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The Belligerent Bear: Russia, Status Orders, and War 好战的熊:俄罗斯,地位秩序和战争
IF 5 1区 社会学 Q1 Social Sciences Pub Date : 2023-01-01 DOI: 10.1162/isec_a_00458
Pål Røren
Abstract Do states get higher social status from fighting? The prestige of war depends on the type of “status order” that it is interpreted in. Status orders condition and enable the pursuit and recognition of status within social clubs of world politics. Depending on the status order, social clubs may either value or stigmatize belligerence. An analysis comparing the status recognition that Russia received in three social clubs (the great power club, the G-8, and the UN Security Council) after it annexed Crimea and invaded eastern Ukraine in 2014 explores this assumption. The analysis shows that war generated different status effects on Russia's status within each of these clubs. Contrary to popular belief, and amid widespread condemnation, Russia was increasingly recognized as a great power within U.S. public discourse. In contrast, Russia's belligerence diminished its status within the G-8 and had little effect on its status in the UN Security Council. The findings underline the importance of context in estimating status effects of participating in wars and any other behavior that might impact a state's standing in world politics.
国家是否从战争中获得更高的社会地位?战争的威望取决于它所解释的“地位秩序”的类型。在世界政治的社会俱乐部中,地位秩序为地位的追求和承认提供了条件和条件。根据地位顺序,社交俱乐部可能会重视好斗,也可能会贬低好斗。2014年俄罗斯吞并克里米亚并入侵乌克兰东部后,一项分析比较了俄罗斯在三个社会俱乐部(大国俱乐部、八国集团和联合国安理会)中获得的地位认可,探讨了这一假设。分析表明,战争对俄罗斯在这些俱乐部中的地位产生了不同的影响。与普遍的看法相反,在广泛的谴责中,俄罗斯在美国公众话语中越来越被视为一个大国。相比之下,俄罗斯的好战行为削弱了其在八国集团中的地位,对其在联合国安理会的地位几乎没有影响。研究结果强调了在评估参与战争和任何其他可能影响一个国家在世界政治中的地位的行为的地位效应时,背景的重要性。
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引用次数: 2
The Cult of the Persuasive: Why U.S. Security Assistance Fails 对说服力的崇拜:美国安全援助失败的原因
IF 5 1区 社会学 Q1 Social Sciences Pub Date : 2023-01-01 DOI: 10.1162/isec_a_00453
Rachel Tecott Metz
Abstract Security assistance is a pillar of U.S. foreign policy and a ubiquitous feature of international relations. The record, however, is mixed at best. Security assistance is hard because recipient leaders are often motivated to implement policies that keep their militaries weak. The central challenge of security assistance, then, is influence. How does the United States aim to influence recipient leaders to improve their militaries, and what drives its approach? Influence in security assistance can be understood as an escalation ladder with four rungs: teaching, persuasion, conditionality, and direct command. Washington increasingly delegates security assistance to the Department of Defense, and the latter to the U.S. Army. U.S. Army advisers tend to rely exclusively on teaching and persuasion, even when recipient leaders routinely ignore their advice. The U.S. Army's preference for persuasion and aversion to conditionality in security assistance can be traced to its bureaucratic interests and to the ideology that it has developed—the cult of the persuasive—to advance those interests. A case study examines the bureaucratic drivers of the U.S. Army's persistent reliance on persuasion to influence Iraqi leaders to reform and strengthen the Iraqi Army. Qualitative analysis leverages over one hundred original interviews, as well as oral histories and recently declassified U.S. Central Command documents. The findings illustrate how the interests and ideologies of the military services tasked with implementing U.S. foreign policy can instead undermine it.
安全援助是美国外交政策的支柱,也是国际关系中普遍存在的特征。然而,这一记录充其量只能说是好坏参半。安全援助是困难的,因为受援国领导人往往有动机实施使其军队处于弱势的政策。因此,安全援助的核心挑战是影响力。美国的目标是如何影响受援国领导人来改善他们的军事,是什么推动了美国的做法?安全援助中的影响可以理解为一个有四个梯级的升级阶梯:教学,说服,条件限制和直接指挥。华盛顿越来越多地将安全援助委托给国防部,后者则委托给美国陆军。美国陆军顾问倾向于完全依靠教导和说服,即使是在接受建议的领导人经常忽视他们的建议的情况下。美国陆军在安全援助中对说服的偏爱和对条件的厌恶可以追溯到它的官僚主义利益和它为推进这些利益而发展的意识形态——对说服的崇拜。一个案例研究考察了美国陆军持续依赖说服来影响伊拉克领导人改革和加强伊拉克军队的官僚驱动因素。定性分析利用了一百多个原始访谈,以及口述历史和最近解密的美国中央司令部文件。研究结果表明,负责执行美国外交政策的军事部门的利益和意识形态如何反而会破坏外交政策。
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引用次数: 1
Summaries 摘要
1区 社会学 Q1 Social Sciences Pub Date : 2023-01-01 DOI: 10.1162/isec_x_00462
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引用次数: 0
Summaries 摘要
1区 社会学 Q1 Social Sciences Pub Date : 2023-01-01 DOI: 10.1162/isec_x_00474
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引用次数: 0
Dealers and Brokers in Civil Wars: Why States Delegate Rebel Support to Conduit Countries 内战中的交易商和经纪人:为什么国家把叛军支持给导管国家
IF 5 1区 社会学 Q1 Social Sciences Pub Date : 2023-01-01 DOI: 10.1162/isec_a_00461
Niklas Karlén, Vladimir Rauta
Abstract External state support to non-state armed groups is commonly seen as a direct relationship between a state sponsor and a rebel group. But powerful states often use third-party states as conduits of military aid. These intermediary states are secondary, subordinate principals that are part of extended chains of “dual delegation.” Because intermediaries are likely to have their own separate agendas, powerful states often face a double principal-agent problem when providing material support to rebel groups. The difficulties and problems associated with controlling the agent are reflected in the relationship between the principal and the intermediary. States need to identify the alignment of interests at an early stage, or risk strategic failure. There are two ideal types of intermediaries—dealers and brokers. Case studies of the United States’ support to the Mujahideen in Afghanistan and to UNITA in Angola (channeled through Pakistan and Zaire, respectively) demonstrate that intermediaries affect the provision of external support. States engaging in counterterrorism need to look beyond sponsors of terrorism and explore the role of all states involved in the process of conflict delegation. That states use intermediaries when providing support to non-state armed groups indicates that holding states accountable for violating the nonintervention principle under international law should be reconsidered.
国家对非国家武装组织的外部支持通常被视为国家赞助者与反叛组织之间的直接关系。但强国经常利用第三方国家作为军事援助的渠道。这些中间状态是次要的、从属的主体,是“双重委托”扩展链的一部分。由于中介机构可能有自己的单独议程,强大的国家在向反叛组织提供物质支持时往往面临双重委托-代理问题。与控制代理人相关的困难和问题反映在委托人和中介之间的关系中。各国需要在早期阶段确定利益的一致性,否则将面临战略失败的风险。有两种理想的中介——交易商和经纪人。对美国对阿富汗圣战者和安哥拉安盟(分别通过巴基斯坦和扎伊尔提供)的支持的个案研究表明,中间人影响了外部支持的提供。从事反恐怖主义的国家需要超越恐怖主义的赞助者,并探索所有参与冲突代表团进程的国家的作用。国家在向非国家武装组织提供支持时使用中间人表明,应重新考虑追究违反国际法不干涉原则的国家的责任。
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引用次数: 1
Racism, Stereotypes, and War 种族主义、刻板印象和战争
1区 社会学 Q1 Social Sciences Pub Date : 2023-01-01 DOI: 10.1162/isec_a_00469
Jonathan Mercer
Abstract Racism systematically distorts policymakers’ analyses of their allies’ and adversaries’ capabilities, interests, and resolve, potentially leading to costly choices regarding war and peace. When policymakers hold racist beliefs, as they did in the Russo-Japanese War (1904–1905), their beliefs influence how they explain and predict their allies’ and adversaries’ behaviors. Reliance on racist stereotypes leads policymakers to inaccurate assessments. An analysis of the relationship between stereotypes, reputations, and bigotry indicates that reputations easily become stereotypes—which is discomforting to anyone who bases policy decisions on another's reputation or encourages policymakers to do so. International security scholars have largely overlooked the role of racism, assuming rational choices on the part of policymakers. Research demonstrates that this assumption is wrong.
种族主义系统性地扭曲了政策制定者对其盟友和对手的能力、利益和决心的分析,可能导致在战争与和平方面做出代价高昂的选择。当政策制定者持有种族主义信念时,就像他们在日俄战争(1904-1905)中所做的那样,他们的信念会影响他们如何解释和预测盟友和对手的行为。对种族主义刻板印象的依赖导致政策制定者做出不准确的评估。对刻板印象、声誉和偏见之间关系的分析表明,声誉很容易变成刻板印象——这让任何基于他人声誉或鼓励决策者这样做的人感到不安。国际安全学者在很大程度上忽视了种族主义的作用,假设政策制定者做出了理性的选择。研究表明,这种假设是错误的。
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引用次数: 0
Rise or Recede? How Climate Disasters Affect Armed Conflict Intensity 上升还是下降?气候灾害如何影响武装冲突强度
IF 5 1区 社会学 Q1 Social Sciences Pub Date : 2023-01-01 DOI: 10.1162/isec_a_00459
T. Ide
Abstract Disasters play a key role in debates about climate change, environmental stress, and security. A qualitative comparative analysis (QCA) investigates how major climate-related disasters shape the dynamics of ongoing armed conflicts. Quantitative and qualitative data are presented for twenty-one cases across Africa, Asia, and the Middle East. After climate-related disasters, 29 percent of these armed conflicts escalated, 33 percent de-escalated, and 38 percent did not change. Furthermore, only countries highly vulnerable to disasters experienced changes in conflict dynamics. Armed conflicts tend to escalate when the disaster induces shifts in relative power, whereby one conflict party (usually the rebels) subsequently scales up its military efforts. But if at least one conflict party is weakened by a disaster and the other lacks the capability to exploit this change, armed conflict intensity declines. Findings provide empirical support for a proposed power differential mechanism connecting climate-related disasters to armed conflict dynamics via short-term shifts in power relations between the conflict parties. Climate change can also act as a threat reducer by temporarily causing lower conflict intensity.
灾害在关于气候变化、环境压力和安全的辩论中扮演着关键角色。一项定性比较分析(QCA)调查了与气候有关的重大灾害如何影响正在进行的武装冲突的动态。定量和定性数据提出了21个案例在非洲,亚洲和中东。在与气候有关的灾害发生后,29%的武装冲突升级,33%的武装冲突降级,38%的武装冲突没有发生变化。此外,只有最易受灾害影响的国家才经历了冲突动态的变化。当灾难导致相对权力的转移时,武装冲突往往会升级,冲突一方(通常是叛军)随后会扩大其军事力量。但是,如果至少有一方因灾难而被削弱,而另一方缺乏利用这种变化的能力,武装冲突的强度就会下降。研究结果为通过冲突各方之间权力关系的短期变化将气候相关灾害与武装冲突动态联系起来的权力差异机制提供了实证支持。气候变化还可以通过暂时降低冲突强度来减少威胁。
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引用次数: 4
The Psychology of Nuclear Brinkmanship 核边缘政策的心理学
IF 5 1区 社会学 Q1 Social Sciences Pub Date : 2023-01-01 DOI: 10.1162/isec_a_00451
Reid B. C. Pauly, Rose McDermott
Abstract Conventional wisdom sees nuclear brinkmanship and Thomas Schelling's pathbreaking “threat that leaves something to chance” as a solution to the problem of agency in coercion. If leaders cannot credibly threaten to start a nuclear war, perhaps they can at least introduce uncertainty by signaling that the decision is out of their hands. It is not so easy to remove humans from crisis decision-making, however. Often in cases of nuclear brinkmanship, a human being retains a choice about whether to escalate. When two sides engage in rational decision-making, the chance of strategic nuclear exchange should be zero. Scholars have explained how risks associated with accidents, false warnings, and pre-delegation creep into nuclear crises. An investigation of how chance can still produce leverage while leaders retain a choice over whether and when to escalate adds to this scholarship. There remains an element of choice in chance. For a complete understanding of nuclear brinkmanship, psychology and emotion must be added to the analysis to explain how leaders make decisions under pressure. Human emotions can introduce chance into bargaining in ways that contradict the expectations of the rational cost-benefit assumptions that undergird deterrence theory. Three mechanisms of nuclear brinkmanship—accidents, self-control, and control of others—illustrate how a loss of control over the use of nuclear weapons is not a necessary element of the threat that leaves something to chance. Choice does not have to be eliminated for a risk of catastrophic destruction to remain.
传统智慧认为,核边缘政策和托马斯•谢林开创性的“让事情碰运气的威胁”是解决强制中的代理问题的办法。如果领导人无法令人信服地威胁要发动一场核战争,或许他们至少可以通过暗示决定权不在他们手中来引入不确定性。然而,将人类从危机决策中剔除并非易事。通常在核边缘政策的情况下,人类保留了是否升级的选择。当双方理性决策时,战略核交火的可能性应该为零。学者们解释了与事故、错误警告和预先授权相关的风险是如何演变成核危机的。一项关于机遇如何仍能产生影响力的调查,同时领导人保留了是否以及何时升级的选择权,为这一学术研究增添了新的内容。在机会中仍然存在选择的因素。为了全面理解核边缘政策,必须在分析中加入心理学和情感,以解释领导人如何在压力下做出决策。人类的情感可以在讨价还价中引入机会,这与作为威慑理论基础的理性成本效益假设的预期相矛盾。核边缘政策的三种机制——事故、自我控制和对他人的控制——说明了失去对核武器使用的控制并不是让事情发生的必要威胁因素。为了避免灾难性破坏的风险,并不一定要消除选择。
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引用次数: 2
“Wars without Gun Smoke”: Global Supply Chains, Power Transitions, and Economic Statecraft 《没有硝烟的战争》:全球供应链、权力转移和经济治国方略
1区 社会学 Q1 Social Sciences Pub Date : 2023-01-01 DOI: 10.1162/isec_a_00473
Ling S. Chen, Miles M. Evers
Abstract Conventional wisdom holds that conflict is highly likely during a power transition between declining and rising powers. The spread of global supply chains has provided new economic weapons for great powers waging these conflicts, but the businesses that constitute global supply chains can make it harder or easier for them to do so. A structural theory of business-state relations shows how power transitions affect a state's ability to exercise economic statecraft. As a dominant power and a rising power approach parity, they face structural incentives to use economic statecraft to decouple their economies. The resulting threat to businesses’ profits changes business-state relations: high-value businesses within the dominant power tend to oppose their state's use of economic statecraft, whereas low-value businesses within the rising power tend to cooperate with their state's use of economic statecraft. The Anglo-German power transition from 1890 to 1914 and the U.S.-China power transition since 1990 illustrate the theory. The findings shift scholarly debates on the use of economic statecraft in modern great power competition and have policy implications for weaponizing supply chains against rising powers like China.
传统观点认为,在衰落大国和崛起大国之间的权力转移期间,极有可能发生冲突。全球供应链的扩展为发动这些冲突的大国提供了新的经济武器,但构成全球供应链的企业可能会使它们更难或更容易做到这一点。商业-国家关系的结构理论表明,权力转移如何影响一个国家行使经济治国方术的能力。随着一个主导大国和一个崛起大国接近平起平坐,它们面临着使用经济治国方术来实现经济脱钩的结构性激励。由此产生的对企业利润的威胁改变了企业与国家的关系:主导大国内部的高价值企业倾向于反对其国家使用经济治国方略,而新兴大国内部的低价值企业倾向于配合其国家使用经济治国方略。1890年至1914年的英德权力转移和1990年以来的美中权力转移说明了这一理论。这些发现改变了关于在现代大国竞争中使用经济治国方术的学术辩论,并对将供应链武器化以对抗中国等新兴大国具有政策意义。
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引用次数: 0
Push and Pull on the Periphery: Inadvertent Expansion in World Politics 边缘的推与拉:世界政治中的无意扩张
IF 5 1区 社会学 Q1 Social Sciences Pub Date : 2023-01-01 DOI: 10.1162/isec_a_00454
N. Anderson
Abstract Why do great powers engage in territorial expansion? Much of the existing literature views expansion as a largely intentional activity directed by the leaders of powerful states. Yet nearly 25 percent of important historical instances of great power expansion are initiated by actors on the periphery of the state or empire without authorization from their superiors at the center. Periphery-driven “inadvertent expansion” is most likely to occur when leaders in the capital have limited control over their agents on the periphery. Through their actions, peripheral agents effectively constrain leaders from withdrawing from these newly captured territories because of sunk costs, domestic political pressure, and national honor. When leaders in the capital expect geopolitical consequences from regional or other great powers, such as economic sanctions, militarized crises, or war, they are far less likely to authorize the territorial claims. A mixed-methods research strategy combines new quantitative data on great power territorial expansion with three qualitative case studies of successful (and failed) inadvertent expansion by Russia, Japan, and France. Inadvertent expansion has not completely gone away, particularly among smaller states, where government authority can be weak, control over states’ apparatuses can be loose, and civil-military relations can be challenging.
大国为什么要搞领土扩张?现有的许多文献认为,扩张在很大程度上是强国领导人有意为之的行为。然而,近25%的大国扩张的重要历史实例是由国家或帝国的边缘行动者发起的,没有得到其中心上级的授权。当首都的领导人对他们在外围的代理人的控制有限时,由外围驱动的“无意扩张”最有可能发生。由于沉没成本、国内政治压力和国家荣誉,外围代理人通过他们的行动有效地限制了领导人从这些新占领的领土上撤军。当首都的领导人预期地区或其他大国的地缘政治后果,如经济制裁、军事危机或战争时,他们批准领土要求的可能性要小得多。一种混合方法的研究策略将大国领土扩张的新定量数据与俄罗斯、日本和法国成功(和失败)无意扩张的三个定性案例研究结合起来。无意的扩张并没有完全消失,特别是在较小的国家中,那里的政府权力可能很弱,对国家机构的控制可能很松散,军民关系可能充满挑战。
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引用次数: 0
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International Security
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