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Editorial: Towards Reducing the EU’s Global Deforestation Footprint? 社论:如何减少欧盟的全球森林砍伐足迹?
Pub Date : 2022-10-01 DOI: 10.54648/eerr2022036
Gracia Marín Durán
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引用次数: 0
Article: Arms Transfers and Human Rights: Assessing the Impact and Enforcement of the EU Common Position on Arms Exports in a Multilevel Analysis 文章:武器转让与人权:在多层次分析中评估欧盟对武器出口共同立场的影响和执行
Pub Date : 2022-10-01 DOI: 10.54648/eerr2022035
Chiara Bonaiuti
Arms export control measures are an important tool to defend the universality of human rights, democracy and to prevent conflicts. The European Union (EU) has a long tradition in striving towards these goals.One of the most important outcomes regarding such is the 2008 Council Common Position (CP) defining Common Rules Governing Control of Exports of Military Technology and Equipment Common Foreign and Security Policy (CFSP). This article focuses on the implementation and effectiveness of this CP. In particular, it investigates whether EU countries have applied and enforced human rights principles in arms export practices following the approval of the CP or whether a promarket and pro-export approach have prevailed. In this way, it fills a lack of organic analysis on the impact of the CP. Secondly, for the first time, it compares EU-level regulation impact with that at the global level, in order to assess the ‘net value’ of the EU regulation at the international level also from a diachronic perspective. Lastly, a comparison with the national level offer suggestions for mutual reinforcing. By using quantitative methods, the research aims to offer empirical evidence concerning the EU arms export control regimes and their effectiveness and to contribute to the present debate about the means at the EU’s disposal to defend the universality of human rights and promote democracy.EU Common Foreign and Security Policy, human rights, arms trade, arms exports control and disarmament, normative power, democracy, autocracy, sanctions, arms embargo
武器出口管制措施是捍卫人权、民主的普遍性和防止冲突的重要工具。欧洲联盟(欧盟)在努力实现这些目标方面有着悠久的传统。这方面最重要的成果之一是2008年理事会共同立场(CP)确定了军事技术和装备出口控制的共同规则,共同外交和安全政策(CFSP)。本文侧重于该公约的实施和有效性。特别是,它调查了欧盟国家是否在公约批准后在武器出口实践中应用和执行人权原则,或者亲市场和亲出口的方法是否占了上风。这样,它填补了对CP影响的有机分析的不足。其次,它首次将欧盟层面的监管影响与全球层面的监管影响进行了比较,以便从历时性的角度评估欧盟监管在国际层面的“净值”。最后,通过与国家层面的比较,提出了相互促进的建议。通过使用定量方法,本研究旨在提供有关欧盟武器出口管制制度及其有效性的经验证据,并有助于当前关于欧盟可用于捍卫人权普遍性和促进民主的手段的辩论。欧盟共同外交和安全政策、人权、武器贸易、武器出口控制和裁军、规范权力、民主、独裁、制裁、武器禁运
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引用次数: 0
Article: The Contribution of Geopolitics to the Study of EU Foreign Policy Illustrated Through the Example of Empires and Colonialism 文章:地缘政治对欧盟外交政策研究的贡献——以帝国和殖民主义为例
Pub Date : 2022-10-01 DOI: 10.54648/eerr2022031
L. Lonardo
This article presents some theoretical reflections, and one empirical case study, on the contribution of geopolitics to the study of EU foreign policy. The article asks in particular how geopolitics can contribute to causal explanation in foreign policy. First, the article identifies and discusses two problems with a crude, early version of geopolitics: arbitrariness in the measurement of dependent and independent variables, and spurious causation. Second, drawing from concepts developed by rational choice theorists, the article argues that geopolitics can prove insightful in at least two ways. The first way in which geopolitics can establish causal explanations is when it studies how geography provides opportunity to act, that is, options for a political actor. The second way in which geopolitics is useful is that it can establish causality through negation (an event was prevented, or made more difficult, by geographical features). Both ways are illustrated through the example of empires and colonialism and their influence over EU foreign policy.EU foreign policy, Geopolitics, Methodology, Political geography, Empire
本文就地缘政治对欧盟外交政策研究的贡献提出了一些理论思考和一个实证案例研究。这篇文章特别提出了地缘政治如何有助于外交政策的因果解释。首先,文章识别并讨论了地缘政治的两个粗糙的、早期版本的问题:测量因变量和自变量的随意性,以及虚假的因果关系。其次,根据理性选择理论家提出的概念,文章认为地缘政治至少可以在两个方面证明是有洞察力的。地缘政治可以建立因果解释的第一种方式是研究地理如何提供行动机会,即政治行动者的选择。地缘政治有用的第二种方式是,它可以通过否定来建立因果关系(地理特征阻止了某一事件的发生,或使其变得更加困难)。这两种方式都可以通过帝国和殖民主义及其对欧盟外交政策的影响的例子来说明。欧盟外交政策,地缘政治,方法论,政治地理,帝国
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引用次数: 0
Accountability for the Misuse of Provided Weapons in the Framework of the New European Peace Facility 在新的欧洲和平机制框架内追究滥用所提供武器的责任
Pub Date : 2022-10-01 DOI: 10.54648/eerr2022029
Stefania Rutigliano
The European Peace Facility (EPF) is a new mechanism officially established to allow the EU to directly assist partners in military and defence matters. After the Russian Federation’s invasion of Ukraine, the Council of European Union adopted assistance measures under the EPF financing equipment and supplies for the Ukrainian armed forces, including, for the first time, the provision of lethal equipment. This article firstly presents the legality and compliance of this provision with the law of neutrality under international law on the assumption that providing military support to a state unlawfully attacked might represent a mitigating circumstance – considering the inherent right to self-defence – and a collective countermeasure in response to severe violations of collective obligations. Then, the article discusses international responsibilities arising in case of violations of international law committed with EU-provided weapons: not only Ukraine would be liable, but also the EU and its Member States (MS) could be co-responsible for not having adequately assessed the misuse of the weapons or their diversion. Indeed, the accountability framework would appear tripartite and divided between Ukraine, the recipient state, the EU, the formal sender, and its Member States, who fund the assistance measure through an off-budget fund.European Union, Member States, External Actions, European Peace Facility, Invasion, Sending Weapons, Law of Neutrality, Accountability, Complicity, Intergovernmentalism
欧洲和平基金是一个正式建立的新机制,允许欧盟在军事和国防事务上直接协助合作伙伴。俄罗斯联邦入侵乌克兰后,欧洲联盟理事会根据欧洲和平基金采取了援助措施,为乌克兰武装部队提供装备和用品,包括首次提供致命装备。本条首先介绍了这一规定的合法性和遵守国际法中立法的情况,前提是,考虑到固有的自卫权,向被非法袭击的国家提供军事支持可能是一种减轻处罚的情节,也是对严重违反集体义务行为的集体反制措施。然后,文章讨论了在使用欧盟提供的武器违反国际法的情况下产生的国际责任:不仅乌克兰要承担责任,欧盟及其成员国也可能对没有充分评估武器的滥用或转移负有共同责任。事实上,问责框架似乎是三方的,在乌克兰、受援国、欧盟、正式派遣国及其成员国之间存在分歧,这些国家通过预算外基金为援助措施提供资金。欧洲联盟、成员国、外部行动、欧洲和平机制、入侵、发送武器、中立法、问责、共谋、政府间主义
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引用次数: 0
The New European Financial Architecture for Development: Change or Continuity? 新的欧洲金融发展架构:变化还是持续?
Pub Date : 2022-10-01 DOI: 10.54648/eerr2022026
J. Orbie, Anissa Bougrea, Mattias Vermeiren
After years of discussions, the European Union’s (EU’s) new development finance architecture finally came into being under the umbrella of the ‘Status Quo Plus’. This article aims to, firstly, bring much-needed clarification in the nebulous landscape of EU development finance; and secondly, gain a more profound understanding of recent changes by examining to what extent they witness change or continuity. Based on a large variety of empirical data and secondary literature, we find that EU development finance has witnessed significant institutional changes while ideological trends are continued. Institutionally, we elaborate on the simplification of instruments, a shift in their accessibility – in favour of national development agencies and private actors whereby the European Investment Bank (EIB) loses its monopoly on commercial guarantees – and a reshuffling of power play in favour of the European Commission and (larger) EU Member States. In terms of policy content and underlying ideology, however, we observe a deepening of the trend towards financialization within EU (development finance) institutions which ties in with the geopoliticization of aid. We conclude that the ‘Plus’ represents institutional change that nevertheless primarily served (intentionally or not) to support a continuing ideological commitment to selling development finance to the market. The conclusions summarize the main findings and formulate suggestions for further research.European Union (EU), development, financialization, geopoliticization, private finance, European Investment Bank (EIB), blending, public development banks
经过多年的讨论,欧盟(EU)新的发展融资架构终于在“现状+”的保护伞下形成。本文的目的是,首先,对欧盟发展融资的模糊图景进行亟需的澄清;其次,通过考察他们见证了多大程度的变化或连续性,对最近的变化有了更深刻的理解。基于大量的实证数据和二手文献,我们发现欧盟发展金融经历了重大的制度变迁,而意识形态趋势仍在继续。在制度上,我们详细阐述了工具的简化,其可获得性的转变- -有利于国家发展机构和私人行为者,从而欧洲投资银行(EIB)失去其对商业担保的垄断- -以及有利于欧洲委员会和(较大的)欧盟成员国的权力游戏的重新洗牌。然而,就政策内容和潜在意识形态而言,我们观察到欧盟(发展金融)机构内部金融化趋势的深化,这与援助的地缘政治化有关。我们的结论是,“Plus”代表了制度变革,但主要服务于(有意或无意)支持向市场出售发展融资的持续意识形态承诺。结论部分总结了研究的主要发现,并提出了进一步研究的建议。欧盟,发展,金融化,地缘政治,私人金融,欧洲投资银行,混合,公共开发银行
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引用次数: 1
Editorial: Towards Intelligence Cooperation in the EU? 社论:欧盟的情报合作?
Pub Date : 2022-10-01 DOI: 10.54648/eerr2022024
R. Wessel, Viktor Szép
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引用次数: 0
Reforming Investment Protection: A Comparative Analysis of the EU and China 改革投资保护:欧盟与中国的比较分析
Pub Date : 2022-10-01 DOI: 10.54648/eerr2022025
Noah A. Barr
This article provides a comparative analysis of the European Union’s (EU’s) and China’s approaches to international investment law reform. While the EU has been referred to as a ‘systemic reformer’, which promotes significant institutional reform, China’s emerging model of investment protection remains unclassified. In the first part, this article describes the progressive emergence of China’s investment law regime. It argues that the Chinese model of investment protection may be viewed as an outright tool of foreign economic policy. Accordingly, China’s reform’s approach is a middle ground between systemic and incremental reforms. By contrast, due to its democratic nature, the EU has adopted a value-driven model. In this respect, this article posits that the political science scholarship on democracy may shed a different light on the EU’s institutional approach, and thus enrich the debate on investment law reform. The second part analyses the proposed Comprehensive Agreement on Investment (Proposed CAI) between the EU and China, which has been signed but not ratified. After showing that convergence was achieved on substantive protection, it argues that democratic imperatives explain the EU’s preference for a court system. Nevertheless, non-democracies often do not face the same incentives, which may generate disagreements regarding the dispute settlement design for investment claims.European Union, China, CAI, international investment law, democracy, dispute settlement
本文对欧盟和中国在国际投资法改革方面的做法进行了比较分析。虽然欧盟被称为“系统改革者”,推动了重大的制度改革,但中国新兴的投资保护模式仍未被分类。在第一部分中,本文描述了中国投资法制度的逐步形成。它认为,中国的投资保护模式可能被视为对外经济政策的一种直接工具。因此,中国的改革方式是在系统改革和渐进式改革之间的中间地带。相比之下,由于其民主性质,欧盟采取了一种价值驱动的模式。在这方面,本文认为,关于民主的政治科学研究可能会为欧盟的制度方法提供不同的视角,从而丰富关于投资法改革的辩论。第二部分分析了欧盟与中国之间已签署但尚未批准的全面投资协定(Comprehensive Agreement on Investment,简称CAI)。在证明了在实质性保护上的趋同之后,它认为民主的必要性解释了欧盟对法院系统的偏好。然而,非民主国家往往没有同样的激励,这可能会在投资索赔的争端解决设计方面产生分歧。欧盟,中国,CAI,国际投资法,民主,争端解决
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引用次数: 0
Article: The EU UK TCA’s Institutional Framework and Parliamentary Democracy 文章:欧盟-英国TCA的制度框架和议会民主
Pub Date : 2022-10-01 DOI: 10.54648/eerr2022033
W. Weiss
The TCA (EU-UK Trade and Copperation Agreement) establishes a very comprehensive institutional framework with Partnership Council and diverse Committees having partly substantial decision-making powers for the development of the TCA. These considerable public functions prompt legitimacy concerns as to their democratic control, which this article explores in detail. It will be shown that the exercise of public powers by TCA treaty bodies meets with a sobering legal situation regarding democratic control mechanisms over treaty body decision-making at different levels. Thus, from a constitutional perspective, the legal and legitimate transfer of powers requires additional safeguards as to their democratic legitimacy. Solutions for better control of treaty body decisions by parliaments must be developed at several levels simultaneously.EU association agreements, EU trade agreements, treaty bodies, decision-making, democracy, accountability, Trade and Cooperation Agreement
TCA(欧盟-英国贸易和合作协议)建立了一个非常全面的机构框架,伙伴关系委员会和不同的委员会对TCA的发展拥有部分实质性的决策权。这些相当大的公共职能引发了对其民主控制的合法性担忧,本文对此进行了详细探讨。这将表明,TCA条约机构行使公共权力遇到了一个令人清醒的法律形势,即对条约机构不同级别决策的民主控制机制。因此,从宪法的角度来看,合法和合法的权力移交需要对其民主合法性提供额外的保障。必须在多个层面同时制定议会更好地控制条约机构决定的解决方案。欧盟联盟协定、欧盟贸易协定、条约机构、决策、民主、问责制、贸易与合作协定
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引用次数: 0
The Political Utilization of EU-Funded Research in EU Conflict Prevention and Peacebuilding 欧盟资助研究在欧盟预防冲突和建设和平中的政治利用
Pub Date : 2022-10-01 DOI: 10.54648/eerr2022027
N. Pavlov
The article analyses the political utilization of EU-funded research in support of EU conflict prevention and peacebuilding. By an institutional and empirical analysis, it seeks to assess the extent to which EU-funded research in this ‘high politics’ area is utilized in EU policy-making. The institutional analysis shows a highly complex and path-dependent EU institutional structure for research policymaking, marked by spill-over dynamics and supranational entrepreneurship. The empirical analysis is focussed on Horizon 2020 research projects as the main EU research policy outcomes. The direct political utilization of project results at the EU level is limited and fits the concept of ‘knowledge creep’. EU-funded research projects have contributed indirectly to the development of concepts which are in use in EU policy-making, such as civilian capabilities and gender mainstreaming. Project research outcomes have also been used internally in the scientific domain in terms of accumulation of scientific capital. The empirical results show a very limited level of EU research integration in this cross-sectoral area with clear horizontal differentiation between Western and Eastern Europe.European Union (EU), research utilization, knowledge creep, conflict prevention, peacebuilding, Common Security and Defence Policy (CSDP)
本文分析了欧盟资助的研究在支持欧盟预防冲突和建设和平方面的政治利用。通过制度和实证分析,它试图评估欧盟资助的研究在这一“高政治”领域在欧盟决策中被利用的程度。制度分析显示,欧盟研究政策制定的制度结构高度复杂且路径依赖,其特点是溢出动力和超国家企业家精神。实证分析的重点是作为欧盟主要研究政策成果的“地平线2020”研究项目。欧盟层面对项目成果的直接政治利用是有限的,符合“知识蔓延”的概念。欧盟资助的研究项目间接促进了在欧盟决策中使用的概念的发展,如民用能力和性别主流化。项目研究成果也在科学领域内部被用于积累科学资本。实证结果表明,欧盟在这一跨部门领域的研究整合水平非常有限,西欧和东欧之间存在明显的横向分化。欧洲联盟(EU)、研究利用、知识蔓延、预防冲突、建设和平、共同安全和防务政策(CSDP)
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引用次数: 0
Article: Was the European Union’s 2021 Trade Strategy a Critical Juncture? 文章:欧盟2021年贸易战略是关键节点吗?
Pub Date : 2022-10-01 DOI: 10.54648/eerr2022037
Patricia Garcia‐Duran, L. Eliasson
The European Union (EU) presented its new trade strategy in early 2021. This article assesses whether the strategy constitutes a path-altering development in EU trade policy. Drawing on concepts from Historical Institutionalism the article assesses the presence and influence of the permissive and productive conditions necessary for a critical juncture, meaning a path-altering policy development, to occur. The permissive conditions refer to the external environment, while the productive conditions are internal, referring to ideational (cognitive and normative) and instrumental developments. We find that although the EU responded instrumentally to changes in the international trading system, and a loosening of the liberal international order, the new trade strategy was not accompanied by a complete ideational change. The EU’s normative outlook was little changed in 2021. The conclusion discusses how subsequent changes in the international environment and trade instruments may affect EU trade policy, and whether, over a longer time-period, the new strategy may nonetheless be identified as the start of a critical juncture.European Union, trade policy, geo-economics, strategy, strategic autonomy, critical juncture, permissive conditions, productive conditions
欧盟于2021年初提出了新的贸易战略。本文评估了该战略是否构成欧盟贸易政策的路径改变发展。利用历史制度主义的概念,本文评估了关键时刻(即改变政策发展路径)所必需的许可和生产条件的存在和影响。许可条件指的是外部环境,而生产条件是内部的,指的是观念(认知和规范)和工具的发展。我们发现,尽管欧盟对国际贸易体系的变化和自由主义国际秩序的放松做出了有益的反应,但新的贸易战略并没有伴随着彻底的观念变化。2021年,欧盟的规范性前景几乎没有变化。结论部分讨论了国际环境和贸易工具的后续变化可能如何影响欧盟的贸易政策,以及在更长的一段时间内,新战略是否可能被确定为关键时刻的开始。欧盟,贸易政策,地缘经济,战略,战略自治,关键时刻,许可条件,生产条件
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引用次数: 0
期刊
European foreign affairs review
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