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Driving bans for diesel cars in German cities: The role of ENGOs and Courts in producing an unlikely outcome 德国城市禁止柴油车行驶:非政府组织和法院在产生一个不太可能的结果中的作用
IF 5 Q1 POLITICAL SCIENCE Pub Date : 2021-06-04 DOI: 10.1002/epa2.1120
Annette Elisabeth Töller
Driving bans for diesel cars have been adopted, are looming or have been narrowly avoided in 41 major German cities as of April 2021. This paper analyses this highly unlikely outcome of a political process that began in 2010 by addressing a number of causal factors and qualifying the weight and the way in which they contribute to the overall result. First, in the category of institutions, there are the European Ambient Air Quality Directive and the right of environmental associations to sue; second, the striking failure to adopt alternative measures to significantly reduce NO 2 concentration; third, in the category of actors there is the Deutsche Umwelthilfe (DUH) utilizing the right to take legal action in its “fight for clean air” as well as the German administrative courts which handled the legal cases filed by the DUH by placing great emphasis on health protection and compliance with European law.
截至2021年4月,德国41个主要城市已经实施、即将实施或勉强避免了柴油车驾驶禁令。本文分析了2010年开始的一个政治进程的这一极不可能的结果,通过解决一些因果因素,并确定它们对总体结果的权重和贡献方式。首先,在机构类别中,有《欧洲环境空气质量指令》和环境协会的起诉权;第二,没有采取替代措施显著降低NO2浓度;第三,在行为者类别中,有德国联邦卫生局(DUH)在其“争取清洁空气”的斗争中利用采取法律行动的权利,以及德国行政法院,它们通过高度重视健康保护和遵守欧洲法律来处理DUH提起的法律案件。
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引用次数: 7
Learning, policy instruments and networks in EU policy-making—Trends in European policy analysis 欧盟政策制定中的学习、政策工具和网络——欧洲政策分析的趋势
IF 5 Q1 POLITICAL SCIENCE Pub Date : 2021-05-26 DOI: 10.1002/epa2.1113
Nils C. Bandelow, Johanna Hornung, Fritz Sager, Ilana Schröder, Klaus Schubert
<p>Following the first issue of this year, the special issue on the Programmatic Action Framework (PAF) (Bandelow & Hornung, <span>2021</span>), the EPA editorial team proudly presents the open spring issue. Those who regularly follow the updates of our journal probably noticed already the change in the production schedule. From 2021 on, EPA will publish four issues a year, starting in 2021 with two special issues in winter and autumn, and the regular issues being published in May and November. It is a great step ahead for the journal, which would not have been possible without the ongoing support and collaboration of our authors and reviewers, to whom we send a great thank you! This success is also visible in the current SCOPUS CiteScore, which improved compared to the previous year (3.9 in 2019) and currently equals 4.2 (as of March 2, 2021: https://www2.scopus.com/sourceid/21100886407). Beyond numbers, this score symbols EPA's impact in the research community, which follows the high-quality articles of authors across Europe and the diversity of research fields that these articles engage with. We'd like to take this opportunity to again thank each and every one who contributes to our journal.</p><p>Alongside the transition regarding the publication schedule, we happily announce further changes in the EPA editorial team. The position as editorial administrator and manager, which since the early beginnings of the EPA journal has been performed by Johanna Hornung, will be taken by Ilana Schröder in the future. She will devote at least as much effort to this task as her predecessor did, and we cannot imagine a better person to replace this vacancy. Johanna Hornung will not leave the journal but, given her outstanding work as editorial manager in the past, will become one of the journal's general editors. She will proceed with putting her full heart and mind into this journal's journey, and is both excited and looking forward to this new task.</p><p>As regards content, this year's second issue includes a number of articles that connect to recent trends in European Policy Analysis: Originally strongly interwoven with the ACF as a framework of the policy change and learning (Sabatier & Jenkins-Smith, <span>1993</span>), policy learning also stands as a perspective on its own today. Following the extensive research on learning within the last years (Babarczy & Imre, <span>2017</span>; Dunlop et al., <span>2018</span>; Gerlak et al., <span>2020</span>; Howlett et al., <span>2017</span>; Montpetit & Lachapelle, <span>2017</span>; Moyson et al., <span>2017</span>), policy learning can meanwhile be considered as a distinct framework that fulfills the necessary analytical requirements (Dunlop & Radaelli, <span>2018</span>). The article by Riche et al. (<span>2020</span>) investigates under which conditions learning takes place in governance networks and systematically reviews 40 public administration studies to answer this question. The
尽管议会中存在着以问题和解决方案为导向的辩论,但欧洲联盟理事会一直阻挠改革后的庇护政策,这使难民危机成为一场政治危机,并导致欧盟政策的失败。与这个影响欧盟政策失败的例子相反,Lits(2020)提出了一个案例,在这个案例中,一个人造草皮组织(一个虚假的草根运动)推动了页岩气勘探,从而有可能扩大亲页岩联盟,该联盟后来在欧盟层面取得了成功。在这样做的过程中,作者强调,太空漫游是利益集团的一种游说策略,可以发起据称代表公民关切的运动,但实际上背后隐藏着一个行业的利益。与工业公司不同,学术机构寻求通过在组织间网络内合作来提高声誉并确保研究资金。Calignano(2020)的文章分析了这些活动对学术声誉的实际贡献程度。他发现,学术机构在研究和创新网络中的中心地位确实与该机构声誉的提高有关,而知名度较低的机构与老牌和中央机构互动以建立声誉是富有成效的。
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引用次数: 1
Education and austerity in the European Union from an autism perspective: Policy mapping in Ireland, Portugal, Italy, and Greece 从自闭症的角度看欧盟的教育和紧缩政策:爱尔兰、葡萄牙、意大利和希腊的政策规划
IF 5 Q1 POLITICAL SCIENCE Pub Date : 2021-05-24 DOI: 10.1002/epa2.1121
Robin van Kessel, Ines Siepmann, Luis Capucha, Apostolos Kavaliotis Paschalis, Carol Brayne, Simon Baron-Cohen, Katarzyna Czabanowska, Andres Roman-Urrestarazu

This study explores how autism and education policy are affected by austerity measures in Ireland, Portugal, Italy, and Greece by using a path dependence analysis. The implementation of mixed mainstream classrooms and improvements to infrastructure coincided with the ratification of inclusive education policy. Austerity measures appeared temporally associated with furthering of integration and inclusion policy for all countries under study, potentially due to the economic incentives of an integrated system. This trend is especially visible in Ireland, Portugal, and Greece, whereas lesser so in Italy. Even though the initial focus of this analysis was autism, the findings are applicable to the general area of special education needs due to the non-specific nature of national policies.

本研究通过路径依赖分析,探讨了爱尔兰、葡萄牙、意大利和希腊的紧缩措施对自闭症和教育政策的影响。实施
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引用次数: 2
Problem complexity and narratives in Moscow's waste controversy 莫斯科废物争议中的问题复杂性与叙事
IF 5 Q1 POLITICAL SCIENCE Pub Date : 2021-05-24 DOI: 10.1002/epa2.1115
Caroline Schlaufer, Tatiana Khaynatskaya, Marina Pilkina, Victoria Loseva, Sanjay Kumar Rajhans

Public problems are not complex per se but are defined as such. This article explores how problem definition in terms of complexity is strategically used in narratives to expand or contain a policy conflict. We draw on the Narrative Policy Framework (NPF) to examine how actors use narratives to define problems and link these problems to solutions and characters. Empirically, we examine narratives used in the Moscow waste management debate by drawing on content analysis of online texts and interviews. The results show that government actors seek to contain conflict by assigning less complexity to the waste problem than nongovernmental actors, who expand conflict by defining the waste problem as politically complex. Narratives with high problem complexity include many victims and villains and propose multifaceted and institutional solutions, while narratives with low problem complexity focus on technocratic solutions. Implications for the Russian waste controversy and the NPF are discussed.

公共问题本身并不复杂,但定义就是这样。本文探讨了如何在叙事中战略性地使用复杂性的问题定义来扩大或遏制政策冲突。我们借鉴叙事政策框架(NPF)来研究行动者如何使用叙事来定义问题,并将这些问题与解决方案和人物联系起来。根据经验,我们通过对在线文本和采访的内容分析,研究了莫斯科废物管理辩论中使用的叙事。结果表明,与非政府行为者相比,政府行为者试图通过减少废物问题的复杂性来遏制冲突,而非政府行为者则通过将废物问题定义为政治复杂性来扩大冲突。问题复杂性高的叙事包括许多受害者和恶棍,并提出了多方面和制度性的解决方案,而问题复杂性低的叙事侧重于技术官僚的解决方案。讨论了对俄罗斯废物争议和NPF的影响。
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引用次数: 15
Informal social groups and policy programs: A Programmatic Action Framework (PAF) on policymaking 非正式社会团体和政策方案:关于政策制定的方案行动框架
IF 5 Q1 POLITICAL SCIENCE Pub Date : 2021-02-24 DOI: 10.1002/epa2.1110
Nils C. Bandelow, Johanna Hornung
<p>It was summer 2016 when the research group of the later funded project on “Programmatic Action in Times of Austerity” (ProAcTA) first met in the south of France. Six months later, it had worked out a project proposal that was granted by the Agence Nationale de la Recherche (ANR) and the Deutsche Forschungsgemeinschaft (DFG) under the grant numbers ANR-17-FRAL-0008–01 and DFG BA 1912/3-1. This is where the story of the Programmatic Action Framework (PAF) formally begins, although it bases on a variety of previous work on the programmatic approach. Telling this story and presenting the final project results is the core theme of this introductory contribution on “Informal Social Groups and Policy Programs: A Programmatic Action Framework (PAF) on Policymaking.”</p><p>Even before the meeting in 2016, the core research group around the programmatic approach, consisting majorly of (in alphabetical order) William Genieys, Patrick Hassenteufel, and Marc Smyrl, postulated the idea that biographical homogeneity may build the basis for cooperation between policy actors and shape public policy over a longer period of time. This idea dates back to the beginning of the 2000s and is rooted in the observation of sectoral elites emerging in France from the grounds of homogenous education and resources (Genieys, <span>2005</span>; Genieys & Hassenteufel, <span>2001</span>). Defending the budget and authority in their policy sector, the elite actors have been denoted as custodians of state (Genieys, <span>2010</span>), struggling with their counterparts, designated as austerians (derived from austerity), over financial and regulative resources. In doing so, they coalesced around a definable policy program, which led the researchers to name the theoretical perspective “programmatic approach” (Genieys & Hassenteufel, <span>2012</span>).</p><p>Building on these bases, the programmatic approach has been extended further and applied to a variety of policy sectors and countries (Darviche et al., <span>2013</span>). In two more research projects by the French research group (MIRE and OPERA), the programmatic approach sheds light on elite trajectories and their influence on policymaking in France and the United States. Hence, programmatic actors have been found primarily in health policy, from within the state shaping the transformation of health care in France, Germany, Spain, and the UK (Genieys & Smyrl, <span>2008b</span>; Hassenteufel et al., <span>2010</span>).</p><p>Originally sticking to the idea of programmatic elites and the idea of sectoral competition between elite actors that eventually leads to policy change, Hornung and Bandelow (<span>2020</span>) published the first version of the “Programmatic Action Framework.” As Figure 1 shows, the framework included a variety of elite sociological considerations on the transformation of programmatic actors into programmatic elites, the methodological tools to identify these actors, and a struggle between
将这些方法结合起来,形成了一个统一的研究协议,该协议经过有意的标准化,以使方案行动研究的结果在不同背景下具有可比性。图4显示了这种双重方案行动方法,一种是从位置和社会学分析开始的精英社会学方法,另一种是受到政策研究的启发,重点是网络形式的话语和关系分析。因此,任务1和任务2都可以分别作为起点,从另一个开始,最后以任务3结束。即使没有完全应用,该研究方案的部分内容也很可能被用来收集关于方案行动存在的独立证据。传记分析(Hassentufel,2012)和话语分析(Bandelow&amp;Hornung,2019)已经做到了这一点。为研究纲领性行动而建立的方法确实适合于调查世界其他地区的纲领性行动,而不仅仅是欧洲和“西方”民主国家,这一问题的另外两个贡献证明了这一观点。这部分遵循了精英社会学对方案行动的方法,部分遵循了政策研究的方法。杜克(2021)将前一种观点应用于智利和哥伦比亚的高等教育政策。在比较质量保证政策时,他提出了一个问题,即尽管两国使用了类似的政策工具,但在政策计划通过后,确保高等教育质量的方法却大不相同。分层和路径依赖的制度视角的整合证实了同样从访谈中提取的发现,即虽然一个方案小组能够将其政策制度化,但另一个方案团体却受到工具性分层的影响,削弱了其政策计划的原始理念。Davidian(2021)在研究巴西的卫生政策时,以精英社会学的方式将PAF同样应用于社会保护政策。人们发现,巴西的卫生政策改革基本上是由卫生工作者决定的,卫生工作者是一群来自医疗行业和医疗保健专业人员的行动者。她追踪了这一群体作为一个纲领性群体的影响,展示了威权政权下的纲领性行为者首先需要留在大学,他们如何在体制转型和权力下放的背景下占据核心地位。因此,该贡献概述了PAF如何在制度变革时期加强对稳定的解释。Faure(2020)在PAF的背景下分析了法国的战争政策,增强了法国国防政策的原始应用领域。福雷分别称之为保管人和紧缩主义者的两个竞争团体主张进口外部或进一步使用国家战斗机。主权公共行动计划的胜利可以用决策层面更紧密的人际关系和一个更大的计划集团来解释,该集团也涉及工业参与者。因此,这一贡献受到了最初的观点的强烈启发,即方案团体是在一个部门为权力而斗争的竞争精英团体。Hornung(2021)更明确地补充了计划行动和政策研究机构,调查了法国和德国在金融危机后导致政策计划成败的制度特征。她发现,长期政策计划稳定性的一个关键解释是机构本身的稳定性。然而,政策计划的持久性,在其周期性模式的顶端(Bandelow&amp;Hornung,2020),似乎也取决于政策计划在多大程度上适合政策部门的现有体制结构。如果它与制度相矛盾,那么政策计划很有可能只会不够制度化,最终导致其终结。本期发表的关于PAF的文章显示,许多问题有待进一步研究。其中一个问题涉及将PAF分析扩展到其他政策部门,杜克(2021)在高等教育政策中的应用就是例证。另一个问题是适用于其他政治制度。在这里,杜克(2021)和大卫安(2021)也提出了将PAF富有成效地移交给智利、哥伦比亚和巴西等独裁政权的理由。这些贡献将注意力转向了与方案行动相关的机构,Hornung(2021)也对此进行了进一步研究。因此,未来的研究应更加重视政治和部门机构如何影响方案行动。正如Faure(2020)在战争政策中所展示的那样,这也涉及到在不同系统中可能发现的程序组类型。 除了这一问题中的贡献具体涉及的这些研究议程外,PAF的核心概念还有待进一步完善。特别是在理解社会心理学时,将程序群体视为社会群体的概念将有助于政策过程研究和心理学研究的进一步交叉。这包括以下研究问题:群体动力学以何种方式影响计划行动以及计划群体和政策计划的变化?社会团体成员资格和计划团体成员资格如何影响政策参与者以及个人偏好和行为?程序性群体特征在多大程度上体现在群体间关系中?如何将方案行动的概念与其他理论观点相结合,如政策工具(Brunn,2020)?在进一步的研究中,还应该处理和反思方案行动与公众之间的关系。在一定程度上,这是在话语分析方面完成的,通过话语分析,可以通过媒体中的共享话语元素来识别节目参与者。但方案行动者也可以利用公众推动他们的政策方案,并为促进方案行动提供有利的环境。
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引用次数: 4
Political and policy dilemmas of euro adoption in CEE countries: What next when crisis hits? 中东欧国家采用欧元的政治和政策困境:危机来临时,下一步该怎么办?
IF 5 Q1 POLITICAL SCIENCE Pub Date : 2021-02-12 DOI: 10.1002/epa2.1111
Péter Ákos Bod, Orsolya Pócsik, György Iván Neszmélyi

Successive crises and shifts in geopolitics necessitate a more coherent Europe, with the euro as a key instrument, yet the enlargement of the euro area is unfinished. The paper reconstructs diverging trends in non-EA countries, and considers the motivations of key stakeholders in countries without commitment to enter. The approach applied is dual: we reconsider economic arguments of a currency reform and conduct political economy analysis with the underlying hypothesis that euro adoption, for businesses, is a cost/benefit issue, while for governments, parties, and voters it is a sovereignty issue with cost/benefit aspects attached. The authors conclude that macroeconomic and business considerations would support Eurozone entry in all CEE countries concerned. As for key stakeholders, society and the business community support the euro, but particular government interests are at stake. Post-pandemic realities would reconfirm rational arguments for euro entry; to make that happen, economic nationalist and state developmental concepts need be discarded.

接二连三的危机和地缘政治的转变需要一个更加连贯的欧洲,以欧元为关键工具,但欧元区的扩大尚未完成。本文重构了非EA国家的不同趋势,并考虑了没有承诺进入的国家的关键利益相关者的动机。所采用的方法是双重的:我们重新考虑货币改革的经济论点,并进行政治经济学分析,其基本假设是,对企业来说,采用欧元是一个成本/效益问题,而对政府、政党和选民来说,这是一个主权问题,附带成本/效益方面。作者得出的结论是,宏观经济和商业考虑将支持所有相关的中东欧国家加入欧元区。至于关键利益相关者,社会和企业界支持欧元,但政府的特殊利益也岌岌可危。疫情后的现实将再次确认加入欧元区的合理理由;要做到这一点,就必须抛弃经济民族主义和国家发展的概念。
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引用次数: 3
Who embodies the evaluative state? Programmatic actors in the chilean and colombian policies of quality assurance in higher education 谁体现了评价状态?智利和哥伦比亚高等教育质量保证政策中的方案参与者
IF 5 Q1 POLITICAL SCIENCE Pub Date : 2021-01-31 DOI: 10.1002/epa2.1109
Juan Felipe Duque

Based on the Programmatic Action Framework (PAF), this article presents a comparative analysis of the Chilean and Colombian policies of quality assurance (QA) in higher education. Despite their instrumental commonalities, these policies actually reflect two contrasting approaches to quality: a flexible approach in Chile versus an excellence-oriented approach in Colombia. The article shows that both policies were initially developed by groups of prestigious academics who shared most of the features of programmatic elites and that the contrast between the approaches to quality arises from the divergent evolution of the policy program of these groups: The policy of QA was subjected to an instrumental layering in Chile while, in Colombia, it followed a path-dependent evolution. The study shows that sociological perspectives like the PAF can provide a more complete and dynamic understanding of the Evaluative State that takes into account the instrumental and the social dimensions of quality-related activities.

基于计划行动框架(PAF),本文对智利和哥伦比亚的高等教育质量保证政策进行了比较分析。尽管这些政策具有工具上的共性,但它们实际上反映了两种截然不同的质量方法:智利的灵活方法与哥伦比亚的注重卓越的方法。这篇文章表明,这两项政策最初都是由具有计划精英大部分特征的著名学者群体制定的,质量方法之间的对比源于这些群体政策计划的不同演变:QA政策在智利受到工具分层的影响,而在哥伦比亚,它遵循了一种依赖路径的进化。研究表明,像PAF这样的社会学视角可以提供对评估状态的更完整和动态的理解,考虑到与质量相关的活动的工具和社会层面。
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引用次数: 6
The (mis)fit of policy programs to political institutions and its influence on programmatic action – How crisis has differently hit French and German health policy 政策计划与政治机构的(不匹配)及其对计划行动的影响——危机对法国和德国卫生政策的不同影响
IF 5 Q1 POLITICAL SCIENCE Pub Date : 2021-01-28 DOI: 10.1002/epa2.1108
Johanna Hornung

The Programmatic Action Framework (PAF) is a relatively new theoretical perspective that adds a complementary lens to the explanation of policy processes and policy change. Yet, a key requirement of a valid policy process framework is its capacity to be proven wrong. Besides the empirical cases that provide evidence for the occurrence of programmatic action, it is necessary to present examples in which programmatic action did not occur, and to explain why this is the case. Proceeding from the observation that programmatic groups and policy programs existed in French and German health policy throughout the 1990s, this contribution answers the question why in 2020, programmatic action is still present in France but not in Germany and why the German policy program did not survive the financial crisis of 2008. It argues that misfit to pre-existing institutional logics and changing institutional logics in the course of programmatic action hinder program success.

方案行动框架是一个相对较新的理论视角,为解释政策过程和政策变化提供了补充视角。然而,一个有效的政策过程框架的一个关键要求是它有能力被证明是错误的。除了为方案行动的发生提供证据的经验案例外,有必要举出没有发生方案行动的例子,并解释为什么会发生这种情况。根据对整个20世纪90年代法国和德国卫生政策中存在的方案组和政策计划的观察,这一贡献回答了为什么2020年法国仍有方案行动,但德国没有,以及为什么德国的政策计划未能在2008年金融危机中幸存下来的问题。它认为,与预先存在的制度逻辑不匹配以及在计划行动过程中不断变化的制度逻辑阻碍了计划的成功。
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引用次数: 2
Health reform in Brazil: The sanitaristas as programmatic actors 巴西的卫生改革:作为方案行动者的卫生工作者
IF 5 Q1 POLITICAL SCIENCE Pub Date : 2021-01-24 DOI: 10.1002/epa2.1107
Andreza Davidian

Brazil has one of the largest public health systems in the world. By applying the Programmatic Action Framework (PAF), this study provides an endogenous explanation for the health reform and brings new lenses to understand one of the most successful cases of social protection expansion. It demonstrates the relevance of a group of professionals who had a common perception of why the policy should change and a coherent policy change program. Cognitive frameworks, organizational resources, and strong professional culture allowed the sanitaristas occupying key positions in the state apparatus, behaving strategically as a collective actor. The evidence provided suggests the approach's relevance to this case due to considerations of political-institutional specificities. Treating the sanitaristas as a programmatic actor is helpful to explain their role in promoting change and the endurance of the programmatic consensus they have built, which has been crucial to support the universal healthcare model in the country.

巴西拥有世界上最大的公共卫生系统之一。通过应用方案行动框架(PAF),本研究为卫生改革提供了一种内生解释,并为理解扩大社会保护的最成功案例之一带来了新的视角。它展示了一群专业人士的相关性,他们对政策为什么应该改变有着共同的看法,并制定了一个连贯的政策改变计划。认知框架、组织资源和强大的职业文化使卫生工作者能够在国家机构中占据关键地位,作为一个集体行动者在战略上行事。所提供的证据表明,由于考虑到政治体制的特殊性,该方法与本案有关。将卫生工作者视为一个计划行动者,有助于解释他们在促进变革方面的作用,以及他们建立的计划共识的持久性,这对支持该国的全民医疗模式至关重要。
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引用次数: 4
Unboxing the vague notion of policy goals: Comparison of Croatian public policies 破除模糊的政策目标概念:克罗地亚公共政策比较
IF 5 Q1 POLITICAL SCIENCE Pub Date : 2021-01-22 DOI: 10.1002/epa2.1106
Ana Petek, Nikola Baketa, Anka Kekez, Marko Kovačić, Mario Munta, Krešimir Petković, Marjeta Šinko, Borna Zgurić

This study aims at empirically improving public policy theory by unfolding the concept of policy goals and contributing to their classifications. The research focuses on the thematic dimension of policy goals and investigates 11 Croatian governmental strategies using qualitative content analysis. The research identifies original policy goal types and classifies them into sector-, process-, evaluation-, instrument-, and value-oriented goals. Article concludes with a more comprehensive definition of policy goals, as governmental statements about desired futures in relation to specific sectoral purposes, values, and principles in democratic political systems, policymaking process improvements, necessary instrumental innovations, and evaluation standards that should be fulfilled. The application of this definition and developed goals’ classification reveals that elements of policy-process theories, evaluation research, policy design theory and instrument analysis, democracy theory, and sector-specific research need to be synthesized to better understand the concept of policy goals and to advance their research.

本研究旨在通过展开政策目标的概念并对其分类做出贡献,实证地改进公共政策理论。本研究侧重于政策目标的主题层面,并采用定性内容分析法调查了克罗地亚政府的11项战略。研究确定了最初的政策目标类型,并将其分为部门目标、过程目标、评估目标、工具目标和价值导向目标。文章最后对政策目标进行了更全面的定义,即政府关于民主政治制度中特定部门目的、价值观和原则的预期未来的声明、政策制定过程的改进、必要的工具创新和应满足的评估标准。这一定义和发展目标分类的应用表明,需要综合政策过程理论、评估研究、政策设计理论和工具分析、民主理论和具体部门研究的要素,以更好地理解政策目标的概念并推进其研究。
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引用次数: 8
期刊
European Policy Analysis
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