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A responsible mining approach to the economic modeling of small-scale gold mining 小规模金矿经济建模的负责任开采方法
IF 1.9 Q2 DEVELOPMENT STUDIES Pub Date : 2024-01-03 DOI: 10.1016/j.wdp.2023.100561
Oswaldo Menta Simonsen Nico, Carlos Henrique Xavier Araujo, Deborah Goldemberg, Giorgio de Tomi

Artisanal mining, known as “garimpo” in Brazil, is a legal activity predicted in the Brazilian mining code. However, society's concern over the sustainable development of the Amazon rainforest and media coverage of illegal gold extraction have had the effect of marginalizing and condemning the sector as a whole. Known in the international literature as small-scale and artisanal gold mining (ASGM), this sector involves millions of miners across the world and hundreds of thousands in Brazil, who make a living from it, feed their families, and foster local economies. However, ASGM miners use techniques and operating procedures that, if not controlled, mitigated and eventually replaced, could lead to significant social and environmental impacts. There are growing concerns over ASGM activities, and buyers, investors, and industrial sectors are willing to pay more for a product created in a responsible manner. However, questions remain as to how much the transition to a responsible operation would cost, and whether buyers would really be willing to pay for it. This research presents a proposal for the economic modeling of ASGM operations based on immersive work in three cooperatives of legal ASGM miners in Brazil. The proposed approach considers the SDGs (United Nations Sustainable Development Goals) of the 2030 agenda, as applied to small-scale mining, and the corresponding actions that are needed, based on a detailed survey of the costs of the analyzed operations, with the aim of guiding small-scale mining activities towards greater responsibility and sustainability. In the proposed model, the average profit obtained from mining operations is guaranteed and the size of the bonus reverts to the responsible areas surveyed. A financial analysis based on our responsible model, which was developed for the cash flow for a hypothetical operation over 10 years, yields an IRR of 54 % and a payback of 2.54 years, thus demonstrating its economic viability.

手工采矿在巴西被称为 "garimpo",是巴西采矿法规定的合法活动。然而,社会对亚马逊雨林可持续发展的关注以及媒体对非法采金活动的报道,导致整个行业被边缘化并受到谴责。该行业在国际文献中被称为小规模手工采金业(ASGM),涉及全球数百万矿工和巴西数十万矿工,他们以此为生,养家糊口,并促进当地经济发展。然而,个体和小规模金矿开采者使用的技术和操作程序,如果不加以控制、缓解和最终取代,可能会导致严重的社会和环境影响。人们对个体和小型金矿开采活动的关注与日俱增,买家、投资者和工业部门愿意为以负责任的方式生产的产品支付更高的价格。然而,过渡到负责任的经营方式需要多少成本,买家是否真的愿意为此买单,这些问题依然存在。本研究基于在巴西三个合法个体和小规模采金业采矿者合作社的身临其境工作,提出了个体和小规模采金业运营经济建模的建议。建议的方法考虑了 2030 年议程中适用于小规模采矿的 SDGs(联合国可持续发展目标),以及根据对所分析业务成本的详细调查需要采取的相应行动,目的是引导小规模采矿活动承担更大的责任并实现可持续性。在建议的模式中,采矿作业获得的平均利润是有保障的,而奖金的多少则取决于所调查的责任区。根据我们的负责任模式进行的财务分析(该模式是针对假定运营 10 年的现金流开发的)得出的内部收益率为 54%,投资回收期为 2.54 年,从而证明了其经济可行性。
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引用次数: 0
Household air pollution could make children grow shorter in sub-Saharan Africa; but can households help stem the tide on their own? 在撒哈拉以南非洲地区,家庭空气污染可能导致儿童身高变矮;但家庭自身能否帮助遏制这一趋势?
IF 1.9 Q2 DEVELOPMENT STUDIES Pub Date : 2023-12-23 DOI: 10.1016/j.wdp.2023.100562
Michael Larbi Odame , Kwame Adjei-Mantey

Recently, there has been growing research interest in the influence of household air pollution on child health. Despite the increasing advocacy for households to switch from the use of polluting cooking fuels due to climate change and health-related concerns, the practice is still prevalent in Sub-Saharan Africa (SSA). The intensity of household air pollution exposure and its influence on child stunting and wasting of children is an important, but understudied, cause for public health concern. Identifying the health effects of polluting fuels, for instance, could stimulate a speedy transition to clean energy. This study, therefore, examines the association between the intensity of household air pollution exposure and child stunting and wasting of children using data from the most recent demographic and health surveys (DHS) from 33 countries in SSA using linear probability modeling. Results show that high levels of intensity of air pollution within households are associated with increased stunting probability of 2.9% − 3.2%. The findings highlight a potential negligible cost measure households can adopt to limit the intensity of pollution they are exposed to and consequently, to reduce the faltering growth in children.

最近,家庭空气污染对儿童健康影响的研究兴趣日益浓厚。尽管出于气候变化和健康方面的考虑,越来越多的家庭提倡放弃使用污染严重的烹饪燃料,但这种做法在撒哈拉以南非洲地区(SSA)仍然普遍存在。家庭接触空气污染的强度及其对儿童发育迟缓和消瘦的影响是一个重要的公共卫生问题,但却未得到充分研究。例如,确定污染性燃料对健康的影响可以促进向清洁能源的快速过渡。因此,本研究利用来自 33 个撒哈拉以南非洲国家的最新人口与健康调查(DHS)数据,采用线性概率模型研究了家庭空气污染暴露强度与儿童发育迟缓和消瘦之间的关系。结果表明,家庭空气污染强度高与发育迟缓概率增加 2.9%-3.2% 相关。研究结果突出表明,家庭可以采取一种潜在的成本微不足道的措施来限制他们所受到的污染强度,从而减少儿童发育迟缓的情况。
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引用次数: 0
Socioeconomic implications of infrastructure development: Exploring the impacts of water infrastructure through stakeholders’ perceptions 基础设施发展的社会经济影响:通过利益相关者的看法探讨水利基础设施的影响
IF 1.9 Q2 DEVELOPMENT STUDIES Pub Date : 2023-12-19 DOI: 10.1016/j.wdp.2023.100563
Muazzam Sabir , Muhammad Saqib Sultan , Habibullah Magsi , Muhammad Khalid Bashir

Infrastructure projects create socioeconomic disturbance and negatively affect the living standards of local people. To probe the socio-economic impacts of big infrastructures, this article considers the construction of the Diamer Bhasha Dam project in Pakistan. This study mainly relied on primary sources of data and used the logit regression model to quantify the probability of impacts of selected factors on the living standards of the affected population. We found several socioeconomic factors and financial aspect significantly impacting the living standard of locals. Main factors include less compensation payment, delay in payment, lack of business investment skills and employment opportunities, withholding information from the local population, and corruption. The results reveal that the odds of poor living standards of the affected people are much higher – 14.4 times due to delay in compensation payment and 10 times more due to less compensation. Lack of business investment skills and the negative impact of the project on employment opportunities lower the living standard of local people 10 times and 6 times respectively. Further, withholding information from locals declines the living standard of local people 3 times, and corruption in project activities negatively affects the living standard 1 time. The study also provides policy measures and recommendations for improved living standards.

基础设施项目会对社会经济造成干扰,并对当地人民的生活水平产生负面影响。为了探究大型基础设施对社会经济的影响,本文以巴基斯坦 Diamer Bhasha 大坝项目的建设为研究对象。本研究主要依靠原始数据来源,并使用对数回归模型来量化选定因素对受影响人口生活水平的影响概率。我们发现一些社会经济因素和财务方面的因素对当地人的生活水平产生了重大影响。主要因素包括补偿金支付较少、支付延迟、缺乏商业投资技能和就业机会、向当地居民隐瞒信息以及腐败。调查结果显示,受灾人口生活水平低下的几率要高得多--14.4 倍是由于延迟支付补偿金,10 倍是由于补偿金较少。缺乏商业投资技能和项目对就业机会的负面影响分别使当地居民的生活水平降低了 10 倍和 6 倍。此外,向当地人隐瞒信息会使当地人的生活水平下降 3 倍,项目活动中的腐败行为会对当地人的生活水平产生 1 倍的负面影响。研究还提出了提高生活水平的政策措施和建议。
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引用次数: 0
Making specialty coffee and coffee-cherry value chains work for family farmers’ livelihoods: A participatory action research approach 让特色咖啡和咖啡-樱桃价值链为家庭农民的生计服务:参与式行动研究方法
IF 1.9 Q2 DEVELOPMENT STUDIES Pub Date : 2023-12-15 DOI: 10.1016/j.wdp.2023.100551
Johanna Jacobi , Derly Lara , Sebastian Opitz , Sabine de Castelberg , Sergio Urioste , Alvaro Irazoque , Daniel Castro , Elio Wildisen , Nelson Gutierrez , Chahan Yeretzian

Coffee provides a livelihood to millions of smallholder farmers, but comes with serious challenges as incomes are often meagre and the climate crisis threatens most coffeegrowing areas. Specialty coffee markets reward quality, which can increase farm-gate prices, and may enhance shaded and diversified coffee-farming systems. In origin countries such as Colombia and Bolivia, specialty coffee is typically exported, whereas lower-quality coffee is marketed for domestic consumption. Local demand for specialty coffee is growing, however, and coffee-cherry products are increasingly traded and consumed. This bears potential for retaining more value in origin countries and among farmers. However, how farming families can better profit from specialty coffee and its by-products, such as dried coffee cherries (also known as cascara or sultana), remains poorly understood. We applied a value-chain analysis combined with institutional analysis and the Participatory Market-Chain Approach (PMCA) to investigate the impact of specialty coffee and coffee-cherry products on farming families’ livelihoods in Colombia and Bolivia. We embedded the research in an institutional analysis and development framework to identify actors and value chains, costs and benefits for farmers, and livelihoods. Then, we adopted an action research approach to bring the different actors together and co-create value-chain improvements for green coffee, roasted coffee, and coffee cherries. Our approach included: (1) interviews, surveys, participant observation, and document analysis; and (2) events, videos, courses, competitions, and a recipe collection for coffee-cherries. We found that direct sale of green coffee to international customers, and sale of roasted coffee in local markets or in farmer-owned coffee shops were the most beneficial value-chain models for coffeegrowing families. The action research approach generated tangible results in terms of product development, value-chain organization, and educational organization. Government and private-sector support should consider the functioning of the entire sector and the social-ecological outcomes from production to consumption.

咖啡为数百万小农提供了生计,但也面临着严峻的挑战,因为收入往往微薄,气候危机威胁着大多数咖啡种植区。精品咖啡市场奖励质量,这可以提高农场的价格,并可能加强遮荫和多样化的咖啡种植系统。在原产国,如哥伦比亚和玻利维亚,精品咖啡通常出口,而低质量的咖啡则销售给国内消费。然而,当地对特色咖啡的需求正在增长,咖啡樱桃产品的交易和消费也越来越多。这有可能在原产国和农民中保留更多的价值。然而,农民家庭如何更好地从精品咖啡及其副产品中获利,如干咖啡樱桃(也被称为卡斯卡拉或苏丹纳),仍然知之甚少。我们将价值链分析与制度分析和参与式市场链方法(PMCA)相结合,调查了哥伦比亚和玻利维亚精品咖啡和咖啡樱桃产品对农户生计的影响。我们将研究纳入制度分析和发展框架,以确定行为者和价值链、农民的成本和收益以及生计。然后,我们采用行动研究的方法,将不同的参与者聚集在一起,共同创造绿咖啡、烘焙咖啡和咖啡樱桃的价值链改进。我们的研究方法包括:(1)访谈、调查、参与观察和文献分析;(2)活动、视频、课程、比赛和咖啡樱桃配方集。我们发现,直接向国际客户销售生咖啡,以及在当地市场或农民拥有的咖啡店销售烘焙咖啡是咖啡种植家庭最有利的价值链模式。行动研究方法在产品开发、价值链组织和教育组织方面产生了切实的结果。政府和私营部门的支助应考虑到整个部门的运作和从生产到消费的社会生态结果。
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引用次数: 0
Impact of dairy contract farming adoption on household resilience to food insecurity evidence from Ethiopia 来自埃塞俄比亚的证据:采用奶牛订单农业对家庭抵御粮食不安全的影响
IF 1.9 Q2 DEVELOPMENT STUDIES Pub Date : 2023-12-15 DOI: 10.1016/j.wdp.2023.100560
Fikiru Temesgen Gelata , Jiqin Han , Shadrack Kipkogei Limo

Contract farming has increased in importance in countries trying to improve the living standards of smallholder farmers, particularly those who base their livelihoods primarily on agricultural products. For this study, we looked into the assertion that dairy contract farming would boost farmers' incomes while lowering their vulnerability to food insecurity. We analyzed the data collected from 380 sample households using the structured questionnaire using PSM, SEM, and descriptive statistics. By food calorie intake consumption, 45.5% of the households were food insecure, with dairy contract participants and non-participants making up 31.21% and 68.79% of these households, respectively. The average level of resilience to food secured attained by study households is 54.5%, compared to 88.41% and 11.59 for participants and non-participants in the dairy contract. The results of the SEM for the disaggregated variables demonstrate that a household's capacity to manage food insecurity is significantly influenced by stability (educational level), asset ownership (total livestock), access to public services (access to microfinance institution services), social safety nets (access to assistance from relatives), and income & food access (total calories consumed and income access from farm activity). The results of the PSM showed that households' resilience to food insecurity was significantly increased through dairy contract farming by 18% (4967.49 Ethiopian Birr). Therefore, governments and other stakeholders should promote smallholder farmers' access to contract farming to boost household resilience to food insecurity.

在试图提高小农生活水平的国家,特别是那些主要以农产品为生的小农,合同农业的重要性日益增加。在这项研究中,我们调查了乳制品合同农业将提高农民收入,同时降低他们对粮食不安全的脆弱性的断言。本研究采用结构化问卷对380个样本家庭的数据进行分析,采用PSM、SEM和描述性统计方法。从食物热量摄入来看,45.5%的家庭存在食品不安全,其中参与乳制品合同的家庭占31.21%,未参与乳制品合同的家庭占68.79%。研究家庭获得的粮食安全抵御力平均水平为54.5%,而乳制品合同参与者和非参与者的平均水平分别为88.41%和11.59。对分解变量的SEM结果表明,家庭管理粮食不安全的能力受到稳定性(教育水平)、资产所有权(牲畜总数)、获得公共服务(获得小额信贷机构服务)、社会安全网(获得亲属援助)和收入的显著影响;食物获取(消耗的总热量和从农业活动获得的收入)。PSM的结果显示,通过奶牛合同养殖,家庭对粮食不安全的抵御能力显著提高了18%(4967.49埃塞俄比亚比尔)。因此,政府和其他利益攸关方应促进小农获得承包农业,以提高家庭对粮食不安全的抵御能力。
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引用次数: 0
Geography of inequality, geography of development: Water politics in India 不平等的地理学,发展的地理学:印度的水资源政治
IF 1.9 Q2 DEVELOPMENT STUDIES Pub Date : 2023-12-14 DOI: 10.1016/j.wdp.2023.100550
Sruthi Herbert

Based on fieldwork conducted in Kerala, India, in this article, I focus on the micropolitics of water – both its infrastructure creation and management strategies. I argue that water becomes a means of social control through its role in reproducing existing social hierarchies. Focusing on Jalanidhi, a world-bank-led water management program and connecting this to the history of development in my fieldsite, I show that structural inequalities of caste and gender are inscribed on development and infrastructure geographies. The article highlights the limitations of both left-led and neoliberal ideas of development and necessarily trouble the dominant narrative about Kerala being an alternative to mainstream ideas of development.

基于在印度喀拉拉邦进行的实地调查,本文将重点关注水的微观政治——基础设施建设和管理策略。我认为,水通过它在再现现有社会等级制度方面的作用,成为一种社会控制手段。以世界银行主导的水资源管理项目Jalanidhi为重点,并将其与我实地考察的发展历史联系起来,我展示了种姓和性别的结构性不平等铭印在发展和基础设施地理位置上。这篇文章强调了左翼和新自由主义发展理念的局限性,并必然对喀拉拉邦作为主流发展理念的替代方案的主流叙事提出了质疑。
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引用次数: 0
Can farmers with higher capabilities fend off falling into future Poverty? Empirical evidence from a tribal region in eastern India 能力较强的农民能否避免未来陷入贫困?印度东部一个部落地区的经验证据
IF 1.9 Q2 DEVELOPMENT STUDIES Pub Date : 2023-12-08 DOI: 10.1016/j.wdp.2023.100544
Pradyot Ranjan Jena , Sunil Khosla , Dil Bahadur Rahut

The United Nations Sustainable Development Goals (SDGs) 1 (no poverty), targets those individuals who are below the poverty line and those who are vulnerable to falling below the poverty line (VtP). Farmers are more VtP due to limited resilience capacity against the covariate and idiosyncratic shocks. However, literature on farmers’ VtP and their capabilities to mitigate the adverse effects of shocks is relatively scant. Thus, this study aims to examine if higher capabilities lead to less VtP. Using a survey dataset from 222 farm households in rural eastern India, this study first estimated VtP by employing the Feasible Generalized Least Squares (FGLS) approach. Secondly, it used a counting approach and Propensity Score Matching (PSM) method to examine the relationship between the capabilities of households and their VtP. The FGLS results show that about 50% of households are VtP, which exceeds the actual poverty rate of about 36%. The counting approach results show that households with higher capabilities are less VtP. The PSM results indicate that a household’s VtP is reduced by 27–37% for those with higher capabilities. Thus, the policy targeting the household below poverty line and also VtP would significantly reduce poverty and contribute to achieving SDG1. This would involve identifying and targeting households most in need of assistance such as households with low income, lack of education, and limited access to resources. This study also suggests increasing the resilience capabilities of households by providing job skill training, diversifying income portfolios, insurance coverage, and social safety nets.

联合国可持续发展目标(SDGs)1(消除贫困)针对的是那些生活在贫困线以下的人和那些容易跌入贫困线以下的人(VtP)。农民由于抵御协变量和特异性冲击的能力有限,更容易跌入贫困线以下。然而,有关农民的 VtP 及其减轻冲击不利影响的能力的文献相对较少。因此,本研究旨在探讨较高的能力是否会导致较低的 VtP。本研究利用印度东部农村地区 222 户农户的调查数据集,首先采用可行的广义最小二乘法(FGLS)估算了 VtP。其次,研究采用了计数法和倾向得分匹配法(PSM)来考察农户能力与其 VtP 之间的关系。FGLS 结果显示,约 50%的家庭为自 愿脱贫家庭,超过了约 36%的实际贫困率。计数法的结果表明,能力越强的家庭,其自愿贫困率越低。PSM 结果表明,能力越强的家庭,其自愿脱贫率会降低 27-37%。因此,针对贫困线以下家庭和自 愿脱贫家庭的政策将大大减少贫困,有助于实现可持续发展目标 1。这将涉及识别和定位最需要援助的家庭,如低收入、缺乏教育和获取资源渠道有限的家庭。本研究还建议通过提供工作技能培训、多样化收入组合、保险和社会安全网来提高家庭的抗灾能力。
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引用次数: 0
Public decision making by women’s self-help groups and its contributions to women’s empowerment: Evidence from West Bengal, India 妇女自助团体的公共决策及其对妇女赋权的贡献:印度西孟加拉邦的证据
IF 1.9 Q2 DEVELOPMENT STUDIES Pub Date : 2023-12-06 DOI: 10.1016/j.wdp.2023.100549
Jennifer Zavaleta Cheek , Priscilla E. Corbett

Despite considerable efforts made by development scholars and practitioners to address women’s subordinate status, gender inequality remains pervasive. Feminist scholars have advocated for a reframing of the notion of women’s empowerment that shifts away from a purely economistic approach to one that encompasses individual consciousness, resource access, and collective action components. Women’s self-help groups (SHGs) present an opportunity to address such goals. Yet, evidence of how SHGs can leverage their collective power to generate positive change and transform perceptions of women’s abilities remains scant. Using process tracing, we demonstrate how women’s collective decision making in the public sphere can lead to women’s empowerment by illustrating how a group of SHGs in West Bengal, India formed a group identity and leveraged its power to execute community-based initiatives. This involved: (1) the establishment of trust, unity, and solidarity among group members via effective leaders who emphasized the consistent participation of all members in group activities; (2) the development of the SHGs’ sense of self-sufficiency and their legitimacy as decision-making bodies within their community through a self-led project to establish a grain bank in their village; and (3) the exercise of that legitimacy and developing sense of authority via organization around a controversial goal—alcohol prohibition—that sought to change male behavior for women’s benefit. We conclude that public decision making by SHGs working collaboratively at scale can lead to enduring empowerment because it can put women in a position to challenge patriarchal norms.

尽管发展问题学者和实践者为解决妇女的从属地位问题做出了巨大努力,但性别不平等问题仍然普遍存在。女权主义学者主张重新构建妇女赋权的概念,从纯粹的经济学方法转向包含个人意识、资源获取和集体行动等内容的方法。妇女自助团体(SHGs)为实现这些目标提供了机会。然而,关于自助团体如何利用其集体力量产生积极变化并改变人们对妇女能力的看法的证据仍然很少。我们采用过程追踪的方法,通过说明印度西孟加拉邦的一群自助团体如何形成团体认同并利用其力量实施社区倡议,展示了妇女在公共领域的集体决策如何能够赋予妇女权力。这包括:(1) 通过强调所有成员持续参与团体活动的有效领导,在团体成员之间建立信任、统一和团结;(2) 通过在本村建立谷物银行的自我领导项目,发展自助团体的自给自足意识及其作为社区内决策机构的合法性;(3) 通过围绕一个有争议的目标--禁酒令--组织起来,行使这种合法性并发展权威感,以改变男性行为,为女性谋福利。我们的结论是,由社会自助团体进行大规模合作的公共决策可以带来持久的赋权,因为它可以使妇女处于挑战父权制规范的地位。
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引用次数: 0
The Strong 'Dual-Necessity’ principle for ranking social progress 对社会进步进行排序的强有力的 "双重必要性 "原则
IF 1.9 Q2 DEVELOPMENT STUDIES Pub Date : 2023-12-06 DOI: 10.1016/j.wdp.2023.100559
Shiri Cohen Kaminitz

How should we understand social progress, and how should it be measured? These questions have engaged social thinkers and scientists for many decades. In the context of the growing dominancy of national and international indices, the paper advances a strong dual-necessity principle in the conceptualization and measurement of social progress. At the heart of the strong dual-necessity principle is a profound yet neglected conviction that, from a political-normative point of view, the two components of the concept – subjective (representing people’s actual attitudes) and objective (representing external standards of development) – are necessary and only jointly sufficient. The paper defines the principle and initiates assessment and evaluation of it. The paper demonstrates ‘concept structuring’ and exhibits how the distinctive strong dual necessity structure may result in different rankings of countries’ social progress. Hence, it highlights the advantage of having this principle readily available and accessible for researchers, politicians, bureaucrats, and other interested agents and institutions.

我们该如何理解社会进步,又该如何衡量社会进步?几十年来,这些问题一直困扰着社会思想家和科学家。在国家和国际指数日益占据主导地位的背景下,本文在社会进步的概念化和衡量方面提出了一个强有力的双重必要性原则。强烈的双重必要性原则的核心是一个深刻而又被忽视的信念,即从政治规范的角度来看,社会进步概念的两个组成部分--主观(代表人们的实际态度)和客观(代表外部发展标准)--是必要的,而且只有共同充分才能实现。本文界定了这一原则,并开始对其进行评估和评价。本文论证了 "概念结构",并展示了独特的强烈双重必要性结构如何可能导致对各国社会进步的不同排名。因此,本文强调了研究人员、政治家、官僚以及其他相关人员和机构随时可以获得和利用这一原则的优势。
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引用次数: 0
Investigating the inclusiveness of the usipa value chain in Malawi 调查马拉维 "usipa "价值链的包容性
IF 1.9 Q2 DEVELOPMENT STUDIES Pub Date : 2023-12-05 DOI: 10.1016/j.wdp.2023.100552
Park Muhonda , Emma Rice , Abigail Bennett , Lenis Saweda O. Liverpool-Tasie , Ben Belton , Eric Abaidoo

Value chain research increasingly seeks to assess the inclusiveness of value chains to better understand how to promote equitable and pro-poor development. This trend is especially relevant for small-scale fisheries value chains, which provide livelihoods, food security, and a social safety net for rural poor in many countries. Despite recent efforts to assess value chain inclusiveness, substantial knowledge gaps persist in small-scale fisheries value chains with respect to distribution of and access to benefits within and across different value chain nodes, particularly in the midstream (e.g. traders and processors). This study addresses this important research gap by utilizing an access mapping approach concerned with the distribution of benefits along the value chain for usipa (Engraulicypris sardella) in Malawi. Using a mixed methods approach, this analysis utilizes quantitative survey data (n = 929) at various nodes of the usipa value chain (fishers, processors, wholesalers, retailers), as well as qualitative focus group data (n = 60) and key informant interviews (n = 6), all collected in 2019. In line with the Structure-Conduct-Performance Paradigm, this study identifies value chain actors’ roles (structure), analyzes processes (conduct), and assesses the distribution of and access to income and in-kind benefits for different actors both within and across value chain nodes (performance). We calculate net income (revenues – expenses) for individual actors in each node of the value chain and find that (a) access to and distribution of income benefits from usipa vary substantially at group and individual levels; and (b) actors’ net income from the usipa value chain is negatively affected by unequal power distribution, price volatility and trade institutions, inadequate market infrastructure, social relations, and gender dynamics. This study advances approaches to study value chain inclusiveness, emphasizing the need to attend to variation and drivers acting at multiple scales, ranging from whole value chain structure to individual traders.

价值链研究越来越多地寻求评估价值链的包容性,以更好地了解如何促进公 平和有利于穷人的发展。这一趋势与小型渔业价值链尤其相关,小型渔业价值链为许多国家的农村贫困人口提供生计、粮食安全和社会安全网。尽管最近在评估价值链包容性方面做出了努力,但在小型渔业价值链中,不同价 值链节点内部和之间,特别是中游(如贸易商和加工商)的利益分配和获取方面,仍存 在巨大的知识差距。本研究针对这一重要的研究空白,采用了一种获取地图方法,关注马拉维usipa(Engraulicypris sardella)价值链上的利益分配。本分析采用混合方法,利用了usipa价值链各节点(渔民、加工商、批发商、零售商)的定量调查数据(n = 929),以及定性焦点小组数据(n = 60)和关键信息提供者访谈(n = 6),所有数据均于2019年收集。根据 "结构-行为-绩效 "范式,本研究确定了价值链参与者的角色(结构),分析了流程(行为),并评估了价值链节点内和节点间不同参与者的收入和实物利益的分配和获取情况(绩效)。我们计算了价值链每个节点上个体行动者的净收入(收入-支出),并发现:(a)在群体和个体层面上,从 usipa 获取收入利益的途径和分配存在很大差异;(b)行动者从 usipa 价值链中获取的净收入受到权力分配不均、价格波动和贸易体制、市场基础设施不足、社会关系和性别动态的负面影响。本研究推进了研究价值链包容性的方法,强调需要关注从整个价值链结构到个体贸易商等多个层面的变化和驱动因素。
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World Development Perspectives
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