name":"European Policy Analysis","volume":"9 3","pages":"219-243"},"PeriodicalIF":5.0,"publicationDate":"2023-07-11","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"https://onlinelibrary.wiley.com/doi/epdf/10.1002/epa2.1184","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"45464205","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":0,"RegionCategory":"","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"OA","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
Energiewende (energy transition) has become a worldwide critical challenge. Unlike extensive literature that explains Germany's energy transition focusing on federal actors, this study analyzes the role of Schleswig-Holstein in federal wind energy policy-making. Schleswig-Holstein was an economically poor state governed by the Christian Democratic Union from 1950 to 1988 and supported nuclear energy in the late 1970s and early 1980s. By integrating the notions of “leaders,” “pioneers,” and “entrepreneurs,” and exploring the relationship between these change agents and “followers,” this study elucidates a nuanced classification of actors. An examination of proceedings of the federal assembly, the second chamber, and the Schleswig-Holstein state parliament revealed that Schleswig-Holstein changed its role from a potential veto-coalition player in the 1970s to a constructive pusher of repowering older windmills in the 2009 Renewable Energy Act revision. This study also highlights that leaders, pioneers, and entrepreneurs do not necessarily overlap and do capture different change agents.
{"title":"Change agents in Germany's energy transition: Role of the state of Schleswig-Holstein in wind electricity development from the 1970s to 2009","authors":"Rie Watanabe","doi":"10.1002/epa2.1179","DOIUrl":"10.1002/epa2.1179","url":null,"abstract":"<p>Energiewende (energy transition) has become a worldwide critical challenge. Unlike extensive literature that explains Germany's energy transition focusing on federal actors, this study analyzes the role of Schleswig-Holstein in federal wind energy policy-making. Schleswig-Holstein was an economically poor state governed by the Christian Democratic Union from 1950 to 1988 and supported nuclear energy in the late 1970s and early 1980s. By integrating the notions of “leaders,” “pioneers,” and “entrepreneurs,” and exploring the relationship between these change agents and “followers,” this study elucidates a nuanced classification of actors. An examination of proceedings of the federal assembly, the second chamber, and the Schleswig-Holstein state parliament revealed that Schleswig-Holstein changed its role from a potential veto-coalition player in the 1970s to a constructive pusher of repowering older windmills in the 2009 Renewable Energy Act revision. This study also highlights that leaders, pioneers, and entrepreneurs do not necessarily overlap and do capture different change agents.</p>","PeriodicalId":52190,"journal":{"name":"European Policy Analysis","volume":"9 3","pages":"244-270"},"PeriodicalIF":5.0,"publicationDate":"2023-06-13","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"42909548","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":0,"RegionCategory":"","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
Although street-level bureaucrats (SLBs) play a key role in the implementation of market-based instruments (MBIs), their participation is widely understudied. This paper addresses this blind spot by engaging the concept of street-level bureaucratic policy entrepreneurship. Using the case of conservation banking, a market-based environmental policy in the United States, we explore why this novel instrument has only been adopted in a handful of jurisdictions. We examine both non-adoption and adoption of conservation banking to find that SLBs are likely to engage in such entrepreneurial acts when a new policy form is particularly useful in legitimizing regulatory enforcement. Implementing a MBI is, however, not straightforward. Organizational conditions can restrain SLB autonomy to implement MBIs, preferring instead to persist with baseline policies, which further underscores the importance of SLB risk-taking behavior. SLBs must strategically straddle their unique position between the market and the hierarchy to enroll different actors into the new policy arrangement, all within dynamic political–economic conditions.
{"title":"Between hierarchies and markets: How street-level bureaucratic autonomy leads to policy innovations","authors":"Stéphanie Barral, Ritwick Ghosh","doi":"10.1002/epa2.1178","DOIUrl":"10.1002/epa2.1178","url":null,"abstract":"<p>Although street-level bureaucrats (SLBs) play a key role in the implementation of market-based instruments (MBIs), their participation is widely understudied. This paper addresses this blind spot by engaging the concept of street-level bureaucratic policy entrepreneurship. Using the case of conservation banking, a market-based environmental policy in the United States, we explore why this novel instrument has only been adopted in a handful of jurisdictions. We examine both non-adoption and adoption of conservation banking to find that SLBs are likely to engage in such entrepreneurial acts when a new policy form is particularly useful in legitimizing regulatory enforcement. Implementing a MBI is, however, not straightforward. Organizational conditions can restrain SLB autonomy to implement MBIs, preferring instead to persist with baseline policies, which further underscores the importance of SLB risk-taking behavior. SLBs must strategically straddle their unique position between the market and the hierarchy to enroll different actors into the new policy arrangement, all within dynamic political–economic conditions.</p>","PeriodicalId":52190,"journal":{"name":"European Policy Analysis","volume":"9 4","pages":"418-439"},"PeriodicalIF":5.0,"publicationDate":"2023-05-29","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"44508214","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":0,"RegionCategory":"","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
Colin Knox, Karl O'Connor, Markus Ketola, Paul Carmichael
This article explores the intersection of policy implementation, conflict/peacebuilding, and the role of the EU PEACE program in Northern Ireland (NI). Conflict societies see a great investment of external funds, attempting to promote conflict resolution. Specifically, this article analyses the fourth wave of such funding in NI to examine why the EU PEACE program has not fully brought about its intended policy outcomes. Using Matland's conflict-ambiguity model of policy implementation, we identify how EU funds can be skewed to support local political interests. Simultaneously, the EU PEACE program continues to adhere to strict implementation criteria that makes little sense given the local context. Therefore, contrary to its objectives, the implementation of EU funding can compound rather than ameliorate divisions in postconflict NI. Instead of prescribing strict implementation criteria, EU policy could focus on improving the administrative capacity and discretion of local administration in devising locally relevant implementation strategies.
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<p>This special issue of <i>European Policy Analysis</i> on COVID-19 policies follows two previous ones addressing that topic. The first one was published in the fall 2020 to examine the initial reactions of governments to the shock of the crisis (Colfer, <span>2020</span>), and the second one in fall 2022, to analyze how governance processes had evolved with the prolongation of the crisis (Malandrino & Mavrot, <span>2022</span>). This spring 2023 marks the 3rd year of the pandemic, which gives us even more hindsight to assess the questions raised by one of the most challenging public health events faced by nations worldwide in the recent past. This new special issues hence gathers contributions that address key transversal issues related to pandemic management: how to integrate scientific evidence into crisis management, and whether the inclusion of evidence even guarantees good outcomes. Is there a national administrative style that can help explain the output performance of crisis management? What does policy learning look like when the policy cycle happens within a reduced timeframe and under high political pressure? How legitimate are the policy instruments implemented during the pandemic in the public's eyes? The questions raised in this special issue are key not only to studying the crash test the pandemic has represented for governments and democracies but also to drawing lessons for future crises that wait around the corner. These crises will no doubt share some common characteristic with the COVID-19 pandemic: the need for arbitration between various policy requirements (e.g., somatic and psychological health needs, public health and the economy), the challenge of adopting sustainable governance principles in the general context of political short-termism, finding a balance between decisive public action and the requirement of democratic processes, the integration of scientific evidence into policy-making processes and the necessity of fighting against skepticism (e.g., corona-skepticism, climate-skepticism).</p><p>At a time of returning to normalcy with the relative mitigation of the epidemics and the ending of emergency regimes in most parts of the world, two questions arise: what did the COVID-19 crisis say about political systems from a governance perspective, and how did the crisis add to our reflections from a political science perspective? Regarding the first aspect, the crisis shed light on the possibilities of over and under reactions, as well as on the importance of the level of trust in the government to navigate the pandemic in ways acceptable to citizens (Capano et al., <span>2020</span>). The temporal development of the event also showed effects of policy convergence in the first phase because of the exceptional character of the situation, followed by a diversification in governance paths related to the ways policy feedback affected the political calculus in each country (Sayers et al., <span>2022</span>). A fundamenta
本期《欧洲新冠肺炎政策分析》特刊是在前两期《欧洲新冠肺炎政策分析》特刊的基础上发表的。第一篇发表于2020年秋季,研究各国政府对危机冲击的最初反应(Colfer, 2020),第二篇发表于2022年秋季,分析治理过程如何随着危机的延长而演变(Malandrino &;Mavrot, 2022)。今年春天是2023年大流行的第三个年头,这使我们能够更加后见之明地评估世界各国最近面临的最具挑战性的公共卫生事件之一所带来的问题。因此,这一新的特刊汇集了涉及与大流行管理有关的关键横向问题的文章:如何将科学证据纳入危机管理,以及纳入证据是否甚至保证了良好的结果。是否有一种国家行政风格可以帮助解释危机管理的输出绩效?当政策周期发生在一个缩短的时间框架内,并在巨大的政治压力下,政策学习是什么样子的?在公众眼中,大流行期间实施的政策工具有多合法?本期特刊提出的问题不仅是研究疫情对各国政府和民主国家的冲击测试的关键,也是为即将到来的未来危机吸取教训的关键。毫无疑问,这些危机将与COVID-19大流行具有一些共同特征:需要在各种政策要求(例如,身体和心理健康需要、公共卫生和经济)之间进行仲裁,在政治短期主义的一般背景下采用可持续治理原则所面临的挑战,在决定性的公共行动与民主进程的要求之间找到平衡,将科学证据纳入决策过程,以及必须反对怀疑主义(例如,冠状病毒怀疑主义),climate-skepticism)。在世界大部分地区,随着疫情的相对缓解和紧急状态制度的结束,局势趋于正常,在此之际,出现了两个问题:从治理角度来看,2019冠状病毒病危机对政治制度说明了什么?从政治学角度来看,这场危机对我们的反思有何启发?关于第一个方面,这场危机揭示了反应过度和反应不足的可能性,以及对政府以公民可接受的方式应对疫情的信任程度的重要性(Capano et al., 2020)。由于形势的特殊性质,事件的时间发展也显示出第一阶段政策趋同的影响,随后是与政策反馈影响每个国家政治计算的方式相关的治理路径多样化(Sayers et al., 2022)。在需要使用科学证据来管理这种高度不确定性的危机(在此期间,大量数据受到密切监测)与避免指责政策制定过程技术化的必要性之间产生了根本的紧张关系(Kuhlmann et al., 2022)。在这方面,鉴于民粹主义政府在面对突发公共卫生事件时采取反科学态度的后果,疫情中的民粹主义治理特别引起了学术界的关注(Bayerlein et al., 2021)。更一般地说,还评估了政治制度特征对大流行管理风格的影响。与总统制相比,议会制不太可能引发强烈的政治个性化,鉴于凝聚力和非两极分化对成功的危机管理的重要性,这可能是一项资产(Lecours等人,2021)。人们发现联邦系统遇到了具体的挑战:纵向和横向协调(Schnabel &Hegele, 2012)以及需要在联邦解决方案和地方偏好之间找到平衡(Bandelow et al., 2021)。然而,中央集权体制也面临着政治责任向中央政府集中的独特挑战。此外,这场危机提醒我们,尽管事件已经被框定,但既存在的政策和权力关系也导致了手头的问题(Bergeron et al., 2020)。最后但并非最不重要的是,这场危机表明,我们仍然没有能力解决保健方面的社会不平等问题,这种不平等被定义为基于社会构建的保健资源重新分配的可避免的差距(Aïach &Fassin, 2004)。至于大流行对研究的影响,我们可以说,它使对民主合法性和社会凝聚力等关键问题的研究活跃起来。这场危机使得分析工具和概念得以测试和改进,因为这一事件扰乱了治理常规。 仅举几个例子,COVID-19危机作为一个全球性事件,非常适合进行政策学习和教训总结的比较研究(Zaki &Wayenberg, 2021)。鉴于需要在认知不确定性的情况下部署有效的政策组合,政策设计和工具视角是评估危机治理需求和结果的有效分析视角(Dunlop et al., 2020)。政策网络方法研究了通过提供规范化的互动模式(詹金斯-史密斯等人,2018),网络如何有助于构建对危机的政治反应(Weible等人,2020)。从政策叙事框架的角度来看,2019冠状病毒病大流行及其新政策措施为分析准确、可识别和可操作的叙事如何在制定和实施政策答案方面发挥作用提供了契机(Mintrom &奥康纳,2020)。从多个流的角度来看,大流行病提供了一个机会,观察问题流、政策流和政治流如何结合起来,打开特定的机会窗口,以解决与公共卫生有关的问题(Amri &Logan, 2021),以及更普遍的可持续性。这个清单可能更长,但总的来说,危机提供了研究进入紧急时期、危机在中期延长以及危机后正常化阶段的机会。这些不同的阶段对政策过程的研究非常丰富,必须研究covid -19后实质性政策领域的政策制定,以寻求危机的长期影响(Capano et al., 2022)。本期特刊在这两个层面上都有丰富的学习内容。在一个以证据为基础的政策日益成为口头禅的时代(卡帕诺&;Malandrino, 2022), Kurzer和Ornston(2023)敦促政策制定者在高度不确定性时期谨慎应用科学顾问的建议。他们的贡献旨在解释之前大型研究的结果,这些研究发现,将科学知识纳入政策制定可以减缓对大流行的反应。这篇文章回顾了在丹麦、荷兰和瑞典发生的第一波COVID-19大流行,这三个国家的特点是对科学家的信任度相对较高。然而,在这三个国家,公共卫生机构都忽视了大流行病的严重性和应对措施的紧迫性,从而推迟了采取应对措施的时间。然而,丹麦的情况好于荷兰和瑞典,因COVID-19死亡的人数较低。作者将这种相对良好的表现与政府对国家专家建议失去信任,并因此背离这一建议联系起来。这种机制尤其适用于嵌入社会行动者和观点的新社团主义网络中的国家公共机构。作者认为,这种嵌入性促使国家公共机构采用“更柔和”和更细致的建议,以避免强制和最大限度地达成共识,但这些推荐的措施可能在大流行这样的严重背景下不起作用。此外,这种做法可以延迟采取纠正措施。基于行政风格理论,Casula和Malandrino(2023)分析了意大利COVID-19紧急情况特别专员的案例,重点关注其行政机构在政府应对大流行中发挥关键作用的两个领域的行动,即公共采购和疫苗接种。更具体地说,他们将两种机构的配置与2021年发生的政府更迭进行了比较。本文的理论框架基于公共组织行政风格的功能和位置取向概念(Knill et al., 2019)。虽然高度功能性取向和产出绩效之间的联系可以被理解为更直接和直观,但本文的作者表明,在类似功能取向的条件下,公共组织的位置取向起作用。为了在两种配置中实现特别专员机构的功能定位概念,他们利用其对问题出现、解决方案搜索优化和政策促进变量的贡献。同样,为了分析其位置取向,他们依赖于其支持动员,战略使用正式权力和倡导能力。总而言之,他们的研究为第二代行政风格研究做出了贡献,同时利用该国的政治更替,揭示了不同的行政机器如何以不同的方式面对同一危机。Zaki等人分析了比利时的大流行管理情况。 (2023)在危机情况下调查不同类型
{"title":"Three years of COVID-19 pandemic: Coping with crisis governance in the long term","authors":"Céline Mavrot, Anna Malandrino","doi":"10.1002/epa2.1175","DOIUrl":"10.1002/epa2.1175","url":null,"abstract":"<p>This special issue of <i>European Policy Analysis</i> on COVID-19 policies follows two previous ones addressing that topic. The first one was published in the fall 2020 to examine the initial reactions of governments to the shock of the crisis (Colfer, <span>2020</span>), and the second one in fall 2022, to analyze how governance processes had evolved with the prolongation of the crisis (Malandrino & Mavrot, <span>2022</span>). This spring 2023 marks the 3rd year of the pandemic, which gives us even more hindsight to assess the questions raised by one of the most challenging public health events faced by nations worldwide in the recent past. This new special issues hence gathers contributions that address key transversal issues related to pandemic management: how to integrate scientific evidence into crisis management, and whether the inclusion of evidence even guarantees good outcomes. Is there a national administrative style that can help explain the output performance of crisis management? What does policy learning look like when the policy cycle happens within a reduced timeframe and under high political pressure? How legitimate are the policy instruments implemented during the pandemic in the public's eyes? The questions raised in this special issue are key not only to studying the crash test the pandemic has represented for governments and democracies but also to drawing lessons for future crises that wait around the corner. These crises will no doubt share some common characteristic with the COVID-19 pandemic: the need for arbitration between various policy requirements (e.g., somatic and psychological health needs, public health and the economy), the challenge of adopting sustainable governance principles in the general context of political short-termism, finding a balance between decisive public action and the requirement of democratic processes, the integration of scientific evidence into policy-making processes and the necessity of fighting against skepticism (e.g., corona-skepticism, climate-skepticism).</p><p>At a time of returning to normalcy with the relative mitigation of the epidemics and the ending of emergency regimes in most parts of the world, two questions arise: what did the COVID-19 crisis say about political systems from a governance perspective, and how did the crisis add to our reflections from a political science perspective? Regarding the first aspect, the crisis shed light on the possibilities of over and under reactions, as well as on the importance of the level of trust in the government to navigate the pandemic in ways acceptable to citizens (Capano et al., <span>2020</span>). The temporal development of the event also showed effects of policy convergence in the first phase because of the exceptional character of the situation, followed by a diversification in governance paths related to the ways policy feedback affected the political calculus in each country (Sayers et al., <span>2022</span>). A fundamenta","PeriodicalId":52190,"journal":{"name":"European Policy Analysis","volume":"9 2","pages":"96-100"},"PeriodicalIF":5.0,"publicationDate":"2023-04-29","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"https://onlinelibrary.wiley.com/doi/epdf/10.1002/epa2.1175","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"46282915","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":0,"RegionCategory":"","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"OA","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}