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Safety management and the use of expected values 安全管理和期望值的使用
Pub Date : 2004-10-01 DOI: 10.1080/14664530490896645
E. Abrahamsen, T. Aven, J. Vinnem, H. Wiencke
In this article we discuss a fundamental principle of decision-making under uncertainty; the use of expected values to support decision-making is the fundamental principle of decision-making under uncertainty. This principle is supported by the portfolio theory and is a ruling principle among economists. Also among some safety experts it is seen as a rational framework for decision-making. In this article we discuss the appropriateness of this thinking for the safety area. To what extent is the portfolio theory applicable for decision situations related to safety? The issue is important as it relates to the value of safety. Are investments in safety on the basis of application of principles such as robustness, precautionary, and risk aversion in conflict with the economic theory? Our starting point is the offshore oil and gas industry, but our discussion is to large extent general and could also be applied in other areas.
本文讨论了不确定性下决策的一个基本原则;利用期望值支持决策是不确定性下决策的基本原则。这一原则得到了投资组合理论的支持,是经济学家的主导原则。在一些安全专家看来,这也是一个合理的决策框架。在本文中,我们讨论了这种思想在安全领域的适当性。投资组合理论在多大程度上适用于与安全相关的决策情况?这个问题很重要,因为它关系到安全的价值。对安全的投资是否建立在稳健、预防和风险规避等原则的应用基础上,这与经济理论有冲突吗?我们的出发点是海上石油和天然气行业,但我们的讨论在很大程度上是一般性的,也可以应用于其他领域。
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引用次数: 29
Making decisions for incident management in nuclear power plants using probabilistic safety assessment 基于概率安全评价的核电厂事故管理决策
Pub Date : 2004-10-01 DOI: 10.1080/14664530490896537
L. Pagani, Curtis L. Smith, G. Apostolakis
Decisions by management during nuclear power plant operations may have safety-related and economic consequences, and may affect the relationship with external stakeholders such as regulatory authorities. Attributes such as worker exposure to radiation, potential radiation release, negative publicity, and regulatory intervention may conflict with concerns such as loss of income due to plant shutdown or reduced power. This article shows that the combination of probabilistic safety assessment and multi-attribute decision theory offers the potential for a structured decision-making methodology that could take into account risk-related aspects (plant and worker safety, for instance), as well as important factors like economics and regulatory requirements. The difficulties we encountered during the elicitation of utilities, and our solutions to those issues, are discussed. We demonstrate our decision analysis methodology using a case study in incident management—the decision making that follows events emanating...
在核电站运行期间,管理层的决策可能会产生与安全相关的经济后果,并可能影响与外部利益相关者(如监管当局)的关系。工人暴露于辐射、潜在的辐射释放、负面宣传和监管干预等属性可能与工厂关闭或电力减少导致的收入损失等问题相冲突。本文表明,概率安全评估和多属性决策理论的结合提供了一种结构化决策方法的潜力,该方法可以考虑风险相关方面(例如,工厂和工人的安全),以及经济和监管要求等重要因素。讨论了我们在公用事业开发过程中遇到的困难,以及我们对这些问题的解决方案。我们使用事件管理中的一个案例研究来展示我们的决策分析方法——事件发生后的决策制定……
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引用次数: 9
Risk defusing in decision making: prevention or intervention? 决策风险化解:预防还是干预?
Pub Date : 2004-10-01 DOI: 10.1080/14664530490896663
O. Huber, Dominik Wicki
In choices between gambles, utilities and probabilities of consequences determine the decision. If in quasi-realistic risky tasks, decision makers can actively search for information, few search for probability information, and many search for risk-defusing operators (RDOs). RDOs are actions intended by the decision maker to be performed additionally to a specific alternative, with the intention to decrease the risk. For the presented experiment the distinction of two types of RDOs is relevant: A Prevention RDO prevents the occurrence of a negative event that causes a negative outcome. An Intervention RDO does not prevent the negative event but interrupts the causal mechanism between negative event and negative outcome. Forty Eight subjects made decisions in three quasi-realistic task. In two of three tasks, this preference can be attributed to the casual structure of RDO.
在赌博的选择中,效用和结果的概率决定了你的决定。在准现实风险任务中,决策者主动搜索信息,较少搜索概率信息,较多搜索风险消除算子(RDOs)。rdo是决策者打算在特定替代方案之外执行的操作,目的是降低风险。对于所提出的实验,两种类型的RDO的区别是相关的:预防RDO防止导致负面结果的负面事件的发生。干预RDO并不能阻止消极事件的发生,而是中断了消极事件与消极结果之间的因果机制。48名受试者在三个准现实任务中做出决定。在三个任务中的两个中,这种偏好可以归因于RDO的随意结构。
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引用次数: 8
Is safety culture in differing organizations the same thing? a comparison of safety culture measures in three organizations 不同组织的安全文化是一样的吗?三个组织安全文化措施的比较
Pub Date : 2004-10-01 DOI: 10.1080/14664530490896690
J. Harvey, G. Erdos, H. Jackson, Selina Dennison
Safety culture is a complex issue; while there would seem to be a consensus about what it means in general terms, there is still no agreement concerning the actual number of its constituent factors, which range from 2 to 19 but almost always include management responsibility, job satisfaction, individual responsibility, leadership style and communication, commitment, risk awareness, and risk taking. Most research has concentrated on industry sectors where the salience of safety is high and it is possible that safety attitudes may differ in those industries where safety has a lower salience. There is also the possibility that to some extent safety culture factors are method-bound—the factors are as much a product of the items in the scale as they are of an underlying factor structure. This study uses two measures of safety culture and considers the factor structures for three industry groups—one in the nuclear industry, one in chemicals, and one in manufacturing. In the nuclear and manufacturing companies ...
安全文化是一个复杂的问题;虽然人们似乎对它的一般含义达成了共识,但对于其构成因素的实际数量仍然没有达成一致,范围从2到19,但几乎总是包括管理责任,工作满意度,个人责任,领导风格和沟通,承诺,风险意识和冒险。大多数研究集中在安全重要性高的工业部门,在安全重要性较低的工业部门,安全态度可能会有所不同。在某种程度上,安全文化因素也有可能受到方法的限制——这些因素既是量表中项目的产物,也是潜在因素结构的产物。本研究采用了安全文化的两种衡量标准,并考虑了三个行业群体的因素结构——一个是核工业,一个是化学品,一个是制造业。在核能和制造业公司中……
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引用次数: 8
Risk events and learning from error: when are assessments of the risk of unemployment revised? 风险事件和从错误中学习:失业风险评估何时修订?
Pub Date : 2004-10-01 DOI: 10.1080/14664530490896555
A. Cebulla
Data from the British Household Panel Study are used to investigate the effect of changes in personal circumstances on employed panel members' assessment of the risk of unemployment. Adverse personal changes (‘risk events’) are shown to increase the likelihood of people, who felt safe from unemployment, to re-assess their risk and to become risk ‘pessimists’ one year later. Similarly, panel members who initially feared they might lose their jobs re-assessed their risk and became risk ‘optimists,’ if they experienced a number of (positive) risk events. After controlling for risk events, ‘error of judgment,’ which measures the accuracy of the initial risk assessment, was only independently significant for panel members who had judged themselves to be safe from unemployment, but had nevertheless lost their jobs. Risk re-assessments among panel members who had initially felt their jobs were insecure were significantly influenced by the time passed since re-employment, often exceeding the survey period. Overal...
来自英国家庭小组研究的数据用于调查个人环境变化对就业小组成员失业风险评估的影响。不利的个人变化(“风险事件”)被证明增加了人们重新评估他们的风险的可能性,并在一年后成为风险“悲观主义者”。同样,最初担心自己可能会失业的专家小组成员,如果经历了一些(积极的)风险事件,就会重新评估自己的风险,成为风险“乐观主义者”。在对风险事件进行控制后,衡量初始风险评估准确性的“判断错误”仅对那些认为自己不会失业、但却失去了工作的小组成员具有独立意义。最初感到工作不安全的小组成员的风险重新评估受到重新就业后经过的时间(往往超过调查期间)的显著影响。扶持政策……
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引用次数: 4
Multi-attribute decision making and public perceptions of risk in relation to large scale environmental projects 大型环境项目的多属性决策与公众风险认知
Pub Date : 2004-10-01 DOI: 10.1080/14664530490896609
J. Harvey, P. Norman, S. Joyce
Assessment of societal risk perception is a different process compared to traditional risk assessment based on probabilistic risk evaluation methods. Where uncertainty and subjectivity exist, a structured decision making method that can capture public risk perception would help designers to progress toward sustainable product design. In this article a multiple attribute decision making methodology is tested using two groups of experts to assess possible public perceptions of gasification plants. Issues associated with the methodology are discussed.
社会风险感知评估是一个不同于传统的基于概率风险评估方法的风险评估过程。在不确定性和主观性存在的情况下,一种能够捕捉公众风险感知的结构化决策方法将有助于设计师朝着可持续产品设计的方向发展。在这篇文章中,一个多属性的决策方法进行了测试,使用两组专家评估可能的公众对气化厂的看法。讨论了与方法相关的问题。
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引用次数: 4
On not wanting to know and not wanting to inform others: choices regarding predictive genetic testing 关于不想知道也不想告知他人:关于预测性基因检测的选择
Pub Date : 2004-10-01 DOI: 10.1080/14664530490896573
Ilan Yaniv, M. Sagi
Recent advancement in genetics testing for late-onset diseases raises fundamental decision dilemmas. The first study surveyed people’s willingness to undergo predictive testing to find out about their own predisposition for certain incurable, late-onset diseases. The second study investigated the respondents’ willingness to be tested as a function of the base rate of the disease, test diagnosticity, and the availability of treatment for the disease. In addition we surveyed (in the first study) people’s willingness to disclose to others personal information about their genetic predisposition. The findings show that people often prefer not to know, as if they are choosing “protective ignorance”. Respondents’ verbal justifications of their choices were also analyzed. Respondents offered emotional, cognitive-instrumental, and strategic reasons for their preferences. The findings are compared with other issues in behavioral decision theory, including attitudes towards uncertainty and desire for control. The implications of the findings for policies and legislation on genetic tests are also considered.
最近在迟发性疾病的基因检测方面取得的进展提出了根本性的决策难题。第一项研究调查了人们接受预测测试的意愿,以发现他们自己对某些无法治愈的晚发性疾病的易感性。第二项研究调查了受访者接受测试的意愿,将其作为疾病基本率、测试诊断率和疾病治疗可得性的函数。此外,我们还调查了(在第一项研究中)人们向他人透露有关其遗传倾向的个人信息的意愿。研究结果表明,人们往往宁愿不知道,就好像他们选择了“保护性无知”。受访者对其选择的口头理由也进行了分析。受访者为他们的偏好提供了情感、认知工具和战略上的原因。这些发现与行为决策理论中的其他问题进行了比较,包括对不确定性的态度和对控制的渴望。报告还审议了研究结果对基因检测政策和立法的影响。
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引用次数: 42
Probabilities of judgments provided by unknown experts by using the imprecise Dirichlet model 未知专家使用不精确的狄利克雷模型提供判断的概率
Pub Date : 2004-10-01 DOI: 10.1080/14664530490896672
L. Utkin
Most models of aggregating expert judgments assume that there is available some information characterizing the experts. This information may be incorporated into the so-called hierarchical uncertainty models (second-order models). However, we often do not know anything about experts or it is difficult to evaluate their quality. In this case, beliefs to experts may be in the interval [0, 1] and the resulting assessments become to be non-informative. Moreover, attempts to assign some weights or beliefs to experts were not crowned with success because the behavior of experts may be distinguished in different circumstances. Therefore, this paper proposes to estimate expert judgm ents instead of experts themselves and studies how to assign interval probabilities of expert judgments by using a set of multinomial models.
大多数汇总专家判断的模型都假定存在一些描述专家特征的可用信息。这些信息可以合并到所谓的层次不确定性模型(二阶模型)中。然而,我们往往对专家一无所知,或者很难评价他们的素质。在这种情况下,对专家的信念可能在[0,1]区间内,由此产生的评估变得无信息。此外,给专家分配一些权重或信念的尝试并没有取得成功,因为专家的行为可能在不同的情况下有所区别。因此,本文提出对专家判断进行估计而不是对专家本身进行估计,并研究了如何利用一组多项式模型来分配专家判断的区间概率。
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引用次数: 13
Risk-management in health care systems: Lessons from the nuclear industry 卫生保健系统的风险管理:来自核工业的教训
Pub Date : 2004-07-01 DOI: 10.1080/14664530490505594
Nathalie De Marcellis-Warin
Health care delivery today entails complicated technology and numerous interactions among health care practitioners. Adverse events can occur anywhere within the health care system. Although some accidents are caused by technical and mechanical problems, most are attributable to human error and health care system failures. In most industrial accidents, human and system errors are rooted in organizational factors; the same appears to hold true in the health care industry. Therefore, health care systems could greatly benefit from the lessons of safety and risk-management other industries provide. We present a model to analyze accidents, based upon traditional human factor methodologies used in the French Institute for Radioprotection and Nuclear Safety (IRSN) and adapted to Quebec's health care system.
今天的医疗保健服务需要复杂的技术和医疗保健从业人员之间的大量互动。不良事件可能发生在卫生保健系统的任何地方。虽然有些事故是由技术和机械问题引起的,但大多数事故可归因于人为错误和医疗保健系统故障。在大多数工业事故中,人为和系统错误的根源是组织因素;医疗保健行业似乎也是如此。因此,卫生保健系统可以从其他行业提供的安全和风险管理经验中受益匪浅。我们提出了一个模型来分析事故,基于法国辐射防护和核安全研究所(IRSN)使用的传统人为因素方法,并适应魁北克的医疗保健系统。
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引用次数: 1
Use of risk acceptance criteria in Norwegian offshore industry: Dilemmas and challenges 风险接受标准在挪威海上工业中的应用:困境与挑战
Pub Date : 2004-07-01 DOI: 10.1080/14664530490505567
P. Hokstad, J. Vatn, T. Aven, M. S⊘rum
Risk analyses have been used in the Norwegian offshore petroleum industry for more than two decades. The analyses have been closely linked to the use of risk acceptance criteria (RAC). This paper gives a short review of the motivation and use of RAC in the management of risk at offshore installations. Focus is on the present situation and challenges in the Norwegian petroleum industry. The paper will discuss some recommended principles for arriving at risk acceptance. The relation between the acceptability of risk and the cost-benefit of risk reducing measures is also considered, mainly in the context of the ALARP (As Low As Reasonably Practicable) principle.
风险分析已经在挪威海上石油工业中使用了20多年。这些分析与风险接受标准(RAC)的使用密切相关。本文简要回顾了RAC在海上设施风险管理中的动机和应用。重点是挪威石油工业的现状和挑战。本文将讨论达到风险接受的一些推荐原则。风险的可接受性与减少风险措施的成本效益之间的关系也主要在ALARP(尽可能低)原则的范围内加以考虑。
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引用次数: 15
期刊
Risk Decision and Policy
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