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Two-Fold Sampling-Based Super-Resolution Estimation of Low-Rank MIMO-OFDM Channels 基于二次采样的低阶MIMO-OFDM信道超分辨率估计
IF 6.3 Q1 ENGINEERING, ELECTRICAL & ELECTRONIC Pub Date : 2024-11-18 DOI: 10.1109/OJCOMS.2024.3500782
Tianle Liu;Khawaja Fahad Masood;Jun Tong;Jiguang He;and Jiangtao Xi
This paper studies the estimation of low-rank multiple-input multiple-output (MIMO) wideband channels in orthogonal frequency division multiplexing (OFDM) systems which are commonly considered for high-frequency wireless communications, e.g., at millimeter wave (mmWave) and Terahertz (THz) bands. To reduce the overhead for channel estimation, we propose a novel solution based on two-fold sampling of the original channel matrix. A subchannel associated with a subset of subcarriers and antennas is first selected by deterministic sampling. Low-rank matrix completion (LRMC) based on random sampling is then used to further reduce the training overhead. Utilizing the Toeplitz structure of the covariance matrices of uniform linear arrays, the angles and delays are then estimated separately at low complexities using super-resolution algorithms. Finally, the path gains are estimated and associated with the path angles and delays, followed by the extrapolation of the full-dimensional channel. As only a small number of antennas and subcarriers are required in the training, the overall training overhead and computational complexity are very low. Numerical results demonstrate that the proposed two-fold sampling-based estimator can achieve high-accuracy channel estimation. Besides, the sampling patterns and complexity of the proposed estimator are analysed, which shows that the proposed solution can be configured to provide different performance-complexity tradeoffs.
本文研究了正交频分复用(OFDM)系统中低秩多输入多输出(MIMO)宽带信道的估计,该信道通常用于高频无线通信,例如毫米波(mmWave)和太赫兹(THz)频段。为了减少信道估计的开销,我们提出了一种基于原始信道矩阵二次采样的新解决方案。首先通过确定性采样选择与子载波和天线的子集相关联的子信道。然后使用基于随机抽样的低秩矩阵补全(LRMC)来进一步减少训练开销。然后利用均匀线性阵列协方差矩阵的Toeplitz结构,使用超分辨率算法在低复杂度下分别估计角度和延迟。最后,估计路径增益并将其与路径角和延迟相关联,然后进行全维通道的外推。由于训练中只需要少量的天线和子载波,整体训练开销和计算复杂度都很低。数值结果表明,基于二次采样的估计器可以实现高精度的信道估计。此外,分析了该估计器的采样模式和复杂度,结果表明,该估计器可以配置为提供不同的性能复杂度权衡。
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引用次数: 0
Rate-Energy Optimization for Hybrid-Powered Full-Duplex Relays in Cognitive C-NOMA With Impairments 认知C-NOMA损伤中混合动力全双工中继的速率能量优化
IF 6.3 Q1 ENGINEERING, ELECTRICAL & ELECTRONIC Pub Date : 2024-11-18 DOI: 10.1109/OJCOMS.2024.3500777
Mahmoud M. Salim;Suhail I. Al-Dharrab;Daniel Benevides da Costa;Ali H. Muqaibel
This paper investigates the tradeoff between sum-rate and energy efficiency in cognitive cooperative non-orthogonal multiple access (C-NOMA) with spectrum sharing. In C-NOMA networks for this study, we consider a multi-antenna secondary source and full-duplex relays equipped with power splitting (PS)-based radio frequency (RF) and renewable energy harvesting capabilities. Practical aspects such as full-duplex self-interference, non-linear RF energy harvesting (EH), hardware impairments, imperfections in channel state information and successive interference cancellation are incorporated into the model. We formulate two nonconvex mixed-integer nonlinear programming objective functions to maximize sum-rate and energy efficiency of the C-NOMA network, meeting IoT service requirements. These functions consider transmit power, PS factor for RF harvesting, NOMA power coefficients, qualityof- service, and EH constraints. Specifically, we propose the practical cognitive C-NOMA with EH (PCCN-EH) algorithm. It identifies and selects the best channel gain for relays from the multiple antennas at the secondary source. Relying on particle swarm optimization, we optimize transmit powers, PS factor, and power coefficients. We propose a novel relay selection scheme employing the relay optimization circle. Furthermore, we examine the computational complexity of the PCCN-EH algorithm, demonstrating a manageable complexity with efficiency and feasibility for practical deployment. Through extensive simulations, the proposed PCCN-EH algorithm demonstrates significant performance in sum-rate and energy efficiency across various scenarios, showing remarkable results against benchmarks.
研究了基于频谱共享的认知合作非正交多址(C-NOMA)中速率和能效的权衡问题。在本研究的C-NOMA网络中,我们考虑了一个多天线辅助源和全双工中继,配备了基于功率分裂(PS)的射频(RF)和可再生能源收集能力。该模型考虑了全双工自干扰、非线性射频能量采集(EH)、硬件缺陷、信道状态信息缺陷和连续干扰消除等实际问题。为了使C-NOMA网络的和速率和能效最大化,满足物联网服务需求,我们制定了两个非凸混合整数非线性规划目标函数。这些函数考虑了发射功率、射频采集的PS系数、NOMA功率系数、服务质量和EH约束。具体来说,我们提出了实用的带有EH的认知C-NOMA (PCCN-EH)算法。它识别和选择最佳信道增益的中继从多个天线在二次源。利用粒子群算法对发射功率、PS系数和功率系数进行优化。提出了一种利用继电器优化圈的新型继电器选择方案。此外,我们研究了PCCN-EH算法的计算复杂性,证明了可管理的复杂性,具有实际部署的效率和可行性。通过大量的模拟,提出的PCCN-EH算法在各种场景下的和速率和能源效率方面表现出显著的性能,在基准测试中显示出显著的结果。
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引用次数: 0
Received Power Maximization Using Nonuniform Discrete Phase Shifts for RISs With a Limited Phase Range 有限相位范围的非均匀离散相移RISs接收功率最大化
IF 6.3 Q1 ENGINEERING, ELECTRICAL & ELECTRONIC Pub Date : 2024-11-18 DOI: 10.1109/OJCOMS.2024.3501856
Dogan Kutay Pekcan;Hongyi Liao;Ender Ayanoglu
To maximize the received power at a user equipment, the problem of optimizing a reconfigurable intelligent surface (RIS) with a limited phase range and nonuniform discrete phase shifts with adjustable gains is addressed. Necessary and sufficient conditions to achieve this maximization are given. These conditions are employed in two algorithms to achieve the global optimum in linear time. Depending on the phase range limitation, it is shown that the global optimality is achieved in NK or fewer and $N(K+1)$ or fewer steps, where N is the number of RIS elements and K is the number of discrete phase shifts which may be placed nonuniformly over the limited phase range. In addition, we define two quantization algorithms that we call nonuniform polar quantization (NPQ) algorithm and extended nonuniform polar quantization (ENPQ) algorithm, where the latter is a novel quantization algorithm for RISs with a significant phase range restriction. With NPQ, we provide a closed-form solution for the approximation ratio with which an arbitrary set of nonuniform discrete phase shifts can approximate the continuous solution. We also show that with a phase range limitation, equal separation among the nonuniform discrete phase shifts maximizes the normalized performance. Furthermore, for a larger RIS phase range limitation, we show that the gain of increasing K is only marginal, whereas, ON/OFF selection for the RIS elements can bring significant performance compared to the case when the RIS elements are strictly ON.
为了最大限度地提高用户设备的接收功率,解决了具有有限相位范围和非均匀离散相移可调增益的可重构智能表面(RIS)的优化问题。给出了实现这一最大化的充分必要条件。利用这些条件,两种算法在线性时间内达到全局最优。根据相位范围的限制,表明全局最优性在NK或更少和$N(K+1)$或更少的步骤中实现,其中N是RIS元素的数量,K是离散相移的数量,这些相移可以在有限的相位范围内不均匀地放置。此外,我们定义了两种量化算法,我们称之为非均匀极性量化(NPQ)算法和扩展非均匀极性量化(ENPQ)算法,其中扩展非均匀极性量化(ENPQ)算法是一种具有显著相位范围限制的新型RISs量化算法。利用NPQ,我们给出了任意一组非均匀离散相移可以近似连续解的近似比的封闭解。我们还表明,在相位范围有限的情况下,非均匀离散相移之间的相等分离使归一化性能最大化。此外,对于更大的RIS相位范围限制,我们表明增加K的增益只是边际的,而RIS元件的开/关选择与RIS元件严格开的情况相比,可以带来显著的性能。
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引用次数: 0
The Chronicles of 5G Non-Standalone: An Empirical Analysis of Performance and Service Evolution 5G非单机编年史:性能与业务演进的实证分析
IF 6.3 Q1 ENGINEERING, ELECTRICAL & ELECTRONIC Pub Date : 2024-11-14 DOI: 10.1109/OJCOMS.2024.3499370
Giuseppe Caso;Mohammad Rajiullah;Konstantinos Kousias;Usman Ali;Nadir Bouzar;Luca De Nardis;Anna Brunstrom;Ozgu Alay;Marco Neri;Maria-Gabriella Di Benedetto
Fifth Generation (5G) systems have been commercially available worldwide for at least a couple of years, with mid-band Non-Standalone (NSA) being the deployment mode preferred by Mobile Network Operators (MNOs). Empirical analyses have provided so far key insights on 5G NSA performance from different perspectives, but most of these works consider short time periods to drive conclusions. In this paper, we investigate the evolution of 5G NSA considering deployment, performance, and services, including positioning. We perform a large-scale measurement campaign in two phases (2021 and 2023), covering six MNOs in two European countries, Italy and Sweden. Our results show significant differences in network deployment and performance, with increasing network density and frequencies but, at times, decreasing downlink throughput performance. For the latter, we identify worse radio coverage and connectivity issues as root causes. By using a standardized methodology, we also evaluate the performance of new services such as real-time gaming and augmented/virtual reality, and reveal that stable 5G connectivity is key to meet their requirements. Similarly, we highlight the negative effects of roaming on performance. Finally, we evaluate 5G fingerprinting positioning systems and show that a higher accuracy is achievable in denser 5G deployments.
第五代(5G)系统已经在全球范围内商用了至少几年,中频段非独立(NSA)是移动网络运营商(mno)首选的部署模式。迄今为止,实证分析从不同角度提供了关于5G NSA性能的关键见解,但大多数研究都是在短时间内得出结论的。在本文中,我们从部署、性能和服务(包括定位)的角度研究了5G NSA的演进。我们分两个阶段(2021年和2023年)进行了大规模的测量活动,覆盖了意大利和瑞典两个欧洲国家的六个移动运营商。我们的结果显示,随着网络密度和频率的增加,网络部署和性能存在显著差异,但有时下行链路吞吐量性能会降低。对于后者,我们确定较差的无线电覆盖和连接问题是根本原因。通过使用标准化方法,我们还评估了实时游戏和增强/虚拟现实等新服务的性能,并揭示了稳定的5G连接是满足其需求的关键。同样,我们强调漫游对性能的负面影响。最后,我们评估了5G指纹定位系统,并表明在更密集的5G部署中可以实现更高的精度。
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引用次数: 0
Optimized Tile Quality Selection in Multi-User 360° Video Streaming 在多用户 360° 视频流中优化瓦片质量选择
IF 6.3 Q1 ENGINEERING, ELECTRICAL & ELECTRONIC Pub Date : 2024-11-14 DOI: 10.1109/OJCOMS.2024.3498334
Moatasim Mahmoud;Stamatia Rizou;Andreas S. Panayides;Nikolaos V. Kantartzis;George K. Karagiannidis;Pavlos I. Lazaridis;Zaharias D. Zaharis
360° videos and virtual reality (VR) are among the defining applications for a new era of immersive multimedia technologies. However, streaming high-quality 360° videos constitutes a challenge for service providers and network operators, especially in multi-user scenarios. The massive data rates and the unique features of omnidirectional videos necessitate the development of novel streaming techniques. In this paper, we propose an optimized multi-user tiled 360° video streaming framework. Specifically, we formulate the problem of tile quality selection in multi-user bandwidth-constrained communications and propose an algorithm that assigns the quality levels of transmitted tiles. The proposed framework is designed to maximize the perceived quality within the users’ viewports by considering 360° video quality assessment (360° VQA) metrics and tile viewing percentages. To simulate our solution in practical settings, we employ a long short-term memory (LSTM) model to perform viewport prediction and make the assessment based on real-life viewing data. Simulation results of our proposed framework show significant improvement in the delivered viewports’ quality and robustness against increasing the number of users.
360° 视频和虚拟现实(VR)是身临其境多媒体技术新时代的决定性应用之一。然而,高质量 360° 视频流对服务提供商和网络运营商来说是一项挑战,尤其是在多用户场景中。全向视频的海量数据传输速率和独特特性要求开发新的流媒体技术。在本文中,我们提出了一个优化的多用户平铺 360° 视频流框架。具体来说,我们提出了多用户带宽受限通信中的平铺质量选择问题,并提出了一种分配传输平铺质量等级的算法。所提出的框架旨在通过考虑 360° 视频质量评估(360° VQA)指标和磁贴观看百分比,最大限度地提高用户视口内的感知质量。为了在实际环境中模拟我们的解决方案,我们采用了长短期记忆(LSTM)模型来执行视口预测,并根据现实生活中的观看数据进行评估。我们提出的框架的仿真结果表明,在用户数量不断增加的情况下,交付视口的质量和稳健性得到了显著改善。
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引用次数: 0
A Superdirective Beamforming Approach With Impedance Coupling and Field Coupling for Compact Antenna Arrays 针对紧凑型天线阵列的阻抗耦合和场耦合超指向波束成形方法
IF 6.3 Q1 ENGINEERING, ELECTRICAL & ELECTRONIC Pub Date : 2024-11-14 DOI: 10.1109/OJCOMS.2024.3497985
Liangcheng Han;Haifan Yin;Mengying Gao;Jingcheng Xie
In most multiple-input multiple-output (MIMO) communication systems, antennas are spaced at least half a wavelength apart to reduce mutual coupling. In this configuration, the maximum array gain is equal to the number of antennas. However, when the antenna spacing is significantly reduced, the array gain of a compact array can become proportional to the square of the number of antennas, greatly exceeding that of traditional MIMO systems. Achieving this “superdirectivity” requires complex calculations of the excitation coefficients (beamforming vector), which is a challenging task. In this paper, we address this problem with a novel double coupling-based superdirective beamforming method. In particular, we categorize the antenna coupling effects to impedance coupling and field coupling. By characterizing these two coupling in model, we derive the beamforming vector for superdirective arrays. We prove that the field coupling matrix has the unique solution for an antenna array, and itself has the ability to fully characterize the distorted coupling field. Based on this proven theorem, we propose a method that accurately calculates the coupling matrix using only a number of angle sampling points on the order of the number of antennas. Moreover, a prototype of an independently-controlled superdirective antenna array is developed. Full-wave electromagnetic simulations and real-world experiments validate the effectiveness of our proposed approaches, and superdirectivity is achieved in reality by a compact array with 4 and 8 dipole antennas.
在大多数多输入多输出(MIMO)通信系统中,天线之间至少间隔半个波长,以减少相互耦合。在这种配置下,最大阵列增益等于天线数量。然而,当天线间距大幅缩小时,紧凑型阵列的阵列增益可与天线数量的平方成正比,大大超过传统多输入多输出系统的阵列增益。要实现这种 "超指向性",需要对激励系数(波束成形矢量)进行复杂的计算,这是一项具有挑战性的任务。在本文中,我们采用一种基于双耦合的新型超指向性波束成形方法来解决这一问题。特别是,我们将天线耦合效应分为阻抗耦合和场耦合。通过在模型中描述这两种耦合,我们得出了超指向性阵列的波束成形矢量。我们证明了场耦合矩阵对于天线阵列具有唯一的解,并且其本身能够完全表征扭曲的耦合场。基于这一定理,我们提出了一种方法,只需使用与天线数量数量级相当的角度采样点,就能精确计算耦合矩阵。此外,我们还开发了独立控制超指向性天线阵列的原型。全波电磁仿真和实际实验验证了我们提出的方法的有效性,而由 4 个和 8 个偶极子天线组成的紧凑阵列在现实中实现了超指向性。
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引用次数: 0
Symmetrical Modular Optical Phased Array With Combined Spatial and Amplitude Modulation for Scalable Indoor Wireless Networks 采用组合空间和振幅调制的对称模块化光学相控阵,用于可扩展的室内无线网络
IF 6.3 Q1 ENGINEERING, ELECTRICAL & ELECTRONIC Pub Date : 2024-11-13 DOI: 10.1109/OJCOMS.2024.3496866
Kosala Herath;Malin Premaratne;Sharadhi Gunathilake;Ampalavanapillai Nirmalathas
Scalable optical wireless networks are crucial to address the demand for ultra-broadband wireless connectivity in future workspaces and living environments. This study presents a novel theoretical framework for the dual-carrier modular optical phased array (MOPA) architecture, specifically tailored for indoor wireless communication networks. We introduce the non-uniform spherical wave (NUSW) model for a near-field analysis of electromagnetic radiation in a single-carrier MOPA, extending this to dual-carrier configurations. Our analysis demonstrates enhanced beam-focusing capabilities and significant suppression of grating lobes in the dual-carrier system. Expanding on this theoretical model, we perform a comprehensive numerical analysis of a dual-carrier MOPA system installed on a planar ceiling within an indoor room. To quantitatively assess grating lobe suppression, we propose a novel figure-of-merit (FoM) and compare the beam-focusing performance of both single- and dual-carrier MOPA systems. Furthermore, we introduce a new symmetrical excitation mechanism combined with spatial modulation for data symbol encoding within the MOPA architecture. Our results reveal that this approach provides high-level physical layer security (PLS) for wireless communication. By integrating amplitude shift keying (ASK) with spatial modulation, we evaluate the bit error rate (BER) against signal-to-noise (SNR) ratio across different symmetrical excitation scenarios. This evaluation demonstrates that our system achieves efficient digital signal communication with reduced complexity and robust performance under real-world noise conditions. Our findings advance the understanding of optical phased array systems and underscore their potential for secure, high-performance indoor wireless communication.
可扩展的光无线网络对于满足未来工作和生活环境对超宽带无线连接的需求至关重要。本研究为双载波模块化光相控阵(MOPA)架构提出了一个新颖的理论框架,特别适用于室内无线通信网络。我们引入了非均匀球面波(NUSW)模型,对单载波 MOPA 中的电磁辐射进行近场分析,并将其扩展到双载波配置。我们的分析表明,在双载波系统中,光束聚焦能力得到了增强,光栅裂片得到了显著抑制。在这一理论模型的基础上,我们对安装在室内平面天花板上的双载波澳门威尼斯人官网具系统进行了全面的数值分析。为了定量评估光栅叶抑制情况,我们提出了一个新颖的优等系数(FoM),并比较了单载波和双载波 MOPA 系统的光束聚焦性能。此外,我们还在 MOPA 架构中引入了一种新的对称激励机制,结合空间调制进行数据符号编码。我们的研究结果表明,这种方法可为无线通信提供高级物理层安全性(PLS)。通过将振幅偏移键控(ASK)与空间调制相结合,我们评估了不同对称激励情况下误码率(BER)与信噪比(SNR)的关系。评估结果表明,我们的系统实现了高效的数字信号通信,同时降低了复杂性,并在真实世界的噪声条件下具有稳健的性能。我们的研究结果加深了人们对光学相控阵系统的理解,并强调了其在安全、高性能室内无线通信方面的潜力。
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引用次数: 0
Interference Mitigation in Coexisting Satellites and Cloud-Assisted Ground Networks in the mmWave Band 毫米波波段共存卫星和云辅助地面网络的干扰抑制
IF 6.3 Q1 ENGINEERING, ELECTRICAL & ELECTRONIC Pub Date : 2024-11-13 DOI: 10.1109/OJCOMS.2024.3497799
Sirine Ben Ati;Hayssam Dahrouj;Mohamed-Slim Alouini
Given the drastic demand for stringent digital services, augmenting terrestrial communications with satellite services promises to meet the rush-to-gold-like demand for scarce radio resources. Our paper investigates the problem of coexisting satellite-ground networks consisting of several satellites and several ground base-stations, all operating at the millimeter-wave band. Such coexistence of space and ground communications becomes prone to wireless interference, and so the cross-development of intelligent resource allocation techniques becomes indispensable for assessing the benefit of such hybrid space-ground networks. The paper assumes that a fraction of the ground base-stations connects to a centralized computing processor (i.e., cloud) using fronthaul links with limited capacity. The paper further assumes that each satellite connects with its own earth-station, which in turn connects with a ground base-station, hereafter denoted by satellite-associated base-station, that aims at serving a part of the ground-users. The system performance depends, therefore, on both the intra- and inter-mode interference between the satellites and cloud-connected base-stations, and the integrated access-backhaul interference between the satellite to earth-station and satellite-associated base-station to users. The paper then aims at maximizing the sum rate of the considered network under power, user-connectivity, and ground fronthaul constraints, in order to jointly determine the satellite-associated base-stations and cloud-connected base-stations served users’ beamforming vectors. The paper addresses such an intricate non-convex optimization problem using a combination of well-chosen inner convex approximations, coupled with proper outer loop correction steps. The numerical simulations show how effective our proposed algorithm is at mitigating the system multi-mode interference, particularly in congested networks.
鉴于对严格数字服务的巨大需求,用卫星服务扩大地面通信有望满足对稀缺无线电资源的淘金热般的需求。本文研究了由几颗卫星和几个地面基站组成的星地共存网络的问题,这些卫星和地面基站都在毫米波波段工作。这种空间与地面共存的通信方式容易产生无线干扰,因此评估这种空间与地面混合网络的效益就必须交叉开发智能资源分配技术。本文假设一小部分地面基站使用有限容量的前传链路连接到中央计算处理器(即云)。本文进一步假设每颗卫星与自己的地面站连接,地面站又与一个地面基站连接,该地面基站以下称为卫星关联基站,旨在为部分地面用户提供服务。因此,系统性能取决于卫星和云连接基站之间的模式内和模式间干扰,以及卫星到地球站和卫星相关基站到用户之间的综合接入-回程干扰。然后,本文的目标是在功率、用户连接和地面前传约束下,最大化所考虑的网络的总和速率,以共同确定卫星关联基站和云连接基站服务用户的波束形成矢量。本文解决了这样一个复杂的非凸优化问题,使用精心选择的内凸近似的组合,加上适当的外环校正步骤。数值模拟结果表明,本文提出的算法能够有效地缓解系统多模干扰,特别是在拥塞网络中。
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引用次数: 0
Distributed IoT Communications With LEO Satellites: QoS Performance and Terminal Attempt Rate Schemes 低轨道卫星分布式物联网通信:QoS性能和终端尝试率方案
IF 6.3 Q1 ENGINEERING, ELECTRICAL & ELECTRONIC Pub Date : 2024-11-13 DOI: 10.1109/OJCOMS.2024.3496934
Swaroop Gopalam;Dhanushka Kudathanthirige;Iain B. Collings;Stephen V. Hanly;Hazer Inaltekin;Philip Whiting
Low Earth Orbit (LEO) satellites are increasingly being used to provide connectivity for wide area Internet of Things (IoT) sensing applications. Distributed IoT terminals are not able to coordinate their uplink transmissions to the nano-satellites, and so operate in a grant-free mode. Quality-of-Service (QoS) depends on the transmission attempt success statistics, which are time-varying. This paper presents asymptotic analysis results that characterize the IoT terminal’s transmission success process. We show that it converges to an inhomogeneous Poisson process, in the large population regime, and characterize the time-dependent intensity as a function of the terminal location and the attempt rate scheme. We also propose three terminal attempt rate schemes that are solutions to max-min optimization problems. The performance of the proposed schemes are compared in terms of individual terminal QoS as well as the population-wide QoS distribution. Performance for various IoT applications is also presented.
低地球轨道(LEO)卫星越来越多地用于为广域物联网(IoT)传感应用提供连接。分布式物联网终端无法协调其上行传输到纳米卫星,因此以无授权模式运行。服务质量(QoS)取决于传输尝试成功的统计数据,这些统计数据是时变的。本文给出了表征物联网终端传输成功过程的渐近分析结果。我们证明了它收敛于一个非齐次泊松过程,在大种群状态下,并将时间依赖的强度表征为终端位置和尝试率方案的函数。我们还提出了三种终端尝试率方案,它们是最大最小优化问题的解决方案。从单个终端的QoS和群体范围的QoS分布两方面比较了所提出方案的性能。还介绍了各种物联网应用的性能。
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引用次数: 0
Edge-Assisted Label-Flipping Attack Detection in Federated Learning 联盟学习中的边缘辅助标签翻转攻击检测
IF 6.3 Q1 ENGINEERING, ELECTRICAL & ELECTRONIC Pub Date : 2024-11-13 DOI: 10.1109/OJCOMS.2024.3496872
Nourah S. AlOtaibi;Muhamad Felemban;Sajjad Mahmood
Federated Learning (FL) has transformed machine learning by facilitating decentralized, privacy-focused data processing. Despite its advantages, FL remains vulnerable to data poisoning attacks, particularly Label-Flipping Attacks (LFA). In LFA, malicious clients deliberately mislabel local data, causing the global model to misclassify certain classes, thus undermining its integrity. Although centralized detection methods have been explored, there is a notable gap in addressing LFA within the decentralized Client-Edge-Cloud architecture, which is crucial for FL systems. This study introduces an innovative edge-assisted framework for early detection of LFA, crucial for real-time applications. To our knowledge, this is the first study to propose such an edge-assisted LFA detection mechanism. Through detailed conceptual and empirical analyses of LFA behavior, we identified a key characteristic: class-wise accuracy, particularly recall for specific classes, decreases due to label flipping, significantly increases the delta discrepancy with the edge model. Our method remains effective across varying numbers of malicious clients and model sizes, without requiring prior knowledge about the malicious clients. We developed two mitigation strategies: (1) the Zero Tolerance approach, which excludes entire client updates upon detecting adversarial behavior, and (2) the Zero Masking approach, which zeros out gradients for the flipped class while preserving others. This method leverages the direct influence of final layer gradients on class predictions. Extensive evaluation using three benchmark datasets shows that the proposed edge-assisted LFA detection framework outperforms traditional cloud-based methods. We demonstrate its superiority in latency, resource efficiency, and accuracy in detecting malicious clients, outperforming state-of-the-art defenses.
联合学习(FL)通过促进分散、注重隐私的数据处理,改变了机器学习。尽管具有这些优势,FL 仍然容易受到数据中毒攻击,尤其是标签翻转攻击(LFA)。在 LFA 中,恶意客户端会故意错误标注本地数据,导致全局模型错误分类某些类别,从而破坏其完整性。虽然集中式检测方法已经得到探索,但在去中心化的客户端-边缘-云架构中解决 LFA 问题还存在明显差距,而这对 FL 系统至关重要。本研究介绍了一种创新的边缘辅助框架,用于早期检测 LFA,这对实时应用至关重要。据我们所知,这是第一项提出这种边缘辅助 LFA 检测机制的研究。通过对 LFA 行为进行详细的概念和实证分析,我们发现了一个关键特征:分类准确率,尤其是特定类别的召回率,因标签翻转而下降,与边缘模型的 delta 差异显著增加。我们的方法在不同数量的恶意客户端和不同大小的模型中依然有效,而且不需要事先了解恶意客户端的情况。我们开发了两种缓解策略:(1) 零容忍方法,即在检测到恶意行为时排除整个客户端的更新;(2) 零掩蔽方法,即消除翻转类别的梯度,同时保留其他类别的梯度。这种方法利用了最终层梯度对类别预测的直接影响。使用三个基准数据集进行的广泛评估表明,所提出的边缘辅助 LFA 检测框架优于传统的基于云的方法。我们证明了它在延迟、资源效率和检测恶意客户端的准确性方面的优越性,超过了最先进的防御方法。
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