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A new spherical harmonic approach to residual terrain modeling: a case study in the central European Alps 残差地形建模的新球面谐波方法:中欧阿尔卑斯山案例研究
IF 4.4 2区 地球科学 Q1 GEOCHEMISTRY & GEOPHYSICS Pub Date : 2024-07-03 DOI: 10.1007/s00190-024-01843-4
Joachim Schwabe, Torsten Mayer-Gürr, Christian Hirt, Tobias Bauer

For decades, the residual terrain model (RTM) concept (Forsberg and Tscherning in J Geophys Res Solid Earth 86(B9):7843–7854, https://doi.org/10.1029/JB086iB09p07843, 1981) has been widely used in regional quasigeoid modeling. In the commonly used remove-compute-restore (RCR) framework, RTM provides a topographic reduction commensurate with the spectral resolution of global geopotential models. This is usually achieved by utilizing a long-wavelength (smooth) topography model known as reference topography. For computation points in valleys this neccessitates a harmonic correction (HC) which has been treated in several publications, but mainly with focus on gravity. The HC for the height anomaly only recently attracted more attention, and so far its relevance has yet to be shown also empirically in a regional case study. In this paper, the residual spherical-harmonic topographic potential (RSHTP) approach is introduced as a new technique and compared with the classic RTM. Both techniques are applied to a test region in the central European Alps including validation of the quasigeoid solutions against ground-truthing data. Hence, the practical feasibility and benefits for quasigeoid computations with the RCR technique are demonstrated. Most notably, the RSHTP avoids explicit HC in the first place, and spectral consistency of the residual topographic potential with global geopotential models is inherently achieved. Although one could conclude that thereby the problem of the HC is finally solved, there remain practical reasons for the classic RTM reduction with HC. In this regard, both intra-method comparison and ground-truthing with GNSS/leveling data confirms that the classic RTM (Forsberg and Tscherning 1981; Forsberg in A study of terrain reductions, density anomalies and geophysical inversion methods in gravity field modeling. Report 355, Department of Geodetic Sciences and Surveying, Ohio State University, Columbus, Ohio, USA, https://earthsciences.osu.edu/sites/earthsciences.osu.edu/files/report-355.pdf, 1984) provides reasonable results also for a high-resolution (degree 2160) RTM, yet neglecting the HC for the height anomaly leads to a systematic bias in deep valleys of up to 10–20 cm.

几十年来,残差地形模型(RTM)概念(Forsberg 和 Tscherning 在 J Geophys Res Solid Earth 86(B9):7843-7854, https://doi.org/10.1029/JB086iB09p07843, 1981 年)一直被广泛应用于区域准地形模型。在常用的移除-计算-恢复(RCR)框架中,RTM 提供了与全球位势模型光谱分辨率相称的地形缩减。这通常是通过利用称为参考地形的长波长(平滑)地形模型来实现的。对于山谷中的计算点,需要进行谐波校正(HC),这在一些出版物中已有论述,但主要集中在重力方面。对高度异常的谐波校正最近才引起更多关注,迄今为止,其相关性尚未在区域案例研究中得到经验证明。本文介绍了一种新技术--残余球形谐波地形势(RSHTP)方法,并将其与经典的 RTM 进行了比较。两种技术都应用于欧洲中部阿尔卑斯山的一个测试区域,包括根据地面实况数据验证准大地水准面解决方案。因此,使用 RCR 技术进行准大地水准面计算的实际可行性和优势得到了证明。最值得注意的是,RSHTP 首先避免了显式 HC,而且从本质上实现了残余地形势与全球位势模型的光谱一致性。虽然我们可以得出这样的结论,即 HC 问题最终得到了解决,但传统的 RTM 减少 HC 仍有其实际原因。在这方面,方法内部比较和使用全球导航卫星系统/水准测量数据进行的地面实况检验都证实了传统的 RTM(Forsberg 和 Tscherning,1981 年;Forsberg 在《重力场建模中的地形还原、密度异常和地球物理反演方法研究》中的报告。报告 355,俄亥俄州立大学大地测量科学与测量系,美国俄亥俄州哥伦布市,https://earthsciences.osu.edu/sites/earthsciences.osu.edu/files/report-355.pdf,1984 年)也为高分辨率(2160 度) RTM 提供了合理的结果,但忽略高度异常的 HC 会导致深谷中出现高达 10-20 厘米的系统偏差。
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引用次数: 0
Benefit of classical leveling for geoid-based vertical reference frames 经典水准测量对基于大地水准面的垂直参考框架的益处
IF 4.4 2区 地球科学 Q1 GEOCHEMISTRY & GEOPHYSICS Pub Date : 2024-06-28 DOI: 10.1007/s00190-024-01849-y
Christian Gerlach, Reiner Rummel

Classically, vertical reference frames were realized as national or continent-wide networks of geopotential differences derived from geodetic leveling, i.e., from the combination of spirit leveling and gravimetry. Those networks are affected by systematic errors in leveling, leading to tilts in the order of decimeter to meter in larger networks. Today, there opens the possibility to establish a worldwide unified vertical reference frame based on a conventional (quasi)geoid model. Such a frame would be accessible through GNSS measurements, i.e., physical heights would be derived by the method of GNSS-leveling. The question arises, whether existing geodetic leveling data are abolished completely for the realization of vertical reference frames, are used for validation purposes only, or whether existing or future geodetic leveling data can still be of use for the realization of vertical reference frames. The question is mainly driven by the high quality of leveled potential differences over short distances. In the following we investigate two approaches for the combination of geopotential numbers from GNSS-leveling and potential differences from geodetic leveling. In the first approach, both data sets are combined in a common network adjustment leading to potential values at the benchmarks of the leveling network. In the second approach, potential differences from geodetic leveling are used as observable for regional gravity field modeling. This leads to a grid of geoid heights based on classical observables like gravity anomalies and now also on leveled potential differences. Based on synthetic data and a realistic stochastic model, we show that incorporating leveled potential differences improves the quality of a continent-wide network of GNSS-heights (approach 1) by about 40% and that formal and empirical errors of a regional geoid model (approach 2) are reduced by about 20% at leveling benchmarks. While these numbers strongly depend on the chosen stochastic model, the results show the benefit of using leveled potential differences for the realization of a modern geoid-based reference frame. Independent of the specific numbers of the improvement, an additional benefit is the consistency (within the error bounds of each observation type) of leveling data with vertical coordinates from GNSS and a conventional geoid model. Even though we focus on geodetic leveling, the methods proposed are independent of the specific technique used to observe potential (or equivalently height) differences and can thus be applied also to other techniques like chronometric or hydrodynamic leveling.

传统上,垂直参考框架是通过大地水准测量(即水准测量与重力测量相结合)得出的全国或全洲范围的大地位差网络来实现的。这些网络受到水准测量系统误差的影响,在较大的网络中会出现分米到米级的倾斜。如今,有可能在传统(准)大地水准面模型的基础上建立一个全球统一的垂直参考框架。通过全球导航卫星系统的测量可以获得这样一个基准,即通过全球导航卫星系统的水准测量方法得出物理高度。由此产生的问题是,现有的大地水准测量数据在实现垂直参照基准时是否被完全废除,是否仅用于验证目的,或者现有或未来的大地水准测量数据是否仍可用于实现垂直参照基准。这个问题的主要原因是短距离水准测量的电位差质量较高。在下文中,我们将研究两种将来自全球导航卫星系统水准测量的位势值和来自大地水准测量的位势差结合起来的方法。在第一种方法中,两个数据集在一个共同的网络调整中合并,从而得出水准测量网络基准的位势值。在第二种方法中,大地水准测量的潜在差值被用作区域重力场建模的观测值。这就产生了一个基于重力异常等传统观测数据以及平差电位差的大地水准面高度网格。基于合成数据和现实的随机模型,我们表明,采用平差电位差可将全大陆全球导航卫星系统高程网络(方法 1)的质量提高约 40%,区域大地水准面模型(方法 2)的形式误差和经验误差在平差基准上可减少约 20%。虽然这些数字在很大程度上取决于所选择的随机模型,但结果表明,使用配平势差实现基于大地水准面的现代参考框架是有好处的。与改进的具体数字无关,另一个好处是水准测量数据与来自全球导航卫星系统和传统大地水准面模型的垂直坐标的一致性(在每种观测类型的误差范围内)。尽管我们关注的是大地水准测量,但所提出的方法与用于观测势差(或等效高度差)的具体技术无关,因此也可应用于其他技术,如计时或流体动力水准测量。
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引用次数: 0
Primal and dual mixed-integer least-squares: distributional statistics and global algorithm 原始和对偶混合整数最小二乘法:分布统计和全局算法
IF 4.4 2区 地球科学 Q1 GEOCHEMISTRY & GEOPHYSICS Pub Date : 2024-06-24 DOI: 10.1007/s00190-024-01862-1
P. J. G. Teunissen, L. Massarweh

In this contribution we introduce the dual mixed-integer least-squares problem and study it in relation to its primal counterpart. The dual differs from the primal formulation in the order in which the integer ambiguity vector (a in {mathbb {Z}}^{n}) and baseline vector (b in {mathbb {R}}^{p}) are estimated. As not the ambiguities, but rather the entries of b are usually the parameters of interest, the attractiveness of the dual formulation stems from its direct computation of b. It is shown that this potential advantage relies on the ease with which an implicit integer least-squares problem of the dual can be solved. For the convoluted cases, we introduce two methods of simplifying approximations. To be able to describe their quality, we provide a complete distributional analysis of their estimators, thus allowing users to judge whether or not the approximations are acceptable for their application. It is shown that this approach implicitly introduces a new class of admissible integer estimators of which we also determine the pull-in regions. As the dual function is shown to lack convexity, special care is required to be able to compute its global minimizer ({check{b}}). Our proposed method, which has finite termination with a guaranteed (epsilon )-tolerance, is constructed from combining the branch-and-bound principle, with a special convex-relaxation of the dual, to which the projected-gradient-descent method is applied to obtain the required bounds. Each of the method’s three constituents are described, whereby special emphasis is given to the construction of the required continuously differentiable, convex lower bounding function of the dual.

在这篇论文中,我们介绍了对偶混合整数最小二乘问题,并将其与初等问题进行了对比研究。二元问题与原始问题的不同之处在于整数模糊向量(a (in {mathbb {Z}}^{n}) 和基线向量(b (in {mathbb {R}}^{p}) 的估计顺序。由于通常感兴趣的参数不是模糊度,而是 b 的条目,因此对偶公式的吸引力在于它可以直接计算 b。对于复杂的情况,我们引入了两种简化近似的方法。为了描述它们的质量,我们对它们的估计值进行了完整的分布分析,从而使用户能够判断近似值在其应用中是否可以接受。结果表明,这种方法隐含地引入了一类新的可接受整数估计器,我们还确定了它们的拉入区域。由于对偶函数缺乏凸性,因此需要特别注意计算其全局最小值 ({check{b}})。我们所提出的方法具有有限终止和保证的容限(epsilon ),它是通过将分支与边界原理与对偶函数的特殊凸松弛相结合而构建的,并应用投影梯度上升法来获得所需的边界。本文介绍了该方法的三个组成部分,其中特别强调了构建所需的连续可微分凸下限对偶函数。
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引用次数: 0
Variance component adaptive estimation algorithm for coseismic slip distribution inversion using interferometric synthetic aperture radar data 利用干涉合成孔径雷达数据反演共震滑移分布的方差分量自适应估算算法
IF 4.4 2区 地球科学 Q1 GEOCHEMISTRY & GEOPHYSICS Pub Date : 2024-06-20 DOI: 10.1007/s00190-024-01866-x
Yingwen Zhao, Caijun Xu, Yangmao Wen

When conducting coseismic slip distribution inversion with interferometric synthetic aperture radar (InSAR) data, there is no universal method to objectively determine the appropriate size of InSAR data. Currently, little is also known about the computing efficiency of variance component estimation implemented in the inversion. Therefore, we develop a variance component adaptive estimation algorithm to determine the optimal sampling number of InSAR data for the slip distribution inversion. We derived more concise variation formulae than conventional simplified formulae for the variance component estimation. Based on multiple sampling data sets with different sampling numbers, the proposed algorithm determines the optimal sampling number by the changing behaviors of variance component estimates themselves. In three simulation cases, four evaluation indicators at low levels corresponding to the obtained optimal sampling number validate the feasibility and effectiveness of the proposed algorithm. Compared with the conventional slip distribution inversion strategy with the standard downsampling algorithm, the simulation cases and practical applications of five earthquakes suggest that the developed algorithm is more flexible and robust to yield appropriate size of InSAR data, thus provide a reasonable estimate of slip distribution. Computation time analyses indicate that the computational advantage of variation formulae is dependent of the ratio of the number of data to the number of fault patches and can be effectively suitable for cases with the ratio smaller than five, facilitating the rapid estimation of coseismic slip distribution inversion.

在利用干涉合成孔径雷达(InSAR)数据进行共震滑移分布反演时,目前还没有一种通用的方法来客观地确定 InSAR 数据的适当大小。目前,人们对反演中实施的方差分量估计的计算效率也知之甚少。因此,我们开发了一种方差分量自适应估计算法,用于确定滑移分布反演的 InSAR 数据最佳采样数。与传统的方差分量估计简化公式相比,我们推导出了更简洁的变化公式。基于不同采样数的多个采样数据集,所提出的算法通过方差分量估计值本身的变化行为来确定最佳采样数。在三个模拟案例中,与所获得的最优采样数相对应的四个低水平评价指标验证了所提算法的可行性和有效性。与采用标准下采样算法的传统滑移分布反演策略相比,5 次地震的模拟案例和实际应用表明,所开发的算法更灵活、更稳健,能获得适当规模的 InSAR 数据,从而提供合理的滑移分布估计。计算时间分析表明,变异公式的计算优势取决于数据数与断层斑块数之比,可有效适用于数据数与断层斑块数之比小于 5 的情况,有利于快速估计共震滑移分布反演。
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引用次数: 0
Review of early ground deformation observations by electronic distance measurements (EDM) on active Sicilian volcanoes: valuable data and information for long-term analyses 西西里活火山电子距离测量(EDM)早期地面变形观测回顾:长期分析的宝贵数据和信息
IF 4.4 2区 地球科学 Q1 GEOCHEMISTRY & GEOPHYSICS Pub Date : 2024-06-20 DOI: 10.1007/s00190-024-01867-w
Alessandro Bonforte, Salvatore Gambino, Rosanna Velardita, Laura Privitera

Electronic distance measurements (EDM) represent one of the first methods to detect ground deformation on volcanoes. Used since 1964, they enable acquiring precise distance measurements, whose time repetition may highlight changes related to volcanic activity. This technique was widely used on volcanoes from the 1970s to the early 2000s and has been used many times to model position, geometry, and volumes of magmatic and hydrothermal sources. This paper reports the EDM experiences, results and data acquired on Sicilian volcanoes (Etna, Vulcano, Stromboli and Pantelleria) from the early 1970s, which have played a major role in the birth of the volcano-geodesy for volcanic process knowledge, making the Sicilian volcanoes among those with the longest geodetic record in the world.

电子距离测量(EDM)是最早探测火山地面变形的方法之一。这种方法自 1964 年开始使用,能够获取精确的距离测量值,其时间重复性可突出显示与火山活动有关的变化。从 20 世纪 70 年代到 21 世纪初,这项技术在火山上得到了广泛应用,并多次用于岩浆和热液源的位置、几何形状和体积建模。本文报告了自 20 世纪 70 年代初以来在西西里火山(埃特纳火山、武尔卡诺火山、斯特龙博利火山和潘泰莱里亚火山)上获得的 EDM 经验、结果和数据,这些经验、结果和数据在火山过程知识的火山大地测量诞生过程中发挥了重要作用,使西西里火山成为世界上拥有最长大地测量记录的火山之一。
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引用次数: 0
The B-spline mapping function (BMF): representing anisotropic troposphere delays by a single self-consistent functional model B 样条映射函数(BMF):用单一自洽函数模型表示各向异性对流层延迟
IF 4.4 2区 地球科学 Q1 GEOCHEMISTRY & GEOPHYSICS Pub Date : 2024-06-20 DOI: 10.1007/s00190-024-01864-z
Shengping He, Thomas Hobiger, Doris Becker

Troposphere’s asymmetry can introduce errors ranging from centimeters to decimeters at low elevation angles, which cannot be ignored in high-precision positioning technology and meteorological research. The traditional two-axis gradient model, which strongly relies on an open-sky environment of the receiver, exhibits misfits at low elevation angles due to their simplistic nature. In response, we propose a directional mapping function based on cyclic B-splines named B-spline mapping function (BMF). This model replaces the conventional approach, which is based on estimating Zenith Wet Delay and gradient parameters, by estimating only four parameters which enable a continuous characterization of the troposphere delay across any directions. A simulation test, based on a numerical weather model, was conducted to validate the superiority of cyclic B-spline functions in representing tropospheric asymmetry. Based on an extensive analysis, the performance of BMF was assessed within precise point positioning using data from 45 International GNSS Service stations across Europe and Africa. It is revealed that BMF improves the coordinate repeatability by approximately (10%) horizontally and about (5%) vertically. Such improvements are particularly pronounced under heavy rainfall conditions, where the improvement of 3-dimensional root mean square error reaches up to (13%).

对流层的不对称性会在低仰角时带来从厘米到分米不等的误差,这在高精度定位技术和气象研究中不容忽视。传统的两轴梯度模型主要依赖于接收器的开阔天空环境,由于其简单性,在低仰角时会出现误差。为此,我们提出了一种基于循环 B 样条的方向映射函数,命名为 B 样条映射函数(BMF)。该模型取代了传统的基于天顶湿延迟和梯度参数估计的方法,只需估计四个参数,就能连续描述对流层在任何方向上的延迟。基于数值天气模型进行了模拟测试,以验证循环 B-样条函数在表示对流层不对称方面的优越性。在广泛分析的基础上,利用欧洲和非洲 45 个国际全球导航卫星系统服务站的数据对 BMF 在精确点定位方面的性能进行了评估。结果表明,BMF 在水平方向上提高了坐标重复性约 10%,在垂直方向上提高了约 5%。在强降雨条件下,这种改进尤为明显,三维均方根误差的改进高达(13%)。
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引用次数: 0
Continental and oceanic AAM contributions to Chandler Wobble with the amplitude attenuation from 2012 to 2022 2012 年至 2022 年大陆和海洋 AAM 对钱德勒晃动的贡献以及振幅衰减
IF 4.4 2区 地球科学 Q1 GEOCHEMISTRY & GEOPHYSICS Pub Date : 2024-06-19 DOI: 10.1007/s00190-024-01872-z
Xue-Qing Xu, Ming Fang, Yong-Hong Zhou, Xin-Hao Liao

We reconstructed the Chandler Wobble (CW) from 1962 to 2022 by combining the Eigen-oscillator excited by geophysical fluids of atmospheric and oceanic angular momentums (AAM and OAM). The mass and motion terms for the AAM are further divided with respect to the land and ocean domains. Particular attention is placed on the time span from 2012 to 2022 in relation to the observable reduction in the amplitude of the CW. Our research indicates that the main contributor to the CW induced by AAM is the mass term (i.e., the pressure variations over land). Moreover, the phase of the AAM-induced CW remains relatively stable during the interval of 1962–2022. In contrast, the phase of the OAM-induced CW exhibits a periodic variation with a cycle of approximately 20 years. This cyclic variation would modulate the overall amplitude of the CW. The noticeable amplitude deduction over the past ten years can be attributed to the evolution of the CW driven by AAM and OAM, toward a state of cancellation. These findings further reveal that the variation in the phase difference between the CW forced by AAM and OAM, may be indicative of changes in the interaction between the solid Earth, atmosphere, and ocean.

我们结合由大气角动量和海洋角动量(AAM 和 OAM)地球物理流体激发的特征振荡器,重建了 1962 年至 2022 年的钱德勒摆动(CW)。大气角动量的质量和运动项按陆域和海域进一步划分。我们特别关注了从 2012 年到 2022 年的时间跨度与可观测到的 CW 振幅减小的关系。我们的研究表明,AAM 诱导的 CW 的主要成因是质量项(即陆地上的压力变化)。此外,在 1962-2022 年期间,AAM 诱导的 CW 的相位保持相对稳定。相比之下,由 OAM 引起的 CW 的相位呈现周期性变化,周期约为 20 年。这种周期性变化会调节 CW 的整体振幅。过去 10 年中振幅的明显减小,可归因于 AAM 和 OAM 驱动的 CW 演化到了相互抵消的状态。这些发现进一步揭示了由 AAM 和 OAM 驱动的 CW 相位差的变化可能表明固体地球、大气和海洋之间的相互作用发生了变化。
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引用次数: 0
An improved parameter filtering approach for processing GRACE gravity field models using first-order Gauss–Markov process 利用一阶高斯-马尔科夫过程处理 GRACE 重力场模型的改进参数过滤方法
IF 4.4 2区 地球科学 Q1 GEOCHEMISTRY & GEOPHYSICS Pub Date : 2024-06-18 DOI: 10.1007/s00190-024-01871-0
Lin Zhang, Yunzhong Shen, Qiujie Chen, Kunpu Ji

Removing stripe noise from the GRACE (Gravity Recovery and Climate Experiment) monthly gravity field model is crucial for accurately interpreting temporal gravity variations. The conventional parameter filtering (CPF) approach expresses the signal components with a harmonic model while neglecting non-periodic and interannual signals. To address this issue, we improve the CPF approach by incorporating those ignored signals using a first-order Gauss–Markov process. The improved parameter filtering (IPF) approach is used to filter the monthly spherical harmonic coefficients (SHCs) of the Tongji-Grace2018 model from April 2002 to December 2016. Compared to the CPF approach, the IPF approach exhibits stronger signals in low-degree SHCs (i.e., degrees below 20) and lower noise in high-order SHCs (i.e., orders above 40), alongside higher signal-to-noise ratios and better agreement with CSR mascon product and NOAH model in global and basin analysis. Across the 22 largest basins worldwide, the average Nash–Sutcliffe coefficients of latitude-weighted terrestrial water storage anomalies filtered by the IPF approach relative to those derived from CSR mascon product and NOAH model are 0.90 and 0.21, significantly higher than 0.17 and − 0.71, filtered by the CPF approach. Simulation experiments further demonstrate that the IPF approach yields the filtered results closest to the actual signals, reducing root-mean-square errors by 30.1%, 25.9%, 45.3%, 30.9%, 46.6%, 32.7%, 39.6%, and 38.2% over land, and 2.8%, 54.4%, 70.1%, 15.3%, 69.2%, 46.5%, 40.4%, and 23.6% over the ocean, compared to CPF, DDK3, least square, RMS, Gaussian 300, Fan 300, Gaussian 300 with P4M6, and Fan 300 with P4M6 filtering approaches, respectively

去除 GRACE(重力恢复和气候实验)月重力场模型中的条纹噪声对于准确解释时间重力变化至关重要。传统的参数滤波(CPF)方法用谐波模型表示信号成分,忽略了非周期性和年际信号。为解决这一问题,我们改进了 CPF 方法,利用一阶高斯-马尔科夫过程将这些被忽略的信号纳入其中。改进参数滤波(IPF)方法用于滤波同济-格雷斯 2018 模型 2002 年 4 月至 2016 年 12 月的月球谐波系数(SHC)。与 CPF 方法相比,IPF 方法在全球和流域分析中,低阶 SHC(即 20 阶以下)信号更强,高阶 SHC(即 40 阶以上)噪声更低,信噪比更高,与 CSR mascon 产品和 NOAH 模型的一致性更好。在全球 22 个最大的盆地中,相对于 CSR mascon 产品和 NOAH 模式得出的结果,IPF 方法筛选出的纬度加权陆地蓄水异常的平均纳什-苏特克利夫系数分别为 0.90 和 0.21,明显高于 CPF 方法筛选出的 0.17 和 -0.71。模拟实验进一步证明,IPF 方法得到的滤波结果最接近实际信号,均方根误差分别降低了 30.1%、25.9%、45.3%、30.9%、46.6%、32.7%、39.6% 和 38.2%。与 CPF、DDK3、最小平方、RMS、高斯 300、扇形 300、带 P4M6 的高斯 300 和带 P4M6 的扇形 300 滤波方法相比,在陆地上分别减少了 2.8%、54.4%、70.1%、15.3%、69.2%、46.5%、40.4% 和 23.6%。
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引用次数: 0
An extended w-test for outlier diagnostics in linear models 线性模型离群值诊断的扩展 w 检验
IF 4.4 2区 地球科学 Q1 GEOCHEMISTRY & GEOPHYSICS Pub Date : 2024-06-18 DOI: 10.1007/s00190-024-01855-0
Yangkang Yu, Ling Yang, Yunzhong Shen

The issue of outliers has been a research focus in the field of geodesy. Based on a statistical testing method known as the w-test, data snooping along with its iterative form, iterative data snooping (IDS), is commonly used to diagnose outliers in linear models. However, in the case of multiple outliers, it may suffer from the masking and swamping effects, thereby limiting the detection and identification capabilities. This contribution is to investigate the cause of masking and swamping effects and propose a new method to mitigate these phenomena. First, based on the data division, an extended form of the w-test with its reliability measure is presented, and a theoretical reinterpretation of data snooping and IDS is provided. Then, to alleviate the effects of masking and swamping, a new outlier diagnostic method and its iterative form are proposed, namely data refining and iterative data refining (IDR). In general, if the total observations are initially divided into an inlying set and an outlying set, data snooping can be considered a process of selecting outliers from the inlying set to the outlying set. Conversely, data refining is then a reverse process to transfer inliers from the outlying set to the inlying one. Both theoretical analysis and practical examples show that IDR would keep stronger robustness than IDS due to the alleviation of masking and swamping effect, although it may pose a higher risk of precision loss when dealing with insufficient data.

异常值问题一直是大地测量领域的研究重点。基于一种称为 w 检验的统计检验方法,数据窥探及其迭代形式--迭代数据窥探(IDS)--通常用于诊断线性模型中的异常值。然而,在多个异常值的情况下,它可能会受到掩蔽和沼泽效应的影响,从而限制了检测和识别能力。本文旨在研究掩蔽效应和沼泽效应的原因,并提出一种新方法来缓解这些现象。首先,在数据划分的基础上,提出了 W 检验的扩展形式及其可靠性度量,并从理论上重新解释了数据窥探和 IDS。然后,为了减轻掩蔽和沼泽的影响,提出了一种新的离群值诊断方法及其迭代形式,即数据精炼和迭代数据精炼(IDR)。一般来说,如果最初将全部观测数据分为内含集和离群集,那么数据窥探可以被视为从内含集向离群集选择离群值的过程。反之,数据提炼则是一个将异常值从离群集转移到正常集的反向过程。理论分析和实际案例都表明,IDR 比 IDS 具有更强的鲁棒性,因为它减轻了掩蔽和沼泽效应,不过在处理数据不足时,它可能会带来更高的精度损失风险。
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引用次数: 0
IAG newsletter 国际咨询组通讯
IF 4.4 2区 地球科学 Q1 GEOCHEMISTRY & GEOPHYSICS Pub Date : 2024-06-18 DOI: 10.1007/s00190-024-01873-y
Gyula Tóth
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引用次数: 0
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Journal of Geodesy
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