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White Supremacy, Terrorism, and the Failure of Reconstruction in the United States 白人至上主义、恐怖主义和美国重建的失败
IF 5 1区 社会学 Q1 Social Sciences Pub Date : 2021-07-01 DOI: 10.1162/isec_a_00410
D. Byman
Abstract Reconstruction failed in the United States because white Southerners who were opposed to it effectively used violence to undermine Black political power and force uncommitted white Southerners to their side. Although structural factors made it harder to suppress this violence, a series of policy failures proved most important. The Radical Republican-led U.S. government did not deploy enough troops or use them aggressively. Nor did it pursue alternative paths that might have made success more likely, such as arming the Black community. The violence caused Reconstruction to fail, and the victorious white supremacists embedded structural racism into the post-Reconstruction political and social system in the South. Reconstruction's failure illustrates the dangers of half measures. The United States sought to reshape the American South at low cost, in terms of both troop levels and time. In addition, the failure indicates the importance of ensuring that democratization includes the rule of law, not just elections. Most important, Reconstruction demonstrates that a common policy recommendation—compromise with the losers after a civil war—is often fraught, with the price of peace being generations of injustice.
美国重建运动之所以失败,是因为反对重建的南方白人有效地利用暴力削弱黑人的政治权力,并迫使南方白人站在自己一边。尽管结构性因素加大了镇压暴力的难度,但事实证明,一系列政策失误是最重要的。激进的共和党领导的美国政府没有部署足够的军队,也没有积极地使用它们。它也没有寻求其他可能更有可能取得成功的道路,比如武装黑人社区。暴力导致重建失败,胜利的白人至上主义者将结构性种族主义嵌入重建后的南方政治和社会制度中。重建的失败说明了半途而废的危险。美国试图以低成本重塑美国南部,无论是在部队数量上还是在时间上。此外,这一失败表明,确保民主化不仅包括选举,还包括法治的重要性。最重要的是,《重建》证明了一个共同的政策建议——在内战结束后与失败者妥协——往往是令人担忧的,和平的代价是几代人的不公正。
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引用次数: 1
Wartime Commercial Policy and Trade between Enemies 战时商业政策与敌国间贸易
IF 5 1区 社会学 Q1 Social Sciences Pub Date : 2021-07-01 DOI: 10.1162/isec_a_00412
Mariya Grinberg
Abstract Why do states trade with their enemies during war? States make deliberate choices when setting their wartime commercial policies, and tailoring policies to match the type of war the states are expecting to fight. Specifically, states seek to balance two goals–maximizing revenue from continued trade during the war and minimizing the ability of the opponent to benefit militarily from trade. As a result, states trade with the enemy in (1) products that their opponents take a long time to convert into military capability, and (2) products that are essential to the domestic economy. Furthermore, states revise their wartime commercial policies based on how well they are doing on the battlefield. An analysis of British wartime commercial policy in World War I finds that a product's conversion time into military capabilities determines if and when that product will be prohibited from trade during the war. Alternatively, domestic political pressures play only a marginal role in wartime commercial policy decisions.
为什么国家会在战争期间与敌人进行贸易?各州在制定战时商业政策时,会做出深思熟虑的选择,并根据各州预期的战争类型来调整政策。具体来说,国家寻求平衡两个目标——在战争期间从持续的贸易中获得最大的收入,并最小化对手从贸易中获得军事利益的能力。因此,国家与敌人进行贸易的产品(1)是对手需要很长时间才能转化为军事能力的产品,(2)是对国内经济至关重要的产品。此外,各州根据自己在战场上的表现修改战时商业政策。对第一次世界大战期间英国战时商业政策的分析发现,一种产品转化为军事能力的时间决定了该产品在战争期间是否以及何时被禁止贸易。另外,国内政治压力在战时商业政策决策中只起着微不足道的作用。
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引用次数: 2
The Power of Putin in Russian Foreign Policy 普京在俄罗斯外交政策中的权力
IF 5 1区 社会学 Q1 Social Sciences Pub Date : 2021-07-01 DOI: 10.1162/isec_c_00414
Elias Götz, Michael Mcfaul
Michael McFaul’s article “Putin, Putinism, and the Domestic Determinants of Russian Foreign Policy” is well timed and likely to play a big role in shaping the debate about contemporary Russian foreign policy.1 The core argument is straightforward: President Vladimir Putin’s illiberal worldviews are a major driver of Russia’s international behavior. To be clear, McFaul acknowledges that other factors inouence Russian behavior as well. In particular, he stresses that the balance of power enables Putin to pursue a confrontational foreign policy, but the balance of power does not motivate or cause his actions (pp. 102–105). Similarly, Russia’s increasingly authoritarian political system serves as a permissive condition, concentrating decisionmaking authority in the hands of Putin (pp. 114–117). Thus, while McFaul recognizes that power and regime-type variables affect Russia’s international behavior, the heavy causal lifting is done by Putin’s illiberal conservatism and anti-Western mindset. The argument is intuitively compelling. On closer inspection, however, it fails to convince for four reasons. First, the article’s research design is oawed. By exploring only cases of Russian interventionism (e.g., Syria and Ukraine), McFaul is selecting on the dependent variable. In effect, he omits cases in which Russia abstained from intervention—although Putin’s anti-liberal mindset would have pushed him to interfere. Consider, for example, Russia’s response to the Velvet Revolution in Armenia. In May 2018, a wave of street protests erupted in Yerevan, demanding the resignation of Prime Minister Serzh Sargasyan, who had been in power for ten years. The opposition made it clear that its ambition was to move the country in a more democratic direction. Thus, according to McFaul’s thesis, Putin should have provided assistance to the Sargasyan regime to crack down on the protesters. This, however, did not happen. Instead, Putin adopted a wait-and-see policy and, after Sargasyan’s resignation, established cordial relations
迈克尔·麦克福尔的文章《普京、普京主义和俄罗斯外交政策的国内决定因素》非常及时,很可能在塑造当代俄罗斯外交政策的辩论中发挥重要作用核心论点很直截了当:俄罗斯总统弗拉基米尔•普京(Vladimir Putin)狭隘的世界观是俄罗斯国际行为的主要驱动力。需要明确的是,麦克福尔承认其他因素也影响着俄罗斯的行为。他特别强调,权力平衡使普京能够追求对抗性的外交政策,但权力平衡并没有激励或导致他的行动(第102-105页)。同样,俄罗斯日益专制的政治体制也提供了一个宽松的条件,将决策权集中在普京手中(第114-117页)。因此,虽然麦克福尔认识到权力和政权类型的变量会影响俄罗斯的国际行为,但普京的非自由主义保守主义和反西方心态却起到了很大的作用。这个论点在直觉上是令人信服的。然而,仔细观察,它无法令人信服,原因有四个。首先,对本文的研究设计进行了概述。通过只探讨俄罗斯干预主义的案例(例如,叙利亚和乌克兰),麦克福尔正在选择因变量。实际上,他省略了俄罗斯弃权干预的案例——尽管普京的反自由主义心态会促使他干预。例如,考虑一下俄罗斯对亚美尼亚天鹅绒革命的反应。2018年5月,埃里温爆发街头抗议浪潮,要求执政10年的总理谢尔日·萨尔加斯扬辞职。反对派明确表示,他们的目标是推动国家向更加民主的方向发展。因此,根据麦克福尔的论文,普京应该向马尾藻政权提供援助,以镇压抗议者。然而,这并没有发生。相反,普京采取了观望政策,并在萨尔加斯扬辞职后与俄罗斯建立了友好关系
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引用次数: 2
When Do Ideological Enemies Ally? 意识形态敌人何时结盟?
IF 5 1区 社会学 Q1 Social Sciences Pub Date : 2021-07-01 DOI: 10.1162/isec_a_00413
Mark L. Haas
Abstract Why is it that international ideological enemies—states governed by leaders engaged in deep disputes about preferred domestic institutions and values—are sometimes able to overcome their ideological differences and ally to counter shared threats, and sometimes they are not? Alliances among ideological enemies confronting a common foe are unlike coalitions among ideologically similar states facing comparable threats. Members of these alliances are perpetually torn by two sets of powerful contending forces. Shared material threats push these states together, while the effects of ideological differences pull them apart. To predict when ideological enemies are and are not likely to ally in the pursuit of common interests, it is necessary to know which of these contending forces is likely to dominate at a particular time. The values of two ideological variables beyond that of ideological enmity play the key role in determining outcomes: (1) states’ susceptibility to major domestic ideological changes and (2) the nature of the ideological differences among countries. Similar levels of ideological enmity and material threats will have vastly different effects on leaders’ alliance policies as the values of these additional ideological variables alter.
为什么意识形态上的国际敌人——由在国内制度和价值观上存在深刻分歧的领导人统治的国家——有时能够克服意识形态上的分歧,结成同盟来应对共同的威胁,而有时却不能?面对共同敌人的意识形态敌人之间的联盟,不同于意识形态相似、面临类似威胁的国家之间的联盟。这些联盟的成员永远被两种强大的竞争力量所撕裂。共同的物质威胁促使这些国家走到一起,而意识形态差异的影响又将它们分开。要预测意识形态上的敌人在追求共同利益的过程中什么时候可能结盟,什么时候不可能结盟,就有必要知道这些相互竞争的力量中哪一方在特定的时间可能占据主导地位。意识形态敌意之外的两个意识形态变量的价值在决定结果方面起着关键作用:(1)国家对国内重大意识形态变化的敏感性;(2)国家间意识形态差异的性质。当这些附加的意识形态变量的价值发生变化时,相似程度的意识形态敌意和物质威胁将对领导人的联盟政策产生截然不同的影响。
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引用次数: 4
Water and Warfare: The Evolution and Operation of the Water Taboo 水与战争:水禁忌的演变与运作
IF 5 1区 社会学 Q1 Social Sciences Pub Date : 2021-04-01 DOI: 10.1162/isec_a_00404
Charlotte Grech-Madin
Abstract For much of human history, water was a standard weapon of war. In the post–World War II period, however, nation-states in international conflict have made concerted efforts to restrain the weaponization of water. Distinct from realist and rationalist explanations, the historical record reveals that water has come to be governed by a set of intersubjective standards of behavior that denounce water's involvement in conflict as morally taboo. How did this water taboo develop, and how does it matter for nation-states? Focused process-tracing illuminates the taboo's development from the 1950s to the 2010s, and indicates that (1) a moral aversion to using water as a weapon exists; (2) this aversion developed through cumulative mechanisms of taboo evolution over the past seventy years; and (3) the taboo influences states at both an instrumental level of compliance, and, in recent decades, a more internalized level. These findings offer new avenues for research and policy to better understand and uphold this taboo into the future.
在人类历史的大部分时间里,水都是一种标准的战争武器。然而,在第二次世界大战后,民族国家在国际冲突中共同努力限制水的武器化。与现实主义和理性主义的解释不同,历史记录表明,水已经开始受到一套主体间行为标准的控制,这些标准谴责水参与冲突是道德禁忌。水禁忌是如何形成的,它对民族国家又有何影响?聚焦的过程追踪揭示了20世纪50年代至2010年代禁忌的发展,并表明:(1)存在对将水作为武器的道德厌恶;(2)这种厌恶是在过去70年禁忌进化的累积机制中形成的;(3)禁忌对国家的影响既体现在工具性层面,也体现在近几十年来更为内化的层面。这些发现为未来更好地理解和维护这一禁忌的研究和政策提供了新的途径。
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引用次数: 3
Why Rebels Stop Fighting: Organizational Decline and Desertion in Colombia's Insurgency 为何叛军停止战斗:哥伦比亚叛军组织衰退与叛逃
IF 5 1区 社会学 Q1 Social Sciences Pub Date : 2021-04-01 DOI: 10.1162/isec_a_00406
Enzo Nussio, J. Ugarriza
Abstract Desertion, or the unauthorized exit from an armed group, has major implications for counterinsurgency, war termination, and recruitment dynamics. While existing research stresses the importance of individual motivations for desertion, organizational decline, in the form of military and financial adversity, can also condition desertion. Organizational decline undermines a group's instruments to channel individual preferences into collective action. These instruments include selective incentives, ideological appeal, and coercion. When the binding power of these instruments diminishes, individual desires start to dominate behavior, making desertion more likely. The Revolutionary Armed Forces of Colombia (FARC) insurgency is used to examine this argument with a multimethod approach. First, a quantitative analysis employs unique data on more than 19,000 reported FARC deserters from 2002 to 2017, provided by the Colombian Ministry of Defense. Guarding against threats to causal inference, statistical analysis indicates that organizational decline drives desertion. Second, a qualitative analysis uses a large body of detailed reports on interviews with deserters conducted by Colombian military personnel. The reports demonstrate that organizational decline weakens selective incentives, group ideology, and a credible coercive regime, and fosters desertion through these mechanisms. These findings provide key insights for policymakers, given that desertion can both contribute to ending conflict and accelerate the recruitment of new combatants.
逃兵,或未经授权退出武装组织,对反叛乱、战争结束和招募动态具有重大影响。虽然现有的研究强调了个人动机对逃兵的重要性,但以军事和财务逆境的形式出现的组织衰退也可能是逃兵的条件。组织的衰落破坏了一个群体将个人偏好转化为集体行动的工具。这些手段包括选择性激励、意识形态诉求和强制。当这些工具的约束力减弱时,个人的欲望就开始主导行为,使抛弃行为更有可能发生。以哥伦比亚革命武装力量(FARC)叛乱为例,用多种方法来检验这一论点。首先,定量分析采用了哥伦比亚国防部提供的2002年至2017年报告的19,000多名哥伦比亚革命武装力量逃兵的独特数据。为了防止对因果推理的威胁,统计分析表明,组织衰退导致了遗弃。第二,定性分析使用了大量哥伦比亚军事人员对逃兵进行面谈的详细报告。报告表明,组织的衰落削弱了选择性激励、群体意识形态和可信的强制性制度,并通过这些机制促进了遗弃。这些发现为政策制定者提供了重要的见解,因为逃兵既有助于结束冲突,也能加速招募新的战斗人员。
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引用次数: 3
The Rule of Law and the Role of Strategy in U.S. Nuclear Doctrine 法治与战略在美国核主义中的作用
IF 5 1区 社会学 Q1 Social Sciences Pub Date : 2021-04-01 DOI: 10.1162/isec_a_00407
Scott D. Sagan, Allen S. Weiner
Abstract In 2013, the U.S. government announced that its nuclear war plans would be “consistent with the fundamental principles of the Law of Armed Conflict” and would “apply the principles of distinction and proportionality and seek to minimize collateral damage to civilian populations and civilian objects.” If properly applied, these legal principles can have a profound impact on U.S. nuclear doctrine. The prohibition against targeting civilians means that “countervalue” targeting and “minimum deterrence” strategies are illegal. The principle of distinction and the impermissibility of reprisal against civilians make it illegal for the United States, contrary to what is implied in the 2018 Nuclear Posture Review, to intentionally target civilians even in reprisal for a strike against U.S. or allied civilians. The principle of proportionality permits some, but not all, potential U.S. counterforce nuclear attacks against military targets. The precautionary principle means that the United States must use conventional weapons or the lowest-yield nuclear weapons that would be effective against legitimate military targets. The law of armed conflict also restricts targeting of an enemy's leadership to officials in the military chain of command or directly participating in hostilities, meaning that broad targeting to destroy an enemy's entire political leadership is unlawful.
2013年,美国政府宣布其核战争计划将“符合武装冲突法的基本原则”,并将“适用区分和比例原则,并寻求最大限度地减少对平民人口和民用物体的附带损害”。如果应用得当,这些法律原则可以对美国的核理论产生深远的影响。禁止以平民为目标意味着“反价值”目标和“最低威慑”战略是非法的。区别原则和不允许对平民进行报复,使得美国故意以平民为目标是非法的,这与2018年《核态势评估报告》所暗示的相反,即使是为了报复对美国或盟国平民的打击。相称性原则允许美国对军事目标进行一些(但不是全部)潜在的反制核攻击。预防原则意味着美国必须使用常规武器或对合法军事目标有效的最低当量核武器。武装冲突法还将针对敌方领导层的目标限制在军事指挥系统中的官员或直接参与敌对行动的官员,这意味着以摧毁敌方整个政治领导层为广泛目标是非法的。
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引用次数: 9
Illusions of Autonomy: Why Europe Cannot Provide for Its Security If the United States Pulls Back 自治的幻想:如果美国撤军,为什么欧洲不能提供其安全
IF 5 1区 社会学 Q1 Social Sciences Pub Date : 2021-04-01 DOI: 10.1162/isec_a_00405
Hugo Meijer, Stephen G. Brooks
Abstract Europe's security landscape has changed dramatically in the past decade amid Russia's resurgence, mounting doubts about the long-term reliability of the U.S. security commitment, and Europe's growing aspiration for strategic autonomy. This changed security landscape raises an important counterfactual question: Could Europeans develop an autonomous defense capacity if the United States withdrew completely from Europe? The answer to this question has major implications for a range of policy issues and for the ongoing U.S. grand strategy debate in light of the prominent argument by U.S. “restraint” scholars that Europe can easily defend itself. Addressing this question requires an examination of the historical evolution as well as the current and likely future state of European interests and defense capacity. It shows that any European effort to achieve strategic autonomy would be fundamentally hampered by two mutually reinforcing constraints: “strategic cacophony,” namely profound, continent-wide divergences across all domains of national defense policies—most notably, threat perceptions; and severe military capacity shortfalls that would be very costly and time-consuming to close. As a result, Europeans are highly unlikely to develop an autonomous defense capacity anytime soon, even if the United States were to fully withdraw from the continent.
在过去十年中,由于俄罗斯的崛起、对美国安全承诺的长期可靠性的日益怀疑以及欧洲对战略自治的日益渴望,欧洲的安全格局发生了巨大变化。这种变化的安全格局提出了一个重要的反事实问题:如果美国完全退出欧洲,欧洲人能发展出自主防御能力吗?这个问题的答案对一系列政策问题和美国正在进行的大战略辩论具有重要意义,因为美国的“克制”学者认为欧洲可以很容易地保护自己。要解决这个问题,需要对欧洲利益和防御能力的历史演变以及当前和可能的未来状态进行检查。它表明,欧洲实现战略自治的任何努力都将从根本上受到两个相互加强的制约因素的阻碍:“战略不和谐”,即在国防政策的所有领域——最明显的是威胁感知——存在深刻的、全大陆范围的分歧;严重的军事能力不足,这将是非常昂贵和耗时的。因此,即使美国完全撤出欧洲大陆,欧洲人也不太可能在短期内发展出自主防御能力。
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引用次数: 28
Conventional Counterforce Dilemmas: South Korea's Deterrence Strategy and Stability on the Korean Peninsula 传统反作用力困境:韩国的威慑战略与朝鲜半岛稳定
IF 5 1区 社会学 Q1 Social Sciences Pub Date : 2021-01-01 DOI: 10.1162/isec_a_00399
Ian Bowers, Henrik Stålhane Hiim
In response to North Korea's nuclear weapons program, South Korea is quietly pursuing an independent conventional counterforce and countervalue strategy. This strategy is unique. Few, if any, nonnuclear states have sought to rely on advanced conventional capabilities to deter a nuclear-armed adversary. Why is South Korea pursuing a conventional counterforce and countervalue strategy, and what could its impact be on strategic stability on the Korean Peninsula? South Korea's approach should be understood as both a short- and long-term hedge against U.S. abandonment. Its deterrent effect, no matter how uncertain, acts as a short-term stopgap if the United States abandons South Korea. Over the long term, capabilities such as advanced ballistic and cruise missiles bolster South Korea's nuclear latency. At the same time, we highlight that the strategy poses numerous technological and operational difficulties and has negative implications for arms race and crisis stability. Given South Korea's approach and North Korea's response, disarmament efforts focused purely on the bilateral U.S.–North Korea relationship will not succeed. Rather, any agreement will now need to address the growing gap in the conventional balance of forces on the Korean Peninsula.
为了应对朝鲜的核武器计划,韩国正在悄悄地寻求一种独立的常规对抗力量和反价值战略。这种策略是独一无二的。几乎没有(如果有的话)无核国家寻求依靠先进的常规能力来威慑拥有核武器的对手。韩国为什么要推行常规的反作用力和反价值战略?这对朝鲜半岛的战略稳定会产生什么影响?韩国的做法应该被理解为应对美国放弃的短期和长期对冲。它的威慑作用,无论多么不确定,都是在美国抛弃韩国的情况下的短期权宜之计。从长期来看,先进的弹道导弹和巡航导弹等能力增强了韩国的核延迟能力。与此同时,我们强调,该战略带来了许多技术和操作困难,并对军备竞赛和危机稳定产生负面影响。考虑到韩国的做法和朝鲜的反应,仅仅着眼于美朝双边关系的裁军努力将不会成功。相反,任何协议现在都需要解决朝鲜半岛常规力量平衡中日益扩大的差距。
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引用次数: 14
PRC Assertiveness in the South China Sea: Measuring Continuity and Change, 1970–2015 中国在南海的自信:测量连续性与变化,1970-2015
IF 5 1区 社会学 Q1 Social Sciences Pub Date : 2021-01-01 DOI: 10.1162/isec_a_00400
A. Chubb
Why has the People's Republic of China (PRC) courted international opprobrium, alarmed its neighbors, and risked military conflict in pursuit of its claims over vast areas of the South China Sea? Answering this question depends on recognizing long-term patterns of continuity and change in the PRC's policy. A new typology of “assertive” state behaviors in maritime and territorial disputes, and original time-series events data covering the period from 1970 to 2015, shows that the key policy change—China's rapid administrative buildup and introduction of regular coercive behaviors—occurred in 2007, between two and five years earlier than most analysis has supposed. This finding disconfirms three common explanations for Beijing's assertive turn in maritime Asia: the Global Financial Crisis, domestic legitimacy issues, and the ascendancy of Xi Jinping. Focused qualitative case studies of four breakpoints identified in the data indicate that PRC policy shifts in 1973, 1987, and 1992 were largely opportunistic responses to favorable geopolitical circumstances. In contrast, the policy change observed from 2007 was a lagged effect of decisions taken in the 1990s to build specific capabilities designed to realize strategic objectives that emerged in the 1970s.
为什么中华人民共和国(PRC)为了追求对南中国海大片地区的主权要求而招致国际社会的谴责,让邻国感到震惊,并冒着军事冲突的风险?回答这个问题取决于认识到中国政策的连续性和变化的长期模式。一种关于海洋和领土争端中“自信”国家行为的新类型,以及涵盖1970年至2015年期间的原始时间序列事件数据表明,关键的政策变化——中国的快速行政建设和定期强制行为的引入——发生在2007年,比大多数分析认为的要早2到5年。对数据中确定的四个断点的集中定性案例研究表明,1973年、1987年和1992年中国的政策转变主要是对有利地缘政治环境的机会主义反应。相比之下,从2007年开始观察到的政策变化是20世纪90年代为实现20世纪70年代出现的战略目标而制定的具体能力建设决策的滞后效应。
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引用次数: 16
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