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What determines effectiveness in the policy process? 是什么决定了政策制定过程的有效性?
IF 2.7 Q1 POLITICAL SCIENCE Pub Date : 2024-11-26 DOI: 10.1002/epa2.1227
Nils C. Bandelow, Johanna Hornung, Fritz Sager, Ilana Schröder
<p>Public policies should ideally be formulated to address a societal problem and being effective in solving it, both in what regards the effectiveness of the process of their development and in their effect on the target population (Bali et al., <span>2019</span>; Huber et al., <span>2020</span>; Knill et al., <span>2020</span>). Thereby, effectiveness can concern different aspects: It can be related to the coordination or collaboration between policy actors, it can refer to the effectiveness of the policy itself, or the subsequent governance arrangements that result from it (Lubell, <span>2003</span>; Mei, <span>2020</span>; Mizrahi et al., <span>2021</span>; Navarro et al., <span>2012</span>; Nicholson-Crotty & Carley, <span>2016</span>; Peters et al., <span>2018</span>; Steinebach, <span>2019</span>, <span>2022</span>; Visintin et al., <span>2021</span>; Wagner et al., <span>2023</span>). This issue of European Policy Analysis (EPA) brings together research articles that deal—one way or the other—with effectiveness, but from different perspectives.</p><p>Wiget (<span>2024</span>) investigates how beliefs shape the formation of advocacy coalitions among key stakeholders using the example of Swiss pesticide policy. The research is grounded in a survey conducted with 54 key actors, achieving a high response rate of 85%. The survey assessed both core beliefs—related to problem perceptions and policy objectives—and secondary beliefs—concerning support for specific policy measures. The findings reveal that actors’ beliefs significantly influence their positions and interactions, suggesting that agreement and disagreement among stakeholders often reflect deeper ideological divides. Wiget's analysis aligns with previous studies that emphasize the importance of shared beliefs in coalition formation. For instance, Weible and Sabatier (<span>2005</span>) highlighted how policy networks are shaped by the beliefs of actors in marine protected areas, demonstrating that shared values can facilitate collaboration. Similarly, Zafonte and Sabatier (<span>1998</span>) discussed how shared beliefs and imposed interdependencies influence ally networks in overlapping subsystems, reinforcing the notion that belief systems are crucial in understanding policy dynamics. It will be interesting to see, how this study will relate to the rising body of research on emotions in advocacy coalitions (Fullerton et al., <span>2024</span>; Gabehart et al., <span>2023</span>) The study also contributes to the broader literature on environmental policy, echoing findings from Ingold and Varone (<span>2011</span>) who argued that policy brokers play a significant role in mediating conflicts and fostering cooperation among diverse stakeholders. By situating the Swiss pesticide policy debate within this framework, Wiget underscores the necessity of recognizing the ideological underpinnings of policy disagreements, which can inform more effective governance strategies.</p><p>Focusi
他们以比利时的一个城市为例,从三种理论方法的角度研究了作为创新公共政策的智慧城市计划的发展:行动者网络理论(ANT)认为创新政策是行动者相互联系的结果;叙事政策框架(NPF)认为叙事和话语在政策变革中发挥着核心作用(Bertrand et al、2023;Blum,2019;Chang &amp; Koebele,2020;Crow &amp; Jones,2018;Jones,2018),以及机构语法工具(IGT),该工具侧重于机构和治理安排的语法反映(Deslatte 等人,2021;Frantz &amp; Siddiki,2021;Siddiki &amp; Frantz,2023;Siddiki 等人,2019)。在他们最初的研究中,根据 ANT,在网络稳定的每个阶段,作者基于对参与该政策过程的行为者进行的 24 次访谈,确定了影响行为者行动的叙事要素和制度规则。因此,他们还将智慧城市计划的人文维度视为这些创新转型中的一个关键方面(Lee 等人,2024 年;Paskaleva 等人,2015 年)。这些研究结果证明,叙事与制度相结合,具有塑造行为者网络的一致性和有效性的潜力。然而,在公共政策过程中,尤其是在危机时期,经常会出现反应过度和反应不足的现象(Charron 等人,2019 年;Maor,2020 年)。Maor (2024) 通过考虑受众范围和政策与实际目标群体的(不)匹配程度,为评估政策工具与目标群体之间的不匹配提供了概念基础。这种区分的理论基础是关于政策设计和目标群体的文献,他将其与政策参与者可以上下攀爬的不相称性阶梯的表述联系起来,并在阶梯的各个维度之间进行移动。Khan 和 Hussain(2024 年)研究了 2014 年至 2020 年 41 个国家的政策能力和政策有效性之间的相互作用。作者利用可持续治理指标(SGI)作为衡量执行能力的替代指标,其中包括有效治理所需的分析、管理和政治层面(Croissant &amp; Pelke, 2022; Schiller &amp; Hellmann, 2022; Tosun &amp; Howlett, 2022)。研究强调,芬兰、瑞典和丹麦等政策能力强的国家(Cameron &amp; Evans, 2024; Wu et al.这些国家在利益相关者参与、循证决策、部际合作和政策目标的透明沟通方面表现突出。相比之下,政策能力较低的国家在中央规划、战略能力和政策执行方面面临挑战,往往导致治理效率低下。Ilgenstein 等人(2024 年)将重点从传统的政策参与者转移到了公私混合组织(PPHs),并以一项关于开放战略在公私混合组织中适用性的研究结束了去年的这一期。开放战略有别于作为秘密高层管理活动的战略,它强调包容性和透明度,这是在公共服务和私人盈利的双重需求下实现目标一致的关键(Hansen 等人,2024 年)。为了对开放式战略的使用进行实证评估,作者制定了 PIE 框架,强调在制定 PPH 早期发展计划时,明确组织使命(目的)、确定关键战略参与者(包容性)以及确定必要的知识和技能(专业性)的重要性。该框架适用于对瑞士转化与创业医学研究所(Sitem)的定性案例研究。研究结果表明,在包容性和透明度与运行速度之间存在固有的权衡。PPH可以采取包容和透明的战略,促进更广泛的利益相关者参与,但进展缓慢;也可以采取更加排他性和保密的方法,为了快速决策而牺牲利益相关者的广泛性。最后,本研究主张有针对性地应用开放战略,强调战略选择必须考虑混合组织的独特背景和挑战,以有效提高决策和治理成果。
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引用次数: 0
Is open strategy a good fit for Public-Private hybrid organizations? 开放战略是否适合公私混合型组织?
IF 2.7 Q1 POLITICAL SCIENCE Pub Date : 2024-11-25 DOI: 10.1002/epa2.1221
Christian Rosser, Sabrina A. Ilgenstein, Claus D. Jacobs

This paper investigates whether the systematic application of open strategy can align goals in emerging public-private hybrid organizations, which face the challenge of integrating different identities, forms, and rationales from both public and private stakeholders. We develop an evaluative framework, addressing three crucial issues for a public-private hybrid's early development: What is the public-private hybrid's purpose? Who are the strategic actors involved? What knowledge and skills are needed? By applying the framework to a qualitative case study from the field of Swiss innovation policy, we learn that inclusiveness and transparency largely depend on the timeline of a hybrid's emergence. Public-private hybrids can either choose an inclusive, transparent but gradual, and slow strategy process or a speedy process characterized by the traditional ‘management at the top’ approach. This study offers both empirical and theoretical insights into strategy development in public-private hybrid organizations and its significance for public policy implementation.

公私混合型组织面临着整合公共和私人利益相关者不同身份、形式和理念的挑战,本文研究了开放战略的系统应用是否能够协调新兴公私混合型组织的目标。我们建立了一个评估框架,解决了公私混合组织早期发展的三个关键问题:公私混合体的目的是什么?谁是战略参与者?需要哪些知识和技能?通过将该框架应用于瑞士创新政策领域的定性案例研究,我们了解到,包容性和透明度在很大程度上取决于混合体出现的时间表。公私混合体既可以选择包容、透明但循序渐进的缓慢战略过程,也可以选择以传统的 "高层管理 "方法为特征的快速过程。本研究就公私混合组织的战略制定及其对公共政策实施的意义提出了经验和理论见解。
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引用次数: 0
Triggering policy learning via formal EU evaluation requirements in the case of Cohesion Policy 以欧盟凝聚力政策为例,通过欧盟正式评估要求引发政策学习
IF 2.7 Q1 POLITICAL SCIENCE Pub Date : 2024-11-04 DOI: 10.1002/epa2.1226
Nicola Francesco Dotti, Louis Colnot, Julia Walczyk, Tomasz Kupiec, Julie Pellegrin

The European Union (EU), especially in the context of Cohesion Policy (CP), has played a crucial role in developing and promoting policy evaluation practices across its Member States. Evaluation systems across the Member States have been established to assess CP investments. Remarkably, the use of evaluation research and its contribution to stimulating policy learning has remained a “black box.” To address this issue, this article aims to develop a novel framework centered around four conditions for evaluation-based policy learning, namely: (1) policy relevance, (2) resources and organizational settings, (3) quality of evaluation, and (4) evaluation culture. These conditions are retrieved from the existing literature on policy evaluation and applied to the six-country cases across the EU. The findings suggest how loosening the formal EU evaluation requirements could affect policy learning in the Member States.

欧洲联盟(欧盟),特别是在凝聚力政策(CP)方面,在发展和促进各成员国的政策评估实践中发挥了至关重要的作用。各成员国都建立了评估系统,以评估 CP 投资。值得注意的是,评估研究的使用及其对促进政策学习的贡献仍然是一个 "黑箱"。为解决这一问题,本文旨在围绕以评估为基础的政策学习的四个条件制定一个新的框 架,即:(1) 政策相关性,(2) 资源和组织环境,(3) 评估质量,以及 (4) 评估文化。这些条件取自现有的政策评估文献,并应用于欧盟六国的案例中。研究结果表明,放宽欧盟的正式评估要求会如何影响成员国的政策学习。
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引用次数: 0
Between institutions and narratives: Understanding collective action in innovation policy processes 在机构与叙事之间:了解创新政策进程中的集体行动
IF 2.7 Q1 POLITICAL SCIENCE Pub Date : 2024-10-16 DOI: 10.1002/epa2.1224
Giovanni Esposito, Gaia Taffoni, Andrea Terlizzi, Nathalie Crutzen

Explanations for collective action focus on both institutions and narratives. On the one hand, institutional approaches emphasize the role of rules that guide human behavior. On the other hand, accounting for the narratives through which policy actors make sense of their actions helps in understanding strategic behavior. However, applying institutional and narrative perspectives together is daunting, in part because there has not been a common way to integrate the two approaches. In this article, we draw from Actor-Network Theory (ANT) to elaborate a novel analytical approach that combines ANT with the Institutional Grammar Tool (IGT) and the Narrative Policy Framework (NPF). We use IGT's and NPF's analytical categories in a processual perspective to examine how policy-makers strategically use institutions and narratives to create and stabilize a network of actors in innovation policy processes. We illustrate our approach through an in-depth analysis of the development of a smart city.

对集体行动的解释主要集中在制度和叙事两个方面。一方面,制度方法强调指导人类行为的规则的作用。另一方面,政策参与者通过叙事来理解自己的行动,这也有助于理解战略行为。然而,将制度视角和叙事视角结合起来应用是非常困难的,部分原因是还没有一种通用的方法来整合这两种方法。在本文中,我们借鉴了行为网络理论(ANT),阐述了一种将 ANT 与制度语法工具(IGT)和叙事政策框架(NPF)相结合的新颖分析方法。我们从过程的角度使用 IGT 和 NPF 的分析类别,研究政策制定者如何战略性地使用制度和叙事来创建和稳定创新政策过程中的行动者网络。我们通过对智慧城市发展的深入分析来说明我们的方法。
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引用次数: 0
The ladder of disproportionate policy 不相称政策的阶梯
IF 2.7 Q1 POLITICAL SCIENCE Pub Date : 2024-10-07 DOI: 10.1002/epa2.1225
Moshe Maor

Disproportionate policy responses—policy over- and underreaction—are ubiquitous in policy affairs, yet detecting their full spectrum remains uncharted territory. To this end, I developed a descriptive-analytical framework centering on a novel conceptual tool, the Ladder of Disproportionate Policy, based on assessing the gap between the scope of the audience that the policy ostensibly serves and the degree of policy (mis)fit, that is, how the policy tools are set and adjusted to serve the actual audience. This scale assumes that policymakers can “game” these two policy dimensions before and during policy implementation. Political executives can climb up and down this conceptual Ladder and ascend or descend one dimension independently of the other in addition to moving from one side to the other. The case of the 2021 food voucher policy in Israel illustrates the feasibility of the Ladder.

不相称的政策反应--政策反应过度和反应不足--在政策事务中无处不在,但要全面检测它们仍是未知领域。为此,我开发了一个描述性分析框架,其核心是一个新颖的概念工具--"不相称政策阶梯"(Ladder of Disproportionate Policy),其基础是评估政策表面上服务的受众范围与政策(错误)契合程度之间的差距,即如何设置和调整政策工具以服务实际受众。本量表假定决策者可以在政策实施前和实施过程中 "博弈 "这两个政策维度。政治执行官可以在这个概念阶梯上爬上爬下,除了从一侧移动到另一侧之外,还可以独立于另一维度上升或下降。以色列 2021 年食品券政策的案例说明了 "阶梯 "的可行性。
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引用次数: 0
Networks and perception in European policymaking 欧洲决策中的网络和观念
IF 2.7 Q1 POLITICAL SCIENCE Pub Date : 2024-08-12 DOI: 10.1002/epa2.1218
Nils C. Bandelow, Johanna Hornung, Fritz Sager, Ilana Schröder
<p>Summer is the time for conferences and the release of new journal rankings. For the editorial teams of journals specializing in policy process research, including European Policy Analysis (EPA), both are interconnected. Ideally, they both help to increase the chances of attracting more high-quality submissions and special issues, while also promoting the journal among readers and reviewers.</p><p>The citation scores for 2023 remained very high for EPA. Both in the Web of Science and Scopus, the journal is ranked in Q1 of the political science category. Our new Impact Factor (IF) is 2.7, which positions us at 56/317 in Political Science and 23/91 in Public Administration. In Scopus, we have an outstanding CiteScore of 9.7, placing us at 9/706 in Political Science and International Relations, and 11/232 in Public Administration. These figures are, of course, situational and will fluctuate frequently; they likely say little about the actual quality of the journal. However, we hope they contribute to attracting more interest in the journal, thereby helping us to firmly establish EPA as a leading journal for European perspectives in policy process research.</p><p>Relevant conferences in both political science and public policy are also very helpful in this regard. We engage in regular exchanges with the editorial teams of other journals to discuss new challenges. These include formal developments such as open access, the rapid advancements in artificial intelligence, and possible reactions from commercial publishers and professional associations, all of which we must address. Simultaneously, there are exciting substantive developments in our field. These include new approaches and methods for understanding networks in policymaking, which are particularly intriguing in the diverse European countries and the European Union (EU) multi-level system. Are there European perspectives and knowledge from which the international policy process community can benefit? The freely submitted contributions in this issue make important contributions in this regard and will hopefully generate significant interest.</p><p>Capano et al. (<span>2024</span>) investigate a question of fundamental importance to current policy process research: What constitutes political networks? What are the motives for cooperation between policy actors, and what role do coalitions between actors play in policy-making? Policy process research has developed and tested a variety of perspectives on specific cases of collaboration (Guo, <span>2022</span>; Ingold et al., <span>2021</span>; Möck, <span>2021</span>). This paper draws on three perspectives and examines their explanatory power through the example of two networks of administrative reform in Italy. What do we find in these networks? Are they more akin to policy communities, which are stable coalitions of heterogeneous actors with a common interest to frame the policy discourse (Jordan, <span>1990</span>; Miller & Demir, <span>20
夏季是召开会议和发布新期刊排名的季节。对于包括《欧洲政策分析》(EPA)在内的政策过程研究专业期刊的编辑团队来说,这两件事是相互关联的。理想情况下,它们都有助于增加吸引更多高质量投稿和特刊的机会,同时还能在读者和审稿人中宣传期刊。在 Web of Science 和 Scopus 中,该期刊在政治学类别中均排名第一。我们的新影响因子(IF)为 2.7,在政治学领域排名 56/317,在公共管理领域排名 23/91。在 Scopus 中,我们的 CiteScore 高达 9.7,在政治学与国际关系类中排名第 9/706,在公共管理类中排名第 11/232。当然,这些数字是根据情况而定的,而且会经常波动;它们对期刊的实际质量可能说明不了什么。不过,我们希望这些数字能引起更多读者对该期刊的兴趣,从而帮助我们牢固确立《欧洲政治与公共政策》在欧洲政策过程研究领域的领先地位。我们与其他期刊的编辑团队定期交流,讨论新的挑战。这些挑战包括开放存取等形式上的发展、人工智能的快速进步以及商业出版商和专业协会可能做出的反应,我们必须应对所有这些挑战。与此同时,我们的领域也取得了令人振奋的实质性进展。其中包括在政策制定过程中了解网络的新方法和新途径,这在多样化的欧洲国家和欧盟(EU)多层次体系中尤为引人入胜。国际政策进程界是否可以从欧洲的观点和知识中获益?本期自由投稿的文章在这方面做出了重要贡献,希望能引起人们的浓厚兴趣:什么是政治网络?政策行动者之间合作的动机是什么?行动者之间的联盟在决策中扮演什么角色?政策过程研究针对具体的合作案例提出并检验了各种观点(Guo,2022;Ingold 等人,2021;Möck,2021)。本文借鉴了这三种观点,并通过意大利两个行政改革网络的例子来研究它们的解释力。我们在这些网络中发现了什么?它们是否更类似于政策社群,即具有共同利益的异质行动者组成的稳定联盟,以构建政策话语框架(Jordan, 1990; Miller &amp; Demir, 2007);或者它们是否更类似于认识论社群,即以专业技能为基础的专家网络,旨在影响政策决策(Haas, 1992; Zito, 2018)?第三种可能性是计划性团体,它们分享传记并寻求政治权威以实施共同计划(Bandelow &amp; Hornung, 2023; Vogeler et al.)所选案例主要与计划性群体相对应,其中一个案例也表现出认识论群体的要素。在本期的第二篇论文中,Schiffers 和 Plümer.(在本期的第二篇论文中,Schiffers 和 Plümer:是什么因果机制导致了政策变化?他们从标点均衡理论(PET,Baumgartner 等人,2023 年;Ugyel 等人,2024 年)的角度出发,确定了可能的机制。在实证研究中,他们采用定性过程追踪法研究了德国于 2021 年引入的强制性游说者登记制度。他们得出结论,三种机制共同发挥作用:负反馈导致政策问题的重新表述,正反馈强化了政策的问题网络,以及通过丑闻的积累产生正反馈。除了重要的实质性发现外,Schiffers 和 Plümer 的这一贡献还加强了 PET 在定性政策过程研究中的使用及其在欧洲的实证应用(Beyer 等人,2022 年)。其中一个例子就是移民政策,这也意味着欧盟国家在共同应对新出现的非正常移民挑战时的团结问题。Abisso 等人(2024 年)通过对意大利、马耳他和西班牙的报刊文章进行内容分析,研究了欧盟行为体和治理在这一背景下的形象。 7,这是非常出色的成绩,在政治科学和国际关系中排名第9(共706本杂志),在公共管理中排名第11(共232本杂志)。当然,这些数字是情境性的,并且会经常波动;它们很可能无法反映期刊的实际质量。但是,我们希望它们有助于吸引更多人对该期刊的兴趣,从而帮助我们牢固确立EPA作为“从欧洲视角分析政策过程研究”的领先期刊的地位。政治学和公共政策领域的相关会议在这方面也非常有帮助。我们与其他期刊的编辑团队定期交流,讨论新的挑战。这些挑战包括:开放获取等正式发展、人工智能的快速发展、以及商业出版商和专业协会可能作出的反应,这一切都是我们必须应对的。同时,我们的领域也出现了令人兴奋的实质性发展。这些包括用于理解决策网络的新措施和方法,这在多元化的欧洲国家和欧盟(EU)多层次系统中尤其具有吸引力。是否存在能让国际政策过程社区受益的欧洲观点和知识?本期收录的稿件在这方面作出了重要贡献,并有望引起读者的极大兴趣。Giliberto Capano、Eleonora Erittu、Giulio Francisci和Alessandro Natalini(2024)探究了当前政策过程研究的一个根本性问题:政治网络由什么组成?政策行动者之间合作的动机是什么,行动者之间的联盟在决策中扮演什么角色?政策过程研究已经发展并测试了一系列关于具体合作案例的观点(Möck 2021, Guo 2022, Ingold, Fischer, and Christopoulos 2021)。这篇文章借鉴了三个观点,并通过意大利两个行政改革网络的例子来检验观点的解释力。我们在这些网络中发现了什么?它们是否更像政策共同体,即由具有共同利益的异质行动者组成的稳定联盟,以建构政策话语(Jordan 1990, Miller and Demir 2007)?还是它们更像认知共同体,即基于专业知识的专家网络,旨在影响政策决策(Zito 2018, Haas 1992)?第三种可能性是计划团体,它们分享个人经历并寻求政治权力来实施共同计划(Bandelow and Hornung 2023, Vogeler, van den Dool, and Chen 2023)。所选案例主要对应于计划团体,其中一个案例还展示了认知共同体的要素。无论如何,这篇文章对“迄今为止在单独研究中更多地被假设而不是检验的理论概念的比较实证研究”作出了重要贡献。本期收录的第二篇论文中,Maximilian Schiffers和Sandra Plümer(2024)为政策过程研究的另一个核心问题作出了贡献,这个问题则是:哪些因果机制导致政策变革?他们使用间断平衡理论(PET, Baumgartner, Jones, and Mortensen 2023, Ugyel, Givel, and Chophel 2024)来识别可能的机制。从实证角度来看,他们使用定性过程追踪来分析2021年德国对强制性游说登记制度的引入情况。他们得出的结论是,三种机制的结合发挥了作用:负面反馈导致政策议题的重新主题化,正面反馈强化了政策的议题网络,并且丑闻的积累产生了正面反馈。除了重要的实质性发现之外,Schiffers和Plümer的文章还加强了PET在定性政策过程研究中的使用及其在欧洲的实证应用(Beyer et al. 2022)。有些政策问题跨越了欧洲国家的边界,需要欧洲各国的协调。移民政策就是这样一个例子,它还意味着欧盟国家在共同应对非正常移民这一新兴挑战方面的团结性问题。Martina Abisso、Andrea Terlizzi和Eugenio Cusumano(2024)通过对
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引用次数: 0
Does (dis)agreement reflect beliefs? An analysis of advocacy coalitions in Swiss pesticide policy 意见(不)一致是否反映了信念?对瑞士农药政策倡导联盟的分析
IF 2.7 Q1 POLITICAL SCIENCE Pub Date : 2024-07-31 DOI: 10.1002/epa2.1219
Milena Wiget

Agricultural pesticide use is a wicked sustainability challenge: Trade-offs exist between health, environmental, agro-economic, and socio-political objectives. Various actors involved have diverse beliefs regarding these trade-offs and policies to address the challenge. But to what extent does the agreement or disagreement between actors reflect belief similarities or differences, and thus, the formation of advocacy coalitions? To answer this question, the study draws on the advocacy coalition framework and investigates data from 54 key actors in the case of Swiss pesticide policy. The study explores the relationship between the actors' (dis)agreement relations and their beliefs using Random Forests. Coalitions are identified through block modeling and beliefs based on multi-attribute value theory. The study shows that the two relations are a good proxy for identifying coalitions with conflict lines concerning beliefs and presents an approach to exploring ideological reasons behind (dis)agreement relations that supports identifying conflicting beliefs relevant to future policy solutions.

农业杀虫剂的使用是一个棘手的可持续发展挑战:健康、环境、农业经济和社会政治目标之间存在权衡。对于这些权衡和应对挑战的政策,不同的参与者有着不同的信念。但是,行动者之间的一致或分歧在多大程度上反映了信念的相似性或差异性,从而形成了倡导联盟?为了回答这个问题,本研究借鉴了倡导联盟框架,并调查了瑞士农药政策案例中 54 个主要参与者的数据。研究采用随机森林方法探讨了行动者的(不)一致关系与其信念之间的关系。联盟是通过分块建模确定的,而信念则基于多属性价值理论。研究表明,这两种关系是识别具有信念冲突线的联盟的良好代表,并提出了一种探索(不)协议关系背后的意识形态原因的方法,该方法支持识别与未来政策解决方案相关的信念冲突。
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引用次数: 0
Assessing policy capacity and policy effectiveness: A comparative study using sustainable governance indicators 评估政策能力和政策效力:利用可持续治理指标进行比较研究
IF 2.7 Q1 POLITICAL SCIENCE Pub Date : 2024-07-26 DOI: 10.1002/epa2.1217
Rameen Khan, Fiaz Hussain

Policy capacity is vital for a nation's prosperity and sustainability, enabling governments to fulfill diverse responsibilities, such as security, economic growth, and accountable governance. This study evaluates policy capacity across countries from 2014 to 2020 using Sustainable Governance Indicators by the Bertelsmann Foundation. Focusing on executive capacity, which encompasses policy capacity's analytical, managerial, and political aspects, we gauge governments' ability to implement sustainable policies. Executive capacity is further classified into steering capability, policy implementation, and institutional learning. Findings show that policy capacity significantly influences policy effectiveness in all countries, with high-capacity countries demonstrating more impact. Enhancing policy capacity through efficient steering, implementation, and learning can improve policy effectiveness and foster responsive governance for sustainable development. This research provides valuable insights for policymakers seeking to bolster governance capacities and achieve positive policy outcomes.

政策能力对于一个国家的繁荣和可持续发展至关重要,它使政府能够履行安全、经济增长和负责任的治理等各种责任。本研究利用贝塔斯曼基金会的可持续治理指标,对 2014 年至 2020 年各国的政策能力进行了评估。执行能力包括政策能力的分析、管理和政治方面,我们将重点放在执行能力上,衡量政府实施可持续政策的能力。执行能力又分为指导能力、政策执行能力和机构学习能力。研究结果表明,政策能力对所有国家的政策有效性都有重大影响,高政策能力国家的影响更大。通过高效的指导、执行和学习来提高政策能力,可以提高政策的有效性,促进可持续发展的顺应性治理。这项研究为寻求提高治理能力和取得积极政策成果的决策者提供了宝贵的见解。
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引用次数: 0
Is who they are, what they prefer? Understanding bureaucratic elites' policy preferences for European integration of government accounting 他们的身份就是他们的偏好吗?了解官僚精英对欧洲政府会计一体化的政策偏好
IF 2.7 Q1 POLITICAL SCIENCE Pub Date : 2024-06-17 DOI: 10.1002/epa2.1215
Pascal Horni

Bureaucratic elites and national public administrations' experts play a key role in the preparation of supranational policies and in shaping global governance instruments. However, we know surprisingly little about what factors drive their preferences and support for supranational solutions. Drawing on the results of a vignette and conjoint experiment and the case of the European Commission's policy initiative to develop European Public Sector Accounting Standards, this study analyzes the effect of the communicative framing of a policy's objective and how experts' attitudes influence their preferences for policy outcomes. The study shows that the communicative framing of a policy's objective based on functional needs rather than on normative grounds increases support among national administrations' experts. Moreover, the study finds evidence that experts who internalized a public service motivation and those with a supranationalist collective identity are more willing to give up national sovereignty in favor of supranational policy solutions.

官僚精英和国家公共管理部门的专家在制定超国家政策和形成全球治理工具方面发挥着关键作用。然而,我们对他们偏好和支持超国家解决方案的因素知之甚少。本研究借鉴了小实验和联合实验的结果,并以欧盟委员会制定欧洲公共部门会计准则的政策倡议为例,分析了政策目标的沟通框架的效果,以及专家的态度如何影响他们对政策结果的偏好。研究表明,基于功能需求而非规范理由的政策目标沟通框架会增加国家行政部门专家的支持。此外,研究还发现有证据表明,内化了公共服务动机的专家和具有超国家主义集体身份的专家更愿意放弃国家主权,转而支持超国家的政策解决方案。
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引用次数: 0
Explaining differences in policy learning in the EU "Fit for 55” climate policy package 欧盟 "适合 55 国 "一揽子气候政策中政策学习差异的解释
IF 2.7 Q1 POLITICAL SCIENCE Pub Date : 2024-05-31 DOI: 10.1002/epa2.1210
Fredrik von Malmborg

Through learning, policy actors can maintain, reinforce, or revise their beliefs and positions about the design and outcomes of policies. This paper critically analyzes factors influencing policy learning by comparing policy processes of two EU laws of the recent “Fit for 55” climate package: (i) revised provisions on increasing energy efficiency in companies included in the recast Energy Efficiency Directive and (ii) the new FuelEU Maritime regulation provided for decarbonizing maritime shipping. Learning across coalitions with competing beliefs was encountered in the first case but not in the other despite similar institutional settings. The difference is attributed to a more politicized debate on decarbonizing shipping, leading to consensus through bargaining instead of deliberation, and a circumscribed leader of one coalition, with a less flexible negotiation mandate. The paper adds to the theory on policy learning, suggesting that levels of politicization and polarization, as well as the mandates of the coalition leaders, influence cross-coalition learning.

通过学习,政策参与者可以保持、加强或修正他们对政策设计和结果的信念和立场。本文通过比较最近 "适合 55 国 "气候一揽子方案中两项欧盟法律的政策过程,批判性地分析了影响政策学习的因素:(i) 重新修订的能源效率指令中关于提高公司能源效率的修订条款;(ii) 新的 FuelEU Maritime 法规为海运业的去碳化做出了规定。在第一种情况下,尽管机构设置相似,但在另一种情况下,具有相互竞争信念的联盟之间的学习并没有出现。造成这种差异的原因是,关于航运业去碳化的辩论更加政治化,导致通过讨价还价而非审议达成共识,以及一个联盟的领导者受到限制,谈判授权不太灵活。本文对政策学习理论进行了补充,指出政治化和两极分化的程度以及联盟领导人的任务授权会影响跨联盟学习。
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引用次数: 0
期刊
European Policy Analysis
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