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Covariate adjustment in randomized controlled trials: General concepts and practical considerations. 随机对照试验中的变量调整:一般概念和实际考虑因素。
IF 2.2 3区 医学 Q3 MEDICINE, RESEARCH & EXPERIMENTAL Pub Date : 2024-08-01 Epub Date: 2024-06-02 DOI: 10.1177/17407745241251568
Kelly Van Lancker, Frank Bretz, Oliver Dukes

There has been a growing interest in covariate adjustment in the analysis of randomized controlled trials in past years. For instance, the US Food and Drug Administration recently issued guidance that emphasizes the importance of distinguishing between conditional and marginal treatment effects. Although these effects may sometimes coincide in the context of linear models, this is not typically the case in other settings, and this distinction is often overlooked in clinical trial practice. Considering these developments, this article provides a review of when and how to use covariate adjustment to enhance precision in randomized controlled trials. We describe the differences between conditional and marginal estimands and stress the necessity of aligning statistical analysis methods with the chosen estimand. In addition, we highlight the potential misalignment of commonly used methods in estimating marginal treatment effects. We hereby advocate for the use of the standardization approach, as it can improve efficiency by leveraging the information contained in baseline covariates while remaining robust to model misspecification. Finally, we present practical considerations that have arisen in our respective consultations to further clarify the advantages and limitations of covariate adjustment.

近年来,人们对随机对照试验分析中的协变量调整越来越感兴趣。例如,美国食品和药物管理局最近发布指南,强调区分条件效应和边际效应的重要性。虽然在线性模型中,这些效应有时可能会重合,但在其他情况下通常不会出现这种情况,而且在临床试验实践中,这种区分往往会被忽视。考虑到这些发展,本文综述了何时以及如何使用协变量调整来提高随机对照试验的精确度。我们描述了条件估计值和边际估计值之间的区别,并强调了统计分析方法与所选估计值相一致的必要性。此外,我们还强调了在估算边际治疗效果时常用方法可能存在的偏差。在此,我们提倡使用标准化方法,因为它可以利用基线协变量中包含的信息提高效率,同时对模型的错误规范保持稳健。最后,我们介绍了在各自磋商过程中出现的实际考虑因素,以进一步阐明协变量调整的优势和局限性。
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引用次数: 0
Assessing the impact of risk-based data monitoring on outcomes for a paediatric multicentre randomised controlled trial. 评估基于风险的数据监控对儿科多中心随机对照试验结果的影响。
IF 2.2 3区 医学 Q3 MEDICINE, RESEARCH & EXPERIMENTAL Pub Date : 2024-08-01 Epub Date: 2024-02-29 DOI: 10.1177/17407745231222019
Renate Le Marsney, Kerry Johnson, Jenipher Chumbes Flores, Shelley Coetzer, Jennifer Darvas, Carmel Delzoppo, Arielle Jolly, Kate Masterson, Claire Sherring, Hannah Thomson, Endrias Ergetu, Patricia Gilholm, Kristen S Gibbons

Background/aims: Regulatory guidelines recommend that sponsors develop a risk-based approach to monitoring clinical trials. However, there is a lack of evidence to guide the effective implementation of monitoring activities encompassed in this approach. The aim of this study was to assess the efficiency and impact of the risk-based monitoring approach used for a multicentre randomised controlled trial comparing treatments in paediatric patients undergoing cardiac bypass surgery.

Methods: This is a secondary analysis of data from a randomised controlled trial that implemented targeted source data verification as part of the risk-based monitoring approach. Monitoring duration and source to database error rates were calculated across the monitored trial dataset. The monitored and unmonitored trial dataset, and simulated trial datasets with differing degrees of source data verification and cohort sizes were compared for their effect on trial outcomes.

Results: In total, 106,749 critical data points across 1,282 participants were verified from source data either remotely or on-site during the trial. The total time spent monitoring was 365 hours, with a median (interquartile range) of 10 (7, 16) minutes per participant. An overall source to database error rate of 3.1% was found, and this did not differ between treatment groups. A low rate of error was found for all outcomes undergoing 100% source data verification, with the exception of two secondary outcomes with error rates >10%. Minimal variation in trial outcomes were found between the unmonitored and monitored datasets. Reduced degrees of source data verification and reduced cohort sizes assessed using simulated trial datasets had minimal impact on trial outcomes.

Conclusions: Targeted source data verification of data critical to trial outcomes, which carried with it a substantial time investment, did not have an impact on study outcomes in this trial. This evaluation of the cost-effectiveness of targeted source data verification contributes to the evidence-base regarding the context where reduced emphasis should be placed on source data verification as the foremost monitoring activity.

背景/目的:监管指南建议申办者制定基于风险的临床试验监控方法。然而,目前还缺乏证据来指导如何有效实施该方法所包含的监控活动。本研究旨在评估一项多中心随机对照试验中采用的基于风险的监控方法的效率和影响,该试验比较了对接受心脏搭桥手术的儿科患者的治疗方法:这是对一项随机对照试验数据的二次分析,该试验实施了有针对性的源数据验证,作为基于风险的监控方法的一部分。计算了受监控试验数据集的监控持续时间和源数据到数据库的错误率。比较了受监控和未受监控的试验数据集,以及源数据验证程度和群组规模不同的模拟试验数据集对试验结果的影响:在试验过程中,通过远程或现场源数据对 1,282 名参与者的 106,749 个关键数据点进行了验证。监测总耗时为 365 小时,每位参与者的监测时间中位数(四分位数间距)为 10(7,16)分钟。从数据源到数据库的总体错误率为 3.1%,不同治疗组之间没有差异。除两个次要结果的错误率大于 10% 外,所有接受 100% 源数据验证的结果的错误率都很低。未监控数据集和监控数据集之间的试验结果差异极小。使用模拟试验数据集评估的源数据验证程度降低和队列规模缩小对试验结果的影响微乎其微:结论:对试验结果至关重要的数据进行有针对性的源数据验证需要投入大量时间,但这对试验结果没有影响。对有针对性的源数据验证的成本效益进行评估,有助于提供证据,说明在何种情况下应减少对源数据验证的重视,将其作为最重要的监测活动。
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引用次数: 0
A Bayesian adaptive design approach for stepped-wedge cluster randomized trials. 阶梯楔形分组随机试验的贝叶斯自适应设计方法。
IF 2.2 3区 医学 Q3 MEDICINE, RESEARCH & EXPERIMENTAL Pub Date : 2024-08-01 Epub Date: 2024-01-19 DOI: 10.1177/17407745231221438
Jijia Wang, Jing Cao, Chul Ahn, Song Zhang

Background: The Bayesian group sequential design has been applied widely in clinical studies, especially in Phase II and III studies. It allows early termination based on accumulating interim data. However, to date, there lacks development in its application to stepped-wedge cluster randomized trials, which are gaining popularity in pragmatic trials conducted by clinical and health care delivery researchers.

Methods: We propose a Bayesian adaptive design approach for stepped-wedge cluster randomized trials, which makes adaptive decisions based on the predictive probability of declaring the intervention effective at the end of study given interim data. The Bayesian models and the algorithms for posterior inference and trial conduct are presented.

Results: We present how to determine design parameters through extensive simulations to achieve desired operational characteristics. We further evaluate how various design factors, such as the number of steps, cluster size, random variability in cluster size, and correlation structures, impact trial properties, including power, type I error, and the probability of early stopping. An application example is presented.

Conclusion: This study presents the incorporation of Bayesian adaptive strategies into stepped-wedge cluster randomized trials design. The proposed approach provides the flexibility to stop the trial early if substantial evidence of efficacy or futility is observed, improving the flexibility and efficiency of stepped-wedge cluster randomized trials.

背景:贝叶斯分组序列设计已广泛应用于临床研究,尤其是 II 期和 III 期研究。它允许根据积累的中期数据提前终止研究。然而,迄今为止,贝叶斯分组序列设计在阶梯式分组随机试验中的应用还缺乏发展,而阶梯式分组随机试验在临床和医疗服务研究人员开展的实用性试验中越来越受欢迎:我们提出了一种针对阶梯式楔形分组随机试验的贝叶斯自适应设计方法,该方法可根据中期数据在研究结束时宣布干预有效的预测概率做出自适应决策。本文介绍了贝叶斯模型以及用于后验推断和试验进行的算法:我们介绍了如何通过大量模拟来确定设计参数,以实现所需的操作特性。我们进一步评估了各种设计因素(如步骤数、群组大小、群组大小的随机变异性和相关结构)如何影响试验属性,包括功率、I 类错误和早期停止的概率。本文介绍了一个应用实例:本研究介绍了将贝叶斯自适应策略纳入阶梯楔形分组随机试验设计的方法。所提出的方法提供了在观察到实质性疗效或无效证据时提前停止试验的灵活性,提高了阶梯楔形分组随机试验的灵活性和效率。
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引用次数: 0
The symbolic two-step method applied to cancer care delivery research: Safeguarding against designing an underpowered cluster randomized trial with a continuous outcome by accounting for the imprecision in the within- and between-center variation. 将象征性两步法应用于癌症护理服务研究:通过考虑中心内和中心间变异的不精确性,防止设计连续结果的群组随机试验。
IF 2.2 3区 医学 Q3 MEDICINE, RESEARCH & EXPERIMENTAL Pub Date : 2024-08-01 Epub Date: 2024-01-19 DOI: 10.1177/17407745231219680
David Zahrieh, Blaize W Kandler, Jennifer Le-Rademacher

Background: Knowing the predictive factors of the variation in a center-level continuous outcome of interest is valuable in the design and analysis of parallel-arm cluster randomized trials. The symbolic two-step method for sample size planning that we present incorporates this knowledge while simultaneously accounting for patient-level characteristics. Our approach is illustrated through application to cluster randomized trials in cancer care delivery research. The required number of centers (clusters) depends on the between- and within-center variance; the within-center variance is a function of estimates obtained by regressing the log within-center variance on predictive factors. Obtaining accurate estimates of the components needed to characterize the within-center variation is challenging.

Methods: Using our previously derived sample size formula, our objective in the current research is to directly account for the imprecision in these estimates, using a Bayesian approach, to safeguard against designing an underpowered study when using the symbolic two-step method. Using estimates of the required components, including the number of centers that contribute to those estimates, we make formal allowance for the imprecision in these estimates on which a sample size will be based.

Results: The mean of the distribution for power is consistently smaller than the single point estimate that the sample size formula yields. The reduction in power is more pronounced in the presence of increased uncertainty about the estimates with the reduction becoming more attenuated with increased numbers of centers that contribute to the estimates.

Conclusions: Accounting for imprecision in the estimates of the components required for sample size estimation using the symbolic two-step method in the design of a cluster randomized trial yields conservative estimates of power.

背景:在设计和分析平行臂分组随机试验时,了解相关中心水平连续结果变化的预测因素非常重要。我们提出的象征性两步样本量规划方法在考虑患者水平特征的同时,也纳入了这一知识。我们将通过应用于癌症治疗研究中的分组随机试验来说明我们的方法。所需的中心(群组)数量取决于中心间方差和中心内方差;中心内方差是通过将对数中心内方差与预测因素进行回归而得到的估计值的函数。准确估计中心内变异所需的成分具有挑战性:利用我们之前推导出的样本量公式,我们目前的研究目标是采用贝叶斯方法,直接考虑这些估计值的不精确性,以防止在使用象征性两步法时设计出动力不足的研究。利用对所需成分的估计,包括对这些估计值有贡献的中心数量,我们正式考虑了这些估计值的不精确性,并以此为基础确定样本量:结果:功率分布的平均值始终小于样本量公式得出的单点估计值。在估计值的不确定性增加的情况下,功率的降低更为明显,随着参与估计的中心数量增加,功率的降低幅度也会减小:结论:在设计分组随机试验时,使用象征性两步法对样本量估算所需的成分进行不精确估算,可获得保守的功率估算值。
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引用次数: 0
Rethinking the clinical research protocol: Lessons learned from the COVID-19 pandemic and recommendations for reducing noncompliance. 重新思考临床研究方案:从 COVID-19 大流行中汲取的教训以及减少违规行为的建议。
IF 2.2 3区 医学 Q3 MEDICINE, RESEARCH & EXPERIMENTAL Pub Date : 2024-08-01 Epub Date: 2024-02-17 DOI: 10.1177/17407745241232430
Matthew J Gooden, Gina Norato, Katherine Landry, Sandra B Martin, Avindra Nath, Lauren Reoma

Background/aims: Since the onset of the coronavirus disease 2019 (COVID-19) pandemic, 103.4 million cases and 1.1 million deaths have occurred nationally as of November 2023. Despite the benefit of mitigating measures, the pandemic's effect on participant safety is rarely documented.

Methods: This study assessed noncompliance occurring from July 2019 to August 2021 that were stratified by the date of noncompliance (before or after restrictions). Events were described by size, site, noncompliance type, primary category, subcategory, and cause. In addition, noncompliance associated with COVID-19 was analyzed to determine characteristics.

Results: In total, 323 noncompliance events occurred across 21,146 participants at risk in 35 protocols. The overall rate of noncompliance increased from 0.008 events per participant to 0.022 events per participant after the COVID-19 restrictions (p < 0.001). For onsite protocols, the median within protocol change in rates was 0.001 (interquartile range = 0.141) after the onset of COVID-19 restrictions (p = 0.54). For large-sized protocols (n ≥ 100), the median within protocol change in rates was also 0.001 (interquartile range = 0.017) after COVID-19 restrictions (p = 0.15). For events related to COVID-19 restrictions, 160/162 (99%) were minor deviations, 161/162 (99%) were procedural noncompliance, and 124/162 (77%) were an incomplete study visit.

Conclusion: These noncompliance events have implications for clinical trial methodology because nonadherence to trial design can lead to participant safety concerns and loss of trial data validity. Protocols should be written to better facilitate the capture of all safety and efficacy data. This recommendation should be considered when changes occur to the protocol environment that are outside of the study team's control.

背景/目的:自 2019 年冠状病毒病(COVID-19)大流行以来,截至 2023 年 11 月,全国已发生 1.034 亿例病例,110 万人死亡。尽管采取缓解措施很有益处,但大流行对参与者安全的影响却鲜有记录:本研究评估了 2019 年 7 月至 2021 年 8 月期间发生的不合规事件,并按不合规日期(限制之前或之后)进行了分层。事件按规模、地点、不合规类型、主要类别、子类别和原因进行描述。此外,还分析了与 COVID-19 相关的不合规事件,以确定其特征:结果:在 35 个方案的 21,146 名风险参与者中,共发生了 323 起不合规事件。在 COVID-19 限制措施实施后,总体违规率从每名参与者 0.008 起增加到 0.022 起(P = 0.54)。对于大型方案(n ≥ 100),在 COVID-19 限制后,方案内不合规率变化的中位数也为 0.001(四分位距 = 0.017)(p = 0.15)。在与 COVID-19 限制相关的事件中,160/162(99%)为轻微偏差,161/162(99%)为程序不合规,124/162(77%)为研究访问不完整:这些不合规事件对临床试验方法有一定的影响,因为不遵守试验设计会导致受试者安全问题和试验数据有效性的丧失。临床试验方案的编写应更有利于获取所有安全性和有效性数据。当方案环境发生变化而研究小组无法控制时,应考虑本建议。
{"title":"Rethinking the clinical research protocol: Lessons learned from the COVID-19 pandemic and recommendations for reducing noncompliance.","authors":"Matthew J Gooden, Gina Norato, Katherine Landry, Sandra B Martin, Avindra Nath, Lauren Reoma","doi":"10.1177/17407745241232430","DOIUrl":"10.1177/17407745241232430","url":null,"abstract":"<p><strong>Background/aims: </strong>Since the onset of the coronavirus disease 2019 (COVID-19) pandemic, 103.4 million cases and 1.1 million deaths have occurred nationally as of November 2023. Despite the benefit of mitigating measures, the pandemic's effect on participant safety is rarely documented.</p><p><strong>Methods: </strong>This study assessed noncompliance occurring from July 2019 to August 2021 that were stratified by the date of noncompliance (before or after restrictions). Events were described by size, site, noncompliance type, primary category, subcategory, and cause. In addition, noncompliance associated with COVID-19 was analyzed to determine characteristics.</p><p><strong>Results: </strong>In total, 323 noncompliance events occurred across 21,146 participants at risk in 35 protocols. The overall rate of noncompliance increased from 0.008 events per participant to 0.022 events per participant after the COVID-19 restrictions (<i>p</i> < 0.001). For onsite protocols, the median within protocol change in rates was 0.001 (interquartile range = 0.141) after the onset of COVID-19 restrictions (<i>p</i> = 0.54). For large-sized protocols (<i>n</i> ≥ 100), the median within protocol change in rates was also 0.001 (interquartile range = 0.017) after COVID-19 restrictions (<i>p</i> = 0.15). For events related to COVID-19 restrictions, 160/162 (99%) were minor deviations, 161/162 (99%) were procedural noncompliance, and 124/162 (77%) were an incomplete study visit.</p><p><strong>Conclusion: </strong>These noncompliance events have implications for clinical trial methodology because nonadherence to trial design can lead to participant safety concerns and loss of trial data validity. Protocols should be written to better facilitate the capture of all safety and efficacy data. This recommendation should be considered when changes occur to the protocol environment that are outside of the study team's control.</p>","PeriodicalId":10685,"journal":{"name":"Clinical Trials","volume":null,"pages":null},"PeriodicalIF":2.2,"publicationDate":"2024-08-01","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"https://www.ncbi.nlm.nih.gov/pmc/articles/PMC11305973/pdf/","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"139746277","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":3,"RegionCategory":"医学","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"OA","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
引用次数: 0
Defining estimand for the win ratio: Separate the true effect from censoring. 定义胜率估计值:将真实效应与普查区分开来。
IF 2.2 3区 医学 Q3 MEDICINE, RESEARCH & EXPERIMENTAL Pub Date : 2024-07-30 DOI: 10.1177/17407745241259356
Lu Mao

The win ratio has been increasingly used in trials with hierarchical composite endpoints. While the outcomes involved and the rule for their comparisons vary with the application, there is invariably little attention to the estimand of the resulting statistic, causing difficulties in interpretation and cross-trial comparison. We make the case for articulating the estimand as a first step to win ratio analysis and establish that the root cause for its elusiveness is its intrinsic dependency on the time frame of comparison, which, if left unspecified, is set haphazardly by trial-specific censoring. From the statistical literature, we summarize two general approaches to overcome this uncertainty-a nonparametric one that pre-specifies the time frame for all comparisons, and a semiparametric one that posits a constant win ratio across all times-each with publicly available software and real examples. Finally, we discuss unsolved challenges, such as estimand construction and inference in the presence of intercurrent events.

在采用分层综合终点的试验中,胜率的使用越来越多。虽然所涉及的结果及其比较规则因应用而异,但人们总是很少关注统计结果的估计值,这给解释和跨试验比较造成了困难。我们提出的理由是,阐明估计值是胜诉率分析的第一步,并确定其难以捉摸的根本原因是其内在依赖于比较的时间框架,如果不指定时间框架,就会通过特定审判的普查而随意设定。从统计文献中,我们总结了克服这种不确定性的两种一般方法--一种是预先指定所有比较时限的非参数方法,另一种是假设所有时间内胜率不变的半参数方法--每种方法都有公开可用的软件和实际案例。最后,我们讨论了尚未解决的难题,如估计值构建和存在并发事件时的推断。
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引用次数: 0
Challenges in designing a randomized, double-blind noninferiority trial for treatment of acne: The SD-ACNE trial. 设计治疗痤疮的随机双盲非劣效性试验所面临的挑战:SD-ACNE 试验。
IF 2.2 3区 医学 Q3 MEDICINE, RESEARCH & EXPERIMENTAL Pub Date : 2024-07-27 DOI: 10.1177/17407745241265094
John S Barbieri, Susan Ellenberg, Elizabeth Grice, Ann Tierney, Suzette Baez VanderBeek, Maryte Papadopoulos, Jennifer Mason, Anabel Mason, James Dattilo, David J Margolis

Background/aims: Excessive use of antibiotics has led to development of antibiotic resistance and other antibiotic-associated complications. Dermatologists prescribe more antibiotics per clinician than any other major specialty, with much of this use for acne. Alternative acne treatments are available but are used much less often than antibiotics, at least partially because dermatologists feel that they are less effective. Spironolactone, a hormonal therapy with antiandrogen effects that can address the hormonal pathogenesis of acne, may represent a therapeutic alternative to oral antibiotics for women with acne. However, the comparative effects of spironolactone and oral antibiotics in the treatment of acne have not been definitively studied. The Spironolactone versus Doxycycline for Acne: A Comparative Effectiveness, Noninferiority Evaluation (SD-ACNE) trial aims to answer whether spironolactone, in addition to standard topical therapy, is noninferior to doxycycline (an oral antibiotic) for women with acne. Several interesting challenges arose in the development of this study, including determining acceptability of the comparative regimens to participating dermatologists, identifying data to support a noninferiority margin, and establishing a process for unblinding participants after they completed the study while maintaining the blind for study investigators.

Methods: We present the scientific and clinical rationale for the decisions made in the design of the trial, including input from key stakeholders through a Delphi consensus process.

Results: The Spironolactone versus Doxycycline for Acne: A Comparative Effectiveness, Noninferiority Evaluation trial (NCT04582383) is being conducted at a range of community and academic sites in the United States. To maximize external validity and inform clinical practice, the study is designed with broad eligibility criteria and no prohibition of use of topical medications. Participants in the trial will be randomized to receive either spironolactone 100 mg/day or doxycycline hyclate 100 mg/day for 16 weeks. The primary outcome is the absolute decrease in inflammatory lesion count, and we have established a noninferiority margin of four inflammatory lesions. Secondary outcomes include the percentage of participants achieving Investigator Global Assessment success, change in quality of life, and microbiome changes and diversity.

Conclusions: The Spironolactone versus Doxycycline for Acne: A Comparative Effectiveness, Noninferiority Evaluation trial will have substantial implications for the treatment of acne and antibiotic stewardship. In addition, this study will provide important information on the effect of these systemic agents on the development of changes to the microbiome and antibiotic resistance in a healthy population of patients.

背景/目的:抗生素的过度使用导致了抗生素耐药性的产生以及其他与抗生素相关的并发症。皮肤科医生给每位临床医生开出的抗生素处方比其他任何主要专科都多,其中大部分用于治疗痤疮。虽然有其他治疗痤疮的方法,但使用的频率远远低于抗生素,至少部分原因是皮肤科医生认为这些方法效果较差。螺内酯是一种具有抗雄激素作用的荷尔蒙疗法,可以解决痤疮的荷尔蒙致病机理,对于患有痤疮的女性来说,它可能是口服抗生素的一种治疗替代品。然而,关于螺内酯和口服抗生素在治疗痤疮方面的效果比较,尚未进行明确的研究。螺内酯与强力霉素治疗痤疮:疗效比较、非劣效性评估(SD-ACNE)试验旨在回答,对于患有痤疮的女性患者来说,除了标准的局部治疗外,螺内酯是否不劣于强力霉素(一种口服抗生素)。在这项研究的发展过程中出现了一些有趣的挑战,包括确定参与研究的皮肤科医生对比较方案的可接受性,确定支持非劣效边际的数据,以及建立一个程序,在参与者完成研究后解除对他们的盲法,同时保持对研究调查人员的盲法:我们介绍了试验设计决策的科学和临床依据,包括主要利益相关者通过德尔菲共识程序提出的意见:螺内酯与强力霉素治疗痤疮:比较效果、非劣效性评价试验(NCT04582383)正在美国一系列社区和学术机构进行。为了最大限度地提高外部有效性并为临床实践提供信息,该研究设计了广泛的资格标准,并且不禁止使用外用药物。试验参与者将随机接受螺内酯 100 毫克/天或强力霉素 100 毫克/天,为期 16 周。主要结果是炎症病灶数量的绝对减少,我们已经确定了4个炎症病灶的非劣效值。次要结果包括获得研究者全球评估成功的参与者百分比、生活质量变化以及微生物组变化和多样性:螺内酯与强力霉素治疗痤疮:非劣效性比较评价试验将对痤疮治疗和抗生素管理产生重大影响。此外,这项研究还将提供重要信息,说明这些系统性药物对健康患者体内微生物组的变化和抗生素耐药性的影响。
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引用次数: 0
Modeling impact of inflation reduction act price negotiations on new drug pipeline considering differential contributions of large and small biopharmaceutical companies. 考虑到大型和小型生物制药公司的不同贡献,建立降低通货膨胀率的价格谈判对新药研发管线的影响模型。
IF 2.2 3区 医学 Q3 MEDICINE, RESEARCH & EXPERIMENTAL Pub Date : 2024-07-24 DOI: 10.1177/17407745241259112
Gregory Vaughan, Roger Du, Fred D Ledley

Background/aims: Provisions of the Inflation Reduction Act mandating drug price negotiation by the Centers for Medicare & Medicaid Services have been criticized as a threat to pharmaceutical innovation. This study models potential impacts of the Inflation Reduction Act on drug approvals based on the differential contributions of large pharmaceutical companies and smaller biotechnology firms to clinical trials and the availability of capital.

Methods: This study examined research and development expense, revenue, and new investment (sale of common and preferred stock) by public biopharmaceutical companies and sponsorship of phased clinical trials in ClinicalTrials.gov. Financial data were incorporated in a model that estimates the number of drugs in each phase and approvals from reported phase-specific costs and transition rates, proportional sponsorship of trials by companies of different size, projected reductions in research and development spending based on company size, and three scenarios by which large companies may allocate reductions in research and development spending among clinical phases: (1) research and development proportionally reduced across phases; (2) research and development disproportionally reduced in phases 2-3; and (3) research and development disproportionately reduced in phases 1-2.

Results: Financial data were examined for 1378 public biopharmaceutical companies (2000-2018). Research and development expense was associated with revenue for 79 large companies with market capitalization ≥$7 billion with a 10% reduction in revenue reducing research and development expense by 8.4%. For 1299 smaller companies with market capitalization <$7 billion, research and development was associated with new investment, but not revenue. Smaller companies sponsored 55.2% of phase 1, 55.6% of phase 2, and 49.8% of phase 3 trials in ClinicalTrials.gov 2013-2018. In a model of clinical development that apportions clinical trials between large and smaller companies and determines the number of trials based on research and development resources, 400 drugs entering development produced 47.3 approvals (11.83% rate). A 10% reduction in revenue, reflecting the upper boundary of observed changes 2000-2018, with (1) proportional reduction across phases 1-3 produced 45.1 approvals (4.61% reduction); (2) disproportional reduction of phases 2-3 produced 42.8 approvals (9.55% reduction); and (3) disproportional reduction of phases 1-2 produced 46.9 approvals (0.95% reduction).

Conclusion: This work suggests that the drug price negotiation provisions of the Inflation Reduction Act could have little or no impact on the number of drug approvals. While large pharmaceutical companies may reduce research and development spending, continued research and development by smaller companies and strategic allocation of research and development resources by large companies may mi

背景/目的:通货膨胀削减法》中规定由医疗保险与医疗补助服务中心进行药品价格谈判,这一条款被批评为对医药创新的威胁。本研究根据大型制药公司和小型生物技术公司对临床试验的不同贡献以及资金供应情况,模拟了《通胀削减法》对药品审批的潜在影响:本研究考察了上市生物制药公司的研发费用、收入和新投资(普通股和优先股的出售),以及对 ClinicalTrials.gov 中分阶段临床试验的赞助情况。财务数据被纳入一个模型中,该模型根据报告的特定阶段成本和过渡率、不同规模公司的试验赞助比例、基于公司规模的研发支出预计减少量以及大公司可能在临床阶段之间分配研发支出减少量的三种情况来估算每个阶段的药物数量和批准量:(1)各阶段的研发支出按比例减少;(2)2-3 阶段的研发支出按比例减少;(3)1-2 阶段的研发支出按比例减少:研究了 1378 家上市生物制药公司(2000-2018 年)的财务数据。79家市值≥70亿美元的大型公司的研发费用与收入相关,收入减少10%,研发费用减少8.4%。对于 1299 家市值较小的公司,结论是:研发费用与收入相关:这项研究表明,《通货膨胀削减法》中的药品价格谈判条款对药品批准数量的影响很小,甚至没有影响。虽然大型制药公司可能会减少研发支出,但小型公司的持续研发以及大型公司对研发资源的战略性分配可能会减轻《通胀抑制法案》的负面影响。
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引用次数: 0
The ethical value of consulting community members in non-emergency trials conducted with waivers of informed consent for research. 在放弃知情同意研究的非紧急试验中咨询社区成员的伦理价值。
IF 2.2 3区 医学 Q3 Pharmacology, Toxicology and Pharmaceutics Pub Date : 2024-06-25 DOI: 10.1177/17407745241259360
Emily A Largent, Steven Joffe, Neal W Dickert, Stephanie R Morain

There is growing interest in using embedded research methods, particularly pragmatic clinical trials, to address well-known evidentiary shortcomings afflicting the health care system. Reviews of pragmatic clinical trials published between 2014 and 2019 found that 8.8% were conducted with waivers of informed consent; furthermore, the number of trials where consent is not obtained is increasing with time. From a regulatory perspective, waivers of informed consent are permissible when certain conditions are met, including that the study involves no more than minimal risk, that it could not practicably be carried out without a waiver, and that waiving consent does not violate participants' rights and welfare. Nevertheless, when research is conducted with a waiver of consent, several ethical challenges arise. We must consider how to: address empirical evidence showing that patients and members of the public generally prefer prospective consent, demonstrate respect for persons using tools other than consent, promote public trust and investigator integrity, and ensure an adequate level of participant protections. In this article, we use examples drawn from real pragmatic clinical trials to argue that prospective consultation with representatives of the target study population can address, or at least mitigate, many of the ethical challenges posed by waivers of informed consent. We also consider what consultation might involve to illustrate its feasibility and address potential objections.

越来越多的人开始关注使用嵌入式研究方法,尤其是实用临床试验,来解决困扰医疗保健系统的众所周知的证据缺陷。对2014年至2019年期间发表的务实临床试验的审查发现,8.8%的试验是在放弃知情同意的情况下进行的;此外,未获得同意的试验数量也在与日俱增。从监管的角度来看,在满足一定条件的情况下,放弃知情同意是允许的,这些条件包括研究涉及的风险不超过最低限度、不放弃同意就无法切实开展研究、放弃同意不会侵犯参与者的权利和福利。然而,在放弃同意权的情况下开展研究时,会出现一些伦理挑战。我们必须考虑如何处理以下问题:根据经验证据,病人和公众一般更倾向于预期同意;使用同意书以外的工具来体现对个人的尊重;促进公众信任和研究者的诚信;以及确保对参与者的充分保护。在本文中,我们用实际临床试验中的例子来论证,与目标研究人群的代表进行前瞻性磋商可以解决或至少减轻放弃知情同意所带来的许多伦理挑战。我们还考虑了磋商可能涉及的内容,以说明其可行性并解决潜在的反对意见。
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引用次数: 0
Comparison of outcomes of the 50-year follow-up of a randomized trial assessed by study questionnaire and by data linkage: The CONCUR study. 通过研究问卷和数据链接评估随机试验 50 年随访结果的比较:CONCUR 研究。
IF 2.2 3区 医学 Q3 Pharmacology, Toxicology and Pharmaceutics Pub Date : 2024-06-22 DOI: 10.1177/17407745241259088
Mohammad Shahbaz, Jane E Harding, Barry Milne, Anthony Walters, Lisa Underwood, Martin von Randow, Lois Xu, Greg D Gamble

Background/aims: Self-reported questionnaires on health status after randomized trials can be time-consuming, costly, and potentially unreliable. Administrative data sets may provide cost-effective, less biased information, but it is uncertain how administrative and self-reported data compare to identify chronic conditions in a New Zealand cohort. This study aimed to determine whether record linkage could replace self-reported questionnaires to identify chronic conditions that were the outcomes of interest for trial follow-up.

Methods: Participants in 50-year follow-up of a randomized trial were asked to complete a questionnaire and to consent to accessing administrative data. The proportion of participants with diabetes, pre-diabetes, hyperlipidaemia, hypertension, mental health disorders, and asthma was calculated using each data source and agreement between data sources assessed.

Results: Participants were aged 49 years (SD = 1, n = 424, 50% male). Agreement between questionnaire and administrative data was slight for pre-diabetes (kappa = 0.10), fair for hyperlipidaemia (kappa = 0.27), substantial for diabetes (kappa = 0.65), and moderate for other conditions (all kappa >0.42). Administrative data alone identified two to three times more cases than the questionnaire for all outcomes except hypertension and mental health disorders, where the questionnaire alone identified one to two times more cases than administrative data. Combining all sources increased case detection for all outcomes.

Conclusions: A combination of questionnaire, pharmaceutical, and laboratory data with expert panel review were required to identify participants with chronic conditions of interest in this follow-up of a clinical trial.

背景/目的:随机试验后对健康状况的自我报告问卷调查耗时长、成本高,而且可能不可靠。行政数据集可以提供成本效益高、偏差较小的信息,但目前还不确定行政数据和自我报告数据在新西兰队列中识别慢性病方面的比较情况。本研究旨在确定记录链接是否能取代自我报告问卷,以确定试验随访结果所关注的慢性疾病:方法:一项随机试验的 50 年随访参与者被要求填写一份调查问卷,并同意访问管理数据。利用每个数据源计算了患有糖尿病、糖尿病前期、高脂血症、高血压、精神疾病和哮喘的参与者比例,并评估了数据源之间的一致性:参与者年龄为 49 岁(SD = 1,n = 424,50% 为男性)。对于糖尿病前期,调查问卷与行政数据的吻合度较低(kappa = 0.10);对于高脂血症,吻合度一般(kappa = 0.27);对于糖尿病,吻合度较高(kappa = 0.65);对于其他疾病,吻合度中等(所有吻合度均大于 0.42)。在所有结果中,行政数据单独发现的病例数是问卷调查的 2 到 3 倍,但高血压和精神疾病除外,在这两种疾病中,问卷调查单独发现的病例数是行政数据的 1 到 2 倍。在所有结果中,综合所有来源的数据可提高病例发现率:结论:在一项临床试验的后续研究中,需要将问卷、药物和实验室数据与专家小组审查相结合,才能识别出患有慢性疾病的参与者。
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引用次数: 0
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Clinical Trials
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