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Impact of Sulphur Emission Control Areas on port state control’s inspection outcome 硫排放控制区对港口国监管检查结果的影响
IF 3.5 3区 工程技术 Q1 Social Sciences Pub Date : 2023-10-03 DOI: 10.1080/03088839.2022.2057609
Lixian Fan, Yao Yu, Jingbo Yin
ABSTRACT With the rapid development of international shipping, ship source pollution is increasingly non-negligible. To control emissions of sulphur oxides from ships, many Sulphur Emission Control Areas (SECAs) have been established, in which stricter emission restriction policies were implemented. Because there are some genuine connections between SECA and PSC (Port State Control), it is natural to ask whether will the SECA policy make a difference on PSC’s inspection outcome? Therefore, this study investigates the effect of the SECA establishment, reflected by changes in the deficiency rate in PSC inspections, on the PSC’s inspection result. The deficiency rate in PSC inspections represents the percentage of deficiencies in the ship inspected, which can embody the overall outcome of the PSC inspections. It employs the difference-in-differences (DID) model to evaluate the effect as which is a common and mature tool for evaluating policy effectiveness. Robustness tests of parallel trend and Placebo tests both confirm the appropriateness of the DID model. The empirical results find that after the implementation of the SECA emission control policies, PSC inspections become stricter, thus changing the rate of deficiencies recorded during those inspections. A more stringent SECA policy is beneficial to identify more deficiencies and further ensure ships’ compliance.
摘要随着国际航运的快速发展,船舶源污染越来越不容忽视。为了控制船舶硫氧化物的排放,已经建立了许多硫排放控制区,并在其中实施了更严格的排放限制政策。因为SECA和PSC(港口国管制)之间存在一些真正的联系,所以很自然地会问,SECA政策是否会对PSC的检查结果产生影响?因此,本研究调查了PSC检查中缺陷率的变化所反映的SECA建立对PSC检查结果的影响。PSC检查中的缺陷率代表被检查船舶中缺陷的百分比,它可以体现PSC检查的总体结果。它采用差异中的差异(DID)模型来评估效果,这是一种常用且成熟的评估政策有效性的工具。平行趋势的稳健性测试和安慰剂测试都证实了DID模型的适当性。实证结果发现,在实施SECA排放控制政策后,PSC检查变得更加严格,从而改变了这些检查中记录的缺陷率。更严格的SECA政策有利于发现更多的缺陷,并进一步确保船舶的合规性。
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引用次数: 4
Efficiency analysis of inland waterway locks in maritime transportation systems: practical, economic and policy implications 内河水闸在海上运输系统中的效率分析:实际、经济和政策意义
3区 工程技术 Q1 Social Sciences Pub Date : 2023-09-22 DOI: 10.1080/03088839.2023.2252431
Caroline Pereira Brum, Ricardo Gonçalves de Faria Corrêa, Diego A. de J. Pacheco, Thyago Celso Cavalcante Nepomuceno, Andréa Leda Ramos de Oliveira, Karina Braga Marsola
ABSTRACTDespite the potential cost reduction and environmental friendliness of inland lock waterways, there is a noticeable lack of scientific research on their efficiency and performance. Moreover, empirical insights into the impact of waterway locks on logistics systems are insufficient. Similarly, despite extensive research on data envelopment analysis (DEA) in various logistics contexts, the efficiency of waterway locks remains underexplored. This study addresses these gaps by evaluating inland waterway transposition efficiency based on operational aspects and handling capacity. In this study, data from nine primary inland waterway locks in an emerging economy were examined, comparing their relative efficiency by input-output relationships. Efficiency indices, performance objectives, benchmarks, composite efficiency, and separability conditions were calculated and analyzed. Our results highlight external factors like vessel numbers and volume as efficiency influencers. The study uncovers strategies to enhance efficiency, mainly through operational improvements or leveraging performance indices from other units. Empirical findings present opportunities to optimize maritime logistics operations, especially in countries with expansive territories. This is a novel research that introduces efficiency analysis models for inland waterway locks and offers actionable insights for an underexplored research area. Lastly, the article offers promising research opportunities for maritime logistics systems’ performance.KEYWORDS: Logistics efficiencyinland waterwayswaterway locksdata envelopment analysismaritime transpositionsupply chain management Disclosure statementNo personal or financial conflicts of interest are associated with this study.Additional informationFundingThe work was supported by the Coordenação de Aperfeiçoamento de Pessoal de Nível Superior – Brasil (CAPES) [Finance Code 001].
摘要尽管内河水闸具有降低成本和环境友好的潜力,但对其效率和性能的科学研究明显缺乏。此外,水路船闸对物流系统影响的实证研究还不够。同样,尽管在各种物流背景下对数据包络分析(DEA)进行了广泛的研究,但水路船闸的效率仍未得到充分探讨。本研究基于营运方面和处理能力,通过评估内河航道转运效率来解决这些差距。在这项研究中,研究了一个新兴经济体的九个主要内河水闸的数据,通过投入产出关系比较了它们的相对效率。计算并分析了效率指标、性能目标、基准、复合效率和可分性条件。我们的研究结果强调了影响效率的外部因素,如船舶数量和体积。该研究揭示了提高效率的策略,主要是通过运营改进或利用其他单位的绩效指标。实证研究结果为优化海上物流业务提供了机会,特别是在领土广阔的国家。这是一项新颖的研究,介绍了内河水闸的效率分析模型,并为一个尚未开发的研究领域提供了可操作的见解。最后,本文为海上物流系统的性能提供了有希望的研究机会。关键词:物流效率、内河航道、水闸、数据包络分析、海运转运、供应链管理披露声明本研究不涉及个人或经济利益冲突。这项工作得到了巴西高级行政 协调委员会(CAPES)[财务法典001]的支持。
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引用次数: 0
Green port management practices for sustainable port operations: a multi method study of Asian ports 可持续港口运营的绿色港口管理实践:亚洲港口的多方法研究
3区 工程技术 Q1 Social Sciences Pub Date : 2023-09-20 DOI: 10.1080/03088839.2023.2258125
Kazi Khaled Mahmud, Mohammed Mojahid Hossain Chowdhury, Md. Mostafa Aziz Shaheen
ABSTRACTPorts pose a substantial portion of marine emissions, causing significant health and environmental risks. Providing profitable services in compliance with environmental regulations has become a significant challenge for port authorities. The idea of green port management practices (GPMP) has recently grown as an innovative method for balancing port economic growth with ecological issues. The study systematically reviewed the literature regarding the green port management model and identified an integrated set of drivers of GPMP for sustainable port operations. Besides, an empirical multiple case study methodology was adopted where twelve major Asian ports from developing and developed countries were investigated through a performance-based scoring measurement method based on their GPMP drivers’ implementation status. Finally, the study employed a quantitative fuzzy decision-making trial and evaluation laboratory model (DEMATEL) to examine the interdependent cause-and-effect connections among the different green port drivers. The study reveals that Singapore is rated highest in green port implementation practices while the Port of Male (Maldives) was classified lowest among 12 Asian ports. Besides, Pollution Control Measures are the most significant driver having the highest influence on all drivers. Automation and digitalization have the most significant causal influence on all the drivers of GPMP, followed by environmental incentives and penalty pricing.KEYWORDS: green portdriversSustainabilityMaritime port industryfuzzy DEMATELAsian Disclosure statementNo potential conflict of interest was reported by the author(s).
摘要港口构成了海洋排放的很大一部分,造成了重大的健康和环境风险。提供符合环境法规的有利可图的服务已成为港口当局面临的重大挑战。绿色港口管理实践(GPMP)的理念最近成为平衡港口经济增长与生态问题的创新方法。本研究系统地回顾了有关绿色港口管理模式的文献,并确定了绿色港口管理模式对可持续港口运营的综合驱动因素。此外,采用实证多案例研究方法,对亚洲12个发展中国家和发达国家的主要港口进行了调查,采用基于绩效的评分测量方法,根据其GPMP司机的实施情况进行了调查。最后,本研究采用定量模糊决策试验与评价实验室模型(DEMATEL)来检验不同绿色港口驱动因素之间的相互依存因果关系。该研究显示,新加坡在绿色港口实施实践方面排名最高,而马累港(马尔代夫)在12个亚洲港口中排名最低。污染控制措施是最重要的驱动因素,对所有驱动因素的影响最大。自动化和数字化对各驱动因素的因果影响最为显著,其次是环境激励和罚款定价。关键词:绿色港口驱动者可持续性海运港口产业模糊demata亚洲披露声明作者未报告潜在的利益冲突。
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引用次数: 0
Special issue on “Smart port and shipping operations” in Maritime Policy & Management 《海事政策与管理》特刊“智慧港口与航运运作”
IF 3.5 3区 工程技术 Q1 Social Sciences Pub Date : 2023-04-19 DOI: 10.1080/03088839.2023.2196754
Yuquan Du, Chen Li, Tingsong Wang, Ya Xu
The world trade and international freight transport rely mainly on the maritime industry, while the maritime industry in turn survives on the efficient and sustainable operations of ports and shipping businesses. Maintaining and improving the efficient daily operations of ports and shipping companies rely on both strategic intelligence of decision makers and tangible solutions for a wide range of problems, such as berth allocation and quay/yard crane assignment, yard planning, shipping network design, fleet deployment, and speed optimization and weather routing of ships. Apart from efficiency, more and more sustainability issues have been confronting the operations of ports and shipping businesses, such as emission mitigation, increased costs, irrational investment decisions, and market turmoil. Facing these efficiency and sustainability issues, a bunch of new technologies have been emerging, such as digitalization, big data, data analytics, artificial intelligence (AI), digital twin, block chain, autonomous ships, drones, to name but a few. This special issue aims to encourage research efforts of initiating innovative solutions based on emerging technologies to address efficiency and sustainability issues facing smart port and shipping operations. Saha (2021) and Irannezhada and Faroqi (2021) are two papers in this special issue focusing on smart shipping. Saha (2021) looks forward to future autonomous operations of ships at a Shore Control Center (SCC) and the according competence requirements for the SCC Operators (SCCOs). Through semi-structured interviews with stakeholders, he finds that system understanding, communicational and technical knowledge, and maritime competence, among other factors, represent the top three key competences. He also proposes the policy implications on modifications of the competence and training requirements at the early functioning period of SCC. Bill of Lading (B/L) is one of the most important documents among stakeholders in global logistics and container shipping. A traditional paper-based B/L has many efficiency and security issues such as double-spending, duplicated documents, masqueraded information, and fraud and hacking threats. Irannezhada and Faroqi (2021) propose a conceptual framework with a multi-layer architecture that addresses these B/L issues by incorporating IoT and blockchain technologies. Technical details and roles of each layer are formulated, such as transaction verification at smart gates, privacy and consensus protocols, transaction ledger, and structure of blocks in blockchain layers. Most of the papers in this special issue are in the stream of smart ports. Boullauazan et al. (2022) examine the existing literature and propose a maturity model for smart ports consisting of two dimensions: maturation path and maturity domains. A case study is conducted towards the port of Moerdijk. In the maturation path proposed by Boullauazan et al. (2022), ‘integration focus’ is identified as the second
世界贸易和国际货运主要依赖海运业,而海运业则依赖港口和航运企业的高效和可持续运营。维护和改善港口和航运公司的高效日常运营既依赖决策者的战略智慧,也依赖于解决一系列问题的切实解决方案,如泊位分配和码头/堆场起重机分配、堆场规划、航运网络设计、船队部署、船舶速度优化和天气路线。除了效率之外,港口和航运企业的运营还面临着越来越多的可持续性问题,如减排、成本增加、投资决策不合理和市场动荡。面对这些效率和可持续性问题,一系列新技术不断涌现,如数字化、大数据、数据分析、人工智能、数字孪生、区块链、自动驾驶船舶、无人机等。本期特刊旨在鼓励研究基于新兴技术的创新解决方案,以解决智能港口和航运运营面临的效率和可持续性问题。Saha(2021)、Irannezhada和Faroqi(2021)是本期特刊中关注智能航运的两篇论文。Saha(2021)期待着未来船舶在海岸控制中心(SCC)的自主运营,以及SCC运营商(SCCO)的相应能力要求。通过对利益相关者的半结构化访谈,他发现系统理解、沟通和技术知识以及海事能力等因素代表了前三大关键能力。他还提出了在SCC运作初期修改能力和培训要求的政策影响。提单是全球物流和集装箱运输利益相关者最重要的文件之一。传统的纸质提单存在许多效率和安全问题,如重复支出、重复文档、伪造信息以及欺诈和黑客威胁。Irannezhada和Faroqi(2021)提出了一个具有多层架构的概念框架,通过结合物联网和区块链技术来解决这些B/L问题。制定了每一层的技术细节和角色,如智能门的交易验证、隐私和共识协议、交易账本以及区块链层中的区块结构。本期特刊中的大多数论文都是关于智能端口的。Boullauazan等人(2022)研究了现有文献,并提出了一个智能港口的成熟度模型,该模型由两个维度组成:成熟路径和成熟域。对莫尔迪克港进行了个案研究。在Boullauazan等人提出的成熟路径中。(2022),“集成焦点”被确定为智能港口成熟的第二阶段。姜等人对此进行了进一步探讨。(2021)。姜等人(2021)专门研究了以港口为中心的信息通信技术系统(PCIS)如何影响港口的整体性能。采用偏最小二乘结构方程建模(PLS-SEM)技术来检验涉及内部信息集成、外部信息集成、港口社区运营能力和港口性能的几个假设。提出了港口数字化的两条明确途径。Boullauazan等人(2022)和Jiang等人(2021)的研究都提供了关于智能港口的战略见解和观点。《2023年海事政策与管理》,第50卷,第4期,413–414https://doi.org/10.1080/03088839.2023.2196754
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引用次数: 0
A methodology to model the evolution of system resilience for Arctic shipping from the perspective of complexity 从复杂性的角度模拟北极航运系统弹性演变的方法
3区 工程技术 Q1 Social Sciences Pub Date : 2023-03-10 DOI: 10.1080/03088839.2023.2187472
Yang Liu, Xiaoxue Ma, Weiliang Qiao, Bing Han
Resilience theory is introduced in the present study to model the capability of the Arctic shipping system to defend against various risks. For this purpose, a novel methodology integrating a Bayesian network (BN), system dynamics (SD), and dissipative structure is proposed to quantitatively describe the dynamic resilience of the Arctic shipping system. The evolution of the system resilience with time is simulated, based on which the graphical results and discussion are devoted to revealing the dynamic evolution mechanism by integrating the three aspects of triggering conditions, priorities, and driving forces. Overall, the proposed resilience evolution model is suitable for complex systems with uncertainty and nonlinearity, and the results show that the proposed methodology can contribute to formulating future strategies and decisions to guarantee the safety of Arctic shipping.
在本研究中引入弹性理论来模拟北极航运系统抵御各种风险的能力。为此,提出了一种整合贝叶斯网络(BN)、系统动力学(SD)和耗散结构的新方法来定量描述北极航运系统的动态弹性。模拟了系统弹性随时间的演化过程,在此基础上,结合触发条件、优先级和驱动力三个方面,通过图形化结果和讨论揭示了系统弹性的动态演化机制。总体而言,所提出的弹性演化模型适用于具有不确定性和非线性的复杂系统,结果表明,所提出的方法有助于制定未来的战略和决策,以保证北极航运的安全。
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引用次数: 0
Acknowledgement to reviewers 2022 感谢审稿人2022
3区 工程技术 Q1 Social Sciences Pub Date : 2023-02-17 DOI: 10.1080/03088839.2023.2162728
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引用次数: 0
M&As and determinants of financial multiples in shipping: the European ro-pax and ferry market 航运业金融倍数的影响因素和决定因素:欧洲无船和轮渡市场
3区 工程技术 Q1 Social Sciences Pub Date : 2023-02-09 DOI: 10.1080/03088839.2023.2175271
G. Satta, F. Avallone, L. Persico, F. Parola, F. Vitellaro, C. Di Fabio
The paper investigates the determinants of M&As in the shipping industry by applying an original methodology paved on strategic management and financial perspectives. Despite the magnitude of the figures related to the financial deals and the potentially dramatic effects of M&As on the shipping industry, a literature gap persists in this business. No prior studies have theoretically and empirically addressed the determinants affecting the valuation process of target shipping companies. Therefore, financial multiples constitute a valuable method to address this topic. Given the relevance and size of the ro-pax and ferry market for the European maritime transport system as well as the increasing number of transactions, the paper investigates the determinants of the financial multiples in this market. The paper grounds on an original conceptual model that includes endogenous, exogenous, and transaction-related variables and proposes nine research hypotheses on endogenous variables. The hypotheses are empirically tested through ordinary least squares regression analysis on 85 M&As carried out in the 2005–2021 timeframe. The findings demonstrate differences between asset-side and equity-side multiples suggesting asset-side multiples are more suitable for pricing shipping companies. The paper adds extant academic literature by unveiling the principal endogenous variables that affect the due diligence of target ro-pax and ferry companies.
本文从战略管理和财务角度出发,运用一种新颖的方法论,研究了航运业并购的决定因素。尽管与金融交易相关的数据规模庞大,而且并购对航运业可能产生巨大影响,但该行业的文献缺口仍然存在。之前没有研究从理论上和经验上解决影响目标航运公司估值过程的决定因素。因此,金融倍数构成了一个有价值的方法来解决这个问题。鉴于欧洲海上运输系统的ro-pax和轮渡市场的相关性和规模以及交易数量的增加,本文研究了该市场金融倍数的决定因素。本文以包含内生变量、外生变量和交易相关变量的原始概念模型为基础,提出了关于内生变量的九个研究假设。通过对2005年至2021年期间进行的85起并购进行普通最小二乘回归分析,对这些假设进行了实证检验。研究结果表明,资产侧市盈率和股票侧市盈率之间存在差异,这表明资产侧市盈率更适合为航运公司定价。本文通过揭示影响目标班轮公司尽职调查的主要内生变量,补充了现有的学术文献。
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引用次数: 0
Integrated scheduling of yard cranes, external trucks, and internal trucks in maritime container terminal operation 海上集装箱码头作业堆场起重机、外车、内车一体化调度
IF 3.5 3区 工程技术 Q1 Social Sciences Pub Date : 2022-10-15 DOI: 10.1080/03088839.2022.2135177
Yunfeng Gao, Y. Ge
ABSTRACT The operations of yard cranes, external trucks and internal trucks in a maritime container terminal have an important impact on the operational efficiency of the terminal. A multi-objective optimization model is formulated in this paper, with a novel truck-based partition strategy, for a multiple-yard-crane scheduling problem, whose objective is to minimize both total longitudinal distance of yard cranes and total waiting time of internal and external trucks. The proposed model solves the truck assignment subproblem and the yard crane routing subproblem simultaneously to figure out how the trucks are to be served in an optimal manner by each yard crane and the optimal rank of each truck by which each yard crane provides container handling services in order. The effectiveness of the integrated truck-based and block-based scheduling strategies is validated by comparing with the existing strategies. Both the integrated block-based and the integrated truck-based scheduling strategies balance the two conflicting objectives better than the prioritized scheduling strategy and the first-come-first-served scheduling strategy. Numerical experiments shows that the advantage of the two integrated strategies is related to the ratio of the number of yard cranes to the number of container blocks. Some implications for port operation policy are also discussed.
摘要海运集装箱码头的堆场起重机、外部卡车和内部卡车的操作对码头的操作效率有重要影响。针对多堆场起重机调度问题,采用一种新的基于卡车的划分策略,建立了一个多目标优化模型,其目标是最小化堆场起重机的总纵向距离和内外卡车的总等待时间。所提出的模型同时求解卡车分配子问题和堆场起重机路线子问题,以计算每个堆场起重机如何以最佳方式为卡车服务,以及每个堆场起重机按顺序提供集装箱装卸服务的每个卡车的最佳等级。通过与现有策略的比较,验证了基于卡车和基于块的集成调度策略的有效性。基于集成块的调度策略和基于集成卡车的调度策略都比优先调度策略和先到先得调度策略更好地平衡了两个冲突的目标。数值实验表明,两种综合策略的优势与堆场起重机数量与集装箱块数量的比例有关。还讨论了对港口运营政策的一些启示。
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引用次数: 2
Special Issue on ‘International trade transportation in the context of global industrial transfers’ “全球产业转移背景下的国际贸易运输”特刊
IF 3.5 3区 工程技术 Q1 Social Sciences Pub Date : 2022-07-04 DOI: 10.1080/03088839.2022.2086314
Zhongzhen Yang, Qingcheng Zeng, Yonglei Jiang, Shanghua Wu
ABSTRACT The background and contents of the Special Issue (SI) of “Integration and Cooperation in International Transportation” are summarized. The aim of the SI is the attraction and presentation of high-quality papers concerning this topic. “COOPERATION” and “INTEGRATION” are two promising topics of the published 8 papers. The beneficiaries of SI include academic researchers, shipping companies, railway companies, airline companies, terminal operators, and policy-makers
概述了《国际运输一体化与合作》特刊的背景和内容。SI的目的是吸引和介绍有关该主题的高质量论文。“合作”和“整合”是已发表的8篇论文中两个很有前景的主题。SI的受益者包括学术研究人员、航运公司、铁路公司、航空公司、码头运营商和政策制定者
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引用次数: 0
The spatial evolution and optimization of supply channels for marine products consumed in China 中国海洋产品消费供应渠道的空间演化与优化
IF 3.5 3区 工程技术 Q1 Social Sciences Pub Date : 2022-06-13 DOI: 10.1080/03088839.2022.2086313
Yu Sun, F. Lian, Weiyou Guo, Zhongzhen Yang
ABSTRACT We introduce quaternary and ternary diagrams to analyze temporal-spatial changes in the supply and demand shares of marine products, respectively. Subsequently, we build a marine product supply selection model to calculate the quantities of marine products furnished by supply channels and estimate the demand for marine products in China’s three coastal areas. These are used to demonstrate the supply gap of marine products in China before we optimize and adjust the supply scheme of marine products for China. The results show that China’s coastal areas import large volumes of fish, crustaceans and molluscs. In the Bohai Bay Rim, the domestic supply of marine products (except for fish and crustaceans) is greater than imports, while in the Yangtze River Delta and Southern China coastal areas, the domestic supply of all marine products is greater than imports. Domestic channels thus cannot fully satisfy coastal demand for marine products. In order to meet the demand, China should enlarge its imports from Europe and Asia, encourage ocean-going fishing vessels to directly transport all harvests back to China, and strengthen fishing port construction so as to promote the development of China’s seafood imports and pelagic fisheries.
摘要采用四元图和三元图分别分析了海产品供给份额和需求份额的时空变化。随后,我们建立了海产品供应选择模型,计算了供应渠道提供的海产品数量,并估计了中国三个沿海地区的海产品需求。在对中国海产品供给方案进行优化调整之前,利用这些数据来证明中国海产品的供给缺口。结果表明,中国沿海地区进口了大量的鱼类、甲壳类和软体动物。环渤海地区海产品国内供应量(除鱼类和甲壳类外)大于进口,而长三角和华南沿海地区海产品国内供应量均大于进口。因此,国内渠道不能完全满足沿海地区对海产品的需求。为满足需求,中国应扩大从欧洲和亚洲的进口,鼓励远洋渔船将收获的水产品全部直接运回中国,加强渔港建设,促进中国海产品进口和远洋渔业的发展。
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引用次数: 1
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Maritime Policy & Management
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