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Elongating the causes of social vulnerability: Historical analysis of social sustainability dimensions in the Ivorian cocoa sector 拉长社会脆弱性的原因:对科特迪瓦可可行业社会可持续性各方面的历史分析
IF 5.4 1区 经济学 Q1 DEVELOPMENT STUDIES Pub Date : 2024-08-10 DOI: 10.1016/j.worlddev.2024.106727
Claudia Coral , Robert Carcamo , Franziska Ollendorf , Bonna Antoinette Tokou , Constant Yves Adou Yao , Stefan Sieber , Katharina Löhr

Despite efforts by governments, industry, civil society and other key stakeholders to ensure fairer farmer incomes, eradicate child labour, and address causes of cocoa-related deforestation, results on the ground in Côte d’Ivoire are limited. Given the less tangible social dimensions that evade quantitative methods and unfold over time in complex ways, knowledge and methodological gaps remain. Using Comparative Historical Analysis (CHA), this study analyses social sustainability priorities, statuses, and gaps in the Ivorian cocoa sector, providing a contextual reflection of current social outcomes. Findings highlight underlying social structures that (a) show slow progress (e.g., weak infrastructure, disparities in access to basic services, especially in rural areas); (b) amplify (e.g., structural poverty magnified by demographic changes, power held by a few firms); and (c) erode (e.g., institutional decay dynamics). Analysis shows that structural factors that increase vulnerability in the Ivorian cocoa sector are not adequately addressed. Thus, cocoa producers are highly vulnerable to price shocks and production related risks, ultimately unable to achieve a decent standard of living. Addressing research and knowledge gaps while making complex social issues a more explicit part of the policy and practice agenda is crucial for successful long-term multi-sectoral and multi-actor planning.

尽管政府、行业、公民社会和其他主要利益相关方努力确保农民收入更加公平、消除童工现象并解决与可可相关的森林砍伐问题,但在科特迪瓦当地取得的成果仍然有限。由于社会层面不那么具体,无法用定量方法衡量,而且随着时间的推移会以复杂的方式展开,因此在知识和方法上仍然存在差距。本研究利用历史比较分析法(CHA)分析了科特迪瓦可可行业的社会可持续性优先事项、现状和差距,提供了当前社会成果的背景反映。研究结果凸显了以下潜在的社会结构:(a) 进展缓慢(如基础设施薄弱、获得基本服务的机会不均等,尤其是在农村地区);(b) 加剧(如人口结构变化导致结构性贫困加剧、少数企业掌握权力);(c) 侵蚀(如机构衰败动态)。分析表明,增加科特迪瓦可可部门脆弱性的结构性因素没有得到充分解决。因此,可可生产者极易受到价格冲击和生产相关风险的影响,最终无法实现体面的生活水平。解决研究和知识差距,同时使复杂的社会问题成为政策和实践议程中更加明确的一部分,对于成功的多部门和多行为体长期规划至关重要。
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引用次数: 0
More unequal or not as rich? Revisiting the Latin American exception 更不平等还是不富裕?重新审视拉丁美洲的例外
IF 5.4 1区 经济学 Q1 DEVELOPMENT STUDIES Pub Date : 2024-08-09 DOI: 10.1016/j.worlddev.2024.106737
Mauricio De Rosa , Ignacio Flores , Marc Morgan

Latin America is often portrayed as a global exception to the rising or consolidating income inequality trends of the early twenty-first century. In this paper we revisit this exceptionalism by innovatively combining harmonised surveys, social security and tax data, and national accounts for ten countries. The reconciliation of micro and macro incomes present us with a critical dilemma: either the region is more unequal or it is not as rich as officially reported. Distributing the data gaps shows a more heterogeneous region in terms of inequality trends. Falling inequality is most visible among the bottom 99%, but the trend flattens or reverses in the largest economies once the top 1% and capital incomes are better accounted for. Taxes and transfers do not alter the main picture, except when in-kind social spending is considered. These results confirm the strengths and highlight the limits of Latin America’s redistributive policies during the period.

在二十一世纪初收入不平等加剧或巩固的趋势中,拉丁美洲往往被描述为全球例外。在本文中,我们创新性地将十个国家的统一调查、社会保障和税收数据以及国民账户结合起来,重新审视了这一例外情况。微观和宏观收入的协调给我们带来了一个关键的难题:要么该地区更加不平等,要么它并不像官方报告的那样富裕。数据差距的分布显示,该地区在不平等趋势方面存在更多差异。在最底层的 99% 人口中,不平等程度的下降最为明显,但在最大的经济体中,一旦最顶层的 1% 人口和资本收入得到更好的计算,不平等趋势就会趋于平缓或逆转。税收和转移支付并没有改变主要情况,除非考虑到实物社会支出。这些结果证实了这一时期拉丁美洲再分配政策的优势,同时也凸显了其局限性。
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引用次数: 0
How clientelism works: Evidence from the Barinas special election 贿选是如何运作的?巴里纳斯特别选举的证据
IF 5.4 1区 经济学 Q1 DEVELOPMENT STUDIES Pub Date : 2024-08-08 DOI: 10.1016/j.worlddev.2024.106734
Francisco Rodríguez

Do politicians target the benefits of social programs to party loyalists or to swing voters? Traditional tests of this question are clouded by an identification problem caused by the simultaneity of politician and voter choices to participate in the exchange of assistance for votes. I use the holding of an unanticipated repeat gubernatorial election in the Venezuelan state of Barinas in 2022 as a natural experiment to identify the effects of elections on the distribution of government assistance. I estimate that the holding of the election led to an increase in the probability of voters in Barinas receiving food packages in comparison with the control group of voters in the state of Apure. I also find that moderate opposition and third-party voters received larger increases in food benefits. These results are consistent with the predictions of the spatial model of distributive politics, according to which elections lead governments to direct more benefits to swing voters instead of core supporters. The findings illustrate why investigation of cross sectional correlations is insufficient to test the implications of theories of voting if it is not accompanied by a clear identification strategy to help isolate the source of the underlying shocks.

政治家们是将社会项目的利益瞄准党派忠诚者还是摇摆选民?对这一问题的传统检验因政治家和选民同时选择参与以援助换取选票而产生的识别问题而变得模糊不清。我利用委内瑞拉巴里纳斯州 2022 年举行的意外重复州长选举作为自然实验,来确定选举对政府援助分配的影响。我估计,与阿普雷州的对照组选民相比,选举的举行提高了巴里纳斯州选民获得食品包的概率。我还发现,温和反对党和第三方选民获得的食品补贴增幅更大。这些结果符合分配政治空间模型的预测,即选举导致政府将更多的福利提供给摇摆选民,而不是核心支持者。这些研究结果说明,如果没有一个明确的识别策略来帮助隔离基本冲击的来源,那么对横截面相关性的调查不足以检验投票理论的影响。
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引用次数: 0
Religious affiliation, education, and fertility in sub-Saharan Africa 撒哈拉以南非洲的宗教信仰、教育和生育率
IF 5.4 1区 经济学 Q1 DEVELOPMENT STUDIES Pub Date : 2024-08-07 DOI: 10.1016/j.worlddev.2024.106723
Hoël Berger , Aurélien Dasré

Sub-Saharan Africa (SSA) is a weakly secularized region, where religions play an important place in the lives of individuals and communities. In many countries, religious currents are involved in the structuring of educational offer, while the increase in women’s level of education is considered as a major driver of the fertility decline. In this article, we raise the question if and in how far the association between female education and fertility depends on religion. We test this interaction by using Demographic and Health surveys (earliest and most recent available) for a corpus of 23 Sub-Saharan African countries.

We find that the association between female education and fertility does not differ between religious groups in the vast majority of Sub-Saharan countries, implying that globally, religion does not weaken the negative educational gradient of fertility in this region. Our results strongly suggest that education takes on an emancipatory function by modifying the reproductive norms of women, independent of their religious background.

撒哈拉以南非洲(SSA)是一个世俗化程度较低的地区,宗教在个人和社区的生活中占有 重要地位。在许多国家,宗教思潮参与了教育供给的结构设计,而妇女教育水平的提高被认为是生育率下降的主要驱动力。在这篇文章中,我们提出了一个问题:女性教育与生育率之间的联系是否以及在多大程度上取决于宗教。我们利用 23 个撒哈拉以南非洲国家的人口与健康调查(最早和最近的调查)来检验这种互动关系。我们发现,在绝大多数撒哈拉以南非洲国家,不同宗教团体的女性教育与生育率之间的关系并无差异,这意味着从全球来看,宗教并不会削弱该地区生育率的负教育梯度。我们的研究结果有力地表明,教育具有解放功能,它改变了妇女的生育规范,而与她们的宗教背景无关。
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引用次数: 0
Climate shocks, regional favoritism and trust in leaders: Insights from droughts in Africa 气候冲击、地区偏袒和对领导人的信任:非洲干旱的启示
IF 5.4 1区 经济学 Q1 DEVELOPMENT STUDIES Pub Date : 2024-08-05 DOI: 10.1016/j.worlddev.2024.106751
Pelle Ahlerup , Aksel Sundström , Sverker C. Jagers , Martin Sjöstedt

Droughts can affect people’s trust in political leaders positively, through rallying effects, or negatively, through blame attribution. We examine how drought conditions affect trust in leaders in the context of Africa. We link high-precision exogenous climate data to survey respondents, 2002–2018, and report moderate negative effects of drought conditions on people’s trust in their president. These negative effects increase with the severity of drought conditions. The political economy of favoritism, where some regions are preferentially treated by rulers, should result in heterogeneous effects across territories. We find that trust in leaders increases in capital regions and in leader birth regions during dry conditions. In contrast, when droughts take place in such regions, trust levels fall in other regions. This is in line with the idea that capital regions and leader birth regions could be preferentially treated in the aftermath of droughts. Understanding these processes further is important given their salience because of global warming.

干旱可以通过号召效应积极影响人们对政治领导人的信任,也可以通过归咎效应消极影响人们对政治领导人的信任。我们以非洲为背景,研究了干旱条件如何影响人们对领导人的信任。我们将 2002-2018 年的高精度外生气候数据与调查对象联系起来,报告了旱情对人们对总统信任度的中度负面影响。这些负面影响随着旱情的严重程度而增加。在偏袒政治经济学中,一些地区受到统治者的优待,这应导致不同地区之间产生不同的影响。我们发现,在干旱条件下,首都地区和领导人出生地区对领导人的信任会增加。相反,当这些地区发生干旱时,其他地区的信任度会下降。这与干旱发生后首都地区和领导者诞生地区可能受到优先照顾的观点一致。由于全球变暖,进一步了解这些过程显得尤为重要。
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引用次数: 0
SMEs, violence and crisis: Stylized facts from a survey in Latin America 中小企业、暴力和危机:拉丁美洲调查的典型事实
IF 5.4 1区 经济学 Q1 DEVELOPMENT STUDIES Pub Date : 2024-08-05 DOI: 10.1016/j.worlddev.2024.106720
Kristian Hoelscher , Catalina G. Garcia

Small and medium enterprises (SMEs) can be uniquely vulnerable to exogenous shocks and crises. In many Latin American cities, SMEs also face endemic challenges related to urban violence that can inhibit their operations and survival. Drawing on theory related to how small business vulnerability and resilience is shaped by firm capacity, dynamics of violence and businesses’ networks and relationships, this article examines SMEs self-reported business outcomes in fragile urban contexts. We do so by utilising a novel primary survey of urban SME owners in Venezuela, El Salvador and Honduras conducted during the COVID-19 pandemic. Our results highlight how firms that were smaller, informal and faced increasing violence and extortion tended to suffer; while those that increased engagement with both the State and non-state criminal actors and those who supported their communities tended to fare better. While SMEs may face distinct liabilities in complex institutional settings, our findings suggest they can also exercise some agency in navigating urban violence and exogenous shocks by utilising both formal and informal support networks and fostering community linkages as resilience strategies.

中小型企业(SMEs)很容易受到外来冲击和危机的影响。在许多拉美城市,中小企业还面临着与城市暴力相关的地方性挑战,这些挑战可能会阻碍它们的运营和生存。本文借鉴了企业能力、暴力动态以及企业网络和关系如何影响小企业脆弱性和复原力的相关理论,研究了脆弱城市环境中中小企业自我报告的经营成果。在 COVID-19 大流行期间,我们对委内瑞拉、萨尔瓦多和洪都拉斯的城市中小企业主进行了一次新颖的初步调查。我们的调查结果表明,规模较小、不正规、面临暴力和勒索日益加剧的企业往往会遭受损失;而那些与国家和非国家犯罪组织有更多接触的企业以及那些支持社区的企业往往会过得更好。虽然中小型企业在复杂的制度环境中可能面临不同的责任,但我们的研究结果表明,它们也可以通过利用正式和非正式的支持网络以及促进社区联系作为抗灾战略,在应对城市暴力和外来冲击方面发挥一定的作用。
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引用次数: 0
The Labor Market Worsening Effects of a Resource Bust: Evidence from the Crude Oil Price Shock in Ecuador 资源萧条对劳动力市场恶化的影响:厄瓜多尔原油价格冲击的证据
IF 5.4 1区 经济学 Q1 DEVELOPMENT STUDIES Pub Date : 2024-08-02 DOI: 10.1016/j.worlddev.2024.106730
Sergio Parra-Cely , Wladimir Zanoni

To evaluate the effects of a negative oil price shock on individual labor market outcomes, we leverage the interaction of exogenous changes in global oil prices with predetermined geographical variation in oil dependency across Ecuadorian cantons. Difference-in-differences estimates show a significant decline in wages and non-labor earnings, moderate adjustments in working hours, but no impact on labor market participation following the resource bust. Decreased labor demand from public and private sectors in oil-producing areas, along with increased exposure of informal workers to oil-price volatility, serve as the main mechanisms explaining our findings. While we observe occupational sorting, we cannot exclude the possibility of homogeneous effects across socio-demographic groups, nor the existence of industry and geographic spillover effects.

为了评估石油价格的负面冲击对个人劳动力市场结果的影响,我们利用了全球石油价格的外生变化与厄瓜多尔各州石油依赖性的预定地理差异之间的相互作用。差分估计结果显示,资源萧条后,工资和非劳动收入显著下降,工作时间适度调整,但对劳动力市场参与度没有影响。石油产区公共和私营部门劳动力需求的减少,以及非正规工人受石油价格波动影响的增加,是解释我们研究结果的主要机制。虽然我们观察到了职业分类,但不能排除不同社会人口群体之间存在同质效应的可能性,也不能排除行业和地域溢出效应的存在。
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引用次数: 0
Cash Transfers, Time Discounting, and Agricultural Inputs Utilization in Lesotho 莱索托的现金转移、时间贴现和农业投入利用情况
IF 5.4 1区 经济学 Q1 DEVELOPMENT STUDIES Pub Date : 2024-08-02 DOI: 10.1016/j.worlddev.2024.106738
Mohammad H. Mostafavi-Dehzooei , Masoumeh Heshmatpour

Cash transfers are shown to improve production, increase investment, and induce productive practices by farmers. Despite rich literature showing these desired outcomes, little is known about the pathways that produce these impacts. We use Lesotho’s Child Grants Program, a large-scale cash transfer program, to study if cash transfers affect input utilization by farmers through their impact on intertemporal choice. We exploit the random assignment of treatment to identify the indirect and total effect of the program and to isolate the influence of the time discounting channel. We find that cash transfers make it six percentage points more likely for households to use pesticides. Based on our preferred method, eleven percent of this effect is mediated through the increase in the patience of recipients.

事实证明,现金转移可以提高产量、增加投资并促使农民采取生产性做法。尽管有大量文献显示了这些预期结果,但人们对产生这些影响的途径却知之甚少。我们利用莱索托的 "儿童补助金计划 "这一大规模现金转移项目,研究现金转移是否会通过对跨期选择的影响来影响农民对投入的利用。我们利用治疗的随机分配来确定该计划的间接和总体效应,并分离出时间贴现渠道的影响。我们发现,现金转移使家庭使用农药的可能性提高了 6 个百分点。根据我们首选的方法,这一效应的 11% 是通过提高受助人的耐心而产生的。
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引用次数: 0
Linking innovations adoption with farm sustainability: Empirical evidence from rainwater harvesting and fertilizer micro-dosing in Tanzania 将采用创新与农场可持续性联系起来:坦桑尼亚雨水收集和微量施肥的经验证据
IF 5.4 1区 经济学 Q1 DEVELOPMENT STUDIES Pub Date : 2024-08-02 DOI: 10.1016/j.worlddev.2024.106732
Diana Escobar Jaramillo , Linda Arata , Kai Mausch , Paolo Sckokai , Anja Fasse , Jens Rommel , Pierre Chopin

Food insecurity and poverty are of major concern for farmers and rural households in Tanzania. Innovations to increase the sustainability of households must be carefully investigated by integrating, in the analysis, the effect on crop yields with a holistic view on the overall sustainability and its components. Rainwater harvesting and fertilizer micro-dosing can increase food security, particularly in water-limited contexts, but they can also significantly increase labor requirements and the availability and use of water resources in villages and watersheds. The purpose of this study was to quantify the impacts of rainwater harvesting and fertilizer micro-dosing on environmental, social and economic sustainability of households in two regions in Tanzania – semi-arid Dodoma and semi-humid Morogoro. We selected and calculated 40 sustainability indicators for 892 households in 2013 and 2016, and we applied Difference-in-Difference Propensity Score Matching to identify relative changes in household sustainability. We show that in the dry region of Dodoma, economic sustainability increased less for adopters of the innovations in comparison to non-adopters between the years 2013 and 2016, with 6 percentage points and 11 percentage points respectively. In contrast, in the humid region, the adoption of innovations increased food security by 14 percentage points compared to 6 percentage points in the case of non-adoption. These results highlight that innovations must fit the context and should not be scaled without prior analysis of multiple impact dimensions as they may trigger significant trade-offs. By moving the focus from field to farm scale, this study contributes to providing a more rigorous assessment of the spillover effects that in-field innovations can have on the overall sustainability of households, which is a prerequisite for the advancement of sustainable intensification of agricultural production in the region.

粮食不安全和贫困是坦桑尼亚农民和农村家庭关注的主要问题。在分析中,必须将对作物产量的影响与对整体可持续性及其组成部分的整体看法结合起来,仔细研究提高家庭可持续性的创新方法。雨水收集和微量施肥可以提高粮食安全,尤其是在水资源有限的情况下,但它们也会大大增加劳动力需求以及村庄和流域水资源的可用性和使用。本研究旨在量化雨水收集和微量施肥对坦桑尼亚两个地区(半干旱的多多马和半湿润的莫罗戈罗)家庭的环境、社会和经济可持续性的影响。我们选取并计算了 2013 年和 2016 年 892 户家庭的 40 项可持续性指标,并采用差分倾向得分匹配法来确定家庭可持续性的相对变化。我们发现,在多多马的干旱地区,2013 年至 2016 年期间,采用创新技术的家庭与未采用创新技术的家庭相比,经济可持续性的提高幅度较小,分别为 6 个百分点和 11 个百分点。相比之下,在湿润地区,采用创新技术的粮食安全提高了 14 个百分点,而未采用创新技术的提高了 6 个百分点。这些结果突出表明,创新必须适合具体情况,在未对多个影响维度进行事先分析的情况下,不应扩大创新的规模,因为创新可能会引发重大权衡。通过将重点从田间转移到农场规模,本研究有助于更严格地评估田间创新对家庭整体可持续性的溢出效应,这是在该地区推进农业生产可持续集约化的先决条件。
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引用次数: 0
Hidden income and its impact on expenditure patterns in Uganda 乌干达的隐性收入及其对支出模式的影响
IF 5.4 1区 经济学 Q1 DEVELOPMENT STUDIES Pub Date : 2024-08-02 DOI: 10.1016/j.worlddev.2024.106736
Cansın Arslan , Daniel Gregg , Randy Stringer

This study presents quantitative insights into the willingness of women and men to hide income from their spouse, how socio-demographic and psycho-social factors correlate to the willingness to hide income, and how hiding that income influences expenditure patterns. Using data from 422 households in rural Uganda and employing an established revealed preference approach, the Becker-DeGroot-Marschak (BDM) mechanism, we show that both women and men seek to hide income from their spouse at substantial potential cost. We report an average willingness to pay (WTP) of 49% of the endowment offered, with 99% of the participants stating a positive WTP for hidden income. The correlates with demand for hidden income differ in terms of size and significance across genders and include perceived marriage quality, self-control, savings group membership, and empowerment over purchasing decisions. Results show that women who received income in private have a higher public to private spending ratio and higher transfers to their social network. Our study contributes to the literature on intra-household resource allocation in developing countries by studying the demand for hidden income between co-habiting spouses, correlates with the demand for hidden income, and the link between hidden income and subsequent spending patterns in rural Uganda.

本研究从定量角度深入探讨了女性和男性向配偶隐瞒收入的意愿、社会人口和社会心理因素与隐瞒收入意愿的相关性,以及隐瞒收入如何影响支出模式。我们利用乌干达农村地区 422 个家庭的数据,并采用成熟的揭示偏好方法--贝克尔-德格鲁特-马沙克(BDM)机制--表明,女性和男性都试图向配偶隐瞒收入,并为此付出巨大的潜在代价。我们报告的平均支付意愿(WTP)为所提供禀赋的 49%,99% 的参与者对隐藏收入的支付意愿为正。与隐性收入需求相关的因素在规模和重要性上因性别而异,包括感知的婚姻质量、自我控制能力、储蓄小组成员资格以及对购买决策的授权。研究结果表明,获得私人收入的妇女的公共支出与私人支出的比率更高,向其社交网络的转移也更多。我们的研究通过研究乌干达农村地区同居配偶之间对隐性收入的需求、与隐性收入需求相关的因素以及隐性收入与后续支出模式之间的联系,为发展中国家家庭内部资源分配方面的文献做出了贡献。
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引用次数: 0
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World Development
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