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Dealers and Brokers in Civil Wars: Why States Delegate Rebel Support to Conduit Countries 内战中的交易商和经纪人:为什么国家把叛军支持给导管国家
IF 5 1区 社会学 Q1 INTERNATIONAL RELATIONS Pub Date : 2023-01-01 DOI: 10.1162/isec_a_00461
Niklas Karlén, Vladimir Rauta
Abstract External state support to non-state armed groups is commonly seen as a direct relationship between a state sponsor and a rebel group. But powerful states often use third-party states as conduits of military aid. These intermediary states are secondary, subordinate principals that are part of extended chains of “dual delegation.” Because intermediaries are likely to have their own separate agendas, powerful states often face a double principal-agent problem when providing material support to rebel groups. The difficulties and problems associated with controlling the agent are reflected in the relationship between the principal and the intermediary. States need to identify the alignment of interests at an early stage, or risk strategic failure. There are two ideal types of intermediaries—dealers and brokers. Case studies of the United States’ support to the Mujahideen in Afghanistan and to UNITA in Angola (channeled through Pakistan and Zaire, respectively) demonstrate that intermediaries affect the provision of external support. States engaging in counterterrorism need to look beyond sponsors of terrorism and explore the role of all states involved in the process of conflict delegation. That states use intermediaries when providing support to non-state armed groups indicates that holding states accountable for violating the nonintervention principle under international law should be reconsidered.
国家对非国家武装组织的外部支持通常被视为国家赞助者与反叛组织之间的直接关系。但强国经常利用第三方国家作为军事援助的渠道。这些中间状态是次要的、从属的主体,是“双重委托”扩展链的一部分。由于中介机构可能有自己的单独议程,强大的国家在向反叛组织提供物质支持时往往面临双重委托-代理问题。与控制代理人相关的困难和问题反映在委托人和中介之间的关系中。各国需要在早期阶段确定利益的一致性,否则将面临战略失败的风险。有两种理想的中介——交易商和经纪人。对美国对阿富汗圣战者和安哥拉安盟(分别通过巴基斯坦和扎伊尔提供)的支持的个案研究表明,中间人影响了外部支持的提供。从事反恐怖主义的国家需要超越恐怖主义的赞助者,并探索所有参与冲突代表团进程的国家的作用。国家在向非国家武装组织提供支持时使用中间人表明,应重新考虑追究违反国际法不干涉原则的国家的责任。
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引用次数: 1
Racism, Stereotypes, and War 种族主义、刻板印象和战争
1区 社会学 Q1 INTERNATIONAL RELATIONS Pub Date : 2023-01-01 DOI: 10.1162/isec_a_00469
Jonathan Mercer
Abstract Racism systematically distorts policymakers’ analyses of their allies’ and adversaries’ capabilities, interests, and resolve, potentially leading to costly choices regarding war and peace. When policymakers hold racist beliefs, as they did in the Russo-Japanese War (1904–1905), their beliefs influence how they explain and predict their allies’ and adversaries’ behaviors. Reliance on racist stereotypes leads policymakers to inaccurate assessments. An analysis of the relationship between stereotypes, reputations, and bigotry indicates that reputations easily become stereotypes—which is discomforting to anyone who bases policy decisions on another's reputation or encourages policymakers to do so. International security scholars have largely overlooked the role of racism, assuming rational choices on the part of policymakers. Research demonstrates that this assumption is wrong.
种族主义系统性地扭曲了政策制定者对其盟友和对手的能力、利益和决心的分析,可能导致在战争与和平方面做出代价高昂的选择。当政策制定者持有种族主义信念时,就像他们在日俄战争(1904-1905)中所做的那样,他们的信念会影响他们如何解释和预测盟友和对手的行为。对种族主义刻板印象的依赖导致政策制定者做出不准确的评估。对刻板印象、声誉和偏见之间关系的分析表明,声誉很容易变成刻板印象——这让任何基于他人声誉或鼓励决策者这样做的人感到不安。国际安全学者在很大程度上忽视了种族主义的作用,假设政策制定者做出了理性的选择。研究表明,这种假设是错误的。
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引用次数: 0
The Psychology of Nuclear Brinkmanship 核边缘政策的心理学
IF 5 1区 社会学 Q1 INTERNATIONAL RELATIONS Pub Date : 2023-01-01 DOI: 10.1162/isec_a_00451
Reid B. C. Pauly, Rose McDermott
Abstract Conventional wisdom sees nuclear brinkmanship and Thomas Schelling's pathbreaking “threat that leaves something to chance” as a solution to the problem of agency in coercion. If leaders cannot credibly threaten to start a nuclear war, perhaps they can at least introduce uncertainty by signaling that the decision is out of their hands. It is not so easy to remove humans from crisis decision-making, however. Often in cases of nuclear brinkmanship, a human being retains a choice about whether to escalate. When two sides engage in rational decision-making, the chance of strategic nuclear exchange should be zero. Scholars have explained how risks associated with accidents, false warnings, and pre-delegation creep into nuclear crises. An investigation of how chance can still produce leverage while leaders retain a choice over whether and when to escalate adds to this scholarship. There remains an element of choice in chance. For a complete understanding of nuclear brinkmanship, psychology and emotion must be added to the analysis to explain how leaders make decisions under pressure. Human emotions can introduce chance into bargaining in ways that contradict the expectations of the rational cost-benefit assumptions that undergird deterrence theory. Three mechanisms of nuclear brinkmanship—accidents, self-control, and control of others—illustrate how a loss of control over the use of nuclear weapons is not a necessary element of the threat that leaves something to chance. Choice does not have to be eliminated for a risk of catastrophic destruction to remain.
传统智慧认为,核边缘政策和托马斯•谢林开创性的“让事情碰运气的威胁”是解决强制中的代理问题的办法。如果领导人无法令人信服地威胁要发动一场核战争,或许他们至少可以通过暗示决定权不在他们手中来引入不确定性。然而,将人类从危机决策中剔除并非易事。通常在核边缘政策的情况下,人类保留了是否升级的选择。当双方理性决策时,战略核交火的可能性应该为零。学者们解释了与事故、错误警告和预先授权相关的风险是如何演变成核危机的。一项关于机遇如何仍能产生影响力的调查,同时领导人保留了是否以及何时升级的选择权,为这一学术研究增添了新的内容。在机会中仍然存在选择的因素。为了全面理解核边缘政策,必须在分析中加入心理学和情感,以解释领导人如何在压力下做出决策。人类的情感可以在讨价还价中引入机会,这与作为威慑理论基础的理性成本效益假设的预期相矛盾。核边缘政策的三种机制——事故、自我控制和对他人的控制——说明了失去对核武器使用的控制并不是让事情发生的必要威胁因素。为了避免灾难性破坏的风险,并不一定要消除选择。
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引用次数: 2
Rise or Recede? How Climate Disasters Affect Armed Conflict Intensity 上升还是下降?气候灾害如何影响武装冲突强度
IF 5 1区 社会学 Q1 INTERNATIONAL RELATIONS Pub Date : 2023-01-01 DOI: 10.1162/isec_a_00459
T. Ide
Abstract Disasters play a key role in debates about climate change, environmental stress, and security. A qualitative comparative analysis (QCA) investigates how major climate-related disasters shape the dynamics of ongoing armed conflicts. Quantitative and qualitative data are presented for twenty-one cases across Africa, Asia, and the Middle East. After climate-related disasters, 29 percent of these armed conflicts escalated, 33 percent de-escalated, and 38 percent did not change. Furthermore, only countries highly vulnerable to disasters experienced changes in conflict dynamics. Armed conflicts tend to escalate when the disaster induces shifts in relative power, whereby one conflict party (usually the rebels) subsequently scales up its military efforts. But if at least one conflict party is weakened by a disaster and the other lacks the capability to exploit this change, armed conflict intensity declines. Findings provide empirical support for a proposed power differential mechanism connecting climate-related disasters to armed conflict dynamics via short-term shifts in power relations between the conflict parties. Climate change can also act as a threat reducer by temporarily causing lower conflict intensity.
灾害在关于气候变化、环境压力和安全的辩论中扮演着关键角色。一项定性比较分析(QCA)调查了与气候有关的重大灾害如何影响正在进行的武装冲突的动态。定量和定性数据提出了21个案例在非洲,亚洲和中东。在与气候有关的灾害发生后,29%的武装冲突升级,33%的武装冲突降级,38%的武装冲突没有发生变化。此外,只有最易受灾害影响的国家才经历了冲突动态的变化。当灾难导致相对权力的转移时,武装冲突往往会升级,冲突一方(通常是叛军)随后会扩大其军事力量。但是,如果至少有一方因灾难而被削弱,而另一方缺乏利用这种变化的能力,武装冲突的强度就会下降。研究结果为通过冲突各方之间权力关系的短期变化将气候相关灾害与武装冲突动态联系起来的权力差异机制提供了实证支持。气候变化还可以通过暂时降低冲突强度来减少威胁。
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引用次数: 4
“Wars without Gun Smoke”: Global Supply Chains, Power Transitions, and Economic Statecraft 《没有硝烟的战争》:全球供应链、权力转移和经济治国方略
1区 社会学 Q1 INTERNATIONAL RELATIONS Pub Date : 2023-01-01 DOI: 10.1162/isec_a_00473
Ling S. Chen, Miles M. Evers
Abstract Conventional wisdom holds that conflict is highly likely during a power transition between declining and rising powers. The spread of global supply chains has provided new economic weapons for great powers waging these conflicts, but the businesses that constitute global supply chains can make it harder or easier for them to do so. A structural theory of business-state relations shows how power transitions affect a state's ability to exercise economic statecraft. As a dominant power and a rising power approach parity, they face structural incentives to use economic statecraft to decouple their economies. The resulting threat to businesses’ profits changes business-state relations: high-value businesses within the dominant power tend to oppose their state's use of economic statecraft, whereas low-value businesses within the rising power tend to cooperate with their state's use of economic statecraft. The Anglo-German power transition from 1890 to 1914 and the U.S.-China power transition since 1990 illustrate the theory. The findings shift scholarly debates on the use of economic statecraft in modern great power competition and have policy implications for weaponizing supply chains against rising powers like China.
传统观点认为,在衰落大国和崛起大国之间的权力转移期间,极有可能发生冲突。全球供应链的扩展为发动这些冲突的大国提供了新的经济武器,但构成全球供应链的企业可能会使它们更难或更容易做到这一点。商业-国家关系的结构理论表明,权力转移如何影响一个国家行使经济治国方术的能力。随着一个主导大国和一个崛起大国接近平起平坐,它们面临着使用经济治国方术来实现经济脱钩的结构性激励。由此产生的对企业利润的威胁改变了企业与国家的关系:主导大国内部的高价值企业倾向于反对其国家使用经济治国方略,而新兴大国内部的低价值企业倾向于配合其国家使用经济治国方略。1890年至1914年的英德权力转移和1990年以来的美中权力转移说明了这一理论。这些发现改变了关于在现代大国竞争中使用经济治国方术的学术辩论,并对将供应链武器化以对抗中国等新兴大国具有政策意义。
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引用次数: 0
Push and Pull on the Periphery: Inadvertent Expansion in World Politics 边缘的推与拉:世界政治中的无意扩张
IF 5 1区 社会学 Q1 INTERNATIONAL RELATIONS Pub Date : 2023-01-01 DOI: 10.1162/isec_a_00454
N. Anderson
Abstract Why do great powers engage in territorial expansion? Much of the existing literature views expansion as a largely intentional activity directed by the leaders of powerful states. Yet nearly 25 percent of important historical instances of great power expansion are initiated by actors on the periphery of the state or empire without authorization from their superiors at the center. Periphery-driven “inadvertent expansion” is most likely to occur when leaders in the capital have limited control over their agents on the periphery. Through their actions, peripheral agents effectively constrain leaders from withdrawing from these newly captured territories because of sunk costs, domestic political pressure, and national honor. When leaders in the capital expect geopolitical consequences from regional or other great powers, such as economic sanctions, militarized crises, or war, they are far less likely to authorize the territorial claims. A mixed-methods research strategy combines new quantitative data on great power territorial expansion with three qualitative case studies of successful (and failed) inadvertent expansion by Russia, Japan, and France. Inadvertent expansion has not completely gone away, particularly among smaller states, where government authority can be weak, control over states’ apparatuses can be loose, and civil-military relations can be challenging.
大国为什么要搞领土扩张?现有的许多文献认为,扩张在很大程度上是强国领导人有意为之的行为。然而,近25%的大国扩张的重要历史实例是由国家或帝国的边缘行动者发起的,没有得到其中心上级的授权。当首都的领导人对他们在外围的代理人的控制有限时,由外围驱动的“无意扩张”最有可能发生。由于沉没成本、国内政治压力和国家荣誉,外围代理人通过他们的行动有效地限制了领导人从这些新占领的领土上撤军。当首都的领导人预期地区或其他大国的地缘政治后果,如经济制裁、军事危机或战争时,他们批准领土要求的可能性要小得多。一种混合方法的研究策略将大国领土扩张的新定量数据与俄罗斯、日本和法国成功(和失败)无意扩张的三个定性案例研究结合起来。无意的扩张并没有完全消失,特别是在较小的国家中,那里的政府权力可能很弱,对国家机构的控制可能很松散,军民关系可能充满挑战。
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引用次数: 0
Social Cohesion and Community Displacement in Armed Conflict 武装冲突中的社会凝聚力和社区流离失所
IF 5 1区 社会学 Q1 INTERNATIONAL RELATIONS Pub Date : 2023-01-01 DOI: 10.1162/isec_a_00452
D. Arnon, Richard J. McAlexander, Michael A. Rubin
Abstract What are the origins of conflict-related population displacement? Why do some communities in conflict zones suffer mass casualties while others evade conflict violence? Whether civilians migrate before or after belligerent operations in their vicinity influences the scale of casualties and population displacement in war. “Preemptive evacuation” is a specific manifestation of forced displacement, in which whole communities leave their homes before belligerents attempt to seize control in their local area. In conflicts involving strategic civilian-targeted violence, social cohesion, by promoting collective action, enhances communities’ capabilities to mobilize collective migration, thereby increasing the likelihood of preemptive evacuation. An investigation of the 1948 Arab-Israeli War probes the plausibility of the theory. Detailed information about Arab Palestinian villages in the previously restricted Village Files is used to construct a village-level dataset, which measures social cohesion and other social, political, and economic characteristics. These documents and data provide crucial sources of evidence to researchers investigating Palestinian society and development, the origins of Israel's statehood, and the Israeli-Palestinian conflict. Findings suggest that areas where communities lack social cohesion may suffer higher casualties from targeted violence, signaling a need for urgent diplomatic and humanitarian prevention or mitigation efforts.
与冲突有关的人口流离失所的根源是什么?为什么冲突地区的一些社区遭受大规模伤亡,而另一些社区却逃避冲突暴力?平民是否在其附近的交战行动之前或之后迁移影响战争中伤亡和人口流离失所的规模。“先发制人的撤离”是强迫流离失所的一种具体表现,即整个社区在交战方试图控制其所在地区之前离开家园。在涉及针对平民的战略性暴力冲突中,社会凝聚力通过促进集体行动,增强了社区动员集体移徙的能力,从而增加了先发制人撤离的可能性。对1948年阿以战争的调查探究了这一理论的合理性。以前受限制的村庄文件中有关阿拉伯巴勒斯坦村庄的详细信息被用于构建村庄级别的数据集,该数据集衡量社会凝聚力和其他社会、政治和经济特征。这些文件和数据为研究巴勒斯坦社会和发展、以色列建国的起源以及巴以冲突的研究人员提供了重要的证据来源。调查结果表明,社区缺乏社会凝聚力的地区可能因有针对性的暴力而遭受更高的伤亡,这表明需要紧急开展外交和人道主义预防或缓解努力。
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引用次数: 0
The Path to Atonement: West Germany and Israel after the Holocaust 《赎罪之路:大屠杀后的西德和以色列
IF 5 1区 社会学 Q1 INTERNATIONAL RELATIONS Pub Date : 2023-01-01 DOI: 10.1162/isec_a_00460
Kathrin Bachleitner
Abstract Atonement is a state practice that comprises an official political apology and the offer of reparation payments to former victims of mass atrocities, war crimes, and human rights abuses. Despite being considered the moral and right thing to do, atonement has occurred only once at the state level: between West Germany and Israel in 1952. Whereas existing explanations view the West German pathway after the Holocaust as either an ethical choice or a domestic policy induced by U.S. pressure, atonement can also be a political decision. Politicians may give official apologies and pay reparations because such practices promise tangible political benefits. An investigation of the West German–Israeli case and a comparison with two non-atoning perpetrators of World War II, Austria and Japan, illustrate the plausibility of these claims. Atonement emerged as a bilateral strategy between West Germany and Israel because it represented a politically expedient option for both countries. This finding offers insights into when politicians may pursue atonement in other cases and points to a potential avenue toward long-term international stability and durable peace.
赎罪是一种国家行为,包括官方的政治道歉和向大规模暴行、战争罪和侵犯人权行为的前受害者提供赔偿。尽管被认为是道德和正确的事情,但在国家层面上的赎罪只发生过一次:1952年西德和以色列之间。尽管现有的解释将大屠杀后的西德道路视为一种道德选择或在美国压力下诱导的国内政策,但赎罪也可以是一种政治决定。政客们可能会做出官方道歉并支付赔偿金,因为这种做法有望带来切实的政治利益。对西德-以色列案件的调查以及与两个不愿赎罪的二战肇事者奥地利和日本的比较,说明了这些说法的合理性。赎罪之所以成为西德和以色列之间的双边战略,是因为这对两国都是一种政治上的权宜之计。这一发现为政治家在其他情况下寻求赎罪提供了见解,并指出了实现长期国际稳定和持久和平的潜在途径。
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引用次数: 0
The Dynamics of an Entangled Security Dilemma: China's Changing Nuclear Posture 纠缠的安全困境的动态:中国不断变化的核态势
IF 5 1区 社会学 Q1 INTERNATIONAL RELATIONS Pub Date : 2023-01-01 DOI: 10.1162/isec_a_00457
Henrik Stålhane Hiim, M. T. Fravel, Magnus Langset Trøan
Abstract Amid an intensifying rivalry with the United States, China is modernizing and significantly expanding its nuclear forces. These developments fuel concerns that China's traditional nuclear strategy premised on a limited nuclear arsenal for assured retaliation and a no-first-use policy is undergoing a major shift. Using Chinese-language materials, an examination of Chinese debates about China's security environment and the future direction of its nuclear strategy finds that a nuclear-conventional entangled security dilemma is emerging between the United States and China. The shift in the conventional balance of force in the region and the U.S. development of lower-yield nuclear weapons has led to greater fears in China of U.S. limited nuclear use in a conflict. Chinese strategists increasingly believe that U.S. nonnuclear strategic capabilities threaten China's nuclear forces. Although there is limited evidence of a shift in its nuclear strategy, China is changing its strategic posture to ensure its second-strike capability, including by relying on advanced conventional weapons (e.g., counterspace capabilities, cyber weapons, and electronic warfare) that can target U.S. missile defense. The dynamics of an entangled security dilemma may weaken arms race stability, and they underscore why it will be challenging for the United States to engage China in nuclear arms control.
在与美国日益激烈的竞争中,中国正在实现核力量现代化,并大幅扩大其核力量。这些事态发展加剧了人们的担忧,即中国传统的核战略以有限的核武库为前提,以确保报复和不首先使用核武器的政策正在发生重大转变。使用中文材料,对中国关于中国安全环境及其核战略未来方向的辩论进行考察,发现中美之间正在出现一个核常规纠缠的安全困境。该地区常规力量平衡的转变以及美国发展低当量核武器,导致中国对美国在冲突中有限使用核武器的担忧加剧。中国战略家越来越相信,美国的非核战略能力威胁到了中国的核力量。尽管有有限的证据表明其核战略发生了转变,但中国正在改变其战略态势,以确保其第二次打击能力,包括依靠先进的常规武器(例如,反太空能力、网络武器和电子战)来瞄准美国的导弹防御系统。相互纠缠的安全困境的动态可能会削弱军备竞赛的稳定性,并且它们强调了为什么美国在核军备控制方面与中国接触将是一项挑战。
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引用次数: 1
To Punish or Protect? Local Leaders and Economic Coercion in China 惩罚还是保护?中国的地方领导人与经济胁迫
1区 社会学 Q1 INTERNATIONAL RELATIONS Pub Date : 2023-01-01 DOI: 10.1162/isec_a_00472
Kacie Miura
Abstract During foreign policy disputes involving China and some of its most important economic partners, why do local leaders punish or protect foreign commercial actors? Understanding this variation is important because how local leaders treat foreign businesses can influence the overall effectiveness of the Chinese government's use of economic coercion against foreign states. Two variables help determine whether local leaders participate in economic retaliation: (1) whether they regard commercial ties to the targeted state as essential to achieving the economic growth necessary for career advancement; and (2) whether they are politically vulnerable, either because they lack powerful patrons or because their locality recently experienced social unrest. Economic importance creates incentives to protect foreign commercial interests, and political vulnerability provides incentives for local leaders to demonstrate their patriotic credentials through economic retaliation. Drawing on interviews with Chinese, Korean, and Japanese sources, an examination of local leader behavior in Chinese cities illuminates why they responded differently during foreign policy disputes with Japan in 2012 and South Korea in 2017.
在涉及中国及其一些最重要的经济伙伴的外交政策纠纷中,为什么地方领导人会惩罚或保护外国商业参与者?了解这种差异很重要,因为地方领导人对待外国企业的方式会影响中国政府对外国使用经济胁迫的整体有效性。两个变量有助于决定地方领导人是否参与经济报复:(1)他们是否认为与目标国家的商业关系对于实现职业发展所必需的经济增长至关重要;(2)他们在政治上是否脆弱,要么是因为他们缺乏强大的赞助人,要么是因为他们所在的地方最近经历了社会动荡。经济上的重要性促使人们保护外国商业利益,而政治上的脆弱性则促使地方领导人通过经济报复来展示他们的爱国情怀。通过对中国、韩国和日本消息人士的采访,对中国城市地方领导人行为的调查揭示了为什么他们在2012年与日本和2017年与韩国的外交政策争端中做出了不同的反应。
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引用次数: 0
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International Security
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