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Legitimacy and accountability in the governance of sustainable energy transitions 可持续能源转型治理的合法性和问责性
Q1 Social Sciences Pub Date : 2020-01-01 DOI: 10.1016/j.glt.2020.02.001
Siddharth Sareen, Håvard Haarstad

How can we enable equitable decarbonisation? There is a wide gap between power to make transformative decisions, on the one hand, and agency on the part of those affected by climate change, on the other. We converge scholarly strands to understand and address the causes for insufficient action towards equitable decarbonisation – the crisis of accountability – despite global recognition of the urgent need for such action. Just as we study the socio-materiality of energy systems to understand the ephemeral flows of energy, we must also unpick the making of socio-political arrangements to comprehend what practices determine the elusive governance of energy transitions. To unite the twin concerns of energy and accountability, we probe the relationship between accountability and legitimacy on the one hand, and the governance of sustainable energy transitions on the other. This synthesis offers three key insights. First, accountability and legitimacy are deeply conflictual issues where various actors negotiate and struggle for control in energy transitions. Second, the negotiations around accountability and legitimacy have outcomes that are often inequitable. Third, it is crucial that reforms and policies that aim to stimulate sustainable energy transitions address power imbalances as well as carbon emissions. Overall, building equity into processes of systemic change requires instituting strong mechanisms that generate public benefits while legitimating new socio-material infrastructure and practices.

我们如何才能实现公平的脱碳?在做出变革决策的权力和受气候变化影响的人的代理之间存在着巨大的差距。尽管全球都认识到迫切需要采取行动,但我们汇集了学术分支,以理解和解决在公平脱碳方面行动不足的原因——问责危机。正如我们研究能源系统的社会物质性以理解能源的短暂流动一样,我们也必须拆解社会政治安排的制定,以理解哪些实践决定了难以捉摸的能源转型治理。为了统一能源和问责制的双重关注,我们一方面探讨问责制和合法性之间的关系,另一方面探讨可持续能源转型的治理。这种综合提供了三个关键洞见。首先,问责制和合法性是非常矛盾的问题,各方在能源转型过程中为控制控制权进行谈判和斗争。其次,围绕问责制和合法性的谈判往往产生不公平的结果。第三,旨在刺激可持续能源转型的改革和政策必须解决电力失衡和碳排放问题。总的来说,将公平纳入系统性变革的进程需要建立强有力的机制,在使新的社会物质基础设施和实践合法化的同时产生公共利益。
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引用次数: 11
Legitimating the governance of embodied emissions as a building block for sustainable energy transitions 将隐含排放的治理合法化,作为可持续能源转型的基石
Q1 Social Sciences Pub Date : 2020-01-01 DOI: 10.1016/j.glt.2020.01.002
Nino David Jordan, Raimund Bleischwitz
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引用次数: 6
Responsible Innovation in the contexts of the European Union and China: Differences, challenges and opportunities 欧盟和中国背景下的负责任创新:差异、挑战和机遇
Q1 Social Sciences Pub Date : 2020-01-01 DOI: 10.1016/j.glt.2019.11.004
Liang Mei, Hannot Rodríguez, Jin Chen

The European Union (EU) has increasingly promoted “Responsible Innovation” (RI) policies in order to better harmonize technological progress with societal interest. RI has also triggered the attention of China, where it is included in the 13th Five-Year National Science and Technology Innovation Program (2016). However, each actor approaches RI in a different way. These differences could arguably be explained by three contextual factors: core values, goals of innovation and institutionalization logic. Taking into account the complex and global character of innovation-related challenges such as climate change, socio-cultural heterogeneity needs to be given serious consideration in order to achieve more effective RI dynamics in terms of anticipation, constituting common visions and goals and developing more coordinated international governance.

为了更好地协调技术进步与社会利益,欧盟(EU)越来越多地推行“负责任创新”(RI)政策。RI也引起了中国的关注,被列入“十三五”国家科技创新计划(2016)。然而,每个参与者都以不同的方式处理RI。这些差异可以用核心价值观、创新目标和制度化逻辑三个语境因素来解释。考虑到气候变化等创新相关挑战的复杂性和全球性,社会文化异质性需要得到认真考虑,以便在预期方面实现更有效的国际合作动态,构成共同愿景和目标,并发展更协调的国际治理。
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引用次数: 10
European energy poverty metrics: Scales, prospects and limits 欧洲能源贫困指标:规模、前景和限制
Q1 Social Sciences Pub Date : 2020-01-01 DOI: 10.1016/j.glt.2020.01.003
Siddharth Sareen , Harriet Thomson , Sergio Tirado Herrero , João Pedro Gouveia , Ingmar Lippert , Aleksandra Lis

Energy poverty, a condition whereby people cannot secure adequate home energy services, is gaining prominence in public discourse and on political and policy agendas. As its measurement is operationalised, metrical developments are being socially shaped. A European Union mandate for biennial reporting on energy poverty presents an opportunity to institutionalise new metrics and thus privilege certain measurements as standards. While combining indicators at multiple scales is desirable to measure multi-dimensional aspects, it entails challenges such as database availability, coverage and limited disaggregated resolution. This article converges scholarship on metrics – which problematises the act of measurement – and on energy poverty – which apprehends socio-political and techno-economic particulars. Scholarship on metrics suggests that any basket of indicators risks silencing significant but hard to measure aspects, or unwarrantedly privileging others. State-of-the-art energy poverty scholarship calls for indicators that represent contextualised energy use issues, including energy access and quality, expenditure in relation to income, built environment related aspects and thermal comfort levels, while retaining simplicity and comparability for policy traction. We frame energy poverty metrology as the socially shaped measurement of a varied, multi-dimensional phenomenon within historically bureaucratic and publicly distant energy sectors, and assess the risks and opportunities that must be negotiated. To generate actionable knowledge, we propose an analytical framework with five dimensions of energy poverty metrology, and illustrate it using multi-scalar cases from three European countries. Dimensions include historical trajectories, data flattening, contextualised identification, new representation and policy uptake. We argue that the measurement of energy poverty must be informed by the politics of data and scale in order to institutionalise emerging metrics, while safeguarding against their co-optation for purposes other than the deep and rapid alleviation of energy poverty. This ‘dimensioned’ understanding of metrology can provide leverage to push for decisive action to address the structural underpinnings of domestic energy deprivation.

能源贫困是指人们无法获得充足的家庭能源服务的一种状况,它在公共话语以及政治和政策议程上日益突出。随着其测量方法的可操作性,计量发展正在受到社会的影响。欧盟(eu)要求每两年发布一次能源贫困报告,这提供了一个机会,使新的衡量标准制度化,从而使某些衡量标准获得特权。虽然在多个尺度上结合指标是衡量多维方面的理想方法,但它带来了诸如数据库可用性、覆盖范围和有限的分类分辨率等挑战。这篇文章将学术研究集中在度量标准和能源贫困上,前者提出了测量行为的问题,后者理解了社会政治和技术经济的细节。指标方面的学术研究表明,任何一篮子指标都有可能掩盖重要但难以衡量的方面,或者毫无根据地给予其他方面特权。最先进的能源贫困奖学金要求指标代表环境能源使用问题,包括能源获取和质量,与收入有关的支出,建筑环境相关方面和热舒适水平,同时保持政策牵引的简单性和可比性。我们将能源贫困计量定义为对历史上官僚主义和公共疏远的能源部门中各种多维现象的社会形测量,并评估必须谈判的风险和机遇。为了产生可操作的知识,我们提出了一个包含五个维度的能源贫困计量分析框架,并使用来自三个欧洲国家的多标量案例进行了说明。维度包括历史轨迹、数据扁平化、情境化识别、新表现和政策吸收。我们认为,能源贫困的衡量必须受到数据和规模政治的影响,以便将新兴指标制度化,同时防止它们被用于深度和快速缓解能源贫困以外的目的。这种对计量的“维度”理解可以提供杠杆,推动采取果断行动,解决国内能源匮乏的结构性基础。
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引用次数: 76
A systemic approach to resilience and ecological sustainability during the COVID-19 pandemic: Human, societal, and ecological health as a system-wide emergent property in the Anthropocene 2019冠状病毒病大流行期间恢复力和生态可持续性的系统方法:人类、社会和生态健康作为人类世全系统的紧急属性
Q1 Social Sciences Pub Date : 2020-01-01 DOI: 10.1016/j.glt.2020.06.002
Anastasia Zabaniotou

The COVID-19 pandemic has caused a worldwide disruption. Most people have never witnessed such a global threat, and the world’s leaders have not dealt with a crisis of this magnitude; moreover, Research & Innovation (R&I) teams have little time to invent new pharmaceutical therapies. Nations are trying to implement controlling strategies for avoiding significant losses, but this pandemic has already imprinted itself upon their citizens’ psyche, created social anxiety, and disrupted national economies. The complexity of the psychological, social, and economic interrelations of this new source of stress cannot be appropriately understood by scientific reductionism and specialised thinking only. It needs to be considered how the current pandemic links to questions of ecological sustainability and resilience. Further, we must rethink the complex interactions of human-nature health that drove the crisis, as proof of an unsustainable human civilisation. Accordingly, this paper aims to contribute to the transdisciplinary resilience dialogue on the health maintenance and life-supporting processes of the biosphere by focusing on the COVID-19 crisis. It explores various frameworks that are contributing to the transdisciplinary meta-perspective of resilience. Moreover, it proposes a humanistic approach based on not only controlling strategies involving containment and social isolation but also the ecological balance considering the human, societal, and ecological health as a system-wide emergent property. Conceptual frameworks of resilience are discussed—as mapping methodologies to structure the discourse—focusing on the role of leadership and empowerment. Furthermore, some positive insights are discussed, as a transdisciplinary integrator and solidarity facilitator of coping, mitigation, and decision-making in the time of uncertainty and anxiety created by the COVID-19 pandemic.

2019冠状病毒病(COVID-19)大流行造成了全球混乱。大多数人从未目睹过如此严重的全球性威胁,世界各国领导人也从未处理过如此严重的危机;此外,研究&;创新(R&I)团队几乎没有时间发明新的药物疗法。各国正在努力实施控制战略,以避免重大损失,但这次大流行已经在其公民的心理上留下了印记,造成了社会焦虑,并扰乱了国民经济。这种新的压力来源的心理、社会和经济相互关系的复杂性,不能仅仅通过科学的还原论和专门的思维来适当地理解。需要考虑当前的大流行病如何与生态可持续性和复原力问题联系起来。此外,我们必须重新思考导致这场危机的人与自然健康之间复杂的相互作用,以此作为人类文明不可持续的证据。因此,本文旨在通过关注2019冠状病毒病危机,为生物圈健康维护和生命支持过程的跨学科复原力对话做出贡献。它探讨了各种框架,有助于弹性的跨学科元视角。此外,它提出了一种人本主义的方法,不仅基于包括遏制和社会隔离在内的控制策略,还基于将人类、社会和生态健康视为全系统紧急属性的生态平衡。讨论了弹性的概念框架-作为构建话语的映射方法-重点关注领导和授权的作用。此外,在COVID-19大流行造成的不确定性和焦虑时期,作为应对、缓解和决策的跨学科整合者和团结促进者,讨论了一些积极的见解。
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引用次数: 45
Social innovation in the shadow of policy failure: Energy efficiency in self-build housing 政策失败阴影下的社会创新:自建住房的能源效率
Q1 Social Sciences Pub Date : 2020-01-01 DOI: 10.1016/j.glt.2020.08.001
Matt Lane , Dan van der Horst , Margaret Tingey , Connor Smith , Janette Webb

The United Kingdom has been a slow adopter of energy efficiency measures in domestic buildings. Ambitions to ensure that new homes are built to ‘zero carbon’ standards have been expressed by policy makers but subsequent targets have been abandoned. In the UK housing sector, the high costs of land, the stagnating delivery of affordable new-built homes, and market dominance by a handful of high-volume housebuilders limit progress towards lower carbon newbuild homes. Against this backdrop, the paper seeks to examine the emergence of a supposedly ‘alternative’ sub-sector. Inspired by pioneering initiatives in countries like Germany and the Netherlands, a handful of self-build projects have emerged in the UK. Through the analysis of two in depth case studies, Bath street in Edinburgh and Graven Hill in Oxfordshire, we find that self-build projects can not only deliver more diverse and bespoke homes, but also more energy efficiency. Our analysis therefore unpicks their success stories vis-à-vis the inefficiencies of speculative house building where the adoption of national policies on zero carbon homes has been resisted. Framing the emergence of these self-build projects in the UK as social innovation, we identify the physical, conceptual and affective spaces for system change that are opened up by our case studies. We subsequently reflect on the key roles played by intermediaries, including local authorities, in the potential facilitation and mainstreaming of self-build approaches to delivering more energy efficient homes.

英国在国内建筑节能措施方面进展缓慢。政策制定者们表达了确保新建房屋达到“零碳”标准的雄心,但随后的目标却被放弃了。在英国住房行业,高昂的土地成本、价格合理的新建住房交付停滞不前,以及少数高产量房屋建筑商在市场上的主导地位,限制了向低碳新建住房发展的进程。在此背景下,本文试图研究所谓的“替代”子部门的出现。受德国和荷兰等国开创性举措的启发,英国出现了一些自建项目。通过对爱丁堡的Bath street和牛津郡的Graven Hill两个深入的案例分析,我们发现自建项目不仅可以提供更多样化和定制的住宅,而且还可以提高能源效率。因此,我们的分析揭示了他们的成功案例,如-à-vis,投机性房屋建设的低效率,在这些地方,国家零碳住房政策的采用受到了抵制。将这些自建项目在英国的出现视为社会创新,我们通过案例研究确定了系统变革的物理、概念和情感空间。随后,我们反思了包括地方当局在内的中介机构在促进和主流化自建方式以提供更多节能住宅方面所发挥的关键作用。
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引用次数: 6
Decentralised energy, decentralised accountability? Lessons on how to govern decentralised electricity transitions from multi-level natural resource governance 分散的能源,分散的责任?如何从多层次的自然资源治理中治理分散的电力转型
Q1 Social Sciences Pub Date : 2020-01-01 DOI: 10.1016/j.glt.2020.01.001
Marie Claire Brisbois

Emerging decentralised electricity systems require new approaches to energy governance. As energy sources shift and technology evolves, electricity governance is shifting from largely centralized models to include multiple decentralised and multi-level sites not bounded in their operations by established democratic processes. New forms of accountability are required to ensure that multi-level electricity systems meet societal needs and expectations. While multi-level governance dynamics are new for many electricity systems, they are common across other resources (e.g. water). This article uses an OECD framework that synthesizes decades of research on multi-level natural resource governance to describe 12 principles for “good” resource governance. These principles are developed and applied to decentralising electricity governance contexts in order to develop mechanisms, and identify potential governance gaps, that are relevant for ensuring accountability in decentralised electricity governance systems. The nature of decentralised electricity systems particularly highlights the need to rescale many governance functions, while paying attention to issues of inclusion, capacity building, coherence, adaptiveness, and transparency.

新兴的分散式电力系统需要新的能源治理方法。随着能源来源的转变和技术的发展,电力治理正在从基本上集中的模式转变为包括多个分散和多层次的站点,这些站点的运营不受既定民主程序的限制。需要新的问责形式,以确保多层次电力系统满足社会需求和期望。虽然多层次治理动态对许多电力系统来说是新的,但它们在其他资源(例如水)中很常见。本文采用经合组织的框架,综合了数十年来对多层次自然资源治理的研究,描述了“良好”资源治理的12条原则。制定并应用这些原则是为了制定机制,并确定潜在的治理差距,这与确保分散式电力治理系统的问责制有关。分散电力系统的性质特别突出了重新调整许多治理职能的必要性,同时关注包容性、能力建设、一致性、适应性和透明度等问题。
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引用次数: 45
What can we learn from previous pandemics to reduce the frequency of emerging infectious diseases like COVID-19? 我们可以从以往的大流行中学到什么,以减少COVID-19等新发传染病的发生频率?
Q1 Social Sciences Pub Date : 2020-01-01 DOI: 10.1016/j.glt.2020.09.003
S. Lakshmi Priyadarsini , M. Suresh , Donald Huisingh

The global risks report of 2020 stated, climate-related issues dominate all of the top-five long-term critical global risks burning the planet and according to the report, “as existing health risks resurge and new ones emerge, humanity’s past successes in overcoming health challenges are no guarantee of future results.” Over the last few decades, the world has experienced several pandemic outbreaks of various pathogens and the frequency of the emergence of novel strains of infectious organisms has increased in recent decades. As per expert opinion, rapidly mutating viruses, emergence and re-emergence of epidemics with increasing frequencies, climate-sensitive vector-borne diseases are likely to be increasing over the years and the trends will continue and intensify. Susceptible disease hosts, anthropogenic activities and environmental changes contribute and trigger the ‘adaptive evolution’ of infectious agents to thrive and spread into different ecological niches and to adapt to new hosts. The overarching objective of this paper is to provide insight into the human actions which should be strictly regulated to help to sustain life on earth. To identify and categorize the triggering factors that contribute to disease ecology, especially repeated emergence of disease pandemics, a theory building approach, ‘Total Interpretive Structural Modeling’ (TISM) was used; also the tool, ‘Impact Matrix Cross-Reference Multiplication Applied to a Classification’ analysis (MICMAC) was applied to rank the risk factors based on their impacts on other factors and on the interdependence among them. This mathematical modeling tool clearly explains the strength, position and interconnectedness of each anthropogenic factor that contributes to the evolution of pathogens and to the frequent emergence of pandemics which needs to be addressed with immediate priority. As we are least prepared for another pandemic outbreak, significant policy attention must be focused on the causative factors to limit emerging outbreaks like COVID 19 in the future.

《2020年全球风险报告》指出,与气候相关的问题在燃烧地球的五大长期重大全球风险中占主导地位,报告称,“随着现有健康风险的重新出现和新的健康风险的出现,人类过去在克服健康挑战方面的成功并不能保证未来的结果。”在过去几十年里,世界经历了几次各种病原体大流行的爆发,近几十年来出现新型传染性生物菌株的频率有所增加。根据专家的意见,病毒迅速变异、流行病的出现和再次出现的频率越来越高、对气候敏感的病媒传播疾病很可能在今后几年不断增加,而且这种趋势将继续并加剧。易感疾病宿主、人为活动和环境变化有助于并触发传染因子的“适应性进化”,使其茁壮成长并传播到不同的生态位,并适应新的宿主。本文的首要目标是提供对人类行为的洞察,这些行为应该被严格监管,以帮助维持地球上的生命。为了识别和分类导致疾病生态学的触发因素,特别是疾病大流行的反复出现,采用了一种理论构建方法,即“总解释结构模型”(Total Interpretive Structural Modeling, TISM);此外,“影响矩阵交叉参考乘法应用于分类”分析工具(MICMAC)也被应用于根据风险因素对其他因素的影响以及它们之间的相互依赖性对风险因素进行排名。这一数学建模工具清楚地解释了导致病原体进化和流行病频繁出现的每个人为因素的强度、地位和相互联系,这些因素需要立即优先处理。由于我们对另一场大流行的爆发准备不足,因此必须将政策重点放在限制未来新出现的COVID - 19等疫情的致病因素上。
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引用次数: 54
Impacts of social innovation on local energy transitions: Diffusion of solar PV and alternative fuel vehicles in Sweden 社会创新对地方能源转型的影响:太阳能光伏和替代燃料汽车在瑞典的推广
Q1 Social Sciences Pub Date : 2020-01-01 DOI: 10.1016/j.glt.2020.06.004
Sujeetha Selvakkumaran , Erik O. Ahlgren

Local energy transitions are gaining widespread attention through their contribution to sustainability, notably to climate change mitigation. Social innovation (SI) in local energy transitions have been scrutinized in multiple works, but the impact of SI on the local energy transitions is an under-studied field. The objective of this study is to put forward a method to model SI in local energy transitions. This is done using System Dynamics modelling (SDM) of the local energy transitions processes. The SDM method is to study a broad spectrum of socio-techno-natural phenomena, generally. In this study, SDM is used to capture the endogenous factors which underpin the transition processes. This study is based on two cases: solar photovoltaics (PV) diffusion in Skåne, and transition to alternative fuel vehicles (AFV) in Dalsland, Sweden. The transitions are modelled with the municipality actors providing input. Two simulation runs of the local transitions are executed, namely the Base run and No SI run. The Base run has the municipality actors’ co-creation actions. Results show that the co-creation actions induce a significant increase in the diffusion of electric vehicles in Dalsland and higher diffusion of solar PV in Skåne. The main outcome of this study is a model to assess the possible impacts of SI on local energy transitions. Ultimately, we hope to contribute to methods of quantitatively assessing the impact of SI in local energy transitions.

地方能源转型因其对可持续性、特别是对减缓气候变化的贡献而受到广泛关注。社会创新在地方能源转型中的作用已经有很多研究,但社会创新对地方能源转型的影响是一个研究不足的领域。本研究的目的是提出一种局部能量转换中SI的建模方法。这是使用局部能量转换过程的系统动力学建模(SDM)完成的。一般来说,SDM方法是研究广泛的社会技术自然现象。在本研究中,SDM被用来捕捉支撑转型过程的内生因素。本研究基于两个案例:sk的太阳能光伏(PV)扩散,以及瑞典达尔斯兰向替代燃料汽车(AFV)的过渡。使用提供输入的市政参与者对转换进行建模。执行本地转换的两个模拟运行,即Base运行和No SI运行。基础运行具有市政参与者的共同创建操作。结果表明,共同创造作用导致电动汽车在Dalsland的扩散显著增加,太阳能光伏在sk内的扩散更高。本研究的主要成果是一个评估SI对局部能量转换可能影响的模型。最后,我们希望为定量评估SI在局部能量转换中的影响的方法做出贡献。
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引用次数: 10
The subsidiarity principle in innovation policy for societal challenges 社会挑战创新政策中的辅助原则
Q1 Social Sciences Pub Date : 2020-01-01 DOI: 10.1016/j.glt.2020.02.002
Iris Wanzenböck, Koen Frenken

While national governments are the main actors in innovation policy, we witness a proliferation of challenge-oriented innovation policies both at the subnational and the supranational level. This begs the question about subsidiarity: what innovation policies for societal challenges should be organized at subnational, national and supranational levels? We provide arguments that innovation policies aimed to solve societal challenges, such as climate change or aging, are best pursued at subnational levels given the contested nature of problem identification and the contextual nature of problem-solving. Regional innovation policy, then, should formulate concrete societal goals tailored to the local context, while the transnational context promotes inter-regional learning and provides the complementary policies in the realms of basic research, regulation and taxation. In addition, the supranational level can set overall goals that are made more concrete and operational at the subnational level.

虽然国家政府是创新政策的主要参与者,但我们看到,在地方和超国家层面,以挑战为导向的创新政策正在激增。这就引出了关于辅助性的问题:应该在次国家、国家和超国家层面组织什么样的创新政策来应对社会挑战?鉴于问题识别的争议性和解决问题的情境性,我们提出了旨在解决社会挑战(如气候变化或老龄化)的创新政策最好在次国家层面实施。因此,区域创新政策应制定适合当地环境的具体社会目标,而跨国环境则促进了区域间的学习,并在基础研究、监管和税收等领域提供了互补政策。此外,超国家一级可以制定总体目标,这些目标在次国家一级更加具体和可操作。
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引用次数: 50
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Global Transitions
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