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Independent safety investigation for commercial space accidents: a research on relevant international laws and their implications 商业空间事故的独立安全调查:有关国际法及其影响研究
IF 1.7 Q3 ENGINEERING, AEROSPACE Pub Date : 2025-09-01 DOI: 10.1016/j.jsse.2025.08.003
Chao-Ting Cheng
Despite recent developments advocating for independent safety investigations into commercial space accidents amid the rapid expansion of global space activities, no unified international framework currently exists, unlike the comprehensive system established for aviation accidents under ICAO’s Annex 13. While the independent safety investigation model found in international aviation law and maritime law provide instructive frameworks, the fundamental differences in the legal regimes governing space, air, and maritime domains constrain their direct applicability to space-related incidents. Existing space treaties, notably the Outer Space Treaty, the Liability Convention, and the Rescue Agreement, delineate state responsibilities and liabilities but do not establish detailed mechanisms for post-accident investigation. Furthermore, the development of an international investigative framework for space accidents is impeded by significant challenges, including national security considerations, export control regimes, and broader geopolitical dynamics. Nevertheless, this paper underscores the critical importance of international cooperation and transparency in advancing space safety. It concludes by calling for further scholarly inquiry and multilateral engagement, highlighting recent efforts by the United States and its allies to address export control limitations through bilateral agreements as a pragmatic step toward reconciling safety imperatives with national security concerns in the governance of commercial space activities.
尽管在全球空间活动迅速扩大的背景下,最近出现了主张对商业空间事故进行独立安全调查的事态发展,但与根据国际民航组织附件13为航空事故建立的全面制度不同,目前没有统一的国际框架。虽然国际航空法和海商法中的独立安全调查模式提供了指导性框架,但空间、空中和海洋领域法律制度的根本差异限制了它们直接适用于与空间有关的事件。现有的空间条约,特别是《外层空间条约》、《责任公约》和《救援协定》,规定了国家的责任和义务,但没有建立事故后调查的详细机制。此外,空间事故国际调查框架的发展受到重大挑战的阻碍,这些挑战包括国家安全考虑、出口管制制度和更广泛的地缘政治动态。尽管如此,该文件强调了国际合作和透明度在推进空间安全方面的至关重要性。报告最后呼吁进一步的学术研究和多边参与,强调了美国及其盟国最近通过双边协议解决出口管制限制的努力,作为在商业空间活动治理中协调安全要求与国家安全关切的务实步骤。
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引用次数: 0
Concept of approach to advanced Russian orbital station 接近先进的俄罗斯轨道空间站的概念
IF 1.7 Q3 ENGINEERING, AEROSPACE Pub Date : 2025-09-01 DOI: 10.1016/j.jsse.2025.06.001
Nikita A. Chudinov, Rafail F. Murtazin, Vladimir A. Soloviev, Victor V. Afonin, Alexander Yu. Kaleri
At present, the final approach of Russian spacecraft to the International Space Station (ISS) is carried out in automated mode. To decrease the relative velocity, several braking burns are done to ensure "passive safety", when a free flying vehicle does not collide with the ISS. Under this approach, the implemented trajectories do not provide the crew with complete information about the relative motion, making manual control complicated. For this reason, switching to manual mode is allowed only at the final stage of braking, flying around or docking. In other cases, the docking may need to be postponed that means to perform the rendezvous again jeopardizing the entire mission. In order to improve the docking reliability during low-Earth orbit missions and, eventually, lunar missions, it is required to provide convenient manual control at all stages of approach in compliance with safety requirements. The authors have reviewed the manual approach heritage from the flights to the Salyut and Mir orbital stations as well as from the Space Shuttle missions. The paper proposes the technique that allows expanding the application of manual control by selecting a convenient approach trajectory with complete information about the relative motion. This technique is expected to be implemented during missions to the Russian Orbital Station.
目前,俄罗斯航天器对国际空间站(ISS)的最终接近是在自动化模式下进行的。为了降低相对速度,当自由飞行的飞行器不与国际空间站相撞时,为了确保“被动安全”,需要进行几次制动燃烧。在这种方法下,实现的轨迹不能向机组人员提供有关相对运动的完整信息,使手动控制变得复杂。因此,只有在制动、绕飞或对接的最后阶段才允许切换到手动模式。在其他情况下,对接可能需要推迟,这意味着再次执行交会危及整个任务。为了提高近地轨道任务乃至月球任务的对接可靠性,需要在接近的各个阶段提供方便的符合安全要求的手动控制。作者回顾了礼炮号和和平号轨道站的飞行以及航天飞机任务的人工接近遗产。本文提出了一种通过选择具有完整相对运动信息的方便接近轨迹来扩展手动控制应用的技术。这项技术预计将在俄罗斯轨道站执行任务期间实施。
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引用次数: 0
Real-time air-traffic warning during satellite re-entries: Challenges and developments 卫星再入时的实时空中交通预警:挑战和发展
IF 1.7 Q3 ENGINEERING, AEROSPACE Pub Date : 2025-09-01 DOI: 10.1016/j.jsse.2025.06.005
S. Sanvido , B. Bastida Virgili , S. Lemmens , H. de Haan , J. Cassier , A. Caron , T. Rabus
Over time, new market trends are shaped by advances in technological development. The space sector is no exception to this evolution, with launches across all mass and type classes reaching record levels in recent years. In terms of re-entries, this translates into a rapid increase in the number of re-entering objects. Between 10 % and 40 % of the re-entering mass is expected to survive, posing a potential hazard to aircraft, ships and ground populations. Alongside to the uncertainty on the surviving mass, the on-ground risk assessment is still strongly affected by the uncertainties in predicting the re-entry point, which is estimated around 20 % of the remaining lifetime for an uncontrolled re-entry from a circular orbit. Despite these challenges, the theory for the on-ground risk assessment is in a certain extent harmonised within the international context of space agencies.
In contrast, the assessment of the risk that re-entering objects pose to air and sea traffic is still a major point of discussion today, with methodologies that can vary widely from one country/agency/entity to another.
This paper discusses key challenges that are currently hindering the implementation of real-time air traffic warnings during Earth’s atmospheric re-entries, ranging from technical gaps to the lack of clear metrics or a centralised coordination point, and outlines recent developments aimed at mitigating these issues.
The first section of this work provides an overview of relevant historical events and comments the international response to the increased risk, while the second section discuss the challenges for the practical implementation of a real-time risk assessment for air traffic during the re-entry of space objects, and propose near-term steps for a overcoming them.
随着时间的推移,技术发展的进步塑造了新的市场趋势。航天领域也不例外,近年来,所有大规模和类型的发射都达到了创纪录的水平。就重入而言,这意味着重入对象数量的迅速增加。预计10%至40%的重入质量将存活下来,对飞机、船舶和地面人口构成潜在危险。除了幸存质量的不确定性外,地面风险评估仍然受到预测再入点的不确定性的强烈影响,估计从圆形轨道不受控制再入的剩余寿命约为20%。尽管存在这些挑战,但在空间机构的国际范围内,地面风险评估理论在一定程度上是协调一致的。相比之下,评估再入物体对空中和海上交通构成的风险仍然是今天讨论的一个主要问题,其方法可能因国家/机构/实体而大不相同。本文讨论了目前阻碍在地球重返大气层期间实施实时空中交通警报的主要挑战,从技术差距到缺乏明确的指标或集中协调点,并概述了旨在缓解这些问题的最新进展。本工作的第一部分概述了相关的历史事件,并评论了国际上对风险增加的反应,而第二部分讨论了实际实施空间物体再入期间空中交通实时风险评估所面临的挑战,并提出了克服这些挑战的近期步骤。
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引用次数: 0
Space safety in the age of LEO constellations: The role of spectrum management 低轨道星座时代的空间安全:频谱管理的作用
IF 1.7 Q3 ENGINEERING, AEROSPACE Pub Date : 2025-09-01 DOI: 10.1016/j.jsse.2025.07.001
Qian Sun , Huiliang Liu
The rapid expansion of low-earth orbit (LEO) satellite constellations has heightened spectrum interference and collision risks, exposing limitations in the International Telecommunication Union’s (ITU) static spectrum allocation framework. This paper investigates these challenges, particularly for Mobile Satellite Services (MSS) applications such as direct-to-cell phone connectivity and discontinuous data transmission. Through a comparative analysis of regulatory approaches by the U.S. Federal Communications Commission (FCC) and the European Electronic Communications Committee (ECC), it identifies gaps in current spectrum management practices. The study proposes three adaptive solutions: (1) an enhanced time-sharing mechanism utilizing spectrum sensing and frequency hopping to minimize interference; (2) the establishment of international standards for dynamic spectrum sharing under the ITU to harmonize global policies; and (3) a multilateral governance framework, led by the United Nations, for integrated management of spectrum and orbital resources. These recommendations aim to mitigate interference risks, enhance international coordination, and ensure the secure and sustainable operation of space resources amidst the growing proliferation of LEO constellations.
近地轨道(LEO)卫星星座的快速扩张加剧了频谱干扰和碰撞风险,暴露了国际电信联盟(ITU)静态频谱分配框架的局限性。本文研究了这些挑战,特别是移动卫星服务(MSS)应用,如直接到手机连接和不连续数据传输。通过对美国联邦通信委员会(FCC)和欧洲电子通信委员会(ECC)的监管方法的比较分析,它确定了当前频谱管理实践中的差距。研究提出了三种自适应解决方案:(1)利用频谱感知和跳频的增强分时机制来减少干扰;(2)制定国际电联框架下的动态频谱共享国际标准,以协调全球政策;(3)以联合国为首的频谱和轨道资源综合管理多边治理框架。这些建议旨在减少干扰风险,加强国际协调,并在LEO星座日益扩散的情况下确保空间资源的安全和可持续运行。
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引用次数: 0
A framework for compatible-by-design orbit coordination in LEO 基于设计的兼容轨道协调框架
IF 1.7 Q3 ENGINEERING, AEROSPACE Pub Date : 2025-09-01 DOI: 10.1016/j.jsse.2025.06.003
Miles Lifson
As more and more operators propose and begin to deploy large constellations, finite orbital volume in Low Earth Orbit (LEO) is becoming increasingly congested. Intelligently organizing and coordinating large constellations to efficiently make use of LEO and avoid hazardous conjunctions between on-station satellites can significantly reduce risk with minimal burden to satellite operators. This work describes the intrinsic capacity framework for understanding geometric constraints to compatible orbital design and orbit loading. This framework provides a way to calculate efficiency of orbital use, remaining unconsumed orbital volume, and efficacy of capacity-expanding measures. The paper describes various potential policy objectives associated with orbit loading. It explores ways to achieve them with different technical architectures.
随着越来越多的运营商提出并开始部署大型星座,低地球轨道(LEO)有限的轨道体积正变得越来越拥挤。智能组织和协调大型星座,有效利用低轨道,避免站内卫星之间的危险交会,可以显著降低风险,使卫星运营商负担最小。这项工作描述了理解兼容轨道设计和轨道载荷的几何约束的内在能力框架。该框架提供了一种计算轨道使用效率、剩余未消耗轨道体积和扩大能力措施效力的方法。本文描述了与轨道载荷相关的各种潜在政策目标。它探索了用不同的技术架构实现它们的方法。
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引用次数: 0
Getting the preliminary hazard analysis right 做好初步危害分析
IF 1.7 Q3 ENGINEERING, AEROSPACE Pub Date : 2025-09-01 DOI: 10.1016/j.jsse.2025.05.001
Tommaso Sgobba
The Preliminary Hazard Analysis (PHA) is widely used in the so-called risk-based design of space systems to identify and mitigate hazards. The analysis is rather straightforward, however it requires a clear understanding of key principles. This paper discusses some critical mistakes to be avoided during the performance of the PHA that can compromise the overall effort.
初步危害分析(PHA)广泛用于所谓的基于风险的空间系统设计,以识别和减轻危害。分析相当简单,但是需要对关键原则有清晰的理解。本文讨论了在PHA执行过程中应避免的一些可能影响整体工作的关键错误。
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引用次数: 0
Use of probabilistic-mathematical-analogies in aerospace-safety problems 概率数学类比在航空航天安全问题中的应用
IF 1.7 Q3 ENGINEERING, AEROSPACE Pub Date : 2025-09-01 DOI: 10.1016/j.jsse.2025.02.007
E. Suhir
Predictive modeling using probabilistic-mathematical-analogies (PMAs) is never a must, but, in addition to other possible experimental and modeling effort, often enables shedding supplementary useful light on some critical aerospace-safety tasks and problems (ASP) by providing valuable quantitative information about the most likely outcome of an aerospace mission or an off-normal situation. In this write-up some well-known, "classical”, analogies employed in the past in various areas of applied science and engineering by outstanding researchers, as well as some currently used ones suggested in the aerospace-safety field by the author, are indicated with an emphasis on the application of the probabilistic analytical (“mathematical”) modeling. The approach is based on the use of the probabilistic-design-for-reliability (PDfR) concept. The concept was initially introduced to address the reliability physics of aerospace electronic and photonic products, and then applied to various human-in-the-loop (HITL) situations, when the reliability of the instrumentation, both its hard- and software, and the performance of the humans involved, if any, contribute jointly to the outcome of an aerospace mission or an extraordinary situation. Several medical (surgical), clinical, automatic driving and even astrobiology problems using the PMA-based approach are also indicated. It is concluded that while some kind of predictive modeling should always be considered and conducted for aerospace safety problems of importance prior to and, if possible, also during accelerated reliability (”life”) testing of critical electronic and photonic products, predictive modeling and particularly the one employing PMA based approach should always complement computer simulations. Analytical (“mathematical”) modeling and computer simulations are based on different assumptions and employ different calculation techniques, and if the obtained results using these two major modeling tools are in agreement, then there is a good reason to believe that the calculated data are accurate and trustworthy. Future work should consider other possible applications of the PMA approach including the development of methodologies for establishing ultimate acceptable risk levels for critical undertakings, even beyond the aerospace-safety field, taking into consideration both the probabilities of possible (never zero) field failures and the most likely consequences of such failures.
使用概率数学类比(pma)的预测建模从来都不是必须的,但是,除了其他可能的实验和建模工作之外,通过提供有关航空航天任务或异常情况的最可能结果的有价值的定量信息,通常可以为一些关键的航空航天安全任务和问题(ASP)提供补充有用的信息。在这篇文章中,指出了一些著名的,“经典的”,过去由杰出的研究人员在应用科学和工程的各个领域所采用的类比,以及作者目前在航空航天安全领域所建议的一些类比,重点是概率分析(“数学”)模型的应用。该方法基于可靠性概率设计(PDfR)概念的使用。该概念最初是为了解决航空航天电子和光子产品的可靠性物理问题,然后应用于各种人在环(HITL)情况,当仪器的可靠性,其硬件和软件,以及所涉及的人类的性能,如果有的话,共同有助于航空航天任务或特殊情况的结果。一些医疗(外科),临床,自动驾驶,甚至天体生物学问题使用基于pma的方法也指出。结论是,在关键电子和光子产品的加速可靠性(“寿命”)测试之前,如果可能的话,对于重要的航空航天安全问题,应该始终考虑并进行某种预测建模,预测建模,特别是采用PMA方法的预测建模,应该始终补充计算机模拟。分析(“数学”)建模和计算机模拟基于不同的假设并采用不同的计算技术,如果使用这两种主要建模工具获得的结果是一致的,那么就有很好的理由相信计算数据是准确和值得信赖的。未来的工作应考虑到PMA方法的其他可能应用,包括制定方法,为甚至超出航空航天安全领域的关键事业确定最终可接受的风险水平,同时考虑到可能的(绝不是零的)现场故障的概率和这种故障的最可能后果。
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引用次数: 0
International cooperation on space safety standards (ICSSS) 空间安全标准国际合作(ICSSS)
IF 1.7 Q3 ENGINEERING, AEROSPACE Pub Date : 2025-09-01 DOI: 10.1016/j.jsse.2025.08.001
Tommaso Sgobba
This paper illustrates a proposal by the International Association for the Advancement of Space Safety (IAASS) to establish an independent forum, called International Cooperation on Space Safety Standards (ICSSS), for space faring countries regulators to harmonize national regulations, and to collectively vet existing space safety voluntary consensus standards in view of recommending their adoption in national regulations.
By signing the ICSSS Charter, the forum members would commit to “best-efforts” in aligning their national regulations to the reference space safety standards the forum would develop.
The paper starts with a discussion of the term space safety, of the fields it comprises, and of the concept of acceptable risk. Then it moves on to discuss in general the purpose and use of voluntary consensus standards, to make clear that safety standards are a special category of standards, and to illuminate the difference between standards and regulations. Finally, the paper presents the key principles according to which the ICSSS would operate, the different groupings of standards, and the concept of proceeding by phases in expanding the scope of the standardization activities.
The first phase of the cooperation would concern launch and re-entry safety, and spaceports safety.
本文阐述了国际空间安全促进协会(IAASS)提出的一项建议,即建立一个名为“空间安全标准国际合作”的独立论坛,供航天国家监管机构协调国家法规,并集体审查现有的空间安全自愿协商一致标准,以建议在国家法规中采用这些标准。通过签署国际空间安全系统宪章,论坛成员将承诺“尽最大努力”使其国家条例与论坛将制定的参考空间安全标准保持一致。本文首先讨论了空间安全这一术语,它所包含的领域,以及可接受风险的概念。然后,讨论了自愿共识标准的一般目的和用途,明确了安全标准是标准的一个特殊类别,并阐明了标准与法规之间的区别。最后,本文提出了ICSSS运作的关键原则、不同的标准分组,以及在扩大标准化活动范围时分阶段进行的概念。合作的第一阶段将涉及发射和再入安全以及航天发射场的安全。
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引用次数: 0
Space mission safety assurance: Cybersecurity attack scenarios and risk assessment 航天任务安全保障:网络安全攻击场景与风险评估
IF 1.7 Q3 ENGINEERING, AEROSPACE Pub Date : 2025-09-01 DOI: 10.1016/j.jsse.2025.07.005
Sakurako Kuba , Radu F. Babiceanu
Cybersecurity threats to critical infrastructure have advanced beyond traditional concerns such as data breaches and financial extortion, evolving into sophisticated attacks by nation-state and organized criminal entities. In particular, Space-based infrastructure faces unique vulnerabilities, where cyber intrusions can disrupt satellite operations, degrade critical services, and compromise the safety of crewed missions. The current absence of robust legal frameworks and comprehensive cybersecurity provisions within international space regulations poses significant challenges to mission resilience and incident response. Concurrently, the integration of Artificial Intelligence (AI) and Machine Learning (ML) into space systems introduces both operational advantages and novel cybersecurity risks. The lack of normative guidance or “soft law” for AI-driven space applications further amplifies these vulnerabilities, increasing the overall mission safety risk. This study proposes a goal-oriented attack tree framework to systematically identify and analyze emerging cyberattack scenarios relevant to space operations. Each scenario is evaluated using a safety risk matrix based on the likelihood of occurrence and potential operational impact. Additionally, this paper surveys existing AI/ML implementations in space systems and describes the unique threat vectors. The proposed framework aims to advance cybersecurity risk management practices and extend the preventative scope against cyber threats, particularly those affecting satellite navigation and mission-critical systems.
关键基础设施面临的网络安全威胁已经超越了数据泄露和金融勒索等传统问题,演变为民族国家和有组织犯罪实体发起的复杂攻击。特别是,天基基础设施面临着独特的脆弱性,网络入侵可能会破坏卫星运行,降低关键服务,并危及载人任务的安全。目前,国际空间法规中缺乏健全的法律框架和全面的网络安全条款,这对任务弹性和事件响应构成了重大挑战。同时,将人工智能(AI)和机器学习(ML)集成到太空系统中,既带来了操作优势,也带来了新的网络安全风险。人工智能驱动的空间应用缺乏规范性指导或“软法”,进一步放大了这些漏洞,增加了整体任务安全风险。本研究提出了一个目标导向的攻击树框架,以系统地识别和分析与空间作战相关的新兴网络攻击场景。每个场景都使用基于发生可能性和潜在操作影响的安全风险矩阵进行评估。此外,本文调查了现有的AI/ML在空间系统中的实现,并描述了独特的威胁向量。拟议的框架旨在推进网络安全风险管理实践,扩大对网络威胁的预防范围,特别是那些影响卫星导航和关键任务系统的威胁。
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引用次数: 0
Research and analysis on safety design of AI technology applied to space system 应用于航天系统的人工智能技术安全设计研究与分析
IF 1.7 Q3 ENGINEERING, AEROSPACE Pub Date : 2025-09-01 DOI: 10.1016/j.jsse.2025.05.004
Shengxin Jiang, Jie Gao, Rui Zhang, Xinhua Zhang, Wei Zhu, Liming Ren
With the rapid advancement of artificial intelligence (AI) technology, AI is frequently talked about and debated in space systems. The strong interaction between AI and space systems is an exciting new field, as the autonomy of AI systems enables them to continuously monitor space debris and satellite orbits in real time, calculating the potential risk of collisions. By predicting dangerous approaching in advance, AI systems suggest or even execute maneuvers automatically to avoid collisions, ensuring the safety and longevity of satellites. This will help break through the current limitations of available resources and personnel costs, and promote new developments in the field of space exploration. However, every benefit brought by AI in space systems may have opposite risks manifested as potential attack, infiltration and compromise. Because AI systems have autonomous consciousness, the unpredictability of their behaviour can introduce uncontrollable situations to people, which in turn affects the completion of space missions. Therefore, the current problem caused by the combination of AI and space exploration is that people cannot be assured with the reliability and safety of space systems that utilize AI technology.
In response to the above problems, this paper takes AI technology in space systems as the research object. Firstly, it investigates the application progress of AI technology in space systems. And the classification of AI technology in space systems is preliminarily determined according to current mainstream research theory or standard. Considering the high-risk environment such as radiation and temperature change, the key points of safety design for AI in space systems are analysed from the data, model and system. The rough set theory based on genetic particle swarm optimization is used to reduce attributes, and the focus of safety design for AI in space systems is further optimized.
The authors hope that through the research of this paper, the level of AI technology in space systems can be clearly elucidated, providing a solution for effectively assessing the factors of safety design for AI in space systems, and strengthening the significant benefits of AI driving the development of space systems.
随着人工智能(AI)技术的快速发展,人工智能在空间系统中经常被谈论和争论。人工智能和空间系统之间的强交互是一个令人兴奋的新领域,因为人工智能系统的自主性使它们能够持续实时监控空间碎片和卫星轨道,计算潜在的碰撞风险。人工智能系统通过提前预测危险的接近,自动建议甚至执行机动以避免碰撞,确保卫星的安全和寿命。这将有助于突破目前可用资源和人员成本的限制,促进空间探索领域的新发展。然而,人工智能在空间系统中带来的每一种好处都可能带来相反的风险,表现为潜在的攻击、渗透和妥协。由于人工智能系统具有自主意识,其行为的不可预测性可能会给人们带来无法控制的情况,从而影响太空任务的完成。因此,目前人工智能与空间探索相结合所带来的问题是,人们对利用人工智能技术的空间系统的可靠性和安全性无法放心。针对上述问题,本文以空间系统中的人工智能技术为研究对象。首先,研究了人工智能技术在空间系统中的应用进展。并根据目前的主流研究理论或标准,初步确定了空间系统人工智能技术的分类。考虑到辐射、温度变化等高危环境,从数据、模型和系统三个方面分析了空间系统人工智能安全设计要点。利用基于遗传粒子群优化的粗糙集理论进行属性约简,进一步优化了空间系统人工智能安全设计的重点。希望通过本文的研究,明晰空间系统人工智能技术水平,为有效评估空间系统人工智能安全设计因素提供解决方案,强化人工智能驱动空间系统发展的显著效益。
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引用次数: 0
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Journal of Space Safety Engineering
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