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Divided Government, Strategic Substitution, and Presidential Unilateralism 分裂政府、战略替代与总统单边主义
IF 4.2 1区 社会学 Q1 POLITICAL SCIENCE Pub Date : 2023-09-05 DOI: 10.1111/ajps.12821
Aaron R. Kaufman, Jon C. Rogowski

Presidents select from a range of instruments when creating new policies through executive action. We study strategic substitution in this context and argue that presidents use less visible means of unilateral instruments when Congress is likely to scrutinize presidential action. Using data on unilateral orders issued between 1946 and 2020, we report two main findings. First, analyzing presidents’ choice of instruments, we show that presidents are more likely to substitute memoranda and other less visible instruments for executive orders and proclamations during periods of divided government. Second, after accounting for the substitution of executive orders with other instruments, we find that presidents issue greater numbers of directives during divided government than during unified government. These findings provide new evidence about the limitations of the separation of powers as a constraint on presidential unilateralism and highlight the importance of accounting for the variety of instruments through which presidents create unilateral policies.

总统在通过行政行动制定新政策时,可以从一系列工具中进行选择。我们在这种背景下研究战略替代,并认为当国会可能审查总统的行动时,总统使用不太明显的单边手段。利用1946年至2020年间发布的单边订单数据,我们报告了两个主要发现。首先,通过分析总统对工具的选择,我们发现,在政府分裂时期,总统更有可能用备忘录和其他不太显眼的工具来代替行政命令和公告。其次,在考虑了行政命令被其他工具替代之后,我们发现总统在分裂政府时期发布的指令数量比统一政府时期要多。这些发现为三权分立作为总统单边主义约束的局限性提供了新的证据,并强调了对总统制定单边政策所使用的各种工具进行会计处理的重要性。
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引用次数: 0
Religious Mobilization and the Selection of Political Elites: Evidence from Postwar Italy 宗教动员与政治精英的选择:战后意大利的证据
IF 5 1区 社会学 Q1 POLITICAL SCIENCE Pub Date : 2023-08-29 DOI: 10.1111/ajps.12820
Massimo Pulejo

Three key characteristics of effective electoral mobilizers have been identified in the literature: reputation, embeddedness in the local community, and the ability to reward and sanction voters. Religious leaders may possess all these characteristics. Can they favor their preferred candidates? Using a novel data set of connections between politicians and Italian Catholic bishops throughout the twentieth century, I conduct the first quantitative assessment of the electoral returns of personal connections to a religious leader. Leveraging the timing of bishops’ nominations within a difference-in-differences strategy, I estimate that bishops born in the electoral district yield a 27% increase in the individual preference votes for their connected candidate. Additional analyses point to the provision of campaign opportunities as the main mechanism driving the effect. These findings suggest that religious authorities can use their local embeddedness to mobilize voters, eventually influencing the selection of representatives in democratic systems.

文献中指出了有效选举动员者的三个关键特征:声誉、嵌入当地社区以及奖励和制裁选民的能力。宗教领袖可能具备所有这些特征。他们能否支持自己心仪的候选人?我利用 20 世纪政治家与意大利天主教主教之间联系的新数据集,首次对宗教领袖个人联系的选举回报进行了定量评估。利用差分策略中的主教提名时间,我估计出生于选区的主教为其有联系的候选人带来的个人偏好票增加了 27%。其他分析表明,提供竞选机会是产生这种效应的主要机制。这些发现表明,宗教权威可以利用其地方嵌入性来动员选民,最终影响民主制度中代表的选择。
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引用次数: 0
Damaged Relations: How Treaty Withdrawal Impacts International Cooperation 受损关系:条约退出如何影响国际合作
IF 5 1区 社会学 Q1 POLITICAL SCIENCE Pub Date : 2023-08-22 DOI: 10.1111/ajps.12826
Averell Schmidt

This article examines how treaty withdrawal affects international cooperation. By terminating its treaty commitments, the exiting state could earn a reputation for unreliability, making other states less willing to cooperate with it. However, states’ reactions to withdrawal vary markedly, even though it is public behavior. I develop an experiential theory of international cooperation that explains this variation. I argue that withdrawal damages the exiting state's relations with other treaty members, causing them to ratify fewer agreements with it in the future. I test this theory using an original data set of all treaties registered with the United Nations and a case study of France's exit from NATO's Status of Forces Agreement. I find that withdrawal reduces treaty members’ ratification of agreements with the exiting state by 7.9% in the 7 years after exit. This effect increases with the salience and material cost of withdrawal and can spill across issue areas.

本文考察了条约退出对国际合作的影响。通过终止其条约承诺,退出国可能会赢得不可靠的名声,使其他国家更不愿意与之合作。然而,即使是公共行为,各州对退出的反应也有很大不同。我发展了一个国际合作的经验理论来解释这种变化。我认为退出会损害退出国与其他条约成员国的关系,导致它们在未来批准与它签订的协议更少。我用联合国注册的所有条约的原始数据集和法国退出北约《驻军地位协定》的案例来检验这一理论。我发现,在退出后的7年里,退出使条约成员国对退出国协议的批准减少了7.9%。这种影响随着撤出的显著性和材料成本的增加而增加,并可能蔓延到整个问题领域。
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引用次数: 0
A Meta-Analytic Assessment of the Effects of Emotions on Political Information Search and Decision-Making 情绪对政治信息搜索和决策影响的元分析评估
IF 5 1区 社会学 Q1 POLITICAL SCIENCE Pub Date : 2023-08-22 DOI: 10.1111/ajps.12819
Amy S. Funck, Richard R. Lau

With increasing interest in the role of emotions in politics across the discipline, we review theoretical and methodological approaches utilized by political psychologists. Although theorists have been highlighting the role of emotions in politics for thousands of years, modern political psychologists primarily employ Marcus, Neuman, and MacKuen's (2000) affective intelligence theory to grapple with the consequences of emotions for political attitudes and behavior. We present results from a formal meta-analytic assessment exploring the strength of the empirical evidence for the relationship between emotions and political information search and decision strategies. Overall, we find weak but statistically reliable evidence linking anger, anxiety, and enthusiasm to information search when search is self-reported, but when information search is objectively measured, we find no link between it and anxiety or enthusiasm. Surprisingly, we also find little reliable evidence linking emotions to differential reliance on heuristics or more evidence-based criteria in voter decision-making.

随着整个学科对情绪在政治中的作用越来越感兴趣,我们回顾了政治心理学家使用的理论和方法论方法。尽管理论家们几千年来一直在强调情绪在政治中的作用,但现代政治心理学家主要采用Marcus、Neuman和MacKuen(2000)的情感智力理论来研究情绪对政治态度和行为的影响。我们展示了一项正式的元分析评估的结果,该评估探讨了情绪与政治信息搜索和决策策略之间关系的经验证据的强度。总的来说,当搜索是自我报告时,我们发现愤怒、焦虑和热情与信息搜索之间存在微弱但统计上可靠的证据,但当信息搜索是客观测量时,我们没有发现它与焦虑或热情之间存在联系。令人惊讶的是,我们还发现很少有可靠的证据将情绪与选民决策中对启发式或更多基于证据的标准的差异依赖联系起来。
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引用次数: 0
Bilateral Conflict: An Experimental Study of Strategic Effectiveness and Equilibrium 双边冲突:战略有效性与均衡的实验研究
IF 5 1区 社会学 Q1 POLITICAL SCIENCE Pub Date : 2023-08-17 DOI: 10.1111/ajps.12810
Charles A. Holt, Thomas R. Palfrey

Bilateral conflict involves an attacker with several alternative attack methods and a defender who can take various actions to better respond to different types of attack. These situations have wide applicability to political, legal, and economic disputes, but they are particularly challenging to study empirically because the payoffs are unknown. Moreover, each party has an incentive to behave unpredictably, so theoretical predictions are stochastic. This article reports results of an experiment where the details of the environment are tightly controlled. The results sharply contradict the Nash equilibrium predictions about how the two parties’ choice frequencies change in response to the relative effectiveness of alternative attack strategies. In contrast, nonparametric quantal response equilibrium predictions match the observed treatment effects. Estimation of the experimentally controlled payoff parameters across treatments accurately recovers the true values of those parameters with the logit quantal response equilibrium model but not with the Nash equilibrium model.

双边冲突涉及到攻击者有几种不同的攻击方法,而防御者可以采取各种行动来更好地应对不同类型的攻击。这些情况在政治、法律和经济纠纷中具有广泛的适用性,但由于收益未知,因此进行实证研究尤其具有挑战性。此外,每一方都有不可预测的动机,因此理论预测是随机的。本文报告了一个实验的结果,在这个实验中,环境的细节被严格控制。这一结果与纳什均衡预测大相径庭,纳什均衡预测双方的选择频率如何随着替代攻击策略的相对有效性而变化。相反,非参数量化反应平衡预测与观察到的治疗效果相匹配。通过logit量子响应均衡模型而不是纳什均衡模型,对不同处理的实验控制的回报参数的估计准确地恢复了这些参数的真实值。
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引用次数: 0
Placebo Tests for Causal Inference 因果推断安慰剂试验
IF 5 1区 社会学 Q1 POLITICAL SCIENCE Pub Date : 2023-08-17 DOI: 10.1111/ajps.12818
Andrew C. Eggers, Guadalupe Tuñón, Allan Dafoe

Placebo tests are increasingly common in applied social science research, but the methodological literature has not previously offered a comprehensive account of what we learn from them. We define placebo tests as tools for assessing the plausibility of the assumptions underlying a research design relative to some departure from those assumptions. We offer a typology of tests defined by the aspect of the research design that is altered to produce it (outcome, treatment, or population) and the type of assumption that is tested (bias assumptions or distributional assumptions). Our formal framework clarifies the extra assumptions necessary for informative placebo tests; these assumptions can be strong, and in some cases similar assumptions would justify a different procedure allowing the researcher to relax the research design's assumptions rather than test them. Properly designed and interpreted, placebo tests can be an important device for assessing the credibility of empirical research designs.

安慰剂测试在应用社会科学研究中越来越常见,但方法论文献以前没有全面介绍我们从中学到的东西。我们将安慰剂测试定义为评估研究设计中与这些假设的偏差相关的假设合理性的工具。我们提供了一种测试类型,该类型由为产生研究设计而改变的方面(结果、治疗或人群)和测试的假设类型(偏差假设或分布假设)定义。我们的正式框架阐明了信息安慰剂测试所需的额外假设;这些假设可能很强,在某些情况下,类似的假设会证明不同的程序是合理的,允许研究人员放松研究设计的假设,而不是测试它们。如果设计和解释得当,安慰剂测试可以成为评估实证研究设计可信度的重要手段。
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引用次数: 0
Making Global Governance Accountable: Civil Society, States, and the Politics of Reform 使全球治理可问责:公民社会、国家和改革政治
IF 5 1区 社会学 Q1 POLITICAL SCIENCE Pub Date : 2023-08-16 DOI: 10.1111/ajps.12824
Ranjit Lall

Recent decades have witnessed the adoption of unprecedentedly broad and inclusive accountability mechanisms by many major international institutions, from grievance redress systems to transparency policies. What explains the establishment of these mechanisms—and why have only some institutions embraced them? I argue that adoption is more likely when member states, in particular the most powerful, face “bottom-up” pressures for accountability from dense transnational civil society networks—networks with the capacity to build leverage through agenda setting, coalition building, and advocacy strategies—and when institutions perform governance tasks that are costly to monitor. Analysis of a rich new dataset shows that adoption is positively related to the density of international nongovernmental organizations in an institution's issue area—including only those based in powerful member countries—and that this relationship is stronger when governance tasks entail high monitoring costs. Statistical tests are complemented by qualitative evidence from interviews and other primary sources.

近几十年来,从申诉制度到透明度政策,许多主要国际机构采用了前所未有的广泛和包容性问责机制。如何解释这些机制的建立,以及为什么只有一些机构接受它们?我认为,当成员国,特别是最强大的成员国,面临来自密集的跨国公民社会网络的“自下而上”的问责压力时(这些网络有能力通过议程设置、联盟建立和倡导战略建立杠杆作用),以及当机构执行监督成本高昂的治理任务时,采用这种方法的可能性更大。对一个丰富的新数据集的分析表明,在一个机构的问题领域,采用与国际非政府组织的密度呈正相关——只包括那些设在强大成员国的非政府组织——当治理任务需要高监测成本时,这种关系更强。来自访谈和其他主要来源的定性证据补充了统计检验。
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引用次数: 0
Epistemic Injustice and the Electoral Connection 认识论不公正与选举关系
IF 5 1区 社会学 Q1 POLITICAL SCIENCE Pub Date : 2023-08-15 DOI: 10.1111/ajps.12806
Justin Pottle

This article argues office seekers’ messaging gives rise to a distinct and underappreciated epistemic form of political inequality. Electoral incentives push representatives to orient their rhetoric toward appealing to strategically valuable constituencies, yielding flows of elite cues that disproportionately reflect those groups’ perspectives. When inequalities in strategic value overlap with other inequalities of social power, politicians’ messaging strategies exacerbate the epistemic marginalization of disadvantaged citizens by denying them equal influence on the frames and understandings circulated in mainstream debate. This dynamic is best understood as a democratically perverse form of epistemic injustice distinct from but mutually reinforcing with citizens’ unequal influence on political outcomes. Moreover, I show how such inequalities distort otherwise epistemically salutary mechanisms of electoral accountability and undermine the quality of representative decision-making. I conclude by suggesting hypotheses for testing electoral reform's potential to mitigate these discursive consequences.

这篇文章认为,求职者的信息传递引发了一种独特的、被低估的政治不平等的认识形式。选举激励措施促使代表们将他们的言论导向吸引具有战略价值的选民,产生出不成比例地反映这些群体观点的精英线索。当战略价值的不平等与其他社会权力的不平等重叠时,政客们的信息传递策略通过剥夺弱势公民对主流辩论中流传的框架和理解的平等影响,加剧了他们在认识上的边缘化。这种动态最好被理解为一种民主上反常的认识不公正形式,与公民对政治结果的不平等影响不同,但又相辅相成。此外,我展示了这种不平等是如何扭曲原本在认知上有益的选举问责机制,并破坏代议制决策的质量的。最后,我提出了一些假设,以测试选举改革缓解这些散漫后果的潜力。
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引用次数: 0
Climate Cascades: IOs and the Prioritization of Climate Action 气候级联:国际组织和气候行动的优先次序
IF 5 1区 社会学 Q1 POLITICAL SCIENCE Pub Date : 2023-08-13 DOI: 10.1111/ajps.12793
Richard Clark, Noah Zucker

International organizations (IOs) are rapidly reorienting around climate change, despite powerful principal states having divergent preferences on the issue. When and why do IOs prioritize climate change? We argue that they do so as a result of an endogenous process of staff learning and rotation. IO staff surveil and implement programs in target states. When working in climate-vulnerable countries, they come to see climate change as an issue warranting aggressive action. As these staff are rotated and promoted, interest in climate diffuses outwards and upwards through the institution. To test this theory, we introduce original data tracking the International Monetary Fund's attention to climate change and the career paths of key staff. We complement this with interviews of International Monetary Fund personnel. We find support for our theory.

尽管强大的主要国家在气候变化问题上有不同的偏好,但国际组织正在迅速围绕气候变化调整方向。国际组织何时以及为什么优先考虑气候变化?我们认为,他们这样做是工作人员学习和轮换的内生过程的结果。信息作战人员监视并执行目标州的计划。在气候脆弱国家工作时,他们开始将气候变化视为一个需要采取积极行动的问题。随着这些员工的轮换和晋升,人们对气候的兴趣通过机构向外和向上扩散。为了检验这一理论,我们引入了追踪国际货币基金组织对气候变化的关注以及关键员工职业道路的原始数据。我们还采访了国际货币基金组织的工作人员。我们找到了对我们理论的支持。
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引用次数: 0
Bureaucratic Structure and Compliance with International Agreements 官僚结构与遵守国际协定
IF 4.2 1区 社会学 Q1 POLITICAL SCIENCE Pub Date : 2023-08-13 DOI: 10.1111/ajps.12811
Shannon P. Carcelli

Why do some states comply with international agreements while others flout them? In this article, I introduce a previously unconsidered explanation: bureaucratic structure. I develop a rational choice model examining the impact of bureaucratic structure on compliance, suggesting that the existence of several distinct bureaucracies can mute compliance with an international agreement by insulating some bureaucrats from pressure to comply. I examine this theory through newly coded data on a 2001 OECD agreement designed to decrease the percentage of aid that is “tied” to donor-state products and services—a practice that is popular among special interests but which decreases foreign aid's effectiveness. I find that non–development-oriented bureaucracies, such as departments of interior, labor, and energy, were significantly less likely to comply with the agreement than traditional development bureaucracies. This aggregates to the state level as well, where states with many aid agencies were less compliant than states with a streamlined bureaucracy.

为什么一些国家遵守国际协议,而另一些国家却无视这些协议?在这篇文章中,我介绍了一个以前没有考虑过的解释:官僚结构。我建立了一个理性选择模型,考察了官僚结构对合规性的影响,表明几个不同的官僚机构的存在可以通过使一些官僚免受遵守国际协议的压力来压制对国际协议的遵守。我通过2001年经合组织一项协议的新编码数据来研究这一理论,该协议旨在降低与捐助国产品和服务“挂钩”的援助百分比——这种做法在特殊利益集团中很受欢迎,但会降低外国援助的有效性。我发现,与传统的发展官僚机构相比,非发展导向的官僚机构,如内政部、劳工部和能源部,遵守协议的可能性要小得多。这也涉及到州一级,在州一级拥有许多援助机构的州不如精简官僚机构的州顺从。
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引用次数: 1
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American Journal of Political Science
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