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Journal of Public Administration Research and Theory最新文献

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The potential of meta-ethnography in the study of public administration: a worked example on social security encounters in advanced liberal democracies 元民族志在公共行政研究中的潜力:发达自由民主国家社会安全遭遇的一个有效例子
IF 4.2 1区 管理学 Q1 Social Sciences Pub Date : 2022-10-25 DOI: 10.1093/jopart/muac046
John Boswell, Stuart Smedley
The purpose of this article is to highlight meta-ethnography – the interpretive synthesis of ethnographic studies on a given theme – as a useful tool in the study of social policy and public administration. We claim this approach can maximise the impact of rich idiographic research to enable theory-refining and evidence-building efforts in the field. We illustrate these benefits through reference to a worked example focused on public encounters with social security in advanced liberal democracies. We show how we drew together 49 ethnographic studies from a variety of disciplines to identify repertoires of response that citizens exercise in their encounters with the contemporary welfare state. Through this analysis, we demonstrate how meta-ethnography can shed new light on topical contemporary debates about administrative burden. We conclude by reflecting on the prospects and limits of this technique for broader use in the field.
本文的目的是强调元民族志-对特定主题的民族志研究的解释性综合-作为研究社会政策和公共行政的有用工具。我们声称这种方法可以最大限度地发挥丰富的具体研究的影响,从而使该领域的理论提炼和证据建立工作成为可能。我们通过参考一个工作实例来说明这些好处,该实例侧重于发达自由民主国家公众与社会保障的接触。我们展示了我们如何将来自不同学科的49项民族志研究结合在一起,以确定公民在遇到当代福利国家时所表现出的反应。通过这一分析,我们展示了元民族志如何为当代关于行政负担的热门辩论提供新的线索。最后,我们反思了该技术在该领域广泛应用的前景和局限性。
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引用次数: 1
Climbing the Velvet Drainpipe Class background and career progression within the UK Civil Service 在英国公务员队伍中攀登天鹅绒排水管阶级背景和职业发展
IF 4.2 1区 管理学 Q1 Social Sciences Pub Date : 2022-10-14 DOI: 10.1093/jopart/muac045
Sam Friedman
While the theory of representative bureaucracy originates from concerns about the class composition of the public sector workforce, questions of class background have been notably absent in subsequent scholarship. In this paper I take advantage of new data on the class backgrounds of UK civil servants (N= 308, 566) to, first, explore descriptively how class shapes the composition of the civil service, both vertically in terms of occupational grade and horizontally in terms of department, location and profession. I show that those from working-class backgrounds are not only under-represented in the Civil Service as a whole, but this skew is particularly acute in propulsive departments like the Treasury, locations like London and in the Senior Civil Service. This initial descriptive analysis then acts as the staging point for the central qualitative component of my analysis, drawing on 104 in-depth interviews across four case-study departments. Here I identify three unwritten rules of career progression that tend to act as barriers for those from working-class backgrounds; access to accelerator jobs, organisational ambiguity in promotion processes; and sorting into operational (versus policy) tracks that have progression bottlenecks. This analysis highlights the need for more work on class representation, as well as underlining how representative bureaucracy may be impeded by patterns of horizontal as well as vertical segregation, particularly in work areas that have an outsized influence on policy design.
虽然代议制官僚主义的理论源于对公共部门劳动力阶级构成的担忧,但在随后的学术研究中,阶级背景的问题明显缺失。在本文中,我利用关于英国公务员阶级背景的新数据(N=308566),首先,描述性地探讨了阶级如何塑造公务员队伍的组成,包括职业等级的纵向和部门、地点和职业的横向。我表明,工人阶级背景的人不仅在整个公务员队伍中代表性不足,而且这种倾斜在财政部等推动部门、伦敦等地和高级公务员队伍中尤为严重。然后,这个最初的描述性分析作为我分析的核心定性部分的起点,利用四个案例研究部门的104次深入访谈。在这里,我确定了职业发展的三条不成文规则,这些规则往往会成为工人阶级背景的障碍;获得加速器工作的机会,晋升过程中的组织模糊性;以及对存在进展瓶颈的运营(与政策)轨道进行分类。这一分析强调了需要在阶级代表性方面做更多的工作,并强调了代表性官僚机构可能会受到横向和纵向隔离模式的阻碍,特别是在对政策设计有巨大影响的工作领域。
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引用次数: 0
Do Institutions Matter? The Impact of Budget Expertise on State Fiscal Responsibility 制度重要吗?预算专业知识对国家财政责任的影响
IF 4.2 1区 管理学 Q1 Social Sciences Pub Date : 2022-10-08 DOI: 10.1093/jopart/muac044
Colin Emrich
Do governmental institutions constrain state actors? I investigate this question by examining the relationship between the design of state legislative fiscal offices and the health of state budgets. These budgetary bodies serve a supporting role for legislatures, designed to advance sound fiscal policy and sustainable public finance. With an original data set encompassing all state legislative budgetary bodies from 1963-2014, I estimate the causal effects of nonpartisan fiscal offices on budget surpluses with a generalized difference-in-differences estimator. My results show that the presence of these fiscal offices within legislatures do not affect a state’s fiscal well-being. This result holds even when legislative fiscal offices are relatively empowered in the budget process, raising doubts about how state lawmakers use nonpartisan budgetary information in funding the government.
政府机构是否约束国家行为者?我通过研究州立法财政办公室的设计与州预算健康之间的关系来研究这个问题。这些预算机构对立法机构起辅助作用,旨在促进健全的财政政策和可持续的公共财政。使用包含1963年至2014年所有州立法预算机构的原始数据集,我使用广义差中差估计器估计了无党派财政办公室对预算盈余的因果影响。我的研究结果表明,立法机构中这些财政办公室的存在并不影响一个州的财政状况。即使立法财政办公室在预算过程中拥有相对的权力,这一结果也适用,这引发了人们对州议员如何利用无党派预算信息为政府提供资金的质疑。
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引用次数: 1
Scarcity and the Mindsets of Social Welfare Recipients: Evidence from a Field Experiment 稀缺与社会福利接受者的心态:来自实地实验的证据
IF 4.2 1区 管理学 Q1 Social Sciences Pub Date : 2022-10-05 DOI: 10.1093/jopart/muac043
J. K. Madsen, Martin Baekgaard, J. Kvist
Financial scarcity is a fundamental condition for recipients of social welfare. We draw on scarcity theory to suggest that the condition of scarce resources may have a range of important psychological consequences for how welfare recipients’ cope with their problems, navigate citizen-state interactions, for their perceived ability to deal with their problems, and for their psychological well-being. In a field experiment using Danish unemployed social assistance recipients (N = 2,637), we test the psychological consequences of scarcity by randomly assigning recipients to be surveyed either shortly before payment of their social assistance benefits, shortly after, or mid-month. We find no impact of the scarcity manipulation and thus our main findings run counter to the idea that short-term changes in scarce financial conditions influence the mindsets of social welfare recipients. However, a series of exploratory cross-sectional regressions show that subjective scarcity, i.e. ‘the feeling of having too little’, is associated with an increased focus on solving problems, but negatively associated with psychological well-being, sense of mastery, and job search self-efficacy. We conclude that these correlates may reflect more long-term consequences of scarcity but that more and stronger causal evidence is needed given the cross-sectional nature of these data.
财政匮乏是领取社会福利的一个基本条件。我们利用稀缺理论表明,稀缺资源的状况可能会对福利领取者如何应对他们的问题、驾驭公民与国家的互动、他们处理问题的感知能力以及他们的心理健康产生一系列重要的心理影响。在一项使用丹麦失业社会援助领取者(N=2637)的实地实验中,我们通过随机分配领取者在社会援助福利支付前不久、支付后不久或月中接受调查,来测试匮乏的心理后果。我们没有发现稀缺性操纵的影响,因此我们的主要发现与稀缺性金融条件的短期变化影响社会福利接受者心态的观点背道而驰。然而,一系列探索性的横断面回归表明,主观稀缺性,即“拥有太少的感觉”,与对解决问题的关注增加有关,但与心理健康、掌握感和求职自我效能感呈负相关。我们得出的结论是,这些相关性可能反映了稀缺性的更长期后果,但鉴于这些数据的横截面性质,需要更多更强的因果证据。
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引用次数: 5
Theorizing Multilevel Closure Structures Guiding Forum Participation 引导论坛参与的多层次封闭结构理论化
IF 4.2 1区 管理学 Q1 Social Sciences Pub Date : 2022-09-30 DOI: 10.1093/jopart/muac042
Harrison Fried, Matthew Hamilton, Ramiro Berardo
Understanding how stakeholders choose to participate in different policy forums is central to research on complex, polycentric governance systems. In this paper, we draw upon the Ecology of Games Theory (EGT) to develop theoretical expectations about how four incentive structures may guide how actors navigate the world of policy forums. We test these expectations using unique data on a three-mode network of actors, forums, and issues related to climate change adaption in the state of Ohio, in the U.S. Midwest. Results of an exponential random graph model suggest that multilevel closure structures, which are a function of transaction costs and direct benefits, guide actors’ forum participation in ways that can either reinforce sub-optimal, ineffective governance arrangements, or conversely, encourage opportunities for innovation, increase diversity in representation, and facilitate policy learning. From a methodological standpoint, our research highlights the benefits of examining complex governance systems through the more precise approach allowed by three-mode network analysis, which has not been frequently used in research on polycentric governance systems up to this point.
了解利益相关者如何选择参与不同的政策论坛,对于研究复杂的多中心治理系统至关重要。在本文中,我们借鉴博弈论生态学(EGT),对四种激励结构如何指导行为者如何在政策论坛的世界中导航,提出了理论期望。我们在美国中西部的俄亥俄州使用了一个由行动者、论坛和与气候变化适应相关的问题组成的三模式网络的独特数据来测试这些预期。指数随机图模型的结果表明,作为交易成本和直接收益函数的多层次封闭结构引导行为体参与论坛的方式,既可以强化次优、无效的治理安排,也可以反过来鼓励创新机会、增加代表性多样性,并促进政策学习。从方法论的角度来看,我们的研究强调了通过三模式网络分析所允许的更精确的方法来检查复杂治理系统的好处,到目前为止,这种方法还没有经常用于多中心治理系统的研究。
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引用次数: 0
The Unequal Distribution of Consequences of Contracting Out: Female, Low-skilled, and Young Workers Pay the Highest Price 外包后果的不平等分配:女性、低技能和年轻工人付出的代价最高
IF 4.2 1区 管理学 Q1 Social Sciences Pub Date : 2022-09-29 DOI: 10.1093/jopart/muac041
Gustav Egede Hansen, G. Bel, Ole Helby Petersen
While the public and private labor markets are marked by significant differences in the institutions of wage formation, very few studies have examined workers’ wages and employment in the public and private sectors when solving the same tasks. Focusing on government contracting out, we examine the change in work income, employment, and government income benefits when public workers are transferred from a public to a private employer due to contracting out. Drawing on theories on wage gaps between the public and private sectors and the property rights literature, we develop novel hypotheses about how individual characteristics of workers moderate the impact of contracting out on workers. Using high-quality individual-level Danish register data, we establish a worker treatment group who experienced contracting out and match them with a similar group of public workers who did not. Difference-in-difference estimation with Coarsened Exact Matching suggests that workers overall experience a significant decline in work income and employment, albeit with major intergroup differences across gender, skills, and age. Our sub-group findings show that female, low-skilled, and younger workers pay the highest price for government contracting out, both in terms of salaries and employment. We discuss how economic theories of public‒private gaps in wage setting can be combined with public administration theories of contract design and monitoring to develop improved — and possibly more equitable — conditions for workers when governments contract out.
尽管公共和私营劳动力市场的工资形成机制存在显著差异,但很少有研究在解决相同任务时考察公共和私营部门工人的工资和就业情况。以政府外包为重点,我们研究了当公共工人因外包而从公共雇主转移到私人雇主时,工作收入、就业和政府收入福利的变化。根据公共和私营部门之间工资差距的理论以及产权文献,我们提出了关于工人的个人特征如何调节外包对工人的影响的新假设。使用高质量的个人水平丹麦注册数据,我们建立了一个有外包经验的工人待遇组,并将他们与没有外包经验的类似公共工作者组进行匹配。粗化精确匹配的差异估计表明,工人的工作收入和就业总体上显著下降,尽管在性别、技能和年龄方面存在重大的群体间差异。我们的小组调查结果显示,无论是在工资还是就业方面,女性、低技能和年轻工人为政府外包付出的代价最高。我们讨论了如何将工资设定中公私差距的经济理论与合同设计和监督的公共管理理论相结合,以在政府外包时为工人创造更好的——可能更公平的——条件。
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引用次数: 0
Can Sunlight Disperse Mistrust? A Meta-Analysis of the Effect of Transparency on Citizens’ Trust in Government 阳光能驱散不信任吗?透明度对公民对政府信任影响的元分析
IF 4.2 1区 管理学 Q1 Social Sciences Pub Date : 2022-09-23 DOI: 10.1093/jopart/muac040
Qiushi Wang, Zhenghui Guan
Transparency has often been hailed as a golden tool to bolster citizens’ trust in government and improve public governance. However, there is a considerable disparity in theoretical reasoning and empirical findings. Through a meta-analysis of 49 studies with 436 effect sizes, this study provides novel perspectives for understanding the effect of transparency on citizens’ trust in government. To test these mechanisms, we draw on various social science theories such as agency theory, deliberative democracy theory, procedural justice theory, a disappointment effect view, and a misinformation/information overload view. The meta-analysis indicates that the overall effect of transparency on trust is positive and significant, with an average effect size being 0.13 points. The meta-regression results further show that the impact of transparency on trust is negatively moderated by computer-mediated transparency and decision-making transparency, and it varies in a non-linear pattern with the level and the color of transparency. The findings from this paper advance the theoretical development of the contextual conditions under which transparency may or may not lead to more trust in government. They also suggest helpful strategies for governments to foster a trusting relationship with their citizens.
透明度经常被誉为增强公民对政府信任和改善公共治理的黄金工具。然而,在理论推理和实证研究结果上存在相当大的差距。通过对49项研究436个效应量的meta分析,本研究为理解透明度对公民对政府信任的影响提供了新的视角。为了检验这些机制,我们借鉴了各种社会科学理论,如代理理论、协商民主理论、程序正义理论、失望效应观点和错误信息/信息过载观点。meta分析表明,透明度对信任的整体影响是显著的,平均效应值为0.13分。元回归结果进一步表明,透明度对信任的影响被计算机中介透明度和决策透明度负向调节,并且随着透明度水平和透明度颜色的变化呈非线性变化。本文的研究结果推动了背景条件的理论发展,在这些背景条件下,透明度可能会或可能不会导致对政府的更多信任。他们还为政府与公民建立信任关系提出了有益的策略。
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引用次数: 2
Performance information use in a purpose-oriented network: A relational perspective 面向目标的网络中性能信息的使用:关系视角
IF 4.2 1区 管理学 Q1 Social Sciences Pub Date : 2022-09-19 DOI: 10.1093/jopart/muac039
Mana Nakashima
Performance information use is an essential component of performance management, which is an important tool to manage purpose-oriented networks (PONs). Conceptualizing performance information use in PONs as network members’ presentation, discussion, and interpretation of performance information during their interactions and communication, this study explores its drivers. Extant studies on performance information use in PONs point out an association between its use and the relationships among network members, but they lack specificity regarding the association. This study focuses on and theorizes that association, relying on network theory (especially the embeddedness approach) and resource dependence theory. Network analysis techniques (Multiple Regression Quadratic Assignment Procedure and Exponential Random Graph Modeling) are applied to investigate the theory empirically, using a pair (dyad) of network members as the unit of analysis. The data were collected from 21 members in a health and human services network serving children and youth with serious emotional disturbance in a U.S. county. Two types of performance information were used in the PON: internally and externally produced information. Despite differences in the breadth and decision-making relevance of using information from these two sources, network analyses identify three relational characteristics consistently associated with the dyads’ use of internal and external performance information: (1) frequency of communication; (2) centrality of position; and (3) extent of mutual dependency. These findings suggest that network members are likely to use performance information in relationships where the benefits of developing a shared understanding of network performance outweigh the costs of using it.
性能信息的使用是性能管理的重要组成部分,是管理面向目的网络(PON)的重要工具。本研究将PON中的性能信息使用概念化为网络成员在互动和沟通过程中对性能信息的展示、讨论和解释,并探讨其驱动因素。对PON中性能信息使用的现有研究指出,性能信息的使用与网络成员之间的关系之间存在关联,但缺乏关于关联的具体性。本研究以网络理论(尤其是嵌入性方法)和资源依赖理论为基础,对关联进行了理论化研究。网络分析技术(多元回归二次分配程序和指数随机图建模)被应用于实证研究该理论,使用一对(二元)网络成员作为分析单元。这些数据是从美国一个县为患有严重情绪障碍的儿童和青少年服务的健康与公众服务网络的21名成员那里收集的。PON中使用了两种类型的性能信息:内部和外部生成的信息。尽管使用这两个来源的信息在广度和决策相关性方面存在差异,但网络分析确定了三个与二人组使用内部和外部绩效信息一致相关的关系特征:(1)沟通频率;(2) 位置中心性;以及(3)相互依赖的程度。这些发现表明,网络成员可能会在关系中使用性能信息,在这种关系中,发展对网络性能的共同理解的好处大于使用它的成本。
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引用次数: 1
Conceptualizing and explaining flexibility in administrative crisis management – a cross-district analysis in Germany 行政危机管理中灵活性的概念与解释——德国跨地区分析
IF 4.2 1区 管理学 Q1 Social Sciences Pub Date : 2022-09-19 DOI: 10.1093/jopart/muac038
A. Lenz, Steffen Eckhard
Flexibility in administrative crisis management is a frequently reported determinant for a successful crisis response. But there is little agreement about how to conceptualize, measure and explain flexibility. We use a three-dimensional measure of administrative flexibility, capturing employees’ decision leeway, staff mobility, and organizational innovation in a crisis response. We then develop and test an explanation of variation in flexibility, focusing on the refugee crisis of 2015/16 in Germany and analyzing survey and socio-economic data from 235 districts using linear regression analysis. The main finding is that differences in flexibility cannot be explained by the scope of the crisis in a district, but by organizational factors: Agencies with politically unconstrained leadership, with higher financial resources and more crisis-related experience, respond more flexible. These findings contribute to theorizing and explaining administrative flexibility in and beyond crisis management and have practical implications for crisis learning and preparation.
行政危机管理的灵活性是成功应对危机的一个经常被报道的决定因素。但对于如何概念化、衡量和解释灵活性,各方几乎没有达成一致。我们使用了管理灵活性的三维衡量标准,捕捉员工在危机应对中的决策余地、员工流动性和组织创新。然后,我们开发并测试了灵活性变化的解释,重点关注德国2015/16年的难民危机,并使用线性回归分析分析了235个地区的调查和社会经济数据。主要发现是,灵活性的差异不能用一个地区危机的范围来解释,而是用组织因素来解释:具有政治上不受约束的领导、拥有更高财政资源和更多危机相关经验的机构反应更灵活。这些发现有助于理论化和解释危机管理内外的行政灵活性,并对危机学习和准备具有实际意义。
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引用次数: 1
Administrative Errors and Race: Can technology mitigate inequitable administrative outcomes? 行政失误与种族:技术能减轻不公平的行政结果吗?
IF 4.2 1区 管理学 Q1 Social Sciences Pub Date : 2022-09-01 DOI: 10.1093/jopart/muac036
M. Compton, Matthew M. Young, Justin B. Bullock, R. Greer
Scholars have long recognized the role of race and ethnicity in shaping the development and design of policy institutions in the United States, including social welfare policy. Beyond influencing the design of policy institutions, administrative discretion can disadvantage marginalized clientele in policy implementation. Building on previous work on street-level bureaucracy, administrative discretion, and administrative burden, we offer a theory of racialized administrative errors and we examine whether automation mitigates the adverse administrative outcomes experienced by clientele of color. We build on recent work examining the role of technological and administrative complexity in shaping the incidence of administrative errors, and test our theory of racialized administrative errors with claim-level administrative data from 53 US unemployment insurance programs, from 2002-2018. Using logistic regression, we find evidence of systematic differences by claimant race and ethnicity in the odds of a state workforce agency making an error when processing Unemployment Insurance claims. Our analysis suggests that non-white claimants are more likely to be affected by agency errors that result in underpayment of benefits than white claimants. We also find that automated state-client interactions reduce the likelihood of administrative errors for all groups compared to face-to-face interactions, including Black and Hispanic clientele, but some disparities persist.
学者们早就认识到种族和民族在塑造美国政策制度的发展和设计方面的作用,包括社会福利政策。行政自由裁量权除了会影响政策制度的设计外,还会在政策实施中使边缘群体处于不利地位。在先前关于街头官僚主义、行政自由裁量权和行政负担的研究基础上,我们提出了种族化行政错误的理论,并研究自动化是否减轻了有色人种客户所经历的不利行政结果。我们以最近的研究为基础,研究了技术和行政复杂性在形成行政错误发生率方面的作用,并使用2002年至2018年美国53个失业保险项目的索赔级行政数据验证了我们的种族化行政错误理论。使用逻辑回归,我们发现了索赔人种族和民族在处理失业保险索赔时国家劳动力机构犯错误的几率存在系统性差异的证据。我们的分析表明,非白人索赔人比白人索赔人更容易受到机构错误的影响,从而导致福利支付不足。我们还发现,与面对面的互动相比,自动化的州-客户交互减少了所有群体(包括黑人和西班牙裔客户)行政错误的可能性,但一些差异仍然存在。
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引用次数: 3
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Journal of Public Administration Research and Theory
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