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‘Acting under Chapter 7’: rhetorical entrapment, rhetorical hollowing, and the authorization of force in the UN Security Council, 1995–2017 “根据第七章行事”:1995-2017年联合国安理会的修辞陷阱、修辞空心化和武力授权
IF 1.6 3区 社会学 Q2 INTERNATIONAL RELATIONS Pub Date : 2022-03-25 DOI: 10.1177/00471178221082870
Johannes Scherzinger
After more than 25 years of scholarship, the deliberative turn in international relations (IR) theory is ready to be revisited with a fresh perspective. Using new methods from automated text analyses, this explorative article investigates how rhetoric may bind action. It does so by building upon Schimmelfennig’s original account of rhetorical entrapment. To begin, I theorize the opposite of entrapment, which I call rhetorical hollowing. Rhetorical hollowing describes a situation in which actors use normative rhetoric, but instead of advancing their interests, such rhetoric fails to increase their chances of obtaining the desired outcome because the normative force of their rhetoric has eroded over time. To provide plausibility to both entrapment and hollowing, I present two mechanisms by which language is connected with action in the United Nations Security Council. Finally, I run a series of time-series-cross-section models on selected dictionary terms conducive to entrapment or hollowing on all speeches and an original Security Council resolution corpus from 1995 to 2017. The research shows that while mentioning ‘human rights’ is consistently associated with increased odds of authorization of force; the word ‘terrorism’ is associated with a decrease of odds for intervention. This finding suggests that some terms may not only entrap or hollow but also normatively backfire.
经过超过25年的学术研究,国际关系(IR)理论的审议转向准备以新的视角重新审视。本文采用自动文本分析的新方法,探讨了修辞如何约束行为。它是在Schimmelfennig对修辞陷阱的原始描述的基础上实现的。首先,我将陷阱的对立面理论化,我称之为修辞上的空心化。修辞空心化(修辞空心化)指的是行为者使用规范性修辞,但这种修辞并没有促进他们的利益,而是未能增加他们获得预期结果的机会,因为他们的修辞的规范性力量随着时间的推移而受到侵蚀。为了给“诱捕”和“空心化”两种说法提供合理性,我提出了联合国安理会将语言与行动联系起来的两种机制。最后,我对从1995年到2017年的所有演讲和原始安理会决议语料库中选出的有利于陷阱或空心化的词典术语运行了一系列时间序列横截面模型。研究表明,虽然提到“人权”总是与授权使用武力的可能性增加有关;“恐怖主义”一词与干预的可能性降低联系在一起。这一发现表明,一些术语不仅可能是陷阱或空洞的,而且在规范上也会适得其反。
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引用次数: 1
Dealing with guilt and shame in international politics 处理国际政治中的内疚和羞耻
IF 1.6 3区 社会学 Q2 INTERNATIONAL RELATIONS Pub Date : 2022-03-25 DOI: 10.1177/00471178221086147
Lotem Bassan-Nygate, G. Heimann
State and non-state actors often try to provoke moral emotions like guilt and shame to mobilize political change. However, tactics such as `naming and shaming’ are often ineffective, suggesting that policy makers engage in norm violations in ways that minimize moral emotions. We argue that when violating norms, decision makers deal with guilt and shame through coping mechanisms that allow them to pursue policies that contradict their moral standards. We conceptualize guilt and shame as two separate phenomena that provoke distinct reactions. Shame is more likely to provoke immature defenses like denial and distortion, while guilt provokes a more mature and reparative reaction. We provide empirical evidence for this theory by examining two crucial issues on the state of Israel’s political agenda during the first decade of its existence. We analyze political debates over the return of the Palestinian refugees and the reparation agreement between Israel and West Germany, using a series of primary sources from three different political forums.
国家和非国家行为者经常试图挑起道德情感,如内疚和羞耻,以动员政治变革。然而,诸如“点名羞辱”之类的策略往往是无效的,这表明政策制定者以最小化道德情绪的方式违反规范。我们认为,当违反规范时,决策者通过应对机制来处理内疚和羞耻,使他们能够采取与他们的道德标准相矛盾的政策。我们认为内疚和羞耻是两种不同的现象,会引起不同的反应。羞耻更容易引发不成熟的防御,如否认和扭曲,而内疚则会引发更成熟和修复性的反应。我们通过研究以色列建国后第一个十年政治议程上的两个关键问题,为这一理论提供了经验证据。我们使用来自三个不同政治论坛的一系列主要资料,分析了关于巴勒斯坦难民返回和以色列与西德之间赔偿协议的政治辩论。
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引用次数: 0
China’s bid for international leadership in Central and Eastern Europe: role conflict and policy responses 中国在中欧和东欧争取国际领导地位:角色冲突和政策回应
IF 1.6 3区 社会学 Q2 INTERNATIONAL RELATIONS Pub Date : 2022-03-17 DOI: 10.1177/00471178221082871
Weiqing Song, Rudolf Fürst
China and Central and Eastern European Countries (CEECs) have intensified their cooperation over the past decade or so. Despite some modest progress, this cooperation has performed below the expectations of the CEECs in general, and, even more so, generated negative feedback and implications more widely. This study is motivated by the puzzle over why there are widening discrepancies between the two sides after initially positive expectations. Informed by the role theory of international relations, this paper mainly argues that there is an intrarole conflict between China’s perception of its international leadership role and the corresponding role expectations of China held by the CEECs. This framework is empirically assessed on the 17 + 1 cooperation, through which China strives to forge a leadership role for itself in relation to the CEECs. Amid generally low expectations of China’s leadership role, three general patterns of responses can be identified among the CEECs, including those of dissenters, pragmatists, and persisting partners. Furthermore, China’s leadership demands encountered challenges from other players, particularly the European Union and the United States.
10多年来,中国与中东欧国家合作不断加强。尽管合作取得了一定进展,但总体表现低于各方预期,甚至产生了负面反馈和广泛影响。这项研究的动机是,为什么在最初的积极期望之后,双方之间的差异会越来越大。基于国际关系角色理论,本文主要认为中国对其国际领导角色的认知与中东欧国家对中国的相应角色期望之间存在角色内冲突。这一框架在“17 + 1合作”中得到了实证评估,中国努力通过“17 + 1合作”在中东欧国家中发挥领导作用。由于对中国领导作用的期望普遍较低,在中东欧国家中可以发现三种普遍的反应模式,包括持不同政见者、实用主义者和坚持合作伙伴。此外,中国的领导要求遇到了来自其他参与者的挑战,特别是欧盟和美国。
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引用次数: 0
Role conflict in International Relations: the case of Indonesia’s regional and global engagements 国际关系中的角色冲突:印尼的区域和全球参与
IF 1.6 3区 社会学 Q2 INTERNATIONAL RELATIONS Pub Date : 2022-01-27 DOI: 10.1177/00471178211073880
M. F. Karim
In recent years, scholars have devoted increased attention to the notion of roles in foreign policy analysis and international relations. However, role theory literature has so far less frequently explored re-conceptualising role conflict. To further understand the concept of role conflict, this article aims to unpacks the notion of international audiences. To do so, this article advances the application of role conflict by arguing the importance of notion of vertical role conflict that considers the different levels of international audiences, specifically regionally and globally. Building upon the symbolic interactionist conceptualisation of social interaction as a stage, regional and global levels can be seen as arenas for role-playing but with different expectations to fulfil. The article proposes two types of vertical role conflict, stemming from the difference between the regional and global levels. These theoretical claims will be elucidated through the study of Indonesia’s regional and global engagement in two areas: human rights and trade.
近年来,学者们越来越关注外交政策分析和国际关系中的角色概念。然而,到目前为止,角色理论文献很少探索角色冲突的重新概念化。为了进一步理解角色冲突的概念,本文旨在对国际受众的概念进行解析。为此,本文通过论证垂直角色冲突概念的重要性来推进角色冲突的应用,该概念考虑了不同层次的国际受众,特别是区域和全球受众。基于社会互动作为一个阶段的象征性互动主义概念,区域和全球层面可以被视为角色扮演的舞台,但有不同的期望要实现。本文从区域和全球层面的差异出发,提出了两种垂直角色冲突。这些理论主张将通过研究印度尼西亚在两个领域的区域和全球参与来阐明:人权和贸易。
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引用次数: 2
Sovereignty and trading states: denuclearization in Belarus, Kazakhstan, South Africa, and Ukraine 主权和贸易国家:白俄罗斯、哈萨克斯坦、南非和乌克兰的无核化
IF 1.6 3区 社会学 Q2 INTERNATIONAL RELATIONS Pub Date : 2022-01-24 DOI: 10.1177/00471178211069754
JeongWon Bourdais Park, Dahoon Chung
The paper explores the cases of denuclearized countries, namely Belarus, Kazakhstan, South Africa, and Ukraine and primarily intends to answer the questions of how (process), why (reasons for denuclearization), and for what (benefits and gains) did these four countries abandon their strategically advantageous nuclear arsenals. For conceptual analysis, ‘a trading state’ is employed, for they commonly faced the imminent need of guaranteeing state sovereignty and the influence of changing security dynamics. The four cases exhibit both generalizable commonality and distinctive experience in the process of denuclearization. They demonstrate that two mutually-reinforcing forces, ‘global-scale structural change in world politics’ and ‘pressure for regime creation or change’, interactively led to the final decision to enact complete denuclearization, albeit not effortlessly. Furthermore, unveiling the differences in the process of denuclearization – in terms of resistance, negotiation tools and leverage, stage of nuclear development, domestic-grown technology, internal justification for legitimacy – helps to clarify the gains and benefits received in return for denuclearization. Shedding light on these four countries, under pressure from nuclear weapons states, complements conventional realism-leaning interpretations of nuclear politics and offers policy insights to understand countries with nuclear ambition in contemporary world politics.
本文探讨了非核化国家的案例,即白俄罗斯、哈萨克斯坦、南非和乌克兰,主要旨在回答这四个国家如何(过程)、为什么(无核化的原因)和为了什么(利益和收益)放弃其具有战略优势的核武库的问题。在概念分析中,使用了“贸易国家”,因为它们共同面临着保障国家主权的迫切需要和不断变化的安全动态的影响。这四个案例在无核化进程中既具有普遍性,又具有鲜明的经验。他们表明,两种相互加强的力量,“世界政治的全球规模结构性变化”和“建立或改变政权的压力”,相互作用,最终决定实施完全无核化,尽管并非毫不费力。此外,揭示无核化进程中的差异——在阻力、谈判工具和杠杆、核发展阶段、国内技术、合法性的内部理由等方面——有助于澄清无核化所带来的收益和利益。揭示这四个国家在核武器国家的压力下,补充了传统的现实主义倾向的核政治解释,并提供了在当代世界政治中理解有核野心的国家的政策见解。
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引用次数: 0
Russian Foreign Policy 俄罗斯外交政策
IF 1.6 3区 社会学 Q2 INTERNATIONAL RELATIONS Pub Date : 2022-01-12 DOI: 10.1093/obo/9780199743292-0310
Russian foreign policy has undergone substantial shifts in the post–Cold War period. Scholarly attention toward the topic has also experienced ebbs and flows as the breakup of the Soviet Union drastically decreased general interest toward a newly emerged Russia. The initial period of Russian foreign policy in the early 1990s was to a large degree a continuation of Soviet foreign policy, with its focus on cooperative relations with the West. This, in turn, combined with the general weakness of the Russian state, resulted in the relative disregard of other foreign policy directions. The deepening domestic power struggle led to a growing opposition toward the pro-Western course and paved the way for a number of domestic players to influence Russia’s foreign policy course. Vladimir Putin’s arrival to power in 2000 and the domestic changes he introduced freed foreign policy from most of its domestic constraints, at least temporarily. During his first presidential term (2000–2004), Russian foreign policy oscillated between competition with the West (the United States in particular) and attempts to integrate Russia as the West’s equal partner. The consolidation of the regime, which accelerated in Putin’s second presidential term (2004–2008), left its mark on foreign policy. Russia’s engagement with the external world underwent substantial changes, which turned out to be durable for the next decade and a half. Material resurgence, the strengthening of the state, and the domestic political consolidation fueled Russia’s assertiveness in international politics. These processes culminated in Putin’s 2007 Munich speech and the 2008 war with Georgia. The following period of the so-called tandemocracy (2008–2012), with Putin becoming prime minister and Dmitri Medvedev serving as president, led to a partial warming in relations with the West, though Russia continued its assertive policy. Russia also deepened its cooperation with a rising China. Putin’s return to power in 2012 initiated the conservative-nationalist turn in domestic politics, which was reflected in foreign policy. Russia increasingly positioned itself not only as a geopolitical challenger to the West, but also a normative one. The annexation of Crimea (2014), followed by the military intervention in Syria (2015), opened a new phase in Russian foreign policy. Moscow became bolder in using military force abroad and enlarged its presence in such regions as sub-Saharan Africa. The explanations of change and continuity in Russian foreign policy can be grouped in several camps, with scholars emphasizing power politics and external constraints, domestic politics, and the role of ideas and identity. The emerging trend is the growing popularity of pluralist explanations of Russian foreign policy.
俄罗斯的外交政策在后冷战时期发生了重大转变。随着苏联的解体大大降低了对新出现的俄罗斯的普遍兴趣,学术界对这个话题的关注也经历了起起落落。20世纪90年代初,俄罗斯外交政策的最初阶段在很大程度上是苏联外交政策的延续,其重点是与西方的合作关系。这一点,再加上俄罗斯政府的普遍弱点,导致了俄罗斯对其他外交政策方向的相对漠视。不断深化的国内权力斗争导致越来越多的人反对亲西方路线,并为一些国内参与者影响俄罗斯的外交政策路线铺平了道路。弗拉基米尔•普京(Vladimir Putin) 2000年上台,以及他引入的国内改革,使俄罗斯外交政策至少暂时摆脱了大部分国内制约。在他的第一个总统任期内(2000-2004年),俄罗斯的外交政策在与西方(尤其是美国)竞争和试图将俄罗斯整合为西方的平等伙伴之间摇摆不定。政权的巩固在普京第二任总统任期(2004-2008)加速,并在外交政策上留下了印记。俄罗斯与外部世界的接触经历了重大变化,这种变化在接下来的15年里持续了下来。物质上的复兴、国家的加强和国内政治的巩固,使俄罗斯在国际政治中更加自信。这些进程在普京2007年的慕尼黑演讲和2008年与格鲁吉亚的战争中达到高潮。接下来的所谓“tandemocracy”时期(2008年至2012年),普京成为总理,梅德韦杰夫担任总统,导致俄罗斯与西方的关系部分升温,尽管俄罗斯继续奉行强硬的政策。俄罗斯也加深了与崛起中的中国的合作。普京2012年重新掌权后,国内政治开始转向保守民族主义,这也反映在外交政策上。俄罗斯越来越多地将自己定位为不仅是西方的地缘政治挑战者,也是一个规范挑战者。吞并克里米亚(2014年)以及随后对叙利亚的军事干预(2015年),开启了俄罗斯外交政策的新阶段。莫斯科在海外使用军事力量方面变得更加大胆,并扩大了在撒哈拉以南非洲等地区的存在。对俄罗斯外交政策的变化和连续性的解释可以分为几个阵营,学者们强调权力政治和外部约束、国内政治以及思想和身份的作用。新兴的趋势是,对俄罗斯外交政策的多元解释越来越受欢迎。
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引用次数: 0
Resilience to crisis and resistance to change: a comparative analysis of the determinants of crisis outcomes in Latin American regional organisations 危机复原力和变革阻力:拉丁美洲区域组织危机结果决定因素的比较分析
IF 1.6 3区 社会学 Q2 INTERNATIONAL RELATIONS Pub Date : 2021-12-29 DOI: 10.1177/00471178211067366
G. Agostinis, Detlef Nolte
Latin American regionalism displays a long history of crises, which have affected almost all regional organisations (ROs) across different waves of regionalism. The article conducts the first comparative analysis of the outcomes of crises in Latin American ROs across time, tackling the following questions: What have been the outcomes of the crises faced by Latin American ROs? Under what conditions does a crisis result in the survival or breakdown of the affected RO in Latin America? We adopt a multi-method approach that combines QCA with process tracing to identify the causal pathways to the survival or breakdown of ROs across a universe of eight crises. The findings show that Latin American ROs have been resilient to crises, which resulted in RO survival in seven cases out of eight. The QCA reveals how the distributive nature of interstate conflicts and the availability of majority voting are both sufficient conditions for Latin American ROs to survive a crisis. Analysis of the outlier case of UNASUR shows that normative conflicts that take place in the absence of majority voting constitute a ‘perfect storm’ configuration that can lead to RO breakdown. The findings also show that Latin America ROs’ tendency to survive crises is associated with the preservation of the status quo in terms of institutional design, which in some cases is achieved through the temporary flexibilisation of existing rules. Differently from the case of the EU, then, the crises of Latin American ROs have not led to the deepening of regional integration, but rather to institutional inertia.
拉丁美洲地区主义有着悠久的危机历史,在不同的地区主义浪潮中几乎影响了所有的区域组织。本文首次对拉美各时期的危机结果进行了比较分析,解决了以下问题:拉美地区的危机结果是什么?在什么条件下,危机会导致受影响的拉丁美洲RO的生存或崩溃?我们采用了一种多方法方法,将QCA与过程追踪相结合,以确定八种危机中ROs存活或崩溃的因果途径。研究结果表明,拉丁美洲的RO具有抵御危机的能力,这导致8个RO中有7个存活下来。QCA揭示了国家间冲突的分配性质和多数投票的可用性如何成为拉丁美洲ro在危机中生存的充分条件。对UNASUR异常案例的分析表明,在没有多数投票的情况下发生的规范性冲突构成了可能导致RO崩溃的“完美风暴”配置。研究结果还表明,拉丁美洲的货币组织在危机中生存的倾向与制度设计方面保持现状有关,在某些情况下,这是通过对现有规则的暂时灵活性来实现的。因此,与欧盟的情况不同,拉美地区的危机并没有导致区域一体化的深化,而是导致了制度上的惰性。
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引用次数: 4
Varieties of international reconciliation: the configuration of interest and reflection after conflict 国际和解的多样性:冲突后的利益配置与反思
IF 1.6 3区 社会学 Q2 INTERNATIONAL RELATIONS Pub Date : 2021-12-29 DOI: 10.1177/00471178211066224
J. Suh, J. Chun
After conflict, states occasionally succeed in reconciling with former adversaries. When they do, they do so in different ways. Some grudgingly sign a treaty to signal the end of a conflict. Others provide for not only reparations and compensations but also economic assistance as material evidence of reconciliation. Yet others offer apologies, official and unofficial, and engage their former adversaries in reflective dialog that transforms their relationship from enmity to amity. Is there a way to systemically organize different ways in which states reconcile? Can different types of reconciliation be identified? If so, what explains the types? We address these questions in this article. Based on our survey of war terminations in the post-World War II period, we identify four different types of reconciliation that former injurious states have made with their victim states – procedural, material, ideational, and substantial. We hypothesize that their choice of a reconciliation type can be explained in terms of a configuration of national interest and national reflection. In this article, we engage in a structured comparative analysis of the cases of reconciliation between France-Algeria, Japan-Korea, Germany-Czechoslovakia/Czech Republic, and Germany-Poland – that we argue closely resemble the four ideal types – and demonstrate that our hypotheses are confirmed. We conclude with a consideration of how likely it is for ideational and material reconciliation to develop into substantial reconciliation
在冲突之后,国家偶尔会成功地与以前的对手和解。当他们这样做时,他们会以不同的方式这样做。一些国家不情愿地签署了一项条约,标志着冲突的结束。另一些规定不仅提供赔偿和补偿,而且提供经济援助,作为和解的物证。然而,其他人则提供正式或非正式的道歉,并与他们的前对手进行反思对话,将他们的关系从敌对转变为友好。是否有一种方法可以系统地组织不同的方式来协调国家?能否识别不同类型的对账?如果是这样,如何解释这些类型?我们将在本文中讨论这些问题。根据我们对二战后战争结束的调查,我们确定了前受害国与受害国之间的四种不同类型的和解——程序和解、物质和解、思想和解和实质性和解。我们假设他们对和解类型的选择可以从国家利益和国家反思的配置来解释。在本文中,我们对法国-阿尔及利亚、日本-韩国、德国-捷克斯洛伐克/捷克共和国和德国-波兰之间的和解案例进行了结构化的比较分析,我们认为这些案例与四种理想类型非常相似,并证明我们的假设得到了证实。最后,我们考虑了概念和物质上的和解发展为实质性和解的可能性有多大
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引用次数: 0
Hegemonic stability in the Indo-Pacific: US-India relations and induced balancing 印太地区的霸权稳定:美印关系及其诱导的平衡
IF 1.6 3区 社会学 Q2 INTERNATIONAL RELATIONS Pub Date : 2021-12-08 DOI: 10.1177/00471178211059253
Jan Hornát
The United States has improved relations with no other country during the Trump administration as much as it advanced its relationship with India. US-India relations have arguably marked their historical high points since Trump entered office and India seems to be overcoming its suspicion of closer cooperation with the US. Given these developments, this article aims to theorize the relationship through the hegemonic stability theory and explain US strategy toward India. We first demonstrate why India is accepting the hegemonic standing of the US in the Indo-Pacific and then – since balance of power politics are still a staple of policymakers’ approach to stability in the Indo-Pacific – we introduce the notion of induced balancing to show what approach the United States has adopted to empower India to expand its balancing capacity vis-à-vis China. The last section of the article empirically maps the various incentives that Washington offers to New Delhi in order to situate it in the desired position of a proxy China-balancer.
在特朗普执政期间,美国与其他任何国家的关系都没有像与印度的关系那样得到改善。自特朗普上任以来,美印关系可以说达到了历史最高点,印度似乎正在克服对与美国加强合作的怀疑。鉴于这些发展,本文旨在通过霸权稳定理论对美印关系进行理论化,并解释美国对印战略。我们首先展示了为什么印度接受美国在印度-太平洋地区的霸权地位,然后-由于力量平衡政治仍然是政策制定者在印度-太平洋地区稳定的主要方法-我们引入了诱导平衡的概念,以展示美国采取了什么方法来授权印度扩大其对-à-vis中国的平衡能力。文章的最后一部分从经验上描绘了华盛顿向新德里提供的各种激励措施,以使其处于中国平衡者所期望的代理位置。
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引用次数: 0
Interventionist or internationalist? Coercion, self-determination, and humanitarianism in Third World practice 干涉主义者还是国际主义者?第三世界实践中的强制、自决和人道主义
IF 1.6 3区 社会学 Q2 INTERNATIONAL RELATIONS Pub Date : 2021-11-27 DOI: 10.1177/00471178211059493
Patrick Quinton-Brown
This article argues that contemporary debates around intervention, and especially humanitarian intervention, have misunderstood the meaning of these concepts in Cold War international society. By comparing a specific kind of humanitarian interventionism with a specific kind of internationalism, that of a revolutionist strain of Third World practice, it shows that existing studies have paid too little attention to discursive entanglements of coercion, self-determination, and humanitarianism. The Angola case provides a significant illustration: in 1975 the problem of intervention comes to be tied not just to dictatorial interference, but to a logic of self-determination, which is itself tied to causes of anticolonialism and anti-racism. It is too easy to say that the period’s rules of non-intervention precluded the legitimate coercive prevention of atrocities and related international crimes. Particular practices of internationalism, linked to the promotion of self-determination, provided a basis for enforcing international human rights treaties, including the Genocide Convention. All this seems very different from what we usually know of the legitimacy of saving strangers and the character of Third World organising in the mid-20th century.
本文认为,当代关于干预,特别是人道主义干预的争论误解了这些概念在冷战国际社会中的意义。通过比较一种特定的人道主义干涉主义与一种特定的国际主义,即第三世界实践的革命流派,它表明,现有的研究对强制、自决和人道主义的话语纠缠关注得太少。安哥拉的情况提供了一个重要的例证:在1975年,干预问题不仅与独裁干涉联系在一起,而且与自决逻辑联系在一起,而自决逻辑本身又与反殖民主义和反种族主义的事业联系在一起。很容易说,该时期的不干涉规则排除了对暴行和有关国际罪行的合法强制预防。与促进自决有关的国际主义的特殊做法为执行包括《灭绝种族罪公约》在内的国际人权条约提供了基础。这一切似乎与我们通常所了解的救助陌生人的合法性,以及20世纪中叶第三世界组织的性质,都大不相同。
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引用次数: 1
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