Abstract Reconstruction failed in the United States because white Southerners who were opposed to it effectively used violence to undermine Black political power and force uncommitted white Southerners to their side. Although structural factors made it harder to suppress this violence, a series of policy failures proved most important. The Radical Republican-led U.S. government did not deploy enough troops or use them aggressively. Nor did it pursue alternative paths that might have made success more likely, such as arming the Black community. The violence caused Reconstruction to fail, and the victorious white supremacists embedded structural racism into the post-Reconstruction political and social system in the South. Reconstruction's failure illustrates the dangers of half measures. The United States sought to reshape the American South at low cost, in terms of both troop levels and time. In addition, the failure indicates the importance of ensuring that democratization includes the rule of law, not just elections. Most important, Reconstruction demonstrates that a common policy recommendation—compromise with the losers after a civil war—is often fraught, with the price of peace being generations of injustice.
{"title":"White Supremacy, Terrorism, and the Failure of Reconstruction in the United States","authors":"D. Byman","doi":"10.1162/isec_a_00410","DOIUrl":"https://doi.org/10.1162/isec_a_00410","url":null,"abstract":"Abstract Reconstruction failed in the United States because white Southerners who were opposed to it effectively used violence to undermine Black political power and force uncommitted white Southerners to their side. Although structural factors made it harder to suppress this violence, a series of policy failures proved most important. The Radical Republican-led U.S. government did not deploy enough troops or use them aggressively. Nor did it pursue alternative paths that might have made success more likely, such as arming the Black community. The violence caused Reconstruction to fail, and the victorious white supremacists embedded structural racism into the post-Reconstruction political and social system in the South. Reconstruction's failure illustrates the dangers of half measures. The United States sought to reshape the American South at low cost, in terms of both troop levels and time. In addition, the failure indicates the importance of ensuring that democratization includes the rule of law, not just elections. Most important, Reconstruction demonstrates that a common policy recommendation—compromise with the losers after a civil war—is often fraught, with the price of peace being generations of injustice.","PeriodicalId":48667,"journal":{"name":"International Security","volume":null,"pages":null},"PeriodicalIF":5.0,"publicationDate":"2021-07-01","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"87326732","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":1,"RegionCategory":"社会学","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
Abstract Why do states trade with their enemies during war? States make deliberate choices when setting their wartime commercial policies, and tailoring policies to match the type of war the states are expecting to fight. Specifically, states seek to balance two goals–maximizing revenue from continued trade during the war and minimizing the ability of the opponent to benefit militarily from trade. As a result, states trade with the enemy in (1) products that their opponents take a long time to convert into military capability, and (2) products that are essential to the domestic economy. Furthermore, states revise their wartime commercial policies based on how well they are doing on the battlefield. An analysis of British wartime commercial policy in World War I finds that a product's conversion time into military capabilities determines if and when that product will be prohibited from trade during the war. Alternatively, domestic political pressures play only a marginal role in wartime commercial policy decisions.
{"title":"Wartime Commercial Policy and Trade between Enemies","authors":"Mariya Grinberg","doi":"10.1162/isec_a_00412","DOIUrl":"https://doi.org/10.1162/isec_a_00412","url":null,"abstract":"Abstract Why do states trade with their enemies during war? States make deliberate choices when setting their wartime commercial policies, and tailoring policies to match the type of war the states are expecting to fight. Specifically, states seek to balance two goals–maximizing revenue from continued trade during the war and minimizing the ability of the opponent to benefit militarily from trade. As a result, states trade with the enemy in (1) products that their opponents take a long time to convert into military capability, and (2) products that are essential to the domestic economy. Furthermore, states revise their wartime commercial policies based on how well they are doing on the battlefield. An analysis of British wartime commercial policy in World War I finds that a product's conversion time into military capabilities determines if and when that product will be prohibited from trade during the war. Alternatively, domestic political pressures play only a marginal role in wartime commercial policy decisions.","PeriodicalId":48667,"journal":{"name":"International Security","volume":null,"pages":null},"PeriodicalIF":5.0,"publicationDate":"2021-07-01","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"72904106","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":1,"RegionCategory":"社会学","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
Michael McFaul’s article “Putin, Putinism, and the Domestic Determinants of Russian Foreign Policy” is well timed and likely to play a big role in shaping the debate about contemporary Russian foreign policy.1 The core argument is straightforward: President Vladimir Putin’s illiberal worldviews are a major driver of Russia’s international behavior. To be clear, McFaul acknowledges that other factors inouence Russian behavior as well. In particular, he stresses that the balance of power enables Putin to pursue a confrontational foreign policy, but the balance of power does not motivate or cause his actions (pp. 102–105). Similarly, Russia’s increasingly authoritarian political system serves as a permissive condition, concentrating decisionmaking authority in the hands of Putin (pp. 114–117). Thus, while McFaul recognizes that power and regime-type variables affect Russia’s international behavior, the heavy causal lifting is done by Putin’s illiberal conservatism and anti-Western mindset. The argument is intuitively compelling. On closer inspection, however, it fails to convince for four reasons. First, the article’s research design is oawed. By exploring only cases of Russian interventionism (e.g., Syria and Ukraine), McFaul is selecting on the dependent variable. In effect, he omits cases in which Russia abstained from intervention—although Putin’s anti-liberal mindset would have pushed him to interfere. Consider, for example, Russia’s response to the Velvet Revolution in Armenia. In May 2018, a wave of street protests erupted in Yerevan, demanding the resignation of Prime Minister Serzh Sargasyan, who had been in power for ten years. The opposition made it clear that its ambition was to move the country in a more democratic direction. Thus, according to McFaul’s thesis, Putin should have provided assistance to the Sargasyan regime to crack down on the protesters. This, however, did not happen. Instead, Putin adopted a wait-and-see policy and, after Sargasyan’s resignation, established cordial relations
{"title":"The Power of Putin in Russian Foreign Policy","authors":"Elias Götz, Michael Mcfaul","doi":"10.1162/isec_c_00414","DOIUrl":"https://doi.org/10.1162/isec_c_00414","url":null,"abstract":"Michael McFaul’s article “Putin, Putinism, and the Domestic Determinants of Russian Foreign Policy” is well timed and likely to play a big role in shaping the debate about contemporary Russian foreign policy.1 The core argument is straightforward: President Vladimir Putin’s illiberal worldviews are a major driver of Russia’s international behavior. To be clear, McFaul acknowledges that other factors inouence Russian behavior as well. In particular, he stresses that the balance of power enables Putin to pursue a confrontational foreign policy, but the balance of power does not motivate or cause his actions (pp. 102–105). Similarly, Russia’s increasingly authoritarian political system serves as a permissive condition, concentrating decisionmaking authority in the hands of Putin (pp. 114–117). Thus, while McFaul recognizes that power and regime-type variables affect Russia’s international behavior, the heavy causal lifting is done by Putin’s illiberal conservatism and anti-Western mindset. The argument is intuitively compelling. On closer inspection, however, it fails to convince for four reasons. First, the article’s research design is oawed. By exploring only cases of Russian interventionism (e.g., Syria and Ukraine), McFaul is selecting on the dependent variable. In effect, he omits cases in which Russia abstained from intervention—although Putin’s anti-liberal mindset would have pushed him to interfere. Consider, for example, Russia’s response to the Velvet Revolution in Armenia. In May 2018, a wave of street protests erupted in Yerevan, demanding the resignation of Prime Minister Serzh Sargasyan, who had been in power for ten years. The opposition made it clear that its ambition was to move the country in a more democratic direction. Thus, according to McFaul’s thesis, Putin should have provided assistance to the Sargasyan regime to crack down on the protesters. This, however, did not happen. Instead, Putin adopted a wait-and-see policy and, after Sargasyan’s resignation, established cordial relations","PeriodicalId":48667,"journal":{"name":"International Security","volume":null,"pages":null},"PeriodicalIF":5.0,"publicationDate":"2021-07-01","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"85490193","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":1,"RegionCategory":"社会学","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
Abstract Why is it that international ideological enemies—states governed by leaders engaged in deep disputes about preferred domestic institutions and values—are sometimes able to overcome their ideological differences and ally to counter shared threats, and sometimes they are not? Alliances among ideological enemies confronting a common foe are unlike coalitions among ideologically similar states facing comparable threats. Members of these alliances are perpetually torn by two sets of powerful contending forces. Shared material threats push these states together, while the effects of ideological differences pull them apart. To predict when ideological enemies are and are not likely to ally in the pursuit of common interests, it is necessary to know which of these contending forces is likely to dominate at a particular time. The values of two ideological variables beyond that of ideological enmity play the key role in determining outcomes: (1) states’ susceptibility to major domestic ideological changes and (2) the nature of the ideological differences among countries. Similar levels of ideological enmity and material threats will have vastly different effects on leaders’ alliance policies as the values of these additional ideological variables alter.
{"title":"When Do Ideological Enemies Ally?","authors":"Mark L. Haas","doi":"10.1162/isec_a_00413","DOIUrl":"https://doi.org/10.1162/isec_a_00413","url":null,"abstract":"Abstract Why is it that international ideological enemies—states governed by leaders engaged in deep disputes about preferred domestic institutions and values—are sometimes able to overcome their ideological differences and ally to counter shared threats, and sometimes they are not? Alliances among ideological enemies confronting a common foe are unlike coalitions among ideologically similar states facing comparable threats. Members of these alliances are perpetually torn by two sets of powerful contending forces. Shared material threats push these states together, while the effects of ideological differences pull them apart. To predict when ideological enemies are and are not likely to ally in the pursuit of common interests, it is necessary to know which of these contending forces is likely to dominate at a particular time. The values of two ideological variables beyond that of ideological enmity play the key role in determining outcomes: (1) states’ susceptibility to major domestic ideological changes and (2) the nature of the ideological differences among countries. Similar levels of ideological enmity and material threats will have vastly different effects on leaders’ alliance policies as the values of these additional ideological variables alter.","PeriodicalId":48667,"journal":{"name":"International Security","volume":null,"pages":null},"PeriodicalIF":5.0,"publicationDate":"2021-07-01","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"83957332","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":1,"RegionCategory":"社会学","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
Abstract For much of human history, water was a standard weapon of war. In the post–World War II period, however, nation-states in international conflict have made concerted efforts to restrain the weaponization of water. Distinct from realist and rationalist explanations, the historical record reveals that water has come to be governed by a set of intersubjective standards of behavior that denounce water's involvement in conflict as morally taboo. How did this water taboo develop, and how does it matter for nation-states? Focused process-tracing illuminates the taboo's development from the 1950s to the 2010s, and indicates that (1) a moral aversion to using water as a weapon exists; (2) this aversion developed through cumulative mechanisms of taboo evolution over the past seventy years; and (3) the taboo influences states at both an instrumental level of compliance, and, in recent decades, a more internalized level. These findings offer new avenues for research and policy to better understand and uphold this taboo into the future.
{"title":"Water and Warfare: The Evolution and Operation of the Water Taboo","authors":"Charlotte Grech-Madin","doi":"10.1162/isec_a_00404","DOIUrl":"https://doi.org/10.1162/isec_a_00404","url":null,"abstract":"Abstract For much of human history, water was a standard weapon of war. In the post–World War II period, however, nation-states in international conflict have made concerted efforts to restrain the weaponization of water. Distinct from realist and rationalist explanations, the historical record reveals that water has come to be governed by a set of intersubjective standards of behavior that denounce water's involvement in conflict as morally taboo. How did this water taboo develop, and how does it matter for nation-states? Focused process-tracing illuminates the taboo's development from the 1950s to the 2010s, and indicates that (1) a moral aversion to using water as a weapon exists; (2) this aversion developed through cumulative mechanisms of taboo evolution over the past seventy years; and (3) the taboo influences states at both an instrumental level of compliance, and, in recent decades, a more internalized level. These findings offer new avenues for research and policy to better understand and uphold this taboo into the future.","PeriodicalId":48667,"journal":{"name":"International Security","volume":null,"pages":null},"PeriodicalIF":5.0,"publicationDate":"2021-04-01","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"75087800","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":1,"RegionCategory":"社会学","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
Abstract Desertion, or the unauthorized exit from an armed group, has major implications for counterinsurgency, war termination, and recruitment dynamics. While existing research stresses the importance of individual motivations for desertion, organizational decline, in the form of military and financial adversity, can also condition desertion. Organizational decline undermines a group's instruments to channel individual preferences into collective action. These instruments include selective incentives, ideological appeal, and coercion. When the binding power of these instruments diminishes, individual desires start to dominate behavior, making desertion more likely. The Revolutionary Armed Forces of Colombia (FARC) insurgency is used to examine this argument with a multimethod approach. First, a quantitative analysis employs unique data on more than 19,000 reported FARC deserters from 2002 to 2017, provided by the Colombian Ministry of Defense. Guarding against threats to causal inference, statistical analysis indicates that organizational decline drives desertion. Second, a qualitative analysis uses a large body of detailed reports on interviews with deserters conducted by Colombian military personnel. The reports demonstrate that organizational decline weakens selective incentives, group ideology, and a credible coercive regime, and fosters desertion through these mechanisms. These findings provide key insights for policymakers, given that desertion can both contribute to ending conflict and accelerate the recruitment of new combatants.
{"title":"Why Rebels Stop Fighting: Organizational Decline and Desertion in Colombia's Insurgency","authors":"Enzo Nussio, J. Ugarriza","doi":"10.1162/isec_a_00406","DOIUrl":"https://doi.org/10.1162/isec_a_00406","url":null,"abstract":"Abstract Desertion, or the unauthorized exit from an armed group, has major implications for counterinsurgency, war termination, and recruitment dynamics. While existing research stresses the importance of individual motivations for desertion, organizational decline, in the form of military and financial adversity, can also condition desertion. Organizational decline undermines a group's instruments to channel individual preferences into collective action. These instruments include selective incentives, ideological appeal, and coercion. When the binding power of these instruments diminishes, individual desires start to dominate behavior, making desertion more likely. The Revolutionary Armed Forces of Colombia (FARC) insurgency is used to examine this argument with a multimethod approach. First, a quantitative analysis employs unique data on more than 19,000 reported FARC deserters from 2002 to 2017, provided by the Colombian Ministry of Defense. Guarding against threats to causal inference, statistical analysis indicates that organizational decline drives desertion. Second, a qualitative analysis uses a large body of detailed reports on interviews with deserters conducted by Colombian military personnel. The reports demonstrate that organizational decline weakens selective incentives, group ideology, and a credible coercive regime, and fosters desertion through these mechanisms. These findings provide key insights for policymakers, given that desertion can both contribute to ending conflict and accelerate the recruitment of new combatants.","PeriodicalId":48667,"journal":{"name":"International Security","volume":null,"pages":null},"PeriodicalIF":5.0,"publicationDate":"2021-04-01","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"80210982","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":1,"RegionCategory":"社会学","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
Abstract In 2013, the U.S. government announced that its nuclear war plans would be “consistent with the fundamental principles of the Law of Armed Conflict” and would “apply the principles of distinction and proportionality and seek to minimize collateral damage to civilian populations and civilian objects.” If properly applied, these legal principles can have a profound impact on U.S. nuclear doctrine. The prohibition against targeting civilians means that “countervalue” targeting and “minimum deterrence” strategies are illegal. The principle of distinction and the impermissibility of reprisal against civilians make it illegal for the United States, contrary to what is implied in the 2018 Nuclear Posture Review, to intentionally target civilians even in reprisal for a strike against U.S. or allied civilians. The principle of proportionality permits some, but not all, potential U.S. counterforce nuclear attacks against military targets. The precautionary principle means that the United States must use conventional weapons or the lowest-yield nuclear weapons that would be effective against legitimate military targets. The law of armed conflict also restricts targeting of an enemy's leadership to officials in the military chain of command or directly participating in hostilities, meaning that broad targeting to destroy an enemy's entire political leadership is unlawful.
{"title":"The Rule of Law and the Role of Strategy in U.S. Nuclear Doctrine","authors":"Scott D. Sagan, Allen S. Weiner","doi":"10.1162/isec_a_00407","DOIUrl":"https://doi.org/10.1162/isec_a_00407","url":null,"abstract":"Abstract In 2013, the U.S. government announced that its nuclear war plans would be “consistent with the fundamental principles of the Law of Armed Conflict” and would “apply the principles of distinction and proportionality and seek to minimize collateral damage to civilian populations and civilian objects.” If properly applied, these legal principles can have a profound impact on U.S. nuclear doctrine. The prohibition against targeting civilians means that “countervalue” targeting and “minimum deterrence” strategies are illegal. The principle of distinction and the impermissibility of reprisal against civilians make it illegal for the United States, contrary to what is implied in the 2018 Nuclear Posture Review, to intentionally target civilians even in reprisal for a strike against U.S. or allied civilians. The principle of proportionality permits some, but not all, potential U.S. counterforce nuclear attacks against military targets. The precautionary principle means that the United States must use conventional weapons or the lowest-yield nuclear weapons that would be effective against legitimate military targets. The law of armed conflict also restricts targeting of an enemy's leadership to officials in the military chain of command or directly participating in hostilities, meaning that broad targeting to destroy an enemy's entire political leadership is unlawful.","PeriodicalId":48667,"journal":{"name":"International Security","volume":null,"pages":null},"PeriodicalIF":5.0,"publicationDate":"2021-04-01","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"77454744","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":1,"RegionCategory":"社会学","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
Abstract Europe's security landscape has changed dramatically in the past decade amid Russia's resurgence, mounting doubts about the long-term reliability of the U.S. security commitment, and Europe's growing aspiration for strategic autonomy. This changed security landscape raises an important counterfactual question: Could Europeans develop an autonomous defense capacity if the United States withdrew completely from Europe? The answer to this question has major implications for a range of policy issues and for the ongoing U.S. grand strategy debate in light of the prominent argument by U.S. “restraint” scholars that Europe can easily defend itself. Addressing this question requires an examination of the historical evolution as well as the current and likely future state of European interests and defense capacity. It shows that any European effort to achieve strategic autonomy would be fundamentally hampered by two mutually reinforcing constraints: “strategic cacophony,” namely profound, continent-wide divergences across all domains of national defense policies—most notably, threat perceptions; and severe military capacity shortfalls that would be very costly and time-consuming to close. As a result, Europeans are highly unlikely to develop an autonomous defense capacity anytime soon, even if the United States were to fully withdraw from the continent.
{"title":"Illusions of Autonomy: Why Europe Cannot Provide for Its Security If the United States Pulls Back","authors":"Hugo Meijer, Stephen G. Brooks","doi":"10.1162/isec_a_00405","DOIUrl":"https://doi.org/10.1162/isec_a_00405","url":null,"abstract":"Abstract Europe's security landscape has changed dramatically in the past decade amid Russia's resurgence, mounting doubts about the long-term reliability of the U.S. security commitment, and Europe's growing aspiration for strategic autonomy. This changed security landscape raises an important counterfactual question: Could Europeans develop an autonomous defense capacity if the United States withdrew completely from Europe? The answer to this question has major implications for a range of policy issues and for the ongoing U.S. grand strategy debate in light of the prominent argument by U.S. “restraint” scholars that Europe can easily defend itself. Addressing this question requires an examination of the historical evolution as well as the current and likely future state of European interests and defense capacity. It shows that any European effort to achieve strategic autonomy would be fundamentally hampered by two mutually reinforcing constraints: “strategic cacophony,” namely profound, continent-wide divergences across all domains of national defense policies—most notably, threat perceptions; and severe military capacity shortfalls that would be very costly and time-consuming to close. As a result, Europeans are highly unlikely to develop an autonomous defense capacity anytime soon, even if the United States were to fully withdraw from the continent.","PeriodicalId":48667,"journal":{"name":"International Security","volume":null,"pages":null},"PeriodicalIF":5.0,"publicationDate":"2021-04-01","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"82568499","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":1,"RegionCategory":"社会学","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
In response to North Korea's nuclear weapons program, South Korea is quietly pursuing an independent conventional counterforce and countervalue strategy. This strategy is unique. Few, if any, nonnuclear states have sought to rely on advanced conventional capabilities to deter a nuclear-armed adversary. Why is South Korea pursuing a conventional counterforce and countervalue strategy, and what could its impact be on strategic stability on the Korean Peninsula? South Korea's approach should be understood as both a short- and long-term hedge against U.S. abandonment. Its deterrent effect, no matter how uncertain, acts as a short-term stopgap if the United States abandons South Korea. Over the long term, capabilities such as advanced ballistic and cruise missiles bolster South Korea's nuclear latency. At the same time, we highlight that the strategy poses numerous technological and operational difficulties and has negative implications for arms race and crisis stability. Given South Korea's approach and North Korea's response, disarmament efforts focused purely on the bilateral U.S.–North Korea relationship will not succeed. Rather, any agreement will now need to address the growing gap in the conventional balance of forces on the Korean Peninsula.
{"title":"Conventional Counterforce Dilemmas: South Korea's Deterrence Strategy and Stability on the Korean Peninsula","authors":"Ian Bowers, Henrik Stålhane Hiim","doi":"10.1162/isec_a_00399","DOIUrl":"https://doi.org/10.1162/isec_a_00399","url":null,"abstract":"In response to North Korea's nuclear weapons program, South Korea is quietly pursuing an independent conventional counterforce and countervalue strategy. This strategy is unique. Few, if any, nonnuclear states have sought to rely on advanced conventional capabilities to deter a nuclear-armed adversary. Why is South Korea pursuing a conventional counterforce and countervalue strategy, and what could its impact be on strategic stability on the Korean Peninsula? South Korea's approach should be understood as both a short- and long-term hedge against U.S. abandonment. Its deterrent effect, no matter how uncertain, acts as a short-term stopgap if the United States abandons South Korea. Over the long term, capabilities such as advanced ballistic and cruise missiles bolster South Korea's nuclear latency. At the same time, we highlight that the strategy poses numerous technological and operational difficulties and has negative implications for arms race and crisis stability. Given South Korea's approach and North Korea's response, disarmament efforts focused purely on the bilateral U.S.–North Korea relationship will not succeed. Rather, any agreement will now need to address the growing gap in the conventional balance of forces on the Korean Peninsula.","PeriodicalId":48667,"journal":{"name":"International Security","volume":null,"pages":null},"PeriodicalIF":5.0,"publicationDate":"2021-01-01","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"75416248","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":1,"RegionCategory":"社会学","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
Why has the People's Republic of China (PRC) courted international opprobrium, alarmed its neighbors, and risked military conflict in pursuit of its claims over vast areas of the South China Sea? Answering this question depends on recognizing long-term patterns of continuity and change in the PRC's policy. A new typology of “assertive” state behaviors in maritime and territorial disputes, and original time-series events data covering the period from 1970 to 2015, shows that the key policy change—China's rapid administrative buildup and introduction of regular coercive behaviors—occurred in 2007, between two and five years earlier than most analysis has supposed. This finding disconfirms three common explanations for Beijing's assertive turn in maritime Asia: the Global Financial Crisis, domestic legitimacy issues, and the ascendancy of Xi Jinping. Focused qualitative case studies of four breakpoints identified in the data indicate that PRC policy shifts in 1973, 1987, and 1992 were largely opportunistic responses to favorable geopolitical circumstances. In contrast, the policy change observed from 2007 was a lagged effect of decisions taken in the 1990s to build specific capabilities designed to realize strategic objectives that emerged in the 1970s.
{"title":"PRC Assertiveness in the South China Sea: Measuring Continuity and Change, 1970–2015","authors":"A. Chubb","doi":"10.1162/isec_a_00400","DOIUrl":"https://doi.org/10.1162/isec_a_00400","url":null,"abstract":"Why has the People's Republic of China (PRC) courted international opprobrium, alarmed its neighbors, and risked military conflict in pursuit of its claims over vast areas of the South China Sea? Answering this question depends on recognizing long-term patterns of continuity and change in the PRC's policy. A new typology of “assertive” state behaviors in maritime and territorial disputes, and original time-series events data covering the period from 1970 to 2015, shows that the key policy change—China's rapid administrative buildup and introduction of regular coercive behaviors—occurred in 2007, between two and five years earlier than most analysis has supposed. This finding disconfirms three common explanations for Beijing's assertive turn in maritime Asia: the Global Financial Crisis, domestic legitimacy issues, and the ascendancy of Xi Jinping. Focused qualitative case studies of four breakpoints identified in the data indicate that PRC policy shifts in 1973, 1987, and 1992 were largely opportunistic responses to favorable geopolitical circumstances. In contrast, the policy change observed from 2007 was a lagged effect of decisions taken in the 1990s to build specific capabilities designed to realize strategic objectives that emerged in the 1970s.","PeriodicalId":48667,"journal":{"name":"International Security","volume":null,"pages":null},"PeriodicalIF":5.0,"publicationDate":"2021-01-01","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"78281498","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":1,"RegionCategory":"社会学","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}