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One for the money, two for the show: What are the actor-based incentives for public-private partnerships for innovation? 一个为钱,两个为节目:公私合作创新的演员激励措施是什么?
IF 5 Q1 POLITICAL SCIENCE Pub Date : 2021-10-25 DOI: 10.1002/epa2.1131
Sabrina A. Ilgenstein

This paper aims to identify the processes that lead to the establishment of public-private partnerships (PPPs) with a focus on the financial and policy incentives of the actors involved. To this end, it applies the Multiple Streams Framework to a qualitative case study to answer the following research question: are actors of PPPs for innovation motivated due to financial incentives or can they be policy driven? Although the fiscal context plays an important role in our case, the study shows that policy goals, such as providing infrastructure or public services and promoting innovation can be the main drivers for establishing a PPP. These findings offer a theoretical and practical contribution to analyze PPPs as a phenomenon. First, we establish a theoretical framework of possible incentives for actors in PPPs and, secondly, provide new insights into the PPP discussion in the public administration literature.

本文旨在确定导致建立公私伙伴关系(ppp)的过程,重点是对相关行为者的财政和政策激励。为此,它将多流框架应用于定性案例研究,以回答以下研究问题:公私合作伙伴关系的创新行为者是由于财政激励还是政策驱动?尽管财政环境在我们的案例中发挥了重要作用,但研究表明,提供基础设施或公共服务以及促进创新等政策目标可以成为建立PPP的主要驱动力。这些发现为将购买力平价作为一种现象进行分析提供了理论和实践贡献。首先,我们建立了PPP行为者可能的激励机制的理论框架;其次,我们为公共行政文献中的PPP讨论提供了新的见解。
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引用次数: 5
Narratives in an authoritarian environment: Narrative strategies, plots, and characters in Moscow’s public transport reforms debate 威权环境下的叙事:莫斯科公共交通改革辩论中的叙事策略、情节和人物
IF 5 Q1 POLITICAL SCIENCE Pub Date : 2021-09-23 DOI: 10.1002/epa2.1130
Artem Uldanov, Tatiana Gabriichuk, Dmitry Karateev, Maria Makhmutova

This article draws on the Narrative Policy Framework (NPF) to analyze the recent debates over Moscow's public transport policy. Despite a proliferation of NPF implementations in recent years, applications in authoritarian institutional settings remain rare. We seek to fill this gap by examining how the actors combine narrative strategies, characters, and plots to advocate their vision of public transport development in Moscow. To this end, this study tests NPF meso-level hypotheses on narrative strategies and their connections with plots and characters used in the context of Russian electoral authoritarian regime. The results show that the NPF hypotheses are applicable for the analysis of policy debates in an authoritarian context. While the governmental coalition uses an angel shift strategy—focusing on heroes, beneficiaries, and stories of control—to contain the scope of conflict, the opposing coalition implies a devil shift strategy with a specific attention to villains, victims, and different plots to expand the scope of conflict.

本文利用叙事政策框架(NPF)来分析最近关于莫斯科公共交通政策的争论。尽管近年来NPF的实施激增,但在专制机构设置中的应用仍然很少。我们试图通过研究演员如何结合叙事策略、人物和情节来倡导他们对莫斯科公共交通发展的愿景来填补这一空白。为此,本研究检验了NPF关于叙事策略及其与俄罗斯选举专制政权背景下的情节和人物关系的中观假设。结果表明,NPF假设适用于威权背景下的政策辩论分析。政府联盟采用天使转移策略——关注英雄、受益者和控制的故事——来控制冲突的范围,而反对派联盟则采用魔鬼转移策略,特别关注恶棍、受害者和不同的情节,以扩大冲突的范围。
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引用次数: 8
Introduction—Stories of the old world: The Narrative Policy Framework in the European context 引言:旧世界的故事:欧洲语境下的叙事政策框架
IF 5 Q1 POLITICAL SCIENCE Pub Date : 2021-08-17 DOI: 10.1002/epa2.1128
Bettina Stauffer, Johanna Kuenzler
<p>Since their evolution, people around the world communicate stories—or narratives; be it ancient customs carried from one generation to the next concerning most diverse subjects such as Christmas, carnival, or agricultural traditions like cattle drive to and from the alpine pastures; be it today's international debates on climate change where for instance Brazil's president Jair Bolsonaro tells the story of <i>“practically untouched”</i> Amazon rain forests<sup>1</sup> compared to the climate activist Greta Thunberg who angrily speaks about collapsing ecosystems and <i>“the beginning of a mass extinction”</i><sup>2</sup>; or be it Jeff Bezos, former Amazon CEO, who banned PowerPoint presentations and instead relied on self-written memos that present the issue to be discussed and decided upon in the form of a story.<sup>3</sup> In short, narratives are and have always been on everyone's lips. From a neurologic perspective, this is not at all surprising, because narratives are a common form of information processing and communication for humans’ limited cognitive capacities (Berinsky & Kinder, <span>2006</span>). Stories impose order on a complex and chaotic environment by bundling attention and emotion to certain facets while fading others.</p><p>In policy analysis, the Narrative Policy Framework (NPF) embraces the analysis of narratives and their impact on the policy process. Like many policy process theories, this framework originates from the United States, where a plethora of studies applying the NPF have been conducted (see e.g., Gottlieb et al., <span>2018</span>; Gupta et al., <span>2018</span>; Jones, <span>2014</span>; McBeth et al., <span>2012</span>; Merry, <span>2019</span>; Shanahan et al., <span>2013</span>). This special issue demonstrates that there is also an active NPF research community outside the United States that is using and advancing the framework in significant and multifaceted ways. In the following, the special issue presents a diverse bouquet of NPF applications from Europe. It, thereby, also pays tribute to the NPF's versatility in application, from agenda setting to policy implementation, and in a wide variety of institutional and geographic settings.</p><p>The goal of this special issue fits well with <i>European Policy Analysis</i> (EPA), which aims to present the European perspective on policy analysis and to test mainstream approaches in the European context. Previous EPA contributions or themed issues thus focused for instance on the Advocacy Coalition Framework (Nohrstedt & Olofsson, <span>2016</span>), the Multiple Streams Framework (Deruelle, <span>2016</span>; Leeuw et al., <span>2016</span>; Sager & Thomann, <span>2017</span>; Zohlnhöfer et al., <span>2015</span>), or the Programmatic Action Framework (Bandelow & Hornung, <span>2021</span>). The NPF is now the next to follow in this tradition.</p><p>The NPF developed in the 1990s from work by Elizabeth Shanahan, Marc McBeth, and Michael Jo
, Shanahan等人,2017,198-202)。欧洲国家警察共同体可以通过拓宽叙事研究视角,以一种有意义的方式对此作出贡献。例如,除了不同的历史文化、制度、社会信仰和价值观之外,欧洲国家与美国的不同之处在于其他政治制度和政府形式,如多党制、直接民主和专制政权。此外,跨国制度化的合作形式,如欧盟(EU),不仅需要跨国家运作,还需要跨越语言和文化边界,在欧洲发挥着突出作用。迄今为止,这些观点几乎没有纳入现有的NPF研究。手头的特刊旨在通过为欧洲NPF学者提供第一个平台来改变这种情况,从他们的贡献中获得未来研究的途径,并最终使两个研究社区更加紧密地联系在一起。本期特刊的七篇文章不仅在地理上和主题上扩大了国家计划,而且在概念上也扩大了国家计划的潜力。表1提供了贡献的概述。在下文中,我们将更详细地讨论他们的发现,并为未来的NPF研究提供途径。本期特刊中的四篇文章重点介绍了NPF组件的进一步发展。Kuhlmann和Blum关注的是叙事中一个重要元素的概念化,而迄今为止,与角色或策略相比,这个元素很少受到关注:情节。他们细化了这个概念,认为每个情节都有一个普遍的元素和一个特定于策略的元素;前者基于Stone(2012)广泛使用的情节类型,后者则建立在Lowi关于调节政策、分配政策和再分配政策的著名区分之上。这种新的概念化产生了一种类型学,反过来,它可以用于NPF中的假设。他们的实证分析考察了德国政府在第一波新冠疫情期间发布的推文中不同情节类型的发生情况。Schlaufer等人认为,尽管政策问题在NPF内部具有潜在的重要性,但缺乏一种一致的方法来研究这一因素。作者指出了如何在概念上弥补这一差距,并建议政策问题应作为一个单独的国家警察组成部分来处理。在他们的贡献中,他们探讨了在莫斯科废物管理的背景下,如何在叙事中战略性地使用复杂性方面的问题定义来扩大或遏制政策冲突。因此,它们同时表明全国爱国阵线可以转移到一个非民主的环境。Vogeler等人研究了不受公众关注的政策——不像大多数NPF研究那样,关注高度政治化的辩论——并显示了受益者在这种背景下的主导作用。他们调查了欧洲议会关于新农业食品技术的两项政策辩论,并令人信服地认为,“(u)将受益者作为叙事策略的一部分(……)在专家之间谈判而基本上没有公众参与的政策背景下是合理的”(第340页)。Tosun和Schaub关注的是使用证据作为一种潜在的新的NPF策略。在调查欧洲公民倡议(ECI)的叙事结构时——它必须能够跨越国家、语言和文化进行动员——作者表明,ECI发起者战略性地使用证据来扩大冲突的范围,也就是说,强调政策问题,推动自己的解决方案,或者破坏对方的解决方案。他们还依靠“魔鬼转换”策略来说服观众。三篇文章将NPF与其他理论和框架结合起来。Dunlop等人通过NPF和制度语法工具(IGT)的创新组合开始了这一努力;这两个框架乍一看似乎非常不同,但正如作者令人信服地论证的那样,它们有一个共同的核心,并通过“不仅揭示政策参与者讲述的故事,而且揭示这些故事在制度声明方面的意义”来推进NPF(第365页)。作者通过分析欧盟、马耳他、芬兰和爱尔兰四个国家在政策制定过程中协商过程的指导方针,展示了他们的综合方法。IGT通过对行为人沟通的调查结果提供有关其行动的信息,丰富了国家行动框架。相反,NPF通过强调制度语法元素的道德和规范方面以及梳理官方文件中发现的不同叙事风格,拓宽了IGT的结果。Gjerstad和Fløttum提出了NPF与语言学方法的结合。
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引用次数: 13
Narrative plots for regulatory, distributive, and redistributive policies 监管、分配和再分配政策的叙事情节
IF 5 Q1 POLITICAL SCIENCE Pub Date : 2021-07-21 DOI: 10.1002/epa2.1127
Johanna Kuhlmann, Sonja Blum

The Narrative Policy Framework (NPF) has ignited a remarkably active research community, one of its main contributions being distinct narrative elements—including settings, characters, and plots. Yet, while the plot constitutes a core element of narrativity, it has received less attention vis-à-vis other narrative components. Existing classifications of plots have been proven to possess a great ability to capture “universal” policy stories, but not the specific variations of different types of policies. This article presents a typology of plots by linking their universal and policy-specific themes, thereby theorizing from Lowi's seminal typology of regulatory, distributive, and redistributive policies. Empirically, it focuses on the political communication of Germany's policy responses to the COVID-19 pandemic. Policy narratives were mined from Twitter and from governmental press conferences (March–June 2020). The qualitative NPF analysis demonstrates that the identified plots—restricting-to-control, liberating-to-promote, providing-to-promote, giving-to-give, and giving-to-promote—can grasp different regulatory, distributive, and redistributive policies as well as their variety.

叙事政策框架(NPF)引发了一个非常活跃的研究社区,其主要贡献之一是独特的叙事元素,包括背景、人物和情节。然而,尽管情节构成了叙事的核心元素,但与其他叙事成分相比,它受到的关注较少。现有的情节分类已被证明具有捕捉“普遍”政策故事的强大能力,但不能捕捉不同类型政策的具体变化。本文通过将其普遍主题和政策特定主题联系起来,提出了一种情节类型,从而从洛伊对监管、分配和再分配政策的开创性类型学中进行理论推导。从经验上讲,它侧重于德国应对新冠肺炎疫情政策的政治沟通。政策叙述是从推特和政府新闻发布会(2020年3月至6月)中挖掘出来的。定性NPF分析表明,确定的限制控制、解放促进、提供促进、给予给予和给予促进的地块可以掌握不同的监管、分配和再分配政策及其多样性。
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引用次数: 10
The Institutional Grammar Tool meets the Narrative Policy Framework: Narrating institutional statements in consultation 制度语法工具符合叙事政策框架:在协商中叙述制度声明
IF 5 Q1 POLITICAL SCIENCE Pub Date : 2021-07-15 DOI: 10.1002/epa2.1126
Claire A. Dunlop, Jonathan C. Kamkhaji, Claudio M. Radaelli, Gaia Taffoni

We compare the Narrative Policy Framework (NPF) and the Institutional Grammar Tool (IGT). Given the focus of this special issue on the NPF, we first theorize how the IGT can contribute to the development of NPF categories, but also how the former gains conceptual leverage from the latter. We argue that it is useful to consider jointly NPF and IGT as this expands the benefit of NPF usage for policy researchers—uncovering not only the stories policy actors tell but also what these stories mean in terms of institutional statements. We provide a demonstration of how the conversation between these two policy lenses may develop by analyzing original data on the design of consultation procedures in the European Union, Finland, Ireland, and Malta.

我们比较了叙事政策框架(NPF)和制度语法工具(IGT)。鉴于本期特刊对NPF的关注,我们首先理论化IGT如何促进NPF类别的发展,以及前者如何从后者获得概念上的杠杆作用。我们认为,联合考虑NPF和IGT是有用的,因为这扩大了政策研究者使用NPF的好处——不仅揭示了政策参与者讲述的故事,还揭示了这些故事在制度陈述方面的意义。我们通过分析欧盟、芬兰、爱尔兰和马耳他磋商程序设计的原始数据,展示了这两个政策镜头之间的对话是如何发展的。
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引用次数: 7
Do governments care about socioeconomic inequalities in health? Narrative review of reports of EU-15 countries 政府关心健康方面的社会经济不平等吗?欧盟- 15国报告的叙述性审查
IF 5 Q1 POLITICAL SCIENCE Pub Date : 2021-06-24 DOI: 10.1002/epa2.1124
Neus Carrilero, Anna García-Altés, Viky Morón Mendicuti, Boi Ruiz García

Socioeconomic inequalities in health have been an issue in all European countries since the publication of the “Black Report” in the United Kingdom in 1980. However, data show that nowadays there are important socioeconomic health inequalities within EU countries. The purpose of this paper is to review EU-15 government reports that address socioeconomic inequalities in health. We reviewed 101 reports. The pioneer countries in analyzing this topic have a Beveridge-type health system, and they are the leaders over time. The top socioeconomic indicators used are education level, social class, deprivation level of the area, and nationality. Given the current COVID-19 pandemic situation and its economic consequences, EU governments need to continue monitoring the existing inequalities in health and to act transversely in all public policies.

自1980年英国发表《黑人报告》以来,健康方面的社会经济不平等一直是所有欧洲国家的一个问题。然而,数据显示,如今欧盟国家内部存在着重要的社会经济健康不平等现象。本文的目的是审查欧盟15国政府关于健康方面社会经济不平等的报告。我们审查了101份报告。分析这一主题的先驱国家拥有贝弗里奇式的卫生系统,随着时间的推移,他们是领导者。使用的最高社会经济指标是教育水平、社会阶层、该地区的贫困程度和国籍。鉴于当前新冠肺炎疫情及其经济后果,欧盟各国政府需要继续监测现有的健康不平等现象,并在所有公共政策中采取横向行动。©2021作者。威利期刊有限责任公司代表政策研究组织出版的《欧洲政策分析》。
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引用次数: 3
Constructing policy narratives for transnational mobilization: Insights from European Citizens’ Initiatives 构建跨国动员的政策叙事:来自欧洲公民倡议的见解
IF 5 Q1 POLITICAL SCIENCE Pub Date : 2021-06-23 DOI: 10.1002/epa2.1125
Jale Tosun, Simon Schaub

One of the European Union (EU) institutions’ responses to the alleged “democratic deficit” in the EU is the introduction of the European Citizens’ Initiative (ECI). The ECI provides an agenda-setting tool accessible to different advocacy groups. This study investigates the narrative strategies of ECI organizers to mobilize citizens across the EU. Which storytelling characteristics are present in the policy narratives used by ECIs? To address this question theoretically, we rely on the Narrative Policy Framework. Empirically, we examine 59 ECIs registered between 2012 and 2020. The analysis concentrates on three dimensions of policy narratives: the mentioning of (i) story characters and (ii) cost-benefit frames as forms of narrative strategy to increase public attention, and (iii) evidence as a means of persuasion. Our findings show that ECIs predominantly make use of the devil shift in their policy narratives and use cost-benefit frames and evidence to expand the scope of conflict.

欧盟(EU)机构对欧盟所谓的“民主赤字”的回应之一是引入欧洲公民倡议(ECI)。ECI为不同的倡导团体提供了一个议程设定工具。本研究调查了ECI组织者动员欧盟公民的叙事策略。eci使用的政策叙述中有哪些讲故事的特征?为了从理论上解决这个问题,我们依赖于叙事政策框架。实证分析了2012年至2020年间注册的59家eci。分析集中在政策叙事的三个维度:提到(i)故事人物和(ii)成本-收益框架作为叙事策略的形式,以增加公众的注意力,以及(iii)证据作为说服的手段。我们的研究结果表明,eci主要利用其政策叙述中的魔鬼转变,并使用成本-收益框架和证据来扩大冲突的范围。
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引用次数: 12
From zero to villain: Applying narrative analysis in research on organizational reputation 从零到恶棍:叙事分析在组织声誉研究中的应用
IF 5 Q1 POLITICAL SCIENCE Pub Date : 2021-06-23 DOI: 10.1002/epa2.1123
Johanna Kuenzler

What narratives accompany the emergence of a negative reputation? I combine research on public organizations’ reputation with narrative analysis. Narratives offer multiple benefits to reputational research, playing an important role in human cognition and comprising social constructions of both organizations and other actors. Organizations profit from insights of narrative analysis concerning their reputation management. I apply the Narrative Policy Framework to the Swiss Child and Adult Protection Agencies (CAPA). A quantitative analysis of 667 narratives in mass media shows that the emergence of the CAPA’s negative reputation was accompanied by villain depictions early on, with narratives assuming a different quality after an implementation scandal. Also the CAPA’s target groups underwent marked changes in their depictions, most notably with problem causers being cast as heroes in several narratives, thus questioning the CAPA’s basic legitimacy as problem-solving organization. These findings provide the CAPA with concrete starting points to amend their reputation.

负面名声的出现伴随着什么叙述?我将对公共组织声誉的研究与叙事分析相结合。叙述为声誉研究提供了多种好处,在人类认知中发挥着重要作用,并构成了组织和其他参与者的社会结构。组织从关于其声誉管理的叙事分析的见解中获利。我将叙事政策框架应用于瑞士儿童和成人保护机构(CAPA)。对667篇大众传媒叙事的定量分析表明,CAPA负面名声的出现早期伴随着对恶棍的描述,在执行丑闻之后叙事呈现出不同的质量。此外,CAPA的目标群体在描述上也发生了显著的变化,最明显的是,在一些叙述中,造成问题的人被塑造成英雄,从而质疑CAPA作为解决问题组织的基本合法性。这些发现为CAPA提供了修正其声誉的具体起点。
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引用次数: 11
Climate change lifestyle narratives among Norwegian citizens: A linguistic analysis of survey discourse 挪威公民的气候变化生活方式叙事:调查话语的语言分析
IF 5 Q1 POLITICAL SCIENCE Pub Date : 2021-06-13 DOI: 10.1002/epa2.1122
Øyvind Gjerstad, Kjersti Fløttum

The present study proposes an analysis of climate change (CC) narratives in answers to an open-ended survey question, where we ask what a climate-friendly lifestyle may imply. The representative survey has been conducted online by the Norwegian Citizen Panel/DIGSSCORE, located at the University of Bergen. The survey provided 1,149 answers from respondents across Norway. The analysis combines a lexical and a text linguistic approach (Fløttum & Gjerstad, 2017), based on Adam's (2008) analysis of the narrative text sequence (initial situation–complication–(re)action–resolution–final situation), and inspired by the Narrative Policy Framework's (NPF) notions of plot and narrative characters (Jones et al., 2014). Our analysis identified four main topics: consumption, transportation, politics, and energy, while the cast of characters is dominated by the first-person singular, frequently portrayed as hero, and the first-person plural in a predominantly villainous role. The frequent use of negation and argumentative connectives reflects the contentious nature of the issue.

本研究提出了对开放式调查问题答案中气候变化(CC)叙事的分析,其中我们询问气候友好型生活方式可能意味着什么。这项具有代表性的调查是由卑尔根大学的挪威公民小组/DIGSSCORE在网上进行的。该调查提供了1149个答案,来自挪威各地的受访者。这种分析结合了词汇和语篇语言学的方法(Fløttum &Gjerstad, 2017),基于Adam(2008)对叙事文本序列(初始情境-复杂性-(再)行动-解决-最终情境)的分析,并受到叙事政策框架(NPF)的情节和叙事角色概念的启发(Jones et al., 2014)。我们的分析确定了四个主要主题:消费、交通、政治和能源,而角色主要由第一人称单数(经常被描绘为英雄)和第一人称复数(主要是反派角色)主导。频繁使用否定和议论性连接词反映了这个问题的争议性。
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引用次数: 4
Agri-food technology politics: Exploring policy narratives in the European Parliament 农业食品技术政治:探索欧洲议会的政策叙述
IF 5 Q1 POLITICAL SCIENCE Pub Date : 2021-06-06 DOI: 10.1002/epa2.1114
Colette S. Vogeler, Sandra Schwindenhammer, Denise Gonglach, Nils C. Bandelow

The Narrative Policy Framework (NPF) highlights the role of arguments and emotions included in stories to influence the policy process. Most applications refer to highly politicized issues. How are narratives used in less politicized debates? This paper applies the NPF to two debates within the European Parliament (EP) which generally gain less public media attention than national debates. By conducting a discourse network analysis of two policy debates on agri-food technologies in the EP, we show that both debates do not rely as much on emotions as compared to public debates, but are to a greater degree based on argumentative and scientifically grounded reasoning. The use of the NPF characters of victims, villains, and heroes are fairly limited. Instead, the recently introduced character of the beneficiary is used frequently to highlight the advantages and benefits of the preferred policies.

叙事政策框架(NPF)强调了故事中包含的论点和情感对政策过程的影响。大多数申请涉及高度政治化的问题。在不那么政治化的辩论中如何使用叙事?本文将NPF应用于欧洲议会(EP)内的两次辩论,这两次辩论通常比国家辩论获得更少的公众媒体关注。通过对EP中关于农业食品技术的两次政策辩论进行话语网络分析,我们发现,与公开辩论相比,这两次辩论都不像公众辩论那样依赖情绪,而是在很大程度上基于议论文和科学推理。受害者、恶棍和英雄的NPF角色的使用相当有限。相反,最近引入的受益人特征经常被用来强调首选保单的优势和好处。在欧洲议会内部的辩论中,关于新农业食品技术的政策叙述是如何构建的?这些叙述与现有NPF研究中确定的叙述有何不同,这些研究主要关注公众或媒体辩论?我们的目的是了解政策参与者如何倡导他们想要的政策,传达他们的政策偏好,并证明为什么需要政策改变。选定的案例都影响到多个部门,包括农业政策、水保护政策和能源政策。因此,它们解决了复杂的跨部门关系挑战。第一个案例是安装沼气厂,目的是增加可再生能源的份额。第二个案例涉及农业生产中处理过的废水的再利用,从而实现水资源的更可持续利用。这两个结果都不像研究那样依赖。在更大程度上基于论证和科学推理。有趣的是,NPF最初使用的受害者、恶棍和英雄角色仅限于少数欧洲议会议员。相反,最近引入的受益人特征被更频繁地用来强调首选政策替代方案的优势和好处。
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引用次数: 12
期刊
European Policy Analysis
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