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Statistical properties of items and summary scores from the Patient-Reported Outcomes version of the Common Terminology Criteria for Adverse Events (PRO-CTCAE®) in a diverse cancer sample. 不同癌症样本中患者报告结果版《不良事件通用术语标准》(PRO-CTCAE®)项目和总分的统计特性。
IF 2.2 3区 医学 Q3 MEDICINE, RESEARCH & EXPERIMENTAL Pub Date : 2024-10-23 DOI: 10.1177/17407745241286065
Carolyn Mead-Harvey, Ethan Basch, Lauren J Rogak, Blake T Langlais, Gita Thanarajasingam, Brenda F Ginos, Minji K Lee, Claire Yee, Sandra A Mitchell, Lori M Minasian, Tito R Mendoza, Antonia V Bennett, Deborah Schrag, Amylou C Dueck, Gina L Mazza

Background/aims: The Patient-Reported Outcomes version of the Common Terminology Criteria for Adverse Events (PRO-CTCAE®) was developed to capture symptomatic adverse events from the patient perspective. We aim to describe statistical properties of PRO-CTCAE items and summary scores and to provide evidence for recommendations regarding PRO-CTCAE administration and reporting.

Methods: Using data from the PRO-CTCAE validation study (NCT02158637), prevalence, means, and standard deviations of PRO-CTCAE items, composite scores, and mean and maximum scores across attributes (frequency, severity, and/or interference) of symptomatic adverse events were calculated. For each adverse event, correlations and agreement between attributes, correlations between attributes and composite scores, and correlations between composite, mean, and maximum scores were estimated.

Results: PRO-CTCAE items were completed by 899 patients with various cancer types. Most patients reported experiencing one or more adverse events, with the most prevalent being fatigue (87.7%), sad/unhappy feelings (66.0%), anxiety (63.6%), pain (63.2%), insomnia (61.8%), and dry mouth (60.0%). Attributes were moderately to strongly correlated within an adverse event (r = 0.53 to 0.77, all p < 0.001) but not fully concordant (κweighted = 0.26 to 0.60, all p < 0.001), with interference demonstrating lowest mean scores and prevalence among attributes of the same adverse event. Attributes were moderately to strongly correlated with composite scores (r = 0.67 to 0.97, all p < 0.001). Composite scores were moderately to strongly correlated with mean and maximum scores for the same adverse event (r = 0.69 to 0.94, all p < 0.001). Correlations between composite scores of different adverse events varied widely (r = 0.04 to 0.68) but were moderate to strong for conceptually related adverse events.

Conclusions: Results provide evidence for PRO-CTCAE administration and reporting recommendations that the full complement of attributes be administered for each adverse event, and that attributes as well as summary scores be reported.

背景/目的:患者报告结果版不良事件通用术语标准(PRO-CTCAE®)旨在从患者角度捕捉症状性不良事件。我们旨在描述 PRO-CTCAE 项目和总分的统计特性,并为有关 PRO-CTCAE 管理和报告的建议提供证据:利用 PRO-CTCAE 验证研究(NCT02158637)的数据,计算了 PRO-CTCAE 项目、综合评分以及症状性不良事件不同属性(频率、严重程度和/或干扰)的平均分和最高分的流行率、平均值和标准偏差。对每种不良事件的属性之间的相关性和一致性、属性与综合评分之间的相关性以及综合评分、平均分和最高分之间的相关性进行了估算:899名不同癌症类型的患者完成了PRO-CTCAE项目。大多数患者报告经历了一种或多种不良事件,其中最普遍的不良事件是疲劳(87.7%)、悲伤/不开心(66.0%)、焦虑(63.6%)、疼痛(63.2%)、失眠(61.8%)和口干(60.0%)。在一个不良事件中,属性的相关性为中度到高度相关(r = 0.53 到 0.77,所有 p 加权 = 0.26 到 0.60,所有 p r = 0.67 到 0.97,所有 p r = 0.69 到 0.94,所有 p r = 0.04 到 0.68),但在概念相关的不良事件中,属性的相关性为中度到高度相关:结论:研究结果为 PRO-CTCAE 的管理和报告建议提供了证据,建议对每种不良事件进行全套属性管理,并报告属性和总分。
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引用次数: 0
The state of individual participant data sharing for the highest-revenue medicines. 收入最高的药品的个人参与者数据共享情况。
IF 2.2 3区 医学 Q3 MEDICINE, RESEARCH & EXPERIMENTAL Pub Date : 2024-10-15 DOI: 10.1177/17407745241286147
Natansh D Modi, Lee X Li, Jessica M Logan, Michael D Wiese, Ahmad Y Abuhelwa, Ross A McKinnon, Andrew Rowland, Michael J Sorich, Ashley M Hopkins

Background: Amid growing emphasis from pharmaceutical companies, advocacy groups, and regulatory bodies for sharing of individual participant data, recent audits reveal limited sharing, particularly for high-revenue medicines. Therefore, this study aimed to assess the individual participant data-sharing eligibility of clinical trials supporting the Food and Drug Administration approval of the top 30 highest-revenue medicines for 2021.

Methods: A cross-sectional analysis was conducted on 316 clinical trials supporting approval of the top 30 revenue-generating medicines of 2021. The study assessed whether these trials were eligible for individual participant data sharing, defined as being publicly listed on a data-sharing platform or confirmed by the trial sponsors as in scope for independent researcher individual participant data investigations. Information was gathered from various sources including ClinicalTrials.gov, the European Union Clinical Trials Register, and PubMed. Key factors such as the trial phase, completion dates, and the nature of the data-sharing process were also examined.

Results: Of the 316 trials, 201 (64%) were confirmed eligible for sharing, meaning they were either publicly listed on a data-sharing platform or confirmed by the trial sponsors as in scope for independent researcher individual participant data investigations. A total of 102 (32%) were confirmed ineligible, and for 13 (4%), the sponsor indicated that a full research proposal would be required to determine eligibility. The analysis also revealed a higher rate of individual participant data sharing among companies that utilized independent platforms, such as Vivli, for managing their individual participant data-sharing process. Trials not marked as completed had significantly lower eligibility for individual participant data sharing.

Conclusion: This study highlights that a substantial portion of trials for top revenue-generating medicines are eligible for individual participant data sharing. However, challenges persist, particularly for trials that are marked as ongoing and for trials where the sharing processes are managed internally by pharmaceutical companies. Data-sharing rates could be improved by adopting open-access individual participant data-sharing models or using independent platforms. Standardizing policies to facilitate immediate individual participant data availability for approved medicines is necessary.

背景:在制药公司、倡导团体和监管机构日益强调共享受试者个人数据的同时,最近的审计显示共享数据有限,尤其是高收入药物。因此,本研究旨在评估支持美国食品和药物管理局批准 2021 年收入最高的前 30 种药品的临床试验的个体参与者数据共享资格:对支持 2021 年收入最高的 30 种药品审批的 316 项临床试验进行了横向分析。研究评估了这些试验是否符合个体参与者数据共享的条件,即在数据共享平台上公开列出或经试验申办者确认属于独立研究人员个体参与者数据调查范围。研究人员从各种渠道收集信息,包括 ClinicalTrials.gov、欧盟临床试验注册中心和 PubMed。此外,还对试验阶段、完成日期和数据共享过程的性质等关键因素进行了研究:在316项试验中,有201项(64%)被确认符合共享条件,这意味着这些试验要么在数据共享平台上公开列出,要么经试验发起人确认属于独立研究人员对个体参与者数据进行调查的范围。共有 102 个项目(32%)被确认为不符合条件,13 个项目(4%)的发起人表示需要一份完整的研究计划书才能确定是否符合条件。分析还显示,在利用 Vivli 等独立平台管理个人参与者数据共享流程的公司中,个人参与者数据共享率较高。未标注为已完成的试验的个人参与者数据共享资格明显较低:本研究强调,大部分创收最高的药品试验都符合个体参与者数据共享的条件。然而,挑战依然存在,尤其是那些被标注为正在进行的试验和由制药公司内部管理共享流程的试验。通过采用开放式个人参与者数据共享模式或使用独立平台,可以提高数据共享率。有必要对政策进行标准化,以促进已批准药物的个人参与者数据的即时可用性。
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引用次数: 0
Successful completion of large, low-cost randomized cancer trials at an academic cancer center. 在学术癌症中心成功完成大型、低成本的随机癌症试验。
IF 2.2 3区 医学 Q3 MEDICINE, RESEARCH & EXPERIMENTAL Pub Date : 2024-10-15 DOI: 10.1177/17407745241284044
Andrew J Vickers, Behfar Ehdaie, Hanae K Tokita, Jonas Nelson, Evan Matros, Andrea L Pusic, Michael D'Angelica

Background: Concerns about low accrual have long been a standard part of the discourse on cancer clinical trials, reaching even as far as the news media. Indeed, so many trials are closed before completing accrual that a cottage industry has recently developed creating statistical models to predict trial failure. We previously proposed four methodologic fixes for the current crisis in clinical trials: (1) dramatically reducing the number of eligibility criteria, (2) using data routinely collected in clinical practice for trial endpoints; then lowering barriers to accrual by (3) cluster randomization or (4) staged consent.

Methods: We report our practical experience of applying these fixes to randomized trials at Memorial Sloan Kettering Cancer Center.

Results: We have completed seven single-center randomized trials, with several more underway and accruing rapidly, with a total accrual approaching 10,000. Many of the trials have compared surgical interventions, an area where trials have traditionally been hard to complete. Only one of these trials was externally funded. While low costs were possible due to the existing research infrastructure at our institution, such infrastructure is common at major cancer centers.

Conclusions: Further research on innovative clinical trial designs is warranted, particularly in higher-stakes settings, and in trials of medical and radiotherapy interventions.

背景:长期以来,对低应计率的担忧一直是癌症临床试验讨论的标准内容,甚至影响到了新闻媒体。事实上,有很多试验在完成应计制之前就已经结束,以至于最近出现了一种建立统计模型来预测试验失败的山寨产业。我们曾针对当前的临床试验危机提出了四种方法论解决方案:(1)大幅减少资格标准的数量;(2)使用临床实践中常规收集的数据作为试验终点;然后通过(3)分组随机化或(4)分阶段同意来降低应征门槛:我们报告了纪念斯隆-凯特琳癌症中心将这些固定方法应用于随机试验的实际经验:结果:我们已经完成了七项单中心随机试验,还有几项正在进行中,且进展迅速,试验总人数已接近 10,000 人。其中许多试验对外科干预措施进行了比较,而这一领域的试验历来难以完成。这些试验中只有一项是由外部资助的。我们机构现有的研究基础设施使低成本成为可能,但这种基础设施在大型癌症中心很常见:结论:有必要进一步研究创新性临床试验设计,尤其是在风险较高的环境中,以及在医疗和放疗干预试验中。
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引用次数: 0
Are pragmatism and ethical protections in clinical trials a zero-sum game? 临床试验中的实用主义和伦理保护是零和游戏吗?
IF 2.2 3区 医学 Q3 MEDICINE, RESEARCH & EXPERIMENTAL Pub Date : 2024-10-15 DOI: 10.1177/17407745241284798
Hayden P Nix, Charles Weijer, Monica Taljaard

Background: Randomized controlled trials with pragmatic intent aim to generate evidence that directly informs clinical decisions. Some have argued that the ethical protection of informed consent can be in tension with the goals of pragmatism. But the impact of other ethical protections on trial pragmatism has yet to be explored.

Purpose: In this article, we analyze the relationship between additional ethical protections for vulnerable participants and the degree of pragmatism within the PRagmatic Explanatory Continuum Indicator Summary-2 (PRECIS-2) domains of trial design.

Methods: We analyze three example trials with pragmatic intent that include vulnerable participants.

Conclusion: The relationship between ethical protections and trial pragmatism is complex. In some cases, additional ethical protections for vulnerable participants can promote the pragmatism of some of the PRECIS-2 domains of trial design. When designing trials with pragmatic intent, researchers ought to look for opportunities wherein ethical protections enhance the degree of pragmatism.

背景:以实用主义为目的的随机对照试验旨在产生直接为临床决策提供依据的证据。有些人认为,知情同意的伦理保护可能会与实用主义的目标产生矛盾。目的:在本文中,我们分析了对弱势参与者的额外伦理保护与试验设计的实用主义解释连续性指标摘要-2(PRECIS-2)领域中的实用主义程度之间的关系:我们分析了三项包含易受伤害参与者的实用主义试验:结论:伦理保护与试验实用主义之间的关系非常复杂。结论:伦理保护与试验实用性之间的关系很复杂。在某些情况下,为易受伤害的参与者提供额外的伦理保护可以促进 PRECIS-2 中某些试验设计领域的实用性。在设计具有实用性意图的试验时,研究人员应该寻找机会,让伦理保护提高实用性的程度。
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引用次数: 0
Using non-inferiority test of proportions in design of randomized non-inferiority trials with time-to-event endpoint with a focus on low-event-rate setting. 在设计以时间为终点的随机非劣效性试验时使用比例非劣效性检验,重点关注低事件率环境。
IF 2.2 3区 医学 Q3 MEDICINE, RESEARCH & EXPERIMENTAL Pub Date : 2024-10-12 DOI: 10.1177/17407745241284786
Lingyun Ji, Todd A Alonzo

Background/aims: For cancers with low incidence, low event rates, and a time-to-event endpoint, a randomized non-inferiority trial designed based on the logrank test can require a large sample size with significantly prolonged enrollment duration, making such a non-inferiority trial not feasible. This article evaluates a design based on a non-inferiority test of proportions, compares its required sample size to the non-inferiority logrank test, assesses whether there are scenarios for which a non-inferiority test of proportions can be more efficient, and provides guidelines in usage of a non-inferiority test of proportions.

Methods: This article describes the sample size calculation for a randomized non-inferiority trial based on a non-inferiority logrank test or a non-inferiority test of proportions. The sample size required by the two design methods are compared for a wide range of scenarios, varying the underlying Weibull survival functions, the non-inferiority margin, and loss to follow-up rate.

Results: Our results showed that there are scenarios for which the non-inferiority test of proportions can have significantly reduced sample size. Specifically, the non-inferiority test of proportions can be considered for cancers with more than 80% long-term survival rate. We provide guidance in choice of this design approach based on parameters of the Weibull survival functions, the non-inferiority margin, and loss to follow-up rate.

Conclusion: For cancers with low incidence and low event rates, a non-inferiority trial based on the logrank test is not feasible due to its large required sample size and prolonged enrollment duration. The use of a non-inferiority test of proportions can make a randomized non-inferiority Phase III trial feasible.

背景/目的:对于发病率低、事件发生率低且以时间为终点的癌症,基于logrank检验设计的随机非劣效性试验可能需要较大的样本量,且入组时间明显延长,因此这种非劣效性试验并不可行。本文评估了基于非劣效性比例检验的设计,比较了其与非劣效性 logrank 检验所需的样本量,评估了是否存在非劣效性比例检验更有效的情况,并提供了使用非劣效性比例检验的指南:本文介绍了基于非劣效 logrank 检验或非劣效比例检验的随机非劣效试验的样本量计算。文章比较了两种设计方法在不同情况下所需的样本量,包括基础 Weibull 生存函数、非劣效边际和随访损失率:结果:我们的研究结果表明,在某些情况下,比例非劣效性检验可以显著减少样本量。具体来说,对于长期生存率超过 80% 的癌症,可以考虑采用比例非劣效性检验。我们根据 Weibull 生存函数的参数、非劣效边际和随访损失率,为选择这种设计方法提供指导:结论:对于低发病率和低事件发生率的癌症,基于对数秩检验的非劣效性试验是不可行的,因为它所需的样本量大,入组时间长。使用比例非劣效性检验可以使随机非劣效性 III 期试验变得可行。
{"title":"Using non-inferiority test of proportions in design of randomized non-inferiority trials with time-to-event endpoint with a focus on low-event-rate setting.","authors":"Lingyun Ji, Todd A Alonzo","doi":"10.1177/17407745241284786","DOIUrl":"10.1177/17407745241284786","url":null,"abstract":"<p><strong>Background/aims: </strong>For cancers with low incidence, low event rates, and a time-to-event endpoint, a randomized non-inferiority trial designed based on the logrank test can require a large sample size with significantly prolonged enrollment duration, making such a non-inferiority trial not feasible. This article evaluates a design based on a non-inferiority test of proportions, compares its required sample size to the non-inferiority logrank test, assesses whether there are scenarios for which a non-inferiority test of proportions can be more efficient, and provides guidelines in usage of a non-inferiority test of proportions.</p><p><strong>Methods: </strong>This article describes the sample size calculation for a randomized non-inferiority trial based on a non-inferiority logrank test or a non-inferiority test of proportions. The sample size required by the two design methods are compared for a wide range of scenarios, varying the underlying Weibull survival functions, the non-inferiority margin, and loss to follow-up rate.</p><p><strong>Results: </strong>Our results showed that there are scenarios for which the non-inferiority test of proportions can have significantly reduced sample size. Specifically, the non-inferiority test of proportions can be considered for cancers with more than 80% long-term survival rate. We provide guidance in choice of this design approach based on parameters of the Weibull survival functions, the non-inferiority margin, and loss to follow-up rate.</p><p><strong>Conclusion: </strong>For cancers with low incidence and low event rates, a non-inferiority trial based on the logrank test is not feasible due to its large required sample size and prolonged enrollment duration. The use of a non-inferiority test of proportions can make a randomized non-inferiority Phase III trial feasible.</p>","PeriodicalId":10685,"journal":{"name":"Clinical Trials","volume":" ","pages":"17407745241284786"},"PeriodicalIF":2.2,"publicationDate":"2024-10-12","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"142459904","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":3,"RegionCategory":"医学","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
引用次数: 0
Composite endpoints in COVID-19 randomized controlled trials: a systematic review. COVID-19 随机对照试验中的复合终点:系统综述。
IF 2.2 3区 医学 Q3 MEDICINE, RESEARCH & EXPERIMENTAL Pub Date : 2024-10-10 DOI: 10.1177/17407745241276130
Pedro Nascimento Martins, Mateus Henrique Toledo Lourenço, Gabriel Paz Souza Mota, Alexandre Biasi Cavalcanti, Ana Carolina Peçanha Antonio, Fredi Alexander Diaz-Quijano

Background/aims: This study aimed to determine the prevalence of ordinal, binary, and numerical composite endpoints among coronavirus disease 2019 trials and the potential bias attributable to their use.

Methods: We systematically reviewed the Cochrane COVID-19 Study Register to assess the prevalence, characteristics, and bias associated with using composite endpoints in coronavirus disease 2019 randomized clinical trials. We compared the effect measure (relative risk) of composite outcomes and that of its most critical component (i.e. death) by estimating the Bias Attributable to Composite Outcomes index [ln(relative risk for the composite outcome)/ln(relative risk for death)].

Results: Composite endpoints accounted for 152 out of 417 primary endpoints in coronavirus disease 2019 randomized trials, being more frequent among studies published in high-impact journals. Ordinal endpoints were the most common (54% of all composites), followed by binary or time-to-event (34%), numerical (11%), and hierarchical (1%). Composites predominated among trials enrolling patients with severe disease when compared to trials with a mild or moderate case mix (odds ratio = 1.72). Adaptations of the seven-point World Health Organization scale occurred in 40% of the ordinal primary endpoints, which frequently underwent dichotomization for the statistical analyses. Mortality accounted for a median of 24% (interquartile range: 6%-48%) of all events when included in the composite. The median point estimate of the Bias Attributable to Composite Outcomes index was 0.3 (interquartile range: -0.1 to 0.7), being significantly lower than 1 in 5 of 24 comparisons.

Discussion: Composite endpoints were used in a significant proportion of coronavirus disease 2019 trials, especially those involving severely ill patients. This is likely due to the higher anticipated rates of competing events, such as death, in such studies. Ordinal composites were common but often not fully appreciated, reducing the potential gains in information and statistical efficiency. For studies with binary composites, death was the most frequent component, and, unexpectedly, composite outcome estimates were often closer to the null when compared to those for mortality death. Numerical composites were less common, and only two trials used hierarchical endpoints. These newer approaches may offer advantages over traditional binary and ordinal composites; however, their potential benefits warrant further scrutiny.

Conclusion: Composite endpoints accounted for more than a third of coronavirus disease 2019 trials' primary endpoints; their use was more common among studies that included patients with severe disease and their point effect estimates tended to underestimate those for mortality.

背景/目的:本研究旨在确定冠状病毒病2019年试验中序数、二值和数值复合终点的流行程度,以及使用这些终点可能导致的偏倚:我们系统回顾了Cochrane COVID-19研究登记册,以评估冠状病毒病2019年随机临床试验中使用复合终点的流行率、特征和相关偏倚。我们通过估算综合结果的偏倚指数[ln(综合结果的相对风险)/ln(死亡的相对风险)],比较了综合结果的效应度量(相对风险)及其最关键部分(即死亡)的效应度量:在冠状病毒疾病2019年随机试验的417个主要终点中,复合终点占152个,在高影响力期刊上发表的研究中复合终点更为常见。顺序终点最常见(占所有复合终点的54%),其次是二元终点或时间到事件终点(34%)、数字终点(11%)和层次终点(1%)。与轻度或中度病例组合的试验相比,在招募重症患者的试验中,复合终点最常见(几率比=1.72)。40%的序数主要终点采用了世界卫生组织的七分量表,在进行统计分析时经常对其进行二分法处理。死亡率在所有事件中的中位数为 24%(四分位间范围:6%-48%)。综合结果偏倚指数的中位点估计值为0.3(四分位间范围:-0.1至0.7),在24项比较中的5项明显低于1:讨论:冠状病毒疾病2019年试验中有很大一部分使用了复合终点,尤其是那些涉及重症患者的试验。这可能是由于此类研究中死亡等竞争事件的预期发生率较高。二元组合很常见,但往往未得到充分重视,从而降低了潜在的信息增益和统计效率。在采用二元复合方法的研究中,死亡是最常见的组成部分,出乎意料的是,与死亡率死亡相比,复合结果估计值往往更接近于空。数字复合结果不太常见,只有两项试验使用了分层终点。与传统的二元复合终点和序数复合终点相比,这些新方法可能更有优势;但是,它们的潜在优势还需要进一步研究:综合终点占2019年冠状病毒疾病试验主要终点的三分之一以上;在纳入重症患者的研究中,综合终点的使用更为普遍,其点效应估计值往往低估了死亡率估计值。
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引用次数: 0
A review of current practice in the design and analysis of extremely small stepped-wedge cluster randomized trials. 对当前设计和分析极小型阶梯楔形分组随机试验实践的回顾。
IF 2.2 3区 医学 Q3 MEDICINE, RESEARCH & EXPERIMENTAL Pub Date : 2024-10-08 DOI: 10.1177/17407745241276137
Guangyu Tong, Pascale Nevins, Mary Ryan, Kendra Davis-Plourde, Yongdong Ouyang, Jules Antoine Pereira Macedo, Can Meng, Xueqi Wang, Agnès Caille, Fan Li, Monica Taljaard
<p><strong>Background/aims: </strong>Stepped-wedge cluster randomized trials tend to require fewer clusters than standard parallel-arm designs due to the switches between control and intervention conditions, but there are no recommendations for the minimum number of clusters. Trials randomizing an extremely small number of clusters are not uncommon, but the justification for small numbers of clusters is often unclear and appropriate analysis is often lacking. In addition, stepped-wedge cluster randomized trials are methodologically more complex due to their longitudinal correlation structure, and ignoring the distinct within- and between-period intracluster correlations can underestimate the sample size in small stepped-wedge cluster randomized trials. We conducted a review of published small stepped-wedge cluster randomized trials to understand how and why they are used, and to characterize approaches used in their design and analysis.</p><p><strong>Methods: </strong>Electronic searches were used to identify primary reports of full-scale stepped-wedge cluster randomized trials published during the period 2016-2022; the subset that randomized two to six clusters was identified. Two reviewers independently extracted information from each report and any available protocol. Disagreements were resolved through discussion.</p><p><strong>Results: </strong>We identified 61 stepped-wedge cluster randomized trials that randomized two to six clusters: median sample size (Q1-Q3) 1426 (420-7553) participants. Twelve (19.7%) gave some indication that the evaluation was considered a "preliminary" evaluation and 16 (26.2%) recognized the small number of clusters as a limitation. Sixteen (26.2%) provided an explanation for the limited number of clusters: the need to minimize contamination (e.g. by merging adjacent units), limited availability of clusters, and logistical considerations were common explanations. Majority (51, 83.6%) presented sample size or power calculations, but only one assumed distinct within- and between-period intracluster correlations. Few (10, 16.4%) utilized restricted randomization methods; more than half (34, 55.7%) identified baseline imbalances. The most common statistical method for analysis was the generalized linear mixed model (44, 72.1%). Only four trials (6.6%) reported statistical analyses considering small numbers of clusters: one used generalized estimating equations with small-sample correction, two used generalized linear mixed model with small-sample correction, and one used Bayesian analysis. Another eight (13.1%) used fixed-effects regression, the performance of which requires further evaluation under stepped-wedge cluster randomized trials with small numbers of clusters. None used permutation tests or cluster-period level analysis.</p><p><strong>Conclusion: </strong>Methods appropriate for the design and analysis of small stepped-wedge cluster randomized trials have not been widely adopted in practice. Greater awareness
背景/目的:由于对照和干预条件之间的切换,阶梯楔形分组随机试验所需的分组数往往少于标准的平行臂设计,但目前还没有关于最少分组数的建议。随机分组数量极少的试验并不少见,但分组数量少的理由往往不明确,也往往缺乏适当的分析。此外,阶梯楔形聚类随机试验因其纵向相关结构而在方法学上更为复杂,如果忽略了不同时期内和不同时期间的聚类内相关性,就会低估小型阶梯楔形聚类随机试验的样本量。我们对已发表的小阶梯楔形群组随机试验进行了综述,以了解这些试验的使用方式和原因,以及设计和分析方法的特点:通过电子检索,确定了2016年至2022年期间发表的全面阶梯式楔形分组随机试验的主要报告;确定了对2至6个分组进行随机试验的子集。两名审稿人从每份报告和任何可用的方案中独立提取信息。分歧通过讨论解决:我们确定了61项阶梯式楔形分组随机试验,这些试验随机了2至6个分组:样本量中位数(Q1-Q3)为1426(420-7553)名参与者。有 12 项(19.7%)试验表明该评价是一项 "初步 "评价,有 16 项(26.2%)试验认为分组数量少是一项限制因素。有 16 人(26.2%)对群组数量有限做出了解释:需要尽量减少污染(如通过合并相邻的 单位)、群组数量有限以及后勤方面的考虑是常见的解释。大多数研究(51 项,83.6%)提供了样本量或功率计算结果,但只有一项研究假设了不同时期内和不同时期间的群内相关性。少数研究(10 项,16.4%)采用了限制性随机方法;超过半数研究(34 项,55.7%)确定了基线不平衡。最常见的统计分析方法是广义线性混合模型(44 项,72.1%)。只有四项试验(6.6%)报告了考虑到少量分组的统计分析:一项试验使用了带小样本校正的广义估计方程,两项试验使用了带小样本校正的广义线性混合模型,一项试验使用了贝叶斯分析法。另有 8 项研究(13.1%)使用了固定效应回归法,其性能需要在具有少量聚类的阶梯楔形聚类随机试验中进一步评估。没有一项研究使用了置换检验或群组-时期水平分析:结论:适合设计和分析小型阶梯式分组随机试验的方法在实践中尚未得到广泛采用。需要进一步认识到,使用标准样本量计算方法可能会虚假地提供较低的所需分组数。广义估计方程或带小样本校正的广义线性混合模型、贝叶斯方法和置换检验等方法可能更适合分析小阶梯楔形分组随机试验。今后还需要开展研究,为具有少量分组的阶梯式楔形分组随机试验确立最佳实践。
{"title":"A review of current practice in the design and analysis of extremely small stepped-wedge cluster randomized trials.","authors":"Guangyu Tong, Pascale Nevins, Mary Ryan, Kendra Davis-Plourde, Yongdong Ouyang, Jules Antoine Pereira Macedo, Can Meng, Xueqi Wang, Agnès Caille, Fan Li, Monica Taljaard","doi":"10.1177/17407745241276137","DOIUrl":"10.1177/17407745241276137","url":null,"abstract":"&lt;p&gt;&lt;strong&gt;Background/aims: &lt;/strong&gt;Stepped-wedge cluster randomized trials tend to require fewer clusters than standard parallel-arm designs due to the switches between control and intervention conditions, but there are no recommendations for the minimum number of clusters. Trials randomizing an extremely small number of clusters are not uncommon, but the justification for small numbers of clusters is often unclear and appropriate analysis is often lacking. In addition, stepped-wedge cluster randomized trials are methodologically more complex due to their longitudinal correlation structure, and ignoring the distinct within- and between-period intracluster correlations can underestimate the sample size in small stepped-wedge cluster randomized trials. We conducted a review of published small stepped-wedge cluster randomized trials to understand how and why they are used, and to characterize approaches used in their design and analysis.&lt;/p&gt;&lt;p&gt;&lt;strong&gt;Methods: &lt;/strong&gt;Electronic searches were used to identify primary reports of full-scale stepped-wedge cluster randomized trials published during the period 2016-2022; the subset that randomized two to six clusters was identified. Two reviewers independently extracted information from each report and any available protocol. Disagreements were resolved through discussion.&lt;/p&gt;&lt;p&gt;&lt;strong&gt;Results: &lt;/strong&gt;We identified 61 stepped-wedge cluster randomized trials that randomized two to six clusters: median sample size (Q1-Q3) 1426 (420-7553) participants. Twelve (19.7%) gave some indication that the evaluation was considered a \"preliminary\" evaluation and 16 (26.2%) recognized the small number of clusters as a limitation. Sixteen (26.2%) provided an explanation for the limited number of clusters: the need to minimize contamination (e.g. by merging adjacent units), limited availability of clusters, and logistical considerations were common explanations. Majority (51, 83.6%) presented sample size or power calculations, but only one assumed distinct within- and between-period intracluster correlations. Few (10, 16.4%) utilized restricted randomization methods; more than half (34, 55.7%) identified baseline imbalances. The most common statistical method for analysis was the generalized linear mixed model (44, 72.1%). Only four trials (6.6%) reported statistical analyses considering small numbers of clusters: one used generalized estimating equations with small-sample correction, two used generalized linear mixed model with small-sample correction, and one used Bayesian analysis. Another eight (13.1%) used fixed-effects regression, the performance of which requires further evaluation under stepped-wedge cluster randomized trials with small numbers of clusters. None used permutation tests or cluster-period level analysis.&lt;/p&gt;&lt;p&gt;&lt;strong&gt;Conclusion: &lt;/strong&gt;Methods appropriate for the design and analysis of small stepped-wedge cluster randomized trials have not been widely adopted in practice. Greater awareness","PeriodicalId":10685,"journal":{"name":"Clinical Trials","volume":" ","pages":"17407745241276137"},"PeriodicalIF":2.2,"publicationDate":"2024-10-08","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"142388716","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":3,"RegionCategory":"医学","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
引用次数: 0
15th Annual University of Pennsylvania conference on statistical issues in clinical trial/advances in time-to-event analyses in clinical trials (afternoon panel discussion). 宾夕法尼亚大学第 15 届年会,主题为临床试验中的统计问题/临床试验中时间到事件分析的进展(下午小组讨论)。
IF 2.2 3区 医学 Q3 MEDICINE, RESEARCH & EXPERIMENTAL Pub Date : 2024-10-01 Epub Date: 2024-10-08 DOI: 10.1177/17407745241271939
Ionut Bebu, Rebecca A Betensky, Michael P Fay
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引用次数: 0
Analysis of composite time-to-event endpoints in cardiovascular outcome trials. 分析心血管结果试验中的复合时间到事件终点。
IF 2.2 3区 医学 Q3 MEDICINE, RESEARCH & EXPERIMENTAL Pub Date : 2024-10-01 Epub Date: 2024-08-08 DOI: 10.1177/17407745241267999
Rachel Marceau West, Gregory Golm, Devan V Mehrotra

Composite time-to-event endpoints are commonly used in cardiovascular outcome trials. For example, the IMPROVE-IT trial comparing ezetimibe+simvastatin to placebo+simvastatin in 18,144 patients with acute coronary syndrome used a primary composite endpoint with five component outcomes: (1) cardiovascular death, (2) non-fatal stroke, (3) non-fatal myocardial infarction, (4) coronary revascularization ≥30 days after randomization, and (5) unstable angina requiring hospitalization. In such settings, the traditional analysis compares treatments using the observed time to the occurrence of the first (i.e. earliest) component outcome for each patient. This approach ignores information for subsequent outcome(s), possibly leading to reduced power to demonstrate the benefit of the test versus the control treatment. We use real data examples and simulations to contrast the traditional approach with several alternative approaches that use data for all the intra-patient component outcomes, not just the first.

复合时间事件终点常用于心血管结果试验。例如,IMPROVE-IT 试验比较了依折麦布+ 辛伐他汀和安慰剂+ 辛伐他汀对 18,144 名急性冠脉综合征患者的治疗效果,该试验使用的主要复合终点包括五个部分:(1) 心血管死亡;(2) 非致死性卒中;(3) 非致死性心肌梗死;(4) 随机分组后≥30 天的冠状动脉血运重建;(5) 需要住院治疗的不稳定型心绞痛。在这种情况下,传统的分析方法是根据观察到的每位患者第一个(即最早的)部分结果发生的时间来比较治疗方法。这种方法忽略了后续结果的信息,可能会降低证明试验与对照治疗获益的能力。我们使用真实数据示例和模拟,将传统方法与几种替代方法进行对比,这些替代方法使用的是患者体内所有部分结果的数据,而不仅仅是第一个结果的数据。
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引用次数: 0
Is inadequate risk stratification diluting hazard ratio estimates in randomized clinical trials? 风险分层不足是否会稀释随机临床试验中的危险比估计值?
IF 2.2 3区 医学 Q3 MEDICINE, RESEARCH & EXPERIMENTAL Pub Date : 2024-10-01 Epub Date: 2024-02-02 DOI: 10.1177/17407745231222448
Devan V Mehrotra, Rachel Marceau West

In randomized clinical trials, analyses of time-to-event data without risk stratification, or with stratification based on pre-selected factors revealed at the end of the trial to be at most weakly associated with risk, are quite common. We caution that such analyses are likely delivering hazard ratio estimates that unwittingly dilute the evidence of benefit for the test relative to the control treatment. To make our case, first, we use a hypothetical scenario to contrast risk-unstratified and risk-stratified hazard ratios. Thereafter, we draw attention to the previously published 5-step stratified testing and amalgamation routine (5-STAR) approach in which a pre-specified treatment-blinded algorithm is applied to survival times from the trial to partition patients into well-separated risk strata using baseline covariates determined to be jointly strongly prognostic for event risk. After treatment unblinding, a treatment comparison is done within each risk stratum and stratum-level results are averaged for overall inference. For illustration, we use 5-STAR to reanalyze data for the primary and key secondary time-to-event endpoints from three published cardiovascular outcomes trials. The results show that the 5-STAR estimate is typically smaller (i.e. more in favor of the test treatment) than the originally reported (traditional) estimate. This is not surprising because 5-STAR mitigates the presumed dilution bias in the traditional hazard ratio estimate caused by no or inadequate risk stratification, as evidenced by two detailed examples. Pre-selection of stratification factors at the trial design stage to achieve adequate risk stratification for the analysis will often be challenging. In such settings, an objective risk stratification approach such as 5-STAR, which is partly aligned with guidance from the US Food and Drug Administration on covariate-adjustment in clinical trials, is worthy of consideration.

在随机临床试验中,对时间到事件数据进行分析而不进行风险分层,或根据试验结束时发现与风险最多只存在微弱关联的预选因素进行分层的做法非常普遍。我们要提醒的是,这种分析很可能会提供危险比估计值,无意中稀释了试验相对于对照治疗的获益证据。为了说明我们的观点,首先,我们用一个假设情景来对比风险未分层和风险分层的危险比。随后,我们提请大家注意之前发表的五步分层检验和合并常规(5-STAR)方法,该方法将预先指定的治疗盲法应用于试验的生存时间,利用被确定为对事件风险有共同强预后作用的基线协变量将患者划分为风险分层。治疗解除绑定后,在每个风险分层内进行治疗比较,并对分层结果取平均值进行总体推断。为了说明问题,我们使用 5-STAR 重新分析了三项已发表的心血管结局试验的主要和关键次要时间-事件终点数据。结果显示,5-STAR 估计值通常比最初报告的(传统)估计值要小(即更有利于 5-STAR 试验治疗)。这并不奇怪,因为 5-STAR 可减轻传统危险比估计值中因未进行风险分层或风险分层不充分而导致的假定稀释偏差,两个详细的例子就证明了这一点。在试验设计阶段预先选择分层因素,为分析实现充分的风险分层往往具有挑战性。在这种情况下,5-STAR 等客观风险分层方法值得考虑,该方法部分符合美国食品药品管理局关于临床试验中协变量调整的指导意见。
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引用次数: 0
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Clinical Trials
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