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Network Connections and the Emergence of the Hub-and-Spokes Alliance System in East Asia 网络连接与东亚轮辐联盟体系的形成
IF 5 1区 社会学 Q1 INTERNATIONAL RELATIONS Pub Date : 2020-10-01 DOI: 10.1162/isec_a_00389
Y. Izumikawa
Abstract Why did the so-called hub-and-spokes alliance system emerge in East Asia after World War II instead of a multilateral alliance? Realists and constructivists offer various explanations, pointing to such factors as the United States' preference for bilateral alliances, the absence of a collective identity, and historical memories of Japanese imperialism. None of these explanations is satisfactory, however. Indeed, the historical record reveals that the United States sought a multilateral alliance in East Asia until the early 1960s. A theoretical model based on a social exchange network approach explains how a specific form of network can develop among potential allies. In East Asia, three U.S. allies—Japan, South Korea, and Taiwan—contributed to the emergence and shape of the hub-and-spokes system, which came into being as an unintended consequence of their interactions. The preferences and behavior of these allies proved at least as consequential as those of the United States in shaping this system. The implications of this finding could be significant for alliance politics in contemporary East Asia.
第二次世界大战后东亚地区为何出现所谓的轮辐联盟体系,而不是多边联盟?现实主义者和建构主义者提供了各种各样的解释,指出诸如美国对双边联盟的偏好、集体身份的缺失以及对日本帝国主义的历史记忆等因素。然而,这些解释都不能令人满意。事实上,历史记录显示,直到20世纪60年代初,美国一直在寻求在东亚建立多边联盟。一个基于社会交换网络方法的理论模型解释了一种特定形式的网络如何在潜在的盟友之间发展。在东亚,美国的三个盟友——日本、韩国和台湾——对轮辐体系的出现和形成做出了贡献,而轮辐体系的形成是它们相互作用的意外结果。事实证明,这些盟友的偏好和行为在形成这一体系方面至少与美国的偏好和行为同样重要。这一发现对当代东亚的联盟政治具有重要意义。
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引用次数: 16
Does the Noncombatant Immunity Norm Have Stopping Power? A Debate 非战斗人员豁免规范有阻止力吗?一场辩论
IF 5 1区 社会学 Q1 INTERNATIONAL RELATIONS Pub Date : 2020-10-01 DOI: 10.1162/isec_a_00393
Scott D. Sagan, B. Valentino, C. Carpenter, Alexander H. Montgomery
Our 2015 survey experiment—reported in the 2017 International Security article “Revisiting Hiroshima in Iran”—asked a representative sample of Americans to choose between continuing a ground invasion of Iran that would kill an estimated 20,000 U.S. soldiers or launching a nuclear attack on an Iranian city that would kill an estimated 100,000 civilians.1 Fifty-six percent of the respondents preferred the nuclear strike. When a different set of subjects instead read that the air strike would use conventional weapons, but still kill 100,000 Iranians, 67 percent preferred it over the ground invasion. These andings led us to conclude that “when provoked, and in conditions where saving U.S. soldiers is at stake, the majority of Americans do not consider the arst use of nuclear weapons a taboo and their commitment to noncombatant immunity is shallow.”2 By 2015, we had been researching American public opinion on the use of nuclear weapons and the ethics of war for several years. Many of our previous andings about the U.S. public’s hawkish attitudes had been unsettling. Nevertheless, the levels of public support we found in this study for a strike that so clearly violated ethical and legal principles on the use of force were deeply troubling. We proposed, therefore, that future research on the nuclear taboo and the noncombatant immunity norm focus on interventions that might blunt
我们2015年的调查实验——在2017年的《国际安全》文章《重访伊朗广岛》中报道——要求美国人的代表性样本选择继续对伊朗进行地面入侵,这将导致大约2万名美国士兵死亡,还是对伊朗城市发动核攻击,这将导致大约10万名平民死亡56%的受访者倾向于核打击。当另一组研究对象读到空袭将使用常规武器,但仍会杀死10万伊朗人时,67%的人更喜欢空袭,而不是地面入侵。这些结果使我们得出这样的结论:“当受到挑衅时,在拯救美国士兵的情况下,大多数美国人并不认为首次使用核武器是一种禁忌,他们对非战斗人员免疫的承诺是肤浅的。”到2015年,我们已经研究美国公众对使用核武器和战争伦理的看法好几年了。我们之前关于美国公众鹰派态度的许多结论都令人不安。然而,我们在这项研究中发现,公众对如此明显违反使用武力的道德和法律原则的罢工的支持程度令人深感不安。因此,我们建议,未来对核禁忌和非战斗人员免疫规范的研究将重点放在可能削弱的干预措施上
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引用次数: 5
Putin, Putinism, and the Domestic Determinants of Russian Foreign Policy 普京、普京主义和俄罗斯外交政策的国内决定因素
IF 5 1区 社会学 Q1 INTERNATIONAL RELATIONS Pub Date : 2020-10-01 DOI: 10.1162/isec_a_00390
Michael McFaul
Abstract Why did Russia's relations with the West shift from cooperation a few decades ago to a new era of confrontation today? Some explanations focus narrowly on changes in the balance of power in the international system, or trace historic parallels and cultural continuities in Russian international behavior. For a complete understanding of Russian foreign policy today, individuals, ideas, and institutions—President Vladimir Putin, Putinism, and autocracy—must be added to the analysis. An examination of three cases of recent Russian intervention (in Ukraine in 2014, Syria in 2015, and the United States in 2016) illuminates the causal influence of these domestic determinants in the making of Russian foreign policy.
为什么俄罗斯与西方的关系从几十年前的合作转向今天的对抗?一些解释狭隘地关注于国际体系中力量平衡的变化,或者追踪俄罗斯国际行为的历史相似之处和文化连续性。为了全面理解今天的俄罗斯外交政策,个人、思想和制度——弗拉基米尔·普京总统、普京主义和独裁——必须加入到分析中。对最近俄罗斯干预的三个案例(2014年在乌克兰,2015年在叙利亚,2016年在美国)的研究阐明了这些国内决定因素对俄罗斯外交政策制定的因果影响。
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引用次数: 33
Correspondence: Is China a Cautious Bully? 通讯:中国是一个谨慎的恶霸吗?
IF 5 1区 社会学 Q1 INTERNATIONAL RELATIONS Pub Date : 2020-10-01 DOI: 10.1162/isec_c_00386
Tongfi Kim, Andrew Taffer, Ketian Zhang
Ketian Zhang’s article is an important contribution to the literature on Chinese foreign policy and coercive diplomacy. Her research design, however, is not best suited to demonstrate the key andings of her study: China is a cautious bully; it employs coercion only infrequently; and as it grows stronger, it uses military coercion less often.1 For reasons discussed below, it is premature to conclude that China’s “decisions about when to pursue coercion and which tools to use cannot be explained by focusing on material capabilities” (p. 119). First, Zhang’s decision to develop “a theory of coercion . . . in response to national security threats” means that every instance of coercion discussed in the article is a result of China’s failed deterrence against a challenge from another state (p. 119). Zhang mentions but does not analyze cases of proactive coercion; therefore, her andings about Chinese coercion apply only to China’s reactions to what Beijing considers to be provocations. A bully can get what it wants by using brute force or proactive coercion, but Zhang chooses to exclude these aspects from her analysis—for example, China’s land reclamation in the South China Sea (pp. 133–134). If, without provocation, China were to occupy disputed maritime features or to threaten a military attack to expel other disputants, Zhang’s operationalization would exclude this action from her analysis because it would be considered brute force or proactive coercion. Second, Zhang argues that “China has not used brute force in any of its territorial disputes in the South China Sea” since the 1990s, but I disagree with her use of the term “brute force” (p. 134). Indeed, China has refrained from using military violence since the 1990s in the South China Sea, whereas it fought against South Vietnam in 1974 and against Vietnam in 1988. Nevertheless, I argue that China has continued to use brute force, because scholars who study the use of coercion should distinguish brute force
张克天的文章是对中国外交政策和强制外交的重要贡献。然而,她的研究设计并不适合展示她研究的关键结论:中国是一个谨慎的恶霸;它很少使用强制手段;随着它变得越来越强大,它使用军事胁迫的频率也越来越低由于下面讨论的原因,现在下结论说中国“关于何时采取强制手段和使用何种手段的决定不能通过关注物质能力来解释”还为时过早(119页)。首先,张决定发展“强制理论……“应对国家安全威胁”意味着文章中讨论的每一个胁迫实例都是中国对另一个国家挑战的威慑失败的结果(第119页)。张提到但没有分析主动胁迫的案例;因此,她关于中国胁迫的言论只适用于中国对北京认为是挑衅的反应。一个恃强凌强的国家可以通过使用蛮力或主动胁迫来得到它想要的东西,但张选择从她的分析中排除这些方面——例如,中国在南中国海的填海造地(第133-134页)。如果在没有挑衅的情况下,中国占领有争议的海域,或者威胁用军事攻击来驱逐其他有争议的国家,张的操作化将把这种行为排除在她的分析之外,因为这将被认为是蛮力或主动胁迫。其次,张认为,自20世纪90年代以来,“中国在南中国海的任何领土争端中都没有使用过蛮力”,但我不同意她使用“蛮力”这个词(第134页)。事实上,自上世纪90年代以来,中国一直避免在南中国海使用军事暴力,而在1974年和1988年,中国分别与南越和越南作战。尽管如此,我认为中国仍在继续使用蛮力,因为研究强制使用的学者应该区分蛮力
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引用次数: 0
Correspondence: Clandestine Capabilities and Technological Diffusion Risks 通信:秘密能力和技术扩散风险
IF 5 1区 社会学 Q1 INTERNATIONAL RELATIONS Pub Date : 2020-10-01 DOI: 10.1162/isec_c_00396
David M. Allison, Stephen Herzog, B. Green, A. Long
Brendan Green and Austin Long make a signiacant contribution with their theoretical framework for peacetime signaling of clandestine military capabilities.1 Examining U.S. anti-submarine warfare (ASW) during the Cold War, they argue that choices to disclose capabilities depend on uniqueness (replaceability) and anticipated countermeasures (pp. 59–60). Green and Long cannot fully account for many historical cases, however, because they overlook decisionmaker concerns about the spread of technology. A modiaed framework combining their theory with fears of technological diffusion offers greater predictive power by explaining the broader dilemma of revealing military innovations during both war and peace. States conceal military capabilities to avoid two threats: nulliacation and duplication.2 Green and Long’s variables of uniqueness and countermeasures focus on the former while failing to address the latter. Green and Long argue that if the risk of countermeasures is low or if replacement capabilities exist, signaling becomes attractive for “improved general deterrence, adversary resource diversion, and diplomatic concessions or strategic adjustments” (p. 56). Duplication is a fundamentally different concern. Disclosures may provide an adversary with insights to improve their own capabilities. The fear of nulliacation identiaed by Green and Long does not preclude concerns about technological diffusion (pp. 51–52). Correspondence: Clandestine Capabilities
Brendan Green和Austin Long对和平时期秘密军事能力信号的理论框架做出了重大贡献在研究了冷战期间美国的反潜战(ASW)后,他们认为披露能力的选择取决于独特性(可替代性)和预期的对抗措施(第59-60页)。然而,格林和朗不能完全解释许多历史案例,因为他们忽视了决策者对技术传播的担忧。一个将他们的理论与对技术扩散的担忧结合起来的修正框架,通过解释在战争与和平时期揭示军事创新的更广泛的困境,提供了更大的预测能力。各国隐瞒军事能力是为了避免两种威胁:消灭和复制Green和Long的独特性变量和对策侧重于前者,而未能解决后者。格林和朗认为,如果反制措施的风险很低,或者存在替代能力,那么信号对于“改进一般威慑、转移对手资源、外交让步或战略调整”就变得有吸引力(第56页)。复制是一个完全不同的问题。披露信息可能会为对手提供洞察力,以提高他们自己的能力。格林和朗所确定的对无效的恐惧并不排除对技术扩散的担忧(第51-52页)。通信:秘密能力
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引用次数: 0
Death Dust: The Little-Known Story of U.S. and Soviet Pursuit of Radiological Weapons 死亡尘埃:美国和苏联追求放射性武器的鲜为人知的故事
IF 5 1区 社会学 Q1 INTERNATIONAL RELATIONS Pub Date : 2020-10-01 DOI: 10.1162/isec_a_00391
Samuel Meyer, S. Bidgood, W. Potter
Abstract Since September 11, 2001, most expert commentary on radiological weapons has focused on nonstate actors, to the neglect of state-level programs. In fact, numerous countries in the past have expressed interest in radiological weapons; a number have actively pursued them; and three tested them on multiple occasions before ultimately deciding not to deploy the weapons. Why is so little known about these false starts, especially outside the United States? Are such weapons more difficult to manufacture than depicted by science-fiction authors and military pundits? Are radiological weapons a thing of the past, or do they remain an attractive option for some countries? A comparative analysis of the previously underexplored cases of radiological weapons programs in the United States and the Soviet Union illuminates the drivers and limitations of weapons innovation in one specific nuclear sector. An examination of the rise and demise of radiological weapons programs in both countries also points to circumstances in the future that might prompt renewed interest on the part of some states in radiological weapons and proposes steps that might be undertaken to reduce the possibility of their production, deployment, and use.
自2001年9月11日以来,大多数关于放射性武器的专家评论都集中在非国家行为者身上,而忽视了国家层面的计划。事实上,许多国家过去曾表示对放射性武器感兴趣;一些国家积极追求这些目标;其中三个国家在最终决定不部署这些武器之前多次进行了测试。为什么人们对这些错误的开端知之甚少,尤其是在美国以外?这种武器的制造是否比科幻作家和军事专家所描述的更难?放射性武器是已经成为过去,还是对某些国家来说仍然是一个有吸引力的选择?对美国和苏联以前未被充分探索的放射性武器项目案例的比较分析,阐明了一个特定核部门武器创新的驱动因素和局限性。对两国放射性武器项目兴衰的考察也指出了未来可能促使某些国家重新对放射性武器产生兴趣的情况,并提出了可能采取的步骤,以减少生产、部署和使用放射性武器的可能性。
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引用次数: 2
The Case for Campaign Analysis: A Method for Studying Military Operations 战役分析案例:研究军事行动的一种方法
IF 5 1区 社会学 Q1 INTERNATIONAL RELATIONS Pub Date : 2020-09-07 DOI: 10.1162/isec_a_00408
Rachel Tecott, Andrew Halterman
Abstract Military operations lie at the center of international relations theory and practice. Although security studies scholars have used campaign analysis to study military operations for decades, the method has not been formally defined or standardized, and there is little methodological guidance available for scholars interested in conducting or evaluating it. Campaign analysis is a method involving the use of a model and techniques for managing uncertainty to answer questions about military operations. The method comprises six steps: (1) question selection, (2) scenario development, (3) model construction, (4) value assignment, (5) sensitivity analysis, and (6) interpretation and presentation of results. The models that scholars develop to direct analysis are significant intellectual contributions in their own right, and can be adapted by other scholars and practitioners to guide additional analyses. Careful model construction can clarify, but does not obviate, the uncertainty of conflict. To manage uncertainty in parameter values, scholars can use the “input distribution approach” to propagate uncertainty in inputs through to a model's output. Replications and extensions of Wu Riqiang's 2020 analysis of Chinese nuclear survivability and Barry Posen's 1991 analysis of the North Atlantic Treaty Organization's prospects against the Warsaw Pact illustrate the six steps of campaign analysis, the value of transparent models and the input distribution approach, and the potential of campaign analysis to contribute to policy and theory.
军事行动是国际关系理论与实践的核心问题。尽管安全研究学者几十年来一直使用战役分析来研究军事行动,但这种方法尚未被正式定义或标准化,而且对于有兴趣进行或评估它的学者来说,几乎没有可用的方法指导。战役分析是一种涉及使用模型和技术来管理不确定性的方法,以回答有关军事行动的问题。该方法包括六个步骤:(1)问题选择,(2)场景开发,(3)模型构建,(4)值赋值,(5)敏感性分析,(6)结果解释和呈现。学者们为指导分析而开发的模型本身就是重要的智力贡献,并且可以被其他学者和实践者改编以指导其他分析。仔细的模型构建可以澄清,但不能消除冲突的不确定性。为了管理参数值的不确定性,学者们可以使用“输入分布法”将输入中的不确定性传播到模型的输出中。吴日强2020年对中国核生存能力的分析和巴里·波森1991年对北大西洋公约组织与华沙条约的前景的分析的复制和扩展说明了战役分析的六个步骤,透明模型和投入分配方法的价值,以及战役分析对政策和理论贡献的潜力。
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引用次数: 2
Partnership or Predation? How Rising States Contend with Declining Great Powers 合作还是掠夺?崛起的国家如何与衰落的大国竞争
IF 5 1区 社会学 Q1 INTERNATIONAL RELATIONS Pub Date : 2020-07-20 DOI: 10.1162/ISEC_A_00384
Joshua R. Shifrinson
Abstract:International relations scholarship overwhelmingly expects that relatively rising states will threaten and challenge declining great powers. In practice, however, rising states can also cooperate with and support declining powers. What explains the rising state's choice of policy? When do rising states support or prey on declining great powers, and why do such strategies vary across time and space? The answer depends on the rising state's broader strategic calculations. All things being equal, a rising state will generally support a declining power when the latter can be used to offset threats from other great powers that can harm the rising state's security. Conversely, when using a declining state to offset such challenges is not a plausible option, the rising state is likely to pursue a predation strategy. The level of assertiveness of support or predation, meanwhile, depends on the declining power's military posture: the stronger the declining state is militarily, the less assertive the rising state tends to be. A review of the strategies adopted by two relatively rising powers, the United States and the Soviet Union, toward a declining Great Britain after 1945, and of a rising United States vis-à-vis a declining Soviet Union in the late Cold War, illustrates how this argument outperforms explanations that focus instead on the importance of economic interdependence and ideology.
摘要:国际关系学界普遍认为,相对崛起的国家将对衰落的大国构成威胁和挑战。然而,在实践中,崛起的国家也可以与衰落的大国合作并给予支持。如何解释这个崛起国家的政策选择?什么时候崛起的国家会支持或掠夺衰落的大国?为什么这些战略会随着时间和空间的变化而变化?答案取决于这个崛起国家更广泛的战略考量。在其他条件相同的情况下,一个崛起的国家通常会支持一个衰落的大国,因为后者可以用来抵消其他大国对崛起国家安全的威胁。相反,当使用一个衰落的国家来抵消这些挑战不是一个合理的选择时,崛起的国家可能会采取捕食策略。与此同时,支持或掠夺的自信程度取决于衰落大国的军事姿态:衰落国家的军事实力越强,崛起国家的自信程度往往越低。回顾一下1945年后美国和苏联这两个相对崛起的大国对衰落的英国采取的战略,以及冷战后期崛起的美国对衰落的苏联采取的战略,就会发现,这种观点如何胜过那些把重点放在经济相互依存和意识形态重要性上的解释。
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引用次数: 2
Sadat and the Road to Jerusalem: Bold Gestures and Risk Acceptance in the Search for Peace 萨达特和通往耶路撒冷的道路:寻求和平的大胆姿态和风险接受
IF 5 1区 社会学 Q1 INTERNATIONAL RELATIONS Pub Date : 2020-07-01 DOI: 10.1162/isec_a_00381
Shahin Berenji
On November 19, 1977, the world watched in disbelief as Egyptian President Anwar el-Sadat visited Jerusalem. In one dramatic stroke, Sadat met with Israel's leaders, promised “no more war,” and offered Israel de facto recognition. Recently declassified archival sources provide new insight into why Sadat suddenly made all these concessions and why he chose to initiate conciliation through such a bold move. The historical evidence supports a prospect-theoretic explanation of Sadat's risk acceptance. Sadat never accepted Egypt's loss of the Sinai Peninsula but, unable to recover it either militarily or diplomatically (through U.S. mediation), he became willing to accept greater risks to recoup Egypt's territorial losses. As Sadat grew frustrated with the efforts of Jimmy Carter's administration to reconvene the Geneva Middle East Peace Conference, he sought to accelerate the peace process by abandoning multilateral diplomacy in favor of direct negotiations with Israel. He understood, however, that bilateral talks would fail given Israel's deep suspicion and mistrust of its Arab neighbors. By empathetically responding to its fears and security concerns, Sadat reasoned that he could reassure Israel of Egypt's benign intentions and remove, as he often said, the “psychological barriers” of the Arab-Israeli conflict. Such an approach might help Israel feel secure enough so that its leaders would trade land for peace.
1977年11月19日,埃及总统安瓦尔·萨达特(Anwar el-Sadat)访问耶路撒冷,全世界都难以置信。萨达特戏剧性地会见了以色列领导人,承诺“不再开战”,并向以色列提供了事实上的承认。最近解密的档案资料为萨达特为什么突然做出所有这些让步以及为什么他选择通过如此大胆的举动开始和解提供了新的见解。历史证据支持对萨达特风险接受的前景理论解释。萨达特从未接受埃及失去西奈半岛的事实,但由于无法通过军事或外交手段(通过美国的调解)收复西奈半岛,他愿意接受更大的风险来收复埃及的领土损失。当萨达特对吉米·卡特政府重新召开日内瓦中东和平会议的努力感到失望时,他试图通过放弃多边外交,转而支持与以色列直接谈判来加速和平进程。然而,他明白,鉴于以色列对其阿拉伯邻国的深切怀疑和不信任,双边谈判将会失败。通过同情地回应以色列的恐惧和安全担忧,萨达特推断,他可以让以色列相信埃及的善意,并消除阿以冲突的“心理障碍”,正如他经常说的那样。这种方法可能会让以色列感到足够安全,从而使其领导人愿意用土地换取和平。
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引用次数: 0
Cheater's Dilemma: Iraq, Weapons of Mass Destruction, and the Path to War 《骗子的困境:伊拉克、大规模杀伤性武器和战争之路
IF 5 1区 社会学 Q1 INTERNATIONAL RELATIONS Pub Date : 2020-07-01 DOI: 10.1162/isec_a_00382
Målfrid Braut-Hegghammer
Between the 1991 Gulf War and the U.S.-led invasion in 2003, the Iraqi regime faced a cheater's dilemma: how much should it reveal of Iraq's weapons of mass destruction (WMD) capabilities when each additional revelation made it less likely that the country would be rewarded, while continued denial also prevented the lifting of sanctions. The Iraqi leadership struggled to resolve this dilemma, as elites pursued competing policies and subordinates did not consistently obey Saddam Hussein's orders. These difficulties reflected principal-agent problems that were aggravated by the leadership's initial attempts to deny and cover up Iraq's WMD capabilities. Together, the cheater's dilemma and principal-agent problems explain a range of puzzling Iraqi behaviors that came across as calculated ambiguity to the outside world. These findings offer insights into the incentives and constraints that shape how other authoritarian regimes respond to external pressures to eliminate their WMD, and the extent to which they are willing and able to disclose information about past programs and their past efforts to conceal this information from the outside world.
在1991年海湾战争和2003年以美国为首的入侵之间,伊拉克政权面临着一个骗子的困境:它应该透露多少伊拉克的大规模杀伤性武器(WMD)能力,因为每一次额外的披露都使该国获得奖励的可能性降低,而持续的否认也阻碍了制裁的解除。伊拉克领导层努力解决这一困境,因为精英们奉行相互竞争的政策,而下属并不一贯服从萨达姆·侯赛因的命令。这些困难反映了由于领导层最初试图否认和掩盖伊拉克的大规模杀伤性武器能力而加剧的委托代理问题。骗子困境和委托代理问题共同解释了伊拉克一系列令人费解的行为,这些行为在外界看来是有意为之的模棱两可。这些发现有助于深入了解影响其他专制政权如何应对消除大规模杀伤性武器的外部压力的动机和制约因素,以及它们愿意和能够在多大程度上披露有关过去项目的信息,以及它们过去向外界隐瞒这些信息的努力。
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引用次数: 8
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International Security
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