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Introduction: Asia-Pacific perspectives on no-first use of nuclear weapons 引言:亚太地区对不首先使用核武器的看法
Q1 Social Sciences Pub Date : 2022-01-08 DOI: 10.1080/14799855.2021.2015653
Tanya Ogilvie-White
On 22 January 2021, the first legally binding international agreement to comprehensively prohibit nuclear weapons entered into force. The agreement, known as the Treaty on the Prohibition of Nuclear Weapons (TPNW, or “Ban Treaty”) is an important step on the long road to the elimination of nuclear weapons, an expression of solidarity toward that goal. But the Treaty has been roundly rejected by the world’s nuclear-armed states, which claim it will never become part of customary international law due to their persistent objector status, and which continue to value nuclear weapons as security providers in a world of changing power dynamics and strategic uncertainties. This rejection severely limits the Treaty’s impact: regardless of the Treaty’s other strengths and weaknesses, for as long as the nuclear weapons possessors and their nuclear-dependent allies refuse to accept its prohibitions, it cannot play a practical role in taking disarmament forward. This paralysis, combined with stalled disarmament progress in the wider nuclear nonproliferation regime, has major implications for global security. The dangers of nuclear use, including through a conventional conflict escalating into a nuclear war, are real and growing. Questions over the impact of rising great power tensions and shifting alliances, nuclear modernization programmes, the collapse of arms control agreements, the deployment of new military technologies (including “exotic” dualcapable systems), and the introduction of new domains of warfare (including space and cyber space), have led many strategic experts to reassess long held assumptions about the perceived stabilizing effects of nuclear deterrence. Many scholars and practitioners do not regard the total elimination of nuclear weapons as feasible or even desirable under these conditions and are searching for ways to both reduce the risks of deterrence breakdown and keep disarmament alive. This search is global in scope, impacting not only the world’s nine nuclear-armed states (in order of arsenal size: Russia, the US, China, France, the UK, Pakistan, India, Israel, and North Korea), but also their allies, adversaries, neighbors, and indeed the entire world in the very real sense that a major nuclear war could have catastrophic global consequences. The pragmatic response of significant sections of the international community – including supporters and opponents of the TPNW – has been to revisit the role “no-first use” (NFU) can play in reducing the chances nuclear weapons will be used and in creating conditions that are more conducive to nuclear disarmament. The prospect of resumed US leadership on this issue (US President Joe Biden is known to be sympathetic) has helped spur the launch of an international NFU campaign, bringing together legislators, diplomats, NGOs, academics, and civil society in a new global movement. So, what exactly does NFU entail and what does it promise? Variously referred to as NFU “policies,” “pledges,” “doct
2021年1月22日,首个具有法律约束力的全面禁止核武器国际协定生效。这项被称为《禁止核武器条约》(Treaty on The Prohibition of Nuclear Weapons,简称TPNW)的协议是在消除核武器的漫长道路上迈出的重要一步,表达了对这一目标的团结。但该条约遭到了世界上拥有核武器的国家的全面拒绝,它们声称,由于它们一贯的反对地位,该条约永远不会成为习惯国际法的一部分,并且在一个权力动态不断变化和战略不确定的世界中,它们继续认为核武器是安全的提供者。这种拒绝严重限制了《条约》的影响:无论《条约》的其他优点和缺点如何,只要核武器拥有国及其依赖核武器的盟国拒绝接受其禁令,它就不能在推进裁军方面发挥实际作用。这种瘫痪,再加上更广泛的核不扩散制度的裁军进展停滞不前,对全球安全产生重大影响。使用核武器的危险,包括常规冲突升级为核战争的危险,是真实存在的,而且在不断增加。关于大国关系紧张和联盟变化、核现代化计划、军备控制协议的崩溃、新军事技术的部署(包括“外来的”双重系统)以及新战争领域(包括太空和网络空间)的影响的问题,导致许多战略专家重新评估长期以来关于核威慑稳定效应的假设。许多学者和实践者并不认为在这些条件下彻底消除核武器是可行的,甚至是不可取的,他们正在寻找既减少威慑崩溃的危险又保持裁军的方法。这种搜索是全球性的,不仅影响到世界上九个拥有核武器的国家(按武器库大小排序:俄罗斯、美国、中国、法国、英国、巴基斯坦、印度、以色列和朝鲜),还影响到它们的盟友、对手、邻国,甚至整个世界,因为一场重大的核战争可能会带来灾难性的全球后果。国际社会相当一部分人——包括TPNW的支持者和反对者——的务实反应是重新审视“不首先使用”(NFU)在减少核武器被使用的机会和创造更有利于核裁军的条件方面所能发挥的作用。美国在这个问题上恢复领导地位的前景(众所周知,美国总统乔·拜登对此表示同情)促使国际NFU运动的发起,将立法者、外交官、非政府组织、学者和民间社会聚集在一起,发起一场新的全球运动。那么,NFU究竟意味着什么?它能带来什么?NFU的概念被称为“政策”、“承诺”、“学说”、“承诺”和“战略”,具有多个维度。如果全面实施,NFU政策可以减少对威胁的认识和进行核首先打击的动机,建立信任和信心,淡化军备竞赛的动力,并改善恢复裁军势头的前景。这份诱人的安全利益清单听起来可能好得令人难以置信,但如果NFU政策不仅包含宣言性声明(承诺不首先使用核武器,在战略理论中正式确立),还包括支持这些声明的具体行动,那么就不那么真实了。后者可以包括增加核武器的姿态
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引用次数: 0
Examining NFU – lessons from Southern Asia 检视NFU——南亚的经验教训
Q1 Social Sciences Pub Date : 2021-12-28 DOI: 10.1080/14799855.2021.2015650
M. Sethi
Abstract The concept of NFU has been around for many decades, but only two of the nine nuclear armed nations have declared NFU doctrines. Both of these China and India, are in Southern Asia, a region that houses three geographically contiguous states with nuclear weapons. Pakistan, the third nuclear armed country in the region, rejects NFU. The paper examines the disparate positions of the three countries in order to find their motivations for and objections against NFU. By understanding their decisions to accept or reject NFU, one can test the strength of the arguments normally made in favour of first use. The paper showcases the utility of NFU as an effective credible strategy that achieves the objective of deterrence at least risk. Such a posture also demands less onerous arsenal requirements, liberates the decision maker from having to lay down redlines on use of nuclear weapons, and eases the ‘'lose or use’' dilemma of the adversary. Meanwhile, first nuclear use presents itself as not only a dangerous but also non-credible strategy, especially where the adversary has a secure second strike capability. Understanding the benefits of NFU and futility of first use can also help shape global acceptability of NFU as a step towards nuclear disarmament. Till such time as all stakeholders can be convinced of the desirability and feasibility of such a world, acceptance of NFU can be a safe way station.
NFU的概念已经存在了几十年,但在9个拥有核武器的国家中,只有两个国家宣布了NFU学说。中国和印度都位于南亚,该地区有三个地理上相邻的拥有核武器的国家。巴基斯坦是该地区第三个拥有核武器的国家,它反对NFU。本文考察了三个国家的不同立场,以找出他们反对NFU的动机和反对意见。通过了解他们接受或拒绝不使用核武器的决定,人们可以检验通常支持首先使用核武器的论点的力度。本文展示了NFU作为一种有效的可信策略的效用,它可以在风险最小的情况下实现威慑的目标。这种姿态还要求减少繁重的武器库要求,使决策者不必为核武器的使用设定红线,并缓解对手的“失去或使用”困境。与此同时,首先使用核武器不仅是一种危险的战略,而且是不可信的战略,特别是在对手拥有安全的第二次打击能力的情况下。了解非核聚变的好处和首次使用的无用性也有助于使全球接受非核聚变,将其作为核裁军的一个步骤。在所有利益相关者都能确信这样一个世界的可取性和可行性之前,接受NFU可能是一个安全的中转站。
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引用次数: 0
No-first-use of nuclear weapons: Australian perspectives and possible contributions 不首先使用核武器:澳大利亚的观点和可能的贡献
Q1 Social Sciences Pub Date : 2021-12-28 DOI: 10.1080/14799855.2021.2015651
Marianne Hanson
Abstract Nuclear arms control and disarmament processes have stalled in recent years, and there is concern, especially among non-nuclear states, that the nuclear risk-reduction measures previously called for are not being met. One of the most important of these is the need for no first use (NFU) commitments to be given by all the nuclear weapon states (China and India have already done so.) The idea has been given recent impetus in the United States, especially as President Biden prepares the next US Nuclear Posture Review. Some states under the US nuclear umbrella, however, have expressed resistance to this idea, even as NFU would be highly-useful in reducing nuclear dangers. This paper argues that Australia, even though it is not formally under a US nuclear umbrella, has an important role to play in furthering prospects for NFU. The paper suggests ways in which this might be done.
近年来,核军备控制和裁军进程停滞不前,特别是在无核国家中,人们担心以前呼吁的减少核风险措施没有得到满足。其中最重要的一点是,所有拥有核武器的国家(中国和印度已经这样做了)都必须做出不首先使用核武器的承诺。这一想法最近在美国得到了推动,特别是在拜登总统准备下一份美国核态势评估报告之际。然而,美国核保护伞下的一些国家表示反对这一想法,即使NFU在减少核危险方面非常有用。本文认为,尽管澳大利亚没有正式处于美国的核保护伞之下,但它在进一步发展NFU方面可以发挥重要作用。这篇论文提出了可能做到这一点的方法。
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引用次数: 0
The rising power’s audiences and cost trade-offs: explaining China’s escalation and deescalation in maritime disputes 崛起大国的受众和成本权衡:解释中国在海上争端中的升级和降级
Q1 Social Sciences Pub Date : 2021-12-21 DOI: 10.1080/14799855.2021.2012159
S. Luo
ABSTRACT Observers characterize China’s behavior in the South China Sea in the recent decade as a continuity of assertiveness, coercion, or delay. Yet, even within a pattern of continuity, China’s way of handling interstate crises arising from its maritime territorial claims has varied from case to case, vacillating between escalation that prioritizes “safeguarding sovereign rights” (weiquan) and deescalation that puts an emphasis on “maintaining stability” on its periphery (weiwen). How can we explain this variation? In this article, I develop a framework, the audience cost trade-off hypothesis, to explain when and why China is likely to escalate or deescalate in maritime disputes. I argue that when deciding whether to escalate, Chinese decision makers usually weigh and make a trade-off between their anticipated domestic political costs should they back down and their potential international costs should they take an escalatory stance. I illustrate the framework with a case study of two major interstate crises in the South China Sea: the 2012 China-Philippine standoff in the Scarborough Shoal and the 2014 Sino-Vietnamese clash over the deployment of the oil drilling platform HYSY-981.
观察人士将中国近十年来在南海的行为描述为一种持续的自信、胁迫或拖延。然而,即使在一个连续性的模式下,中国处理由其海洋领土主张引起的国家间危机的方式也因情况而异,在优先考虑“维护主权”的升级和强调“维护周边稳定”的降级之间摇摆不定。我们如何解释这种差异呢?在这篇文章中,我提出了一个框架,即受众成本权衡假设,来解释中国何时以及为什么可能在海洋争端中升级或降级。我认为,在决定是否升级时,中国决策者通常会权衡并权衡,如果他们退缩,他们的预期国内政治成本,以及如果他们采取升级立场,他们的潜在国际成本。我以南海两大国家间危机的案例研究来说明这一框架:2012年中菲在斯卡伯勒浅滩的对峙,以及2014年中越在石油钻井平台HYSY-981的部署上的冲突。
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引用次数: 1
China and the international debate on no first use of nuclear weapons 中国与不首先使用核武器的国际辩论
Q1 Social Sciences Pub Date : 2021-12-20 DOI: 10.1080/14799855.2021.2015654
Tong Zhao
ABSTRACT China is the only nuclear-armed country in the world that has an unconditional No First Use (NFU) of nuclear weapons policy. China’s practice of this policy and its impact on international security have important implications for the international debate around NFU and inform other countries’ potential consideration of NFU. Whether NFU policy could deliver the expected benefits of reducing the role of nuclear weapons, containing nuclear arms competition, and mitigating the risk of nuclear proliferation depends on the perceived credibility by other countries of such policy. This paper examines a number of internal challenges that may affect the perceived credibility of China’s NFU policy. One of them is Chinese military strategists’ expressed interest in threatening nuclear use in a conventional conflict under certain conditions through the so-called “lower the nuclear coercion threshold” operation. The others include the lack of institutional constraint in the Chinese system to ensure implementation of NFU and the growing ambiguities about the NFU policy’s applicability in specific scenarios as a result of new technological development. The paper offers recommendations on how China can address these challenges and work with other countries to create the conditions for the international adoption of NFU, including how to address the concerns of nonnuclear weapons states about the conventional-level security consequences. It concludes by discussing how China and the other nuclear-armed states can better fulfill their disarmament obligations by strengthening the existing NFU policy and promoting credible NFU policy more broadly.
中国是世界上唯一奉行无条件不首先使用核武器政策的核国家。中国这一政策的实践及其对国际安全的影响对围绕NFU的国际辩论具有重要意义,并为其他国家对NFU的潜在考虑提供了信息。NFU政策能否带来减少核武器作用、遏制核军备竞争和减轻核扩散风险的预期好处,取决于其他国家对此类政策的可信度。本文考察了一些可能影响中国NFU政策可信度的内部挑战。其中之一是,中国军事战略家表示有兴趣通过所谓的“降低核胁迫门槛”行动,在特定条件下的常规冲突中威胁使用核武器。其他问题还包括,中国体制中缺乏确保NFU实施的制度约束,以及由于新技术的发展,NFU政策在具体情况下的适用性越来越模糊。本文就中国如何应对这些挑战以及如何与其他国家合作为国际上采用《无核武器条约》创造条件提出了建议,包括如何解决无核武器国家对常规层面安全后果的担忧。报告最后讨论了中国和其他有核国家如何通过加强现有的无核武器政策和更广泛地推广可信的无核武器政策来更好地履行其裁军义务。
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引用次数: 1
“No first use” in the context of the U.S.-Japan Alliance 在美日同盟的背景下,“不首先使用”
Q1 Social Sciences Pub Date : 2021-12-19 DOI: 10.1080/14799855.2021.2015652
Nobumasa Akiyama
Abstract No first use (NFU) of nuclear weapons is said to be an effective declaratory policy for advancing nuclear disarmament. In Japan, which suffered two atomic bombings, there are many voices that expect the US to declare the NFU, hoping to promote nuclear disarmament. In the meantime, Japan faces a tough security environment with North Korea's growing nuclear and missile capabilities and, above all, China's more assertive actions along with the expansion of both nuclear and conventional forces. The Japanese strategic community thinks that it is essential to maintain the credibility of the US extended deterrence and to further develop strike capabilities to counter China's medium-range strike capabilities in the region. In this context, there is a concern that a possible US declaration of NFU, while it may reduce the nuclear risk between the US and China, may signal to China that the US would allow China's assertive activities at the regional level. Measures must be taken to dispel concerns about such regional instability, and stakeholders should pursue stability at both strategic and regional levels so that declaratory policies such as NFU can effectively contribute to reducing nuclear threats and risks. To this end, it would be beneficial to discuss arms control and build confidence through a multi-layered strategic and arms control dialogues among primary players, namely one between the US and China, one among the US, Japan, and China, and another that add other regional players.
不首先使用核武器被认为是推进核裁军的有效声明政策。在遭受两次原子弹爆炸的日本,有很多人希望美国宣布NFU,以促进核裁军。与此同时,日本面临着一个艰难的安全环境,因为朝鲜的核武器和导弹能力不断增强,最重要的是,中国的行动更加自信,核武器和常规力量也在扩张。日本战略界认为,有必要维护美国延伸威慑的可信度,并进一步发展打击能力,以对抗中国在该地区的中程打击能力。在这种背景下,人们担心美国可能宣布不拥有核武器,虽然这可能会降低中美之间的核风险,但可能会向中国发出信号,即美国将允许中国在地区层面进行自信的活动。必须采取措施消除对这种地区不稳定的担忧,利益攸关方应在战略和地区层面追求稳定,以便NFU等声明性政策能够有效地为减少核威胁和风险作出贡献。为此,通过主要参与者之间的多层次战略与军控对话,即中美、美日、中国以及其他地区参与者之间的对话,讨论军控问题,建立信心,将是有益的。
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引用次数: 0
Getting synergized? PLAN-CCG cooperation in the maritime gray zone 得到主体性?中国海军- ccg在海上灰色地带的合作
Q1 Social Sciences Pub Date : 2021-11-27 DOI: 10.1080/14799855.2021.2007077
Ryan D. Martinson
ABSTRACT China is pursuing a “gray zone” strategy to advance its maritime claims in the East and South China Seas. That is, it is gradually expanding its control and influence over disputed maritime space by leveraging nontraditional tools of sea power—its coast guard and maritime militia—backed up by the People’s Liberation Army Navy (PLAN). Each of these forces plays a role in this strategy, but roles overlap and are mutually-supporting. Thus, the effectiveness of this strategy depends in part on the ability of the coast guard, navy, and militia to synergize their efforts. This article examines China’s efforts to improve jointness between the China Coast Guard (CCG) and the PLAN. In particular, it assesses recent developments in operational coordination, joint training and exercises, and intelligence sharing. It argues that despite widespread recognition in China of the importance of the CCG-PLAN relationship, the two services still fall short in all three areas.
中国正在推行“灰色地带”战略,以推进其在东中国海和南中国海的海洋主张。也就是说,中国正在逐步扩大其对有争议海域的控制和影响力,通过利用非传统的海上力量工具——由中国人民解放军海军支持的海岸警卫队和海上民兵。每一种力量都在这一战略中发挥作用,但作用是重叠的,相互支持的。因此,这一战略的有效性部分取决于海岸警卫队、海军和民兵协同努力的能力。本文考察了中国为改善中国海警与中国海军之间的联合所做的努力。特别是,它评估了最近在行动协调、联合训练和演习以及情报共享方面的发展。报告认为,尽管在中国广泛认识到中国海军与中国海军关系的重要性,但这两种军种在所有三个领域仍然存在不足。
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引用次数: 0
China engages the Arctic: a great power in a regime complex 中国介入北极:一个政权综合体中的大国
Q1 Social Sciences Pub Date : 2021-10-09 DOI: 10.1080/14799855.2021.1986008
M. T. Fravel, Kathryn C. Lavelle, L. Odgaard
ABSTRACT As global warming accelerates the melting of Arctic ice, opportunities for new transport routes open along with new strategic interests. This article examines how China pursues its interests in the Arctic and, specifically, the degree to which it seeks to work through the existing regime complex versus engaging in bilateral cooperation with Arctic states. China’s willingness to work through the regime complex or use bilateral cooperation depend on the specific issue. We find that China relies on global regimes regarding navigation issues, prefers bilateral cooperation for purposes of resource extraction, and prioritizes Arctic regimes to justify the pursuit of dual-use scientific research. We conclude that as a great power, China is well-positioned to use institutional complexity to its advantage. China uses existing regimes when it benefits Chinese interests, supplemented by bilateral initiatives as appropriate.
随着全球变暖加速北极冰的融化,新的运输路线的机会随着新的战略利益而开放。本文考察了中国如何追求其在北极的利益,具体而言,中国在多大程度上寻求通过现有的复杂体制与北极国家进行双边合作。中国是愿意通过复杂的体制解决问题,还是利用双边合作,取决于具体问题。我们发现,中国在航行问题上依赖于全球机制,在资源开采方面更倾向于双边合作,并优先考虑北极机制,以证明追求军民两用科学研究的合理性。我们的结论是,作为一个大国,中国完全有能力利用制度的复杂性为自己创造优势。在符合中国利益的情况下,中国会利用现有机制,并酌情辅以双边倡议。
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引用次数: 11
Unraveling Japan’s aircraft carrier puzzle: Leveraging carriers’ symbolic value 破解日本航母之谜:利用航母的象征价值
Q1 Social Sciences Pub Date : 2021-10-09 DOI: 10.1080/14799855.2021.1982897
Brendon J. Cannon, Ash Rossiter
ABSTRACT Japan’s decision to convert two helicopter-carrying ships into fixed-wing aircraft carriers has generated criticism on two fronts. Military analysts question the military sense of carriers in the age of long-range precision missiles, while other domestic critics decry the move as a flagrant breach of Japan’s constitutional constraints on possessing senryoku (war potential) and one likely to provoke Japan’s neighbors, most notably China. Against this backdrop of criticism, why did the administration of Prime Minister Shinzo Abe take Japan back into the difficult business of carriers? This article argues that contrary to stated criticism, the carrier conversion program does provide Tokyo with tangible military benefits but these on their own are insufficient to explain the decision. Instead, we show the move is motivated in part by the desire to leverage carriers’ symbolic value for political ends.
日本将两艘直升机运输船改装为固定翼航空母舰的决定在两方面都招致了批评。军事分析人士质疑在远程精确导弹时代航母的军事意义,而其他国内批评者则谴责此举公然违反了日本宪法对拥有战争潜力的限制,并可能激怒日本的邻国,尤其是中国。在这种批评的背景下,日本首相安倍晋三(Shinzo Abe)领导的政府为什么要让日本重新陷入艰难的航空公司业务?本文认为,与批评相反,航母改造计划确实为东京提供了切实的军事利益,但这些本身不足以解释这一决定。相反,我们认为此举的部分动机是希望利用运营商的象征价值来达到政治目的。
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引用次数: 0
How strategic is “asymmetric” strategic partnership? Japan’s partnership diplomacy toward Cambodia and Laos “非对称”战略伙伴关系的战略意义如何?日本对柬埔寨和老挝的伙伴外交
Q1 Social Sciences Pub Date : 2021-09-29 DOI: 10.1080/14799855.2021.1982898
K. Koga
ABSTRACT I argue that the asymmetric strategic partnership (ASP) between a regional great power and a small power is not necessarily based on their shared goals, but such a partnership would help them achieve their own strategic objectives. For a regional great power, an ASP helps prevent a weak partner from excessively depending on a rival state for its economy and security. For a small power, the partnership increases the legitimacy of domestic political regime while offering a strategic option to hedge against the risk of over-dependence on a particular state by diversifying political and economic assistance. In short, ASPs serve as a wedge strategy for a regional great power, while it functions as a hedging strategy for a smaller power. I apply this conceptual framework to analyze two cases, the Japan-Cambodia and Japan-Laos strategic partnerships.
摘要本文认为,地区大国与地区小国之间的非对称战略伙伴关系不一定是基于共同的目标,但这种伙伴关系有助于实现各自的战略目标。对于一个地区大国来说,ASP有助于防止弱势伙伴在经济和安全方面过度依赖竞争对手。对于一个小国来说,这种伙伴关系增加了国内政治体制的合法性,同时提供了一种战略选择,可以通过多样化的政治和经济援助来对冲过度依赖某个特定国家的风险。简而言之,对地区大国来说,asp是一种楔子战略,对较小的大国来说,它是一种对冲战略。我运用这一概念框架来分析日本-柬埔寨和日本-老挝战略伙伴关系两个案例。
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引用次数: 3
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Asian Security
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