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Agenda Control under Policy Uncertainty 政策不确定性下的议程控制
IF 4.2 1区 社会学 Q1 POLITICAL SCIENCE Pub Date : 2023-03-13 DOI: 10.1111/ajps.12781
Steven Callander, Nolan McCarty

Models of agenda setting are central to the analysis of political institutions. Elaborations of the classical agenda-setting model of Romer–Rosenthal have long been used to make predictions about policy outcomes and the distribution of influence among political actors. Although the canonical model is based on complete and perfect information about preferences and policy outcomes, some extensions relax these assumptions to include uncertainty about preferences and reversion points. We consider a different type of uncertainty: incomplete knowledge of the mapping between policies and outcomes. In characterizing the optimal agenda setting under this form of uncertainty, we show that it amends substantively the implications of the Romer–Rosenthal model. We then extend the model dynamically and show that rich dynamics emerge under policy uncertainty. Over a longer horizon, we find that agenda control suppresses the incentive of legislators to experiment with policy, leading to less policy learning and worse outcomes than are socially efficient.

议程设置模型是政治体制分析的核心。长期以来,对罗默-罗森塔尔经典议程设置模型的阐释一直被用来预测政策结果和政治参与者之间的影响力分配。尽管经典模型是建立在关于偏好和政策结果的完全和完美信息基础上的,但一些扩展模型放宽了这些假设,将偏好和回归点的不确定性也纳入其中。我们考虑的是另一种不确定性:对政策与结果之间映射的不完全了解。在描述这种形式的不确定性下的最优议程设置时,我们表明它从实质上修正了罗默-罗森塔尔模型的含义。然后,我们对模型进行了动态扩展,表明在政策不确定性下会出现丰富的动态变化。在更长的时间跨度内,我们发现议程控制抑制了立法者对政策进行实验的积极性,导致政策学习减少,结果比社会效率更差。
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引用次数: 0
Bicameralism and Policy Responsiveness to Public Opinion 两院制与政策对民意的回应
IF 5 1区 社会学 Q1 POLITICAL SCIENCE Pub Date : 2023-02-23 DOI: 10.1111/ajps.12773
Lawrence Ezrow, Michele Fenzl, Timothy Hellwig

Does the organization of the assembly affect whether governments deliver policy that reflects the public's changing preferences? Cross-national analyses of public opinion and policy outputs for policies concerning welfare and immigration show that governments respond to shifts in public opinion in systems with a dominant chamber but not where bicameralism is strong. Our theory's emphasis on the distribution of power between chambers further explains differences within bicameral systems: constraints on policy change mean that responsiveness is weaker where power is equally distributed between chambers but more robust where power is concentrated in the lower house. Evidence from institutional change in Belgium, where the fourth state reform shifted power away from the senate and disproportionately toward the lower house, provides corroborating evidence that policy becomes more responsive when constitutions concentrate legislative power. This study's findings have implications for our understanding of how bicameralism matters for government responsiveness to public opinion.

议会的组织形式是否会影响政府制定的政策是否反映了公众不断变化的偏好?对有关福利和移民政策的民意和政策产出进行的跨国分析表明,在两院制占主导地位的体制中,政府会对民意的变化做出回应,但在两院制占主导地位的体制中,政府不会。我们的理论强调两院之间的权力分配,这进一步解释了两院制内部的差异:对政策变化的限制意味着,在两院权力平均分配的情况下,政府的回应能力较弱,而在权力集中于下院的情况下,政府的回应能力则更强。比利时的第四次国家改革将权力从参议院转移到了下议院,这为比利时的制度变迁提供了佐证,即当宪法集中立法权时,政策的响应性更强。本研究的发现有助于我们理解两院制如何影响政府对民意的回应。
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引用次数: 0
Institutions and Political Restraint 制度与政治约束
IF 4.2 1区 社会学 Q1 POLITICAL SCIENCE Pub Date : 2023-02-08 DOI: 10.1111/ajps.12771
Giovanna M. Invernizzi, Michael M. Ting

Recent political developments worldwide have focused attention on the fraying of political norms, often understood as informal restraints on opportunistic behavior. We present a model to study how norms of restraint interact with institutional checks and balances. In the model, an election determines which party holds office in each period over an infinite horizon. Each period presents the majority party with an opportunity to modify a status quo policy. However, informal norms and formal institutional barriers limit its ability to do so by providing soft and hard constraints to policymaking, respectively. We show that political cooperation can be easier to sustain in political systems with fewer checks and balances, when political norms are sufficiently stringent. Under optimal norms, increasing polarization makes norms easier to uphold, while also reducing welfare. Finally, norms maintained by minority parties are less sustainable, and voter optimal norms require minority concessions to achieve greater electoral competitiveness.

近期世界范围内的政治发展使人们开始关注政治规范的崩溃问题,政治规范通常被理解为对机会主义行为的非正式约束。我们提出了一个模型来研究约束规范如何与制度制衡相互作用。在该模型中,选举决定了哪个政党在无限期内的每一时期担任公职。每一时期都为多数党提供了修改现状政策的机会。然而,非正式规范和正式制度障碍分别为政策制定提供了软约束和硬约束,从而限制了其修改政策的能力。我们的研究表明,在制衡机制较少的政治体系中,如果政治规范足够严格,政治合作会更容易维持。在最优规范下,两极分化的加剧会使规范更容易得到维护,同时也会降低福利。最后,由少数党维护的规范的可持续性较差,选民的最优规范要求少数党做出让步,以实现更大的选举竞争力。
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引用次数: 0
Terrorist Attacks, Cultural Incidents, and the Vote for Radical Parties: Analyzing Text from Twitter 恐怖袭击、文化事件和激进党投票:分析推特文本
IF 5 1区 社会学 Q1 POLITICAL SCIENCE Pub Date : 2023-02-07 DOI: 10.1111/ajps.12764
Francesco Giavazzi, Felix Iglhaut, Giacomo Lemoli, Gaia Rubera

We study the role of perceived threats from other cultures induced by terrorist attacks and criminal events on public discourse and support for radical-right parties. We develop a rule which allocates Twitter users to electoral districts in Germany and use a machine-learning method to compute measures of textual similarity between the tweets they produce and tweets by accounts of the main German parties. Using the exogenous timing of attacks, we find that, after an event, Twitter language becomes on average more similar to that of the main radical-right party, AfD. The result is driven by a larger share of tweets discussing immigrants and Muslims, common AfD topics, and by a more negative sentiment of these tweets. Shifts in language similarity are correlated with changes in vote shares between federal elections. These results point to the role of perceived threats from minorities on the success of nationalist parties.

我们研究了由恐怖袭击和犯罪事件引发的对其他文化威胁的感知对公众言论和激进右翼政党支持率的影响。我们制定了一种规则,将推特用户分配到德国的选区,并使用机器学习方法计算他们发布的推文与德国主要政党账户发布的推文之间的文本相似度。利用攻击事件的外生时间,我们发现在事件发生后,推特语言与主要激进右翼政党 AfD 的语言平均变得更加相似。造成这一结果的原因是,讨论移民和穆斯林(AfD 的共同话题)的推文所占比例更大,而且这些推文的负面情绪更浓。语言相似性的变化与两次联邦选举之间得票率的变化相关。这些结果表明,少数民族的威胁感对民族主义政党的成功起着重要作用。
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引用次数: 0
Demolition and Discontent: Governing the Authoritarian City 拆迁与不满:治理威权城市
IF 4.2 1区 社会学 Q1 POLITICAL SCIENCE Pub Date : 2023-02-06 DOI: 10.1111/ajps.12749
Sean T. Norton

The presence of large cities increases the probability of authoritarian breakdown, but the literature has offered little empirical insight as to how challenges to authoritarian rule develop in urban space. I develop a theory of cities as complex sociopolitical spaces that are difficult to govern, particularly in the absence of democratic institutions. This complexity makes both co-optation and coercion difficult, meaning the very tactics that authoritarian cities use to control discontent can become its proximate cause. Using a large, city-financed housing project in Moscow targeted at rewarding regime supporters, I utilize a Bayesian semi-parametric model to demonstrate that even a seemingly well-targeted co-optive exchange contributed to a surprising defeat for the regime in a subsequent municipal election. My results suggest that the relative illegibility of cities plays an important part in the development of opposition to authoritarian rule.

大城市的存在增加了专制瓦解的可能性,但对于专制统治所面临的挑战如何在城市空间中发展,相关文献几乎没有提供经验性的见解。我提出的理论认为,城市是复杂的社会政治空间,难以治理,尤其是在缺乏民主制度的情况下。这种复杂性使得收编和胁迫都变得困难,这意味着专制城市用来控制不满情绪的策略可能成为不满情绪的近因。我利用莫斯科的一个大型城市资助住房项目,以奖励政权支持者为目标,利用贝叶斯半参数模型证明,即使是看似目标明确的合作交换,也会导致政权在随后的市政选举中出人意料地失败。我的研究结果表明,城市的相对非法性在反对专制统治的发展中起着重要作用。
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引用次数: 0
The Pedagogical Account of Parliamentarism at India's Founding 印度建国时议会制的教学叙述
IF 5 1区 社会学 Q1 POLITICAL SCIENCE Pub Date : 2023-02-03 DOI: 10.1111/ajps.12768
Udit Bhatia

This article explores a distinctive approach to parliamentarism advanced by key figures from India's founding period in response to their anxieties about concerns about the masses’ backwardness alongside a commitment to democratic self-rule. Both orientations, one democratic and the other, suspicious of the peoples’ political capacities, existed alongside each other in tension, generating a dilemma: how could the seemingly backward masses facilitate the overthrow of their backwardness in a democratic process? The thinkers studied in this article responded, I argue, with a pedagogical conception of parliamentarism, which viewed parliament and legislators as bearing the function of preparing the masses for democratic citizenship. Their approach represented a critical departure from the ideal of a deliberative legislative assembly at the apex of the lawmaking process, while avoiding strategies of exclusion historically associated with parliamentarism.

本文探讨了印度建国时期的重要人物提出的一种独特的议会制,以回应他们在致力于民主自治的同时对人民群众落后性的担忧。这两种取向--一种是民主的,另一种是对人民政治能力的怀疑--在紧张关系中并存,从而产生了一个两难问题:看似落后的人民群众如何才能在民主进程中推翻自己的落后地位?本文所研究的思想家们对此做出了回应,我认为,他们提出了议会主义的教学概念,认为议会和立法者承担着培养群众成为民主公民的职能。他们的方法代表了一种批判性的偏离,即在立法过程的顶点建立一个审议性立法议会的理想,同时避免历史上与议会制相关的排斥策略。
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引用次数: 0
Talk May Be Cheap, but Deeds Seldom Cheat: On Political Liberalism and the Assurance Problem 空谈可能便宜,但行动很少欺骗:论政治自由主义与保证问题
IF 5 1区 社会学 Q1 POLITICAL SCIENCE Pub Date : 2023-02-03 DOI: 10.1111/ajps.12770
Baldwin Wong, Man-Kong Li

In a well-ordered society, democratic officials face an assurance problem. They want to ensure that others will act reasonably when they do the same. According to political liberals, public reason can solve this problem, but the details of how assurance is generated are unclear. This article explains the assurance mechanism in political liberalism. Apart from public reason, mutual assurance is also provided by a long-term record of civic deeds. By performing civic deeds over time, officials signal their reasonableness to each other. This record of civic deeds is costly to unreasonable officials and thus represents a reliable way to differentiate trustworthy fellows from others. The article also shows that a recent critique of political liberalism, which argues that public reason is merely cheap talk and thus political liberalism fails to provide mutual assurance, misses the point. It overlooks that assurance is created through talks and deeds together.

在一个秩序良好的社会里,民主官员面临着一个保证问题。他们想要确保当他们做同样的事情时,其他人也会合理行事。根据政治自由主义者的说法,公共理性可以解决这个问题,但如何产生保证的细节尚不清楚。本文阐述了政治自由主义的保障机制。除了公共理性之外,公民行为的长期记录也提供了相互保证。随着时间的推移,官员们通过履行公民行为,向彼此发出了他们的理性信号。这种公民行为的记录对于不讲道理的官员来说是昂贵的,因此是区分可靠的人与其他人的可靠方法。这篇文章还表明,最近对政治自由主义的批评没有抓住要点。这种批评认为,公共理性只是廉价的空谈,因此政治自由主义无法提供相互保证。它忽视了保证是通过共同的谈话和行动创造出来的。
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引用次数: 0
How Patronage Delivers: Political Appointments, Bureaucratic Accountability, and Service Delivery in Brazil 赞助人如何发挥作用:巴西的政治任命、官僚问责制和服务提供
IF 4.2 1区 社会学 Q1 POLITICAL SCIENCE Pub Date : 2023-01-28 DOI: 10.1111/ajps.12758
Guillermo Toral

The political appointment of bureaucrats is typically seen as jeopardizing development by selecting worse types into the bureaucracy or by depressing bureaucratic effort. I argue that political appointments also affect outcomes through a third, less studied channel, namely, by changing how bureaucrats work. Patronage provides connections between bureaucrats and politicians, and thereby grants access to material and nonmaterial resources, enhances monitoring, facilitates the application of sanctions and rewards, aligns priorities and incentives, and increases mutual trust. Political appointments can thus enhance bureaucrats’ accountability and effectiveness, not just for rent-seeking purposes but also, in certain conditions, for public service delivery. I test this theory using data on Brazilian municipal governments, leveraging two quasi-experiments, two original surveys of bureaucrats and politicians, and in-depth interviews. The findings highlight the countervailing effects of connections on bureaucratic governance in the developing world.

对官僚的政治任命通常被认为是通过选择更差的类型进入官僚系统或通过压制官僚的努力来危害发展。我认为,政治任命还通过第三种研究较少的渠道影响结果,即改变官僚的工作方式。裙带关系提供了官僚与政治家之间的联系,从而使官僚能够获得物质和非物质资源,加强监督,便于实施制裁和奖励,调整优先事项和激励措施,并增加相互信任。因此,政治任命可以增强官僚的责任感和效率,不仅可以达到寻租的目的,而且在某些条件下还可以促进公共服务的提供。我利用巴西市政府的数据,通过两个准实验、两项针对官僚和政治家的原创调查以及深入访谈,对这一理论进行了验证。研究结果凸显了人脉关系对发展中国家官僚治理的反作用。
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引用次数: 0
Forced Migration, Staying Minorities, and New Societies: Evidence from Postwar Czechoslovakia 强迫移民、滞留的少数民族和新社会:战后捷克斯洛伐克的证据
IF 4.2 1区 社会学 Q1 POLITICAL SCIENCE Pub Date : 2023-01-26 DOI: 10.1111/ajps.12751
Jakub Grossmann, Štěpán Jurajda, Felix Roesel

Can staying minorities who evade ethnic cleansing affect political outcomes in resettled communities? After World War Two, three million ethnic Germans were expelled from Czechoslovakia's Sudetenland, but some were allowed to stay, many of them left-leaning antifascists. We study quasi-experimental local variation in expulsion policies, a result of the surprising presence of the U.S. Army, which indirectly helped antifascist Germans stay. We find a long-lasting footprint: Communist party support, party cells, and far-left values are stronger today where antifascist Germans stayed in larger numbers. Postwar German Communist elites appear to be behind this effect along with the intergenerational transmission of values among active party members.

躲避种族清洗的少数民族能否影响重新安置社区的政治结果?二战后,300 万德国人被驱逐出捷克斯洛伐克的苏台德地区,但一些人被允许留下来,其中许多人是左倾反法西斯分子。我们研究了驱逐政策在当地的准实验性变化,这是美国军队出人意料地存在的结果,它间接地帮助了反法西斯德国人留下来。我们发现了一个持久的足迹:如今,在反法西斯德国人留下较多的地方,共产党的支持、党小组和极左价值观更为强大。战后德国共产党精英似乎是这一效应的幕后推手,同时也是活跃党员价值观代际传承的幕后推手。
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引用次数: 0
Rebel Capacity, Intelligence Gathering, and Combat Tactics 叛军能力、情报收集和作战策略
IF 4.2 1区 社会学 Q1 POLITICAL SCIENCE Pub Date : 2023-01-26 DOI: 10.1111/ajps.12750
Konstantin Sonin, Austin L. Wright

Classic and modern theories of rebel warfare emphasize the role of resource endowments. We demonstrate that intelligence gathering, made possible by these endowments, plays a critical role in determining specifics of how rebels launch complex attacks against better equipped government forces. We test implications of a theoretical model using highly detailed data about Afghan rebel attacks, insurgent-led spy networks, and counterinsurgent operations. Leveraging quasi-random variation in opium suitability, we find that improved rebel capacity is associated with (1) increased insurgent operations; (2) improved battlefield tactics through technological innovation, increased complexity, and attack clustering; and (3) increased effectiveness against security forces, especially harder targets. These results show that access to capital, coupled with intelligence gathering, meaningfully impacts how and where rebels fight.

反叛战争的经典和现代理论都强调资源禀赋的作用。我们证明,由于捐赠,情报收集在确定叛军如何对装备更好的政府军发动复杂袭击的细节方面发挥着关键作用。我们使用关于阿富汗叛军袭击、叛军领导的间谍网络和反叛乱行动的高度详细的数据来测试理论模型的含义。利用鸦片适宜性的准随机变化,我们发现,叛乱分子能力的提高与以下因素有关:(1)额外的反监视,(2)增加叛乱分子的行动,(3)通过技术创新、增加复杂性和攻击集群改进战场战术,以及(4)提高对安全部队的有效性,尤其是对更硬目标的有效性。这些结果表明,获得资本,再加上情报收集,对叛乱分子的战斗方式和地点产生了重大影响。*我们感谢Karen Alter、Christopher Blair、Luke Condra、Peter Deffebach、Quy Toan Do、Kai Gehring、Garance Genicot、Michael Gilligan、Matthew Gudgeon、Amanda Kennard、Susan Hyde、Michael Kofoed、Daniel Krcmaric、Dorothy Kronick、Sarah Langlotz、Francois Libois、Nicola Limodio、Andrew Little、John Loeser、David Mansfield、Luis Martinez、Aila Matanock、Micheala Mattes,Marc Meredith、Gerard Padroı́Miguel、Owen Ozier、Kyle Pizzey、Michael Povilus、Robert Powell、Martin Ravallion、Peter Rosendorff、Arturas Rozenas、Mehdi Shadmehr、Alexander Stephenson、David Van Dijcke、Oliver Vanden Eynde、Juan Vargas、Duncan Walker、Alex Weisiger、Liam Wren Lewis、Andrew Zeitlin和Yuri Zhukov以及哥伦比亚大学、乔治城大学的研讨会参与者,纽约大学、西北大学、加州大学伯克利分校、宾夕法尼亚大学和世界银行研究小组。美国军事学院(西点军校)的教员提供了异常详细的反馈。本材料部分基于皮尔逊全球冲突研究与解决研究所支持的工作。我们感谢Jarnickae Wilson对本文早期版本的重要贡献。Eli Berman、Ethan Bueno de Mesquita和Jacob Shapiro特别感谢他们对这一项目和相关项目的支持。马,郭,拉娜库格利,梁,玛丽亚·米洛什,约纳坦·利特温,保罗·索尔蒂斯和朱利安·沃提供了出色的研究协助。所有错误都属于我们自己。攻击[敌人]没有准备的地方,出现在你意想不到的地方。孙子,《兵法》,五分。BC
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引用次数: 0
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American Journal of Political Science
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