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Degradation Monitoring and Characterization in Lithium-Ion Batteries via the Asymptotic Local Approach 基于渐近局部方法的锂离子电池退化监测与表征
IF 4.9 2区 计算机科学 Q1 AUTOMATION & CONTROL SYSTEMS Pub Date : 2024-11-15 DOI: 10.1109/TCST.2024.3483093
Luis D. Couto;Jorn Reniers;Dong Zhang;David A. Howey;Michel Kinnaert
Degradation mechanisms affecting the long-term performance of lithium-ion batteries should be monitored and characterized. Such mechanisms, such as loss of lithium inventory (LLI) or active material, can be translated into parameter variations in electrochemical battery models. Here, a reduced-order model (the equivalent hydraulic model) is considered as it provides a good tradeoff between physical interpretability and complexity. The aim is to detect and characterize degradation, namely, to indicate the parameters subject to change, from standard (dis)charge data. To this end, change indicators (or residuals) are computed by combining a state observer and a local statistical approach. Model parameter changes induce changes in the mean of the residual vector which is asymptotically normally distributed with a specified variance. Degradation detection and characterization is achieved by processing the latter residual by statistical tests relying on log-likelihood ratios between multiple simple hypotheses. Results indicate the long-term changes in the main degradation modes affect battery performance. Most degradation modes considered are active at the 0.1% relative parametric change level, but active material loss reaches the 1% parametric change level over the battery lifetime, and 10% parametric change levels are obtained for sluggish diffusion and impedance rise. We show how the proposed methodology could be a useful alternative to methods based only on parameter identification.
需要对影响锂离子电池长期性能的降解机制进行监测和表征。这种机制,如锂库存(LLI)或活性物质的损失,可以转化为电化学电池模型的参数变化。这里考虑的是降阶模型(等效水力模型),因为它在物理可解释性和复杂性之间提供了很好的权衡。其目的是检测和表征退化,即从标准(非)电荷数据中指出可能发生变化的参数。为此,通过结合状态观测器和局部统计方法来计算变化指标(或残差)。模型参数的变化会引起残差向量均值的变化,残差向量呈渐近正态分布,具有一定的方差。降解检测和表征是通过依赖于多个简单假设之间的对数似然比的统计检验处理后的残差来实现的。结果表明,主要退化模式的长期变化会影响电池的性能。考虑的大多数降解模式在0.1%的相对参数变化水平下是活跃的,但在电池寿命期间,活性物质损失达到1%的参数变化水平,而缓慢扩散和阻抗上升则达到10%的参数变化水平。我们展示了所提出的方法如何成为仅基于参数识别的方法的有用替代方法。
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引用次数: 0
2023-2024 Index IEEE Transactions on Control Systems Technology Vol. 32 2023-2024 索引 IEEE 控制系统技术论文集第 32 卷
IF 4.9 2区 计算机科学 Q1 AUTOMATION & CONTROL SYSTEMS Pub Date : 2024-11-11 DOI: 10.1109/TCST.2024.3495392
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引用次数: 0
Incentive Design of Shared ESS Energy Trading Game 共享ESS能源交易博弈的激励设计
IF 4.9 2区 计算机科学 Q1 AUTOMATION & CONTROL SYSTEMS Pub Date : 2024-11-05 DOI: 10.1109/TCST.2024.3483440
Jaeyeon Jo;Jihwan Yu;Jinkyoo Park
This study introduces a hierarchical interaction model between a shared energy storage system (ESS) operator and self-interested ESS users, referred to as the shared ESS energy trading game (EET game). In the EET game, the ESS operator sets time-varying energy selling and buying prices to regulate energy trading among ESS users. Meanwhile, the ESS users make decisions regarding their energy selling (charging energy to the shared ESS) and buying (discharging energy from the shared ESS) schedules. We model the EET game as a generalized Stackelberg game (GSG) and define a generalized Stackelberg equilibrium (GSE) to identify the optimal strategies for both the ESS operator and ESS users. Within the EET game, we prove the existence of a variational Stackelberg equilibrium (VSE), which is a GSE. To compute this equilibrium, we utilize a gradient-based algorithm that incorporates an implicit gradient. Finally, we validate our model by simulation studies using residential households’ energy demand data and show the effectiveness of our approach in reducing both total energy cost (EC) and the peak-to-average ratio (PAR).
本文引入了共享储能系统(ESS)运营商与自利用户之间的分层交互模型,称为共享储能系统能源交易博弈(EET博弈)。在EET博弈中,ESS运营商设定随时间变化的能源买卖价格,以规范ESS用户之间的能源交易。同时,ESS用户对他们的能源销售(向共享ESS充电)和购买(从共享ESS放电)计划做出决策。我们将EET博弈建模为广义Stackelberg博弈(GSG),并定义了广义Stackelberg均衡(GSE)来确定ESS运营商和ESS用户的最优策略。在EET对策中,我们证明了变分Stackelberg均衡(VSE)的存在性,即GSE。为了计算这种平衡,我们使用基于梯度的算法,该算法包含隐式梯度。最后,我们通过使用居民家庭能源需求数据的模拟研究验证了我们的模型,并展示了我们的方法在降低总能源成本(EC)和峰均比(PAR)方面的有效性。
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引用次数: 0
Computationally Efficient Control for Cooperative Optical Beam Tracking With Guaranteed Finite-Time Convergence 保证有限时间收敛的协同光束跟踪计算效率控制
IF 4.9 2区 计算机科学 Q1 AUTOMATION & CONTROL SYSTEMS Pub Date : 2024-11-04 DOI: 10.1109/TCST.2024.3478476
Pratap Bhanu Solanki;Shaunak D. Bopardikar;Xiaobo Tan
Achieving and maintaining line-of-sight (LOS) is an essential attribute for free-space optical (FSO) communication systems as the optical signals are highly directional. We consider the problem of achieving LOS between two agents in a planar setting. We model the underlying agent motion as a discrete-time dynamical system. Each agent seeks to maximize its own output (measurement) function that depends on the states (orientations) of both agents, and furthermore, the agents are required to simultaneously make their moves. Since the output functions are nonconflicting, the beam tracking problem is inherently cooperative; improving one output function concurrently optimizes the other. Nonetheless, challenges arise from the lack of communication between the agents, the absence of state information, and the requirement for simultaneous actions. We propose a novel computationally efficient output feedback control algorithm meeting all these constraints. In particular, we establish that when the level sets of the output functions satisfy certain conditions, the proposed control procedure guarantees that, in a finite number of steps, the system reaches a limiting set that contains the global optimum. The size of this limiting set is proportional to the step size. Simulation results based on an FSO communication setup demonstrate the efficacy of the approach and establish its superiority over two competing approaches, namely the classical extremum seeking control approach and an approach based on the use of an extended Kalman filter, in terms of convergence speed and robustness to disturbance. Experimental results on a setup involving two robots further validate the efficacy and quantify the proposed approach’s performance.
由于光信号具有高度的方向性,实现和保持视距(LOS)是自由空间光通信系统的基本属性。我们考虑了平面环境下两个智能体之间的LOS问题。我们将潜在的智能体运动建模为一个离散时间动力系统。每个智能体都寻求最大化自己的输出(测量)函数,该函数依赖于两个智能体的状态(方向),而且,智能体需要同时进行移动。由于输出函数不冲突,波束跟踪问题具有内在的协作性;同时改进一个输出函数可以优化另一个输出函数。然而,由于代理之间缺乏通信、状态信息的缺乏以及对同时行动的要求,挑战就产生了。我们提出了一种新的计算效率高的输出反馈控制算法,满足所有这些约束。特别地,我们建立了当输出函数的水平集满足一定条件时,所提出的控制过程保证系统在有限步数内达到包含全局最优的极限集。这个限制集的大小与步长成正比。基于FSO通信设置的仿真结果证明了该方法的有效性,并在收敛速度和对干扰的鲁棒性方面优于两种竞争方法,即经典的极值寻求控制方法和基于扩展卡尔曼滤波的控制方法。两个机器人的实验结果进一步验证了该方法的有效性,并量化了该方法的性能。
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引用次数: 0
Event-Triggered Protocol-Based Control for Cyber–Physical Systems Vulnerable to Dual-Channel DoS Attacks 基于事件触发协议的双通道DoS攻击网络物理系统控制
IF 4.9 2区 计算机科学 Q1 AUTOMATION & CONTROL SYSTEMS Pub Date : 2024-10-28 DOI: 10.1109/TCST.2024.3477936
Xiaohang Li;Zhaoyang Tian;Dunke Lu
This article proposes a dynamic event-triggered protocol (ETP)-based controller for a quadruple-tank model to defend against dual-channel denial-of-service (DoS) attacks. Such an attack may inflict serious damage on two communication channels: the sampler-to-controller (STC) and controller-to-actuator (CTA) channels. To reduce bandwidth occupation and energy consumption, a dynamic ETP (DETP) is introduced in the control scheme, which shows resilience against dual-channel attacks. Based on the proposed protocol, a resilient controller with three formulations in view of the occurrences of attacks is codesigned by using triggered data to mitigate the dual-channel DoS attacks and ensure good response characteristics. The designed controller can be proven to make the resultant closed-loop system robustly and asymptotically stable, respectively, by using a piecewise Lyapunov functional method. Simulation results have verified the effectiveness of the proposed control strategy.
本文提出了一种基于动态事件触发协议(ETP)的四缸模型控制器,用于防御双通道拒绝服务(DoS)攻击。这种攻击可能会对两个通信通道造成严重破坏:采样器到控制器(STC)和控制器到执行器(CTA)通道。为了减少带宽占用和能量消耗,在控制方案中引入了动态ETP (DETP),对双通道攻击具有弹性。在此基础上,针对攻击的发生,利用触发数据协同设计了具有三种表述的弹性控制器,以减轻双通道DoS攻击,保证良好的响应特性。通过分段Lyapunov泛函方法,可以证明所设计的控制器分别使闭环系统鲁棒稳定和渐近稳定。仿真结果验证了所提控制策略的有效性。
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引用次数: 0
Enhancing Accuracy of Finite-Dimensional Models for Lithium-Ion Batteries, Observer Design, and Experimental Validation 提高锂离子电池有限维模型的准确性,观测器设计和实验验证
IF 4.9 2区 计算机科学 Q1 AUTOMATION & CONTROL SYSTEMS Pub Date : 2024-10-24 DOI: 10.1109/TCST.2024.3473769
Mira Khalil;Romain Postoyan;Stéphane Raël
Accurate estimation of the internal states of lithium-ion batteries is key toward improving their management for safety, efficiency, and longevity purposes. Various approaches exist in the literature in this context, among which is designing an observer based on an electrochemical model of the battery dynamics. With this approach, the performance of the observer depends on the accuracy of the considered model. It appears that electrochemical models, and thus their associated observers, typically require to be of high dimension to generate accurate internal variables. In this work, we present a method to mitigate this limitation by correcting the lithium concentrations generated by a general class of finite-dimensional electrochemical models such that they asymptotically match those generated by the original partial differential equations (PDEs) they are based on, for constant input currents. These corrections apply to finite-dimensional models of any order of the considered class. The proposed corrections lead to a new state-space model for which we design observers, whose global, robust convergences are supported by a Lyapunov analysis. Both numerical and experimental validations are presented, which show the improvement of the accuracy of the state estimates as a result of the proposed corrections.
准确估计锂离子电池的内部状态是提高其安全性、效率和寿命管理的关键。在此背景下,文献中存在多种方法,其中一种是基于电池动力学的电化学模型设计观测器。使用这种方法,观测器的性能取决于所考虑模型的准确性。电化学模型及其相关的观察者通常需要高维来产生准确的内部变量。在这项工作中,我们提出了一种方法,通过纠正一类有限维电化学模型产生的锂浓度来减轻这一限制,使它们逐渐与它们所基于的原始偏微分方程(pde)产生的锂浓度相匹配,对于恒定的输入电流。这些修正适用于所考虑的类的任何阶的有限维模型。提出的修正导致了一个新的状态空间模型,我们为其设计了观测器,其全局鲁棒收敛性由李雅普诺夫分析支持。数值和实验验证表明,修正后的状态估计精度得到了提高。
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引用次数: 0
Optimizing Urban Mobility for Saving Lives and Economy During an Epidemic Outbreak, With Application to Grenoble 在流行病爆发期间优化城市流动性以挽救生命和经济,并应用于格勒诺布尔
IF 4.9 2区 计算机科学 Q1 AUTOMATION & CONTROL SYSTEMS Pub Date : 2024-10-23 DOI: 10.1109/TCST.2024.3477990
Ujjwal Pratap;Carlos Canudas-de-Wit;Federica Garin
This article addresses the problem of controlling human mobility in order to mitigate an epidemic in a city. We consider a discrete-time human mobility model that captures daily mobility pattern between residences and different destinations in a city and also incorporates epidemic spread at each location. For this city-wide model, we provide techniques to compute optimal mobility control policies, which tune the operating capacities of different destinations depending on their type. To obtain this kind of policies, we solve an optimization problem that takes into account the current epidemic status and maximizes the socioeconomic activity while keeping the total infections below a desired threshold. The proposed solution techniques use an outer approximation method, thanks to the monotonic nature the problem, and a receding-horizon approach. We apply these techniques to the mobility network of Grenoble metropolitan area.
本文讨论了控制人员流动以减轻城市流行病的问题。我们考虑了一个离散时间人类流动模型,该模型捕捉了城市中住宅和不同目的地之间的日常流动模式,并考虑了每个地点的流行病传播。对于这个城市范围的模型,我们提供了计算最优移动控制策略的技术,该策略根据不同目的地的类型调整不同目的地的运行能力。为了获得这类策略,我们解决了一个考虑当前流行状况并使社会经济活动最大化同时使总感染低于期望阈值的优化问题。由于问题的单调性,所提出的求解技术采用了外逼近法和视界后退法。我们将这些技术应用于格勒诺布尔大都市区的交通网络。
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引用次数: 0
Stochastic Optimal Control of an Optical Sorter With Material Recirculation 具有物料再循环的光学分选机的随机最优控制
IF 4.9 2区 计算机科学 Q1 AUTOMATION & CONTROL SYSTEMS Pub Date : 2024-10-23 DOI: 10.1109/TCST.2024.3477294
Markus Walker;Marcel Reith-Braun;Albert Bauer;Florian Pfaff;Georg Maier;Robin Gruna;Thomas Längle;Jürgen Beyerer;Harald Kruggel-Emden;Uwe D. Hanebeck
The optical bulk material sorting is a key technology on our way toward a circular economy and efficient recycling. However, controlling the sorting accuracy has so far been severely limited, as the achievable accuracy of conventional sorters is strongly determined by the mass flow and the mixing ratio of the incoming particle stream. To enable closed-loop control, in the previous work, we introduced a modification to the sorter design, in which controlled fractions of the already sorted mass flows are returned to the inlet of the sorter. In this article, we now propose two open-loop and two closed-loop feedback (CLF) stochastic model predictive controllers (MPCs) for the control of sorting systems with recirculation operating under dynamically changing conditions. In addition, we propose to integrate a desired minimum accuracy as a chance constraint into our controllers’ stochastic formulation. Our evaluations using a coupled discrete element-computational fluid dynamics (DEM-CFD) simulation show that our controllers considerably improve on the system without recirculation and outperform the previously known controllers. Furthermore, we found that they are able to maintain a predefined minimum quality even in highly dynamic scenarios, making the approach highly valuable for tasks where achieving a certain quality at any point in time is crucial.
光学散料分拣是实现循环经济和高效回收利用的关键技术。然而,到目前为止,控制分选精度受到严重限制,因为传统分选机的可实现精度在很大程度上取决于质量流和传入颗粒流的混合比例。为了实现闭环控制,在之前的工作中,我们对分选机设计进行了修改,其中已经排序的质量流的受控部分返回到分选机的入口。在本文中,我们现在提出了两个开环和两个闭环反馈(CLF)随机模型预测控制器(MPCs),用于控制在动态变化条件下运行的具有再循环的分拣系统。此外,我们建议将所需的最小精度作为机会约束集成到控制器的随机公式中。我们使用耦合离散单元-计算流体动力学(DEM-CFD)模拟的评估表明,我们的控制器在没有再循环的情况下大大改善了系统,并且优于先前已知的控制器。此外,我们发现即使在高度动态的场景中,它们也能够保持预定义的最低质量,这使得该方法对于在任何时间点实现特定质量至关重要的任务非常有价值。
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引用次数: 0
Stochastic Co-Design of Storage and Control for Water Distribution Systems 配水系统储控随机协同设计
IF 4.9 2区 计算机科学 Q1 AUTOMATION & CONTROL SYSTEMS Pub Date : 2024-10-18 DOI: 10.1109/TCST.2024.3477304
Ye Wang;Erik Weyer;Chris Manzie;Angus R. Simpson;Lisa Blinco
Water distribution systems (WDSs) are typically designed with a conservative estimate of the ability of a control system to utilize the available infrastructure. The controller is designed and tuned after a WDS has been laid out, a methodology that may introduce unnecessary conservativeness in both system design and control, adversely impacting operational efficiency and increasing economic costs. To address these limitations, we introduce a method to simultaneously design infrastructure and develop control parameters, the co-design problem, with the aim of improving the overall efficiency of the system. Nevertheless, the co-design of a WDS is a challenging task given the presence of stochastic variables (e.g., water demands and electricity prices). In this article, we propose a tractable stochastic co-design method to design the best tank size and optimal control parameters for WDS, where the expected operating costs are established based on Markov chain theory. We also give a theoretical result showing that the average long-run operating cost converges to the expected operating cost with probability 1. Furthermore, this method is not only applicable to greenfield projects for the co-design of WDSs but can also be utilized to improve the operations of existing WDSs in brownfield projects. The effectiveness and applicability of the co-design method are validated through three illustrative examples and a real-world case study in South Australia.
配水系统(WDSs)的设计通常对控制系统利用现有基础设施的能力进行保守估计。控制器是在WDS布置完成后进行设计和调整的,这种方法可能会在系统设计和控制中引入不必要的保守性,从而对操作效率产生不利影响,并增加经济成本。为了解决这些限制,我们引入了一种同时设计基础设施和开发控制参数的方法,即协同设计问题,旨在提高系统的整体效率。然而,考虑到随机变量(例如,水需求和电价)的存在,WDS的协同设计是一项具有挑战性的任务。本文提出了一种可处理的随机协同设计方法来设计水运系统的最佳储罐尺寸和最优控制参数,其中预期运行成本基于马尔可夫链理论。我们还给出了一个理论结果,表明平均长期运行成本收敛于期望运行成本的概率为1。此外,该方法不仅适用于绿地项目协同设计wds,也可用于改善棕地项目中现有wds的运营。协同设计方法的有效性和适用性通过三个说明性的例子和现实世界的案例研究在南澳大利亚进行了验证。
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引用次数: 0
Data-Based Settling-Time Optimization for Linear Feedback Control Systems Using Global Extremum Seeking 基于数据的线性反馈控制系统全局极值寻优
IF 4.9 2区 计算机科学 Q1 AUTOMATION & CONTROL SYSTEMS Pub Date : 2024-10-16 DOI: 10.1109/TCST.2024.3473300
Wouter Weekers;Dragan Kostić;Alessandro Saccon;Nathan van de Wouw
High-performance control designs are indispensable in high-end industrial applications. At the same time, tuning a controller for optimal performance only on the basis of model knowledge is generally hampered by model uncertainty, unknown disturbances, and variation in the dynamics between systems of the same make due to manufacturing tolerances. Data-driven control methods facilitate system-specific controller tuning in an automated fashion while taking these aspects into account through measured performance data. This article presents a data-based extremum-seeking approach for the optimization of transient system performance in terms of settling time. A novel cascaded global optimization approach tackles the problem that the settling time depends discontinuously on controller parameters. In addition, it ensures that the resulting controller designs have guaranteed closed-loop stability and robustness margins. The effectiveness of the proposed approach in optimizing transient system behavior is shown experimentally in an industrial case study on a wire bonder system. Herein, it is also shown how to achieve improved performance uniformly over a range of setpoint designs and for position-dependent dynamics.
高性能控制设计在高端工业应用中是不可或缺的。同时,仅根据模型知识调整控制器以获得最佳性能通常会受到模型不确定性,未知干扰以及由于制造公差而导致的同一制造系统之间的动态变化的阻碍。数据驱动的控制方法有助于以自动化的方式对系统特定的控制器进行调整,同时通过测量的性能数据将这些方面考虑在内。本文提出了一种基于数据的暂态系统稳定时间性能优化极值求值方法。一种新颖的级联全局优化方法解决了系统的稳定时间与控制器参数不连续的问题。此外,它还保证了所得到的控制器设计具有保证的闭环稳定性和鲁棒裕度。本文提出的方法在优化暂态系统行为方面的有效性在一个工业案例中得到了验证。本文还展示了如何在一系列设定值设计和位置相关动力学中均匀地实现改进的性能。
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引用次数: 0
期刊
IEEE Transactions on Control Systems Technology
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