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University scientists’ multiple goals achievement: Social capital and its impact on research performance and research commercialization 大学科学家多重目标的实现:社会资本及其对研究绩效和研究商业化的影响
IF 11.1 1区 管理学 Q1 ENGINEERING, INDUSTRIAL Pub Date : 2024-07-01 DOI: 10.1016/j.technovation.2024.103065
Matthias Huegel

This study conceptualizes a quadrant model characterizing four profiles by contrasting university scientists’ multiple goals: research performance and commercialization. Since literature shows that these goals are conflicting but not mutually exclusive, social capital theory is drawn to test the influence of scientists’ bonding, bridging, and linking social capital on their profile affiliation. Survey data from 1057 German scientists is utilized to estimate a multinomial logistic regression model relating scientists’ profiles to the different forms of social capital. The results show that only 4.16% of the scientists achieve above-average research performance and also commercialize their research results, whereby all three forms of their social capital positively impact the achievement of these goals. Furthermore, bonding social capital positively relates to scientists with above-average research performance but no commercialized research results. Bridging social capital facilitates scientists to commercialize results, albeit with below-average research performance. In addition, an inverted U-shaped relationship between scientists’ bonding social capital and their research performance is identified, suggesting that an excess of this form of social capital may impede scientists’ ability to achieve multiple goals. The results are discussed and policy recommendations are derived.

本研究通过对比大学科学家的多重目标:研究绩效和商业化,构思了一个四象限模型,描述了四种特征。由于文献表明这些目标相互冲突但并不相互排斥,因此引用社会资本理论来检验科学家的纽带、桥梁和联系社会资本对其特征归属的影响。我们利用对 1057 名德国科学家的调查数据,估算了一个将科学家的个人简介与不同形式的社会资本相关联的多项式逻辑回归模型。结果表明,只有 4.16% 的科学家取得了高于平均水平的研究绩效,并将其研究成果商业化,而他们的三种社会资本形式都对这些目标的实现产生了积极影响。此外,纽带型社会资本与研究绩效高于平均水平但没有商业化研究成果的科学家呈正相关。尽管研究绩效低于平均水平,但桥梁型社会资本有助于科学家将成果商业化。此外,研究还发现科学家的纽带型社会资本与他们的研究绩效之间存在倒 U 型关系,这表明这种形式的社会资本过多可能会阻碍科学家实现多重目标的能力。本文对研究结果进行了讨论,并提出了政策建议。
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引用次数: 0
Trusting the trust machine: How does blockchain-enabled governance configuration enhance financing credibility? 信任信任机器:区块链支持的治理配置如何提高融资可信度?
IF 12.5 1区 管理学 Q1 ENGINEERING, INDUSTRIAL Pub Date : 2024-06-19 DOI: 10.1016/j.technovation.2024.103061
Hua Song , Wenyi Liu , Kangkang Yu , Mengwei Han

This study highlights the role of blockchain technology in addressing the trust crisis in supply chain operations and financial activities. While previous research has acknowledged blockchain as a response to trust issues, limited studies have explored its specific contributions and its impact on accelerating cash flow in supply chains. Drawing on governance theory, this study investigates the relationship between blockchain technology and supply chain finance (SCF) through multiple case studies. The central argument is that blockchain technology alone does not automatically generate trust. Instead, trust is established through the configuration of various governance mechanisms. We propose that trust in blockchain applications is derived from two main factors: the requirement of codifiability and verifiability. Through a cross-case analysis, we found that in situations where both the requirement of codifiability and verifiability are high, blockchain governance tends to dominate. When only one factor is high, a configuration of blockchain governance and relational governance emerges. When both factors are low, contractual governance proves to be efficient. This study underscores the need for a nuanced understanding of trust dynamics in blockchain applications and highlights the importance of considering contextual factors in trust research related to blockchain technology.

本研究强调了区块链技术在解决供应链运营和金融活动中的信任危机方面的作用。虽然以往的研究承认区块链是解决信任问题的一种对策,但探讨其具体贡献及其对加快供应链现金流的影响的研究却很有限。本研究借鉴治理理论,通过多个案例研究,探讨区块链技术与供应链金融(SCF)之间的关系。核心论点是,区块链技术本身不会自动产生信任。相反,信任是通过各种治理机制的配置建立起来的。我们提出,区块链应用中的信任来源于两个主要因素:可编码性和可验证性要求。通过交叉案例分析,我们发现在可编码性和可验证性要求都很高的情况下,区块链治理往往占据主导地位。当只有一个因素较高时,就会出现区块链治理和关系治理的组合。当两个因素都较低时,合同治理被证明是有效的。这项研究强调了对区块链应用中的信任动态进行细致理解的必要性,并突出了在与区块链技术有关的信任研究中考虑背景因素的重要性。
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引用次数: 0
How organizational conditions affect employees’ intentions to engage in intrapreneurial new venturing 组织条件如何影响员工参与内部创业新企业的意愿
IF 12.5 1区 管理学 Q1 ENGINEERING, INDUSTRIAL Pub Date : 2024-06-14 DOI: 10.1016/j.technovation.2024.103046
Katarina Blomkvist , Jeanette Engzell , Philip Kappen , Ivo Zander

Many businesses are finding it difficult to strengthen employees' intentions to engage in intrapreneurial new venturing. In this study, we investigate the organizational conditions that are conducive to the formation of such intentions, specifically employees' intentions to initiate the development of new products or services in their host corporation. The results from a survey of 3492 employees of Swedish companies, including small, medium-sized, and large firms, reveal that recognizing and rewarding personal achievements, maintaining a risk-taking organizational culture, and top management support are all associated with stronger employee intentions to engage in intrapreneurial new venturing. There is weaker support for the predicted positive effect of personal independence and the presence of intrapreneurial role models. Time availability appears to have an inverted u-shaped relationship to employees’ intentions to engage in intrapreneurial new venturing. Overall, the findings support the idea that organizations can be purposefully designed for strengthening intrapreneurial new venturing among their employees.

许多企业发现,要加强员工参与企业内新创业的意愿非常困难。在本研究中,我们调查了有利于形成这种意向的组织条件,特别是员工在其所在企业发起开发新产品或服务的意向。我们对瑞典公司(包括小型、中型和大型公司)的 3492 名员工进行了调查,结果显示,认可和奖励个人成就、保持敢于冒险的组织文化以及高层管理者的支持,都与员工更强烈的内部创业意向有关。个人独立性和内部创业榜样的存在对预测的积极影响的支持较弱。时间可用性似乎与员工的内部创业新企业意向呈倒 U 型关系。总之,研究结果支持这样一种观点,即可以有目的地设计组织,以加强员工的内部创业型新风险投资。
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引用次数: 0
Quantifying advances from basic research to applied research in material science 量化材料科学从基础研究到应用研究的进展
IF 12.5 1区 管理学 Q1 ENGINEERING, INDUSTRIAL Pub Date : 2024-06-09 DOI: 10.1016/j.technovation.2024.103050
Noriyuki Higashide , Yi Zhang , Kimitaka Asatani , Takahiro Miura , Ichiro Sakata

Exploring the connection between basic science and its practical applications is critical to consider the social justification of the substantial governmental investments in science. However, there's a limited understanding of global research patterns and the dynamics of researcher collaboration from a basic-applied perspective because such studies have been mainly focused only on the biomedical field. Here, the main goal is to propose an indicator to quantify the degree of basic-applied research in academic papers. Using the indicator, we uncover how material science has advanced from basic to applied research, based on the international trends of the indicators and the affiliations of the scientists involved. We develop a methodology that indexes levels of advancement from basic research to applied research based on large-scale text data. The continuous scores assigned to each paper are derived from a vector space embedding technical terms from a broad network data. These scores align with experts' views in material science. This methodology enables us to monitor international trends that China has significantly advanced into applied research, as well as Chinese applied scientists increasingly associating with their domestic institutions. As science and technology implication, our methodology extends the boundary of assessing scientific research on its proximity to real-world applications and provides a tangible measure for funding agencies managing to fund or design research environments.

探索基础科学与其实际应用之间的联系,对于考虑政府在科学领域大量投资的社会合理性至关重要。然而,由于此类研究主要集中在生物医学领域,因此从基础-应用角度对全球研究模式和研究人员合作动态的了解十分有限。在此,我们的主要目标是提出一个指标,以量化学术论文中基础-应用研究的程度。利用该指标,我们将根据指标的国际趋势和相关科学家的所属单位,揭示材料科学如何从基础研究推进到应用研究。我们开发了一种方法,基于大规模文本数据对从基础研究到应用研究的发展水平进行指数化。分配给每篇论文的连续分数来自于嵌入了广泛网络数据中技术术语的向量空间。这些分数与材料科学领域专家的观点一致。通过这种方法,我们可以监测到中国在应用研究领域取得重大进展的国际趋势,以及中国应用科学家与国内机构日益密切的联系。作为一种科学和技术影响,我们的方法扩展了评估科学研究与现实世界应用接近程度的边界,并为管理资助或设计研究环境的资助机构提供了一个具体的衡量标准。
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引用次数: 0
Technological co-development competence: A longitudinal case of a software development spinout 技术合作开发能力:软件开发衍生企业的纵向案例
IF 12.5 1区 管理学 Q1 ENGINEERING, INDUSTRIAL Pub Date : 2024-06-08 DOI: 10.1016/j.technovation.2024.103054
Andrea Sabatini , Thomas O'Toole

Through a single longitudinal case study of an Italian spinout, this paper develops the concept and processes of technology co-development competence (TCDC). The study adopts the market-as-network perspective for its theoretical framing. TCDC is developed in interaction with customers in a spinout’s network. This competency is possessed by the firm and enacted for the development of its technology within its business network over time - from establishment to embeddedness. The TCDC concept is developed from the literature and case data and is made up of three elements – information and knowledge integration, multi-actor coordination, and interface management. The data collected comprises twenty eight interviews with twelve informants. The study also examines how TCDC evolves in interaction between the focal firm and its business network. It is found to evolve through four processes – technological frictions and tensions management, network-level relationship processes, product features development, and technological co-development enablement. The study outlines a model that presents how TCDC evolves over time in the spinout’s network as it engages with an increasing number of different actors. The model highlights how the elements and processes of TCDC unfold.

本文通过对一家意大利衍生公司的单一纵向案例研究,提出了技术共同开发能力(TCDC)的概念和过程。研究采用了市场即网络的理论框架。技术合作开发能力是在与分拆公司网络中的客户互动的过程中形成的。企业拥有这种能力,并随着时间的推移--从建立到嵌入--在其商业网络中发展其技术。TCDC 概念是根据文献和案例数据提出的,由三个要素组成:信息和知识整合、多行为体协调和界面管理。收集到的数据包括与 12 位信息提供者进行的 28 次访谈。本研究还探讨了技合如何在重点企业与其业务网络的互动中发展。研究发现,TCDC 是通过四个过程演变的:技术摩擦和紧张关系管理、网络级关系过程、产品功能开发和技术共同开发促进。该研究概述了一个模型,该模型介绍了 TCDC 如何随着时间的推移在分拆企业的网络中演变,因为它与越来越多的不同参与者打交道。该模型强调了 TCDC 的要素和过程是如何展开的。
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引用次数: 0
How start-ups translate learning from innovation failure into strategies for growth 初创企业如何将从创新失败中吸取的经验教训转化为发展战略
IF 12.5 1区 管理学 Q1 ENGINEERING, INDUSTRIAL Pub Date : 2024-06-01 DOI: 10.1016/j.technovation.2024.103051
Vincenzo Corvello , Ciro Troise , Giovanni Schiuma , Paul Jones

Start-ups can make a decisive contribution to the development of innovation. These organizations are designed to experiment with new technologies and business models. In their growth process, learning from failure plays a decisive role. This study enriches our understanding of learning from failure, particularly in start-ups, by analyzing 21 innovative start-ups that have faced experiences of failure. The theories of organizational learning and dynamic capabilities are applied to identify the responses of start-ups to failure and their implications in terms of learning. Six response strategies were identified: external monitoring, internal evaluation, resource acquisition and mobilization, value creation and capture, team-level entrepreneurial, and organizational learning. These response strategies are grouped into the three dynamic capabilities dimensions: sensing, seizing, and transforming. These strategies are relevant for start-ups to overcome difficulties and continue their growth and innovation. They also offer a guideline for start-ups to develop strategies for systematic learning from failures.

初创企业可以为创新发展做出决定性贡献。这些组织旨在尝试新技术和新商业模式。在它们的成长过程中,从失败中学习起着决定性的作用。本研究通过分析 21 家面临失败的创新型初创企业,丰富了我们对从失败中学习的理解,尤其是在初创企业中。研究运用了组织学习和动态能力理论,以确定初创企业对失败的反应及其对学习的影响。研究确定了六种应对策略:外部监控、内部评估、资源获取与调动、价值创造与获取、团队创业以及组织学习。这些应对策略被归类为三个动态能力维度:感知、把握和转型。这些战略与初创企业克服困难、继续成长和创新息息相关。它们还为初创企业制定从失败中系统学习的战略提供了指导。
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引用次数: 0
Technology-enabled business model innovation and carbon emission reduction: Evidence from a place-based policy in China 技术驱动的商业模式创新与碳减排:来自中国地方政策的证据
IF 12.5 1区 管理学 Q1 ENGINEERING, INDUSTRIAL Pub Date : 2024-06-01 DOI: 10.1016/j.technovation.2024.103052
Hongshan Ai , Sachin Kumar Mangla , Malin Song , Xiaoqing Tan , Shangfeng Zhang

Technology-enabled business model innovations (BMIs) are gaining increasing attention. However, the effects of technology-enabled BMIs on sustainable development have not been fully investigated. Using the implementation of the National Big Data Comprehensive Pilot Zone (NBDCPZ) policy as a quasi-experiment, this paper analyzes the impact of technology-enabled BMIs on the carbon emissions in China. Our results indicate that the NBDCPZ policy significantly increases technology-enabled BMIs and reduces carbon emissions. These results remain consistent after conducting a series of robustness tests. Furthermore, we find that the reduction in carbon emissions is greater in western and northeastern cities or cities with stricter environmental regulations, ample higher education resources, or less reliance on natural resources. An analysis of the mechanisms indicates that the NBDCPZ policy improves energy structure and efficiency, further reducing carbon emissions. This study suggests that companies should be encouraged to adopt technology-enabled BMIs to promote low-carbon development.

技术驱动的商业模式创新(BMIs)越来越受到关注。然而,技术驱动的商业模式创新对可持续发展的影响尚未得到充分研究。本文以国家大数据综合试验区(NBDCPZ)政策的实施为准实验,分析了技术驱动的商业模式创新对中国碳排放的影响。我们的研究结果表明,国家大数据综合试验区政策显著提高了技术驱动的生物多样性指数,减少了碳排放。在进行了一系列稳健性检验后,这些结果保持一致。此外,我们还发现,在西部和东北部城市或环境法规更严格、高等教育资源丰富或对自然资源依赖较少的城市,碳排放量的减少幅度更大。对机制的分析表明,NBDCPZ 政策改善了能源结构和效率,进一步减少了碳排放。本研究建议,应鼓励企业采用技术驱动的BMI,以促进低碳发展。
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引用次数: 0
A framework and methodology for analyzing technology spillover processes with an application in solar photovoltaics 分析技术溢出过程的框架和方法,在太阳能光伏技术中的应用
IF 12.5 1区 管理学 Q1 ENGINEERING, INDUSTRIAL Pub Date : 2024-05-29 DOI: 10.1016/j.technovation.2024.103048
Sergey Kolesnikov , Anna P. Goldstein , Bixuan Sun , Gabriel Chan , Venkatesh Narayanamurti , Laura Diaz Anadon

Technology spillovers, understood as knowledge flows across technology domains, are an important mechanism for innovation, as progress in one technology area can lead to unexpected benefits in other technology areas. Despite the importance of technology spillovers in theories of recombinant innovation, significant gaps remain in our understanding of how spillovers across knowledge domains occur, what factors enable or affect spillovers, or how much consideration should be given to technology spillovers in research and innovation policy and management. In this paper, we develop and demonstrate novel conceptual and methodological tools to address these knowledge gaps. Specifically, we introduce a conceptual framework that views technology spillovers as a dynamic process of micro-level knowledge transfer across technological domains that drives recombinant innovation in a knowledge-receiving domain. We use this framework to develop a process-tracing methodology for identifying and analyzing individual micro-level technology spillovers. We demonstrate the application of our framework and methodology in a case of three important innovations in crystalline silicon solar photovoltaics by reconstructing a detailed history of how technology spillovers have played a critical role in enabling and driving these three innovations over time. We show how our approach generates important insights relevant to public policy and R&D management that aim to harness spillovers for accelerating innovation.

技术溢出效应被理解为跨技术领域的知识流动,是创新的一个重要机制,因为一个技术领域的进步会给其他技术领域带来意想不到的好处。尽管技术溢出效应在重组创新理论中非常重要,但我们对跨知识领域溢出效应如何发生、哪些因素促成或影响溢出效应、在研究与创新政策和管理中应在多大程度上考虑技术溢出效应等问题的理解仍存在巨大差距。在本文中,我们开发并展示了新颖的概念和方法工具,以解决这些知识空白。具体来说,我们引入了一个概念框架,将技术溢出视为跨技术领域的微观知识转移的动态过程,这一过程推动了知识接收领域的重组创新。我们利用这一框架开发了一种过程追踪方法,用于识别和分析单个微观层面的技术溢出效应。我们以晶体硅太阳能光伏技术中的三项重要创新为例,展示了我们的框架和方法的应用,重构了技术溢出如何在长期促成和推动这三项创新中发挥关键作用的详细历史。我们展示了我们的方法如何产生与旨在利用溢出效应加速创新的公共政策和研发管理相关的重要见解。
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引用次数: 0
Bridging the ‘Concept–Product’ gap in new product development: Emerging insights from the application of artificial intelligence in FinTech SMEs 弥合新产品开发中的 "概念-产品 "鸿沟:金融科技中小企业应用人工智能的新启示
IF 12.5 1区 管理学 Q1 ENGINEERING, INDUSTRIAL Pub Date : 2024-05-29 DOI: 10.1016/j.technovation.2024.103017
Marija Cubric , Feng Li

Building on the literature on the concept-product gap in new product development, we examine how FinTech SMEs are developing Artificial Intelligence (AI)-based innovations and which organisational or project factors best contribute to the acceleration of AI innovation. The empirical evidence collected from interviews with key stakeholders, practitioners’ forums, and public company documents yields two distinct approaches that differ in their potential for accelerating innovation and reducing the concept-product gap. From a contingency perspective, these two approaches are expanded into four distinct development process configurations, contingent on the business development stage, reliance on 3rd party platforms, availability of high volumes of data, investment level, organisational agility, and level of novelty. The resulting process typology could be used as a diagnostic tool for FinTech SMEs interested in effectively leveraging AI innovation. Using contingency theory, we further develop these insights into a new theoretical framework to explain how AI innovation development unfolds in FinTech SMEs and the rationale for different implementations. Our new process typology and theoretical model can help researchers investigate the mechanisms underlying technological innovation processes. We further identify the specific reasons why the potential of AI for creating new services and disrupting incumbents via digital startups has not been fully realised even in contexts with significant investment and support from public and private business development programmes. This field is still rapidly evolving, and thus, new areas for future research are also highlighted.

在有关新产品开发中概念与产品差距的文献基础上,我们研究了金融科技中小企业如何开发基于人工智能(AI)的创新,以及哪些组织或项目因素最有助于加速人工智能创新。从与主要利益相关者的访谈、从业者论坛和上市公司文件中收集的实证证据得出了两种截然不同的方法,它们在加速创新和缩小概念-产品差距方面的潜力各不相同。从应急的角度来看,这两种方法被扩展为四种不同的开发流程配置,取决于业务发展阶段、对第三方平台的依赖、大量数据的可用性、投资水平、组织灵活性和新颖程度。由此产生的流程类型学可作为诊断工具,供有意有效利用人工智能创新的金融科技中小型企业使用。利用权变理论,我们进一步将这些见解发展成一个新的理论框架,以解释金融科技中小企业如何开展人工智能创新发展以及不同实施方式的理由。我们的新流程类型学和理论模型有助于研究人员探究技术创新流程的内在机制。我们进一步确定了人工智能通过数字初创企业创造新服务和颠覆现有企业的潜力尚未得到充分发挥的具体原因,即使在公共和私营企业发展计划提供大量投资和支持的情况下也是如此。这一领域仍在快速发展,因此也强调了未来研究的新领域。
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引用次数: 0
Innovation generation through formalisation and fairness in university – Industry collaboration 通过产学合作的正规化和公平性创造创新
IF 12.5 1区 管理学 Q1 ENGINEERING, INDUSTRIAL Pub Date : 2024-05-28 DOI: 10.1016/j.technovation.2024.103049
Thomas Clauss , Tobias Kesting , Matheus Franco

Relationships between universities and industry are a source of entrepreneurial activity and innovation. Considering the complexity of university-industry (U–I) collaboration though, the underlying activities require formalisation mechanisms to help overcome ambiguity, mismatched objectives, demands and expectations to ensure joint innovation outcomes. Fairness perceptions have also been found to determine the success of inter-organisational relationships. However, to date fairness has not been explored in stakeholder contexts, such as those prevalent during U–I collaboration. This research extends knowledge on U–I collaboration processes by exploring if formalisation mechanisms increase fairness perceptions and joint innovation outcomes. We adopt a survey methodology to explore the experiences of German professors engaging in U–I collaboration. Our findings identify that formalising U–I collaborations, through mechanisms such as clear procedural guidelines and contracts which agree responsibilities and outcome expectations, leads to enhanced perceptions of fairness and trust. Furthermore, both procedural and distributive fairness were found to increase the positive effect of formalisation on joint innovation outcomes. These findings advance U–I collaboration and strategic alliances literature through identifying the importance of perceived fairness, which is often deemed to be as important as material outcomes and will impact upon join innovation outcomes being achieved. Furthermore, this research proves the positive relationship formalisation has on innovation outcomes.

大学与产业之间的关系是创业活动和创新的源泉。考虑到产学(U-I)合作的复杂性,基本活动需要正规化机制来帮助克服模糊性、目标不匹配、需求和期望,以确保联合创新成果。人们还发现,公平观念决定着组织间关系的成败。然而,迄今为止,还没有人探讨过利益相关者背景下的公平问题,比如在 U-I 合作中普遍存在的情况。本研究通过探讨正规化机制是否会提高公平性认知和联合创新成果,扩展了对 U-I 协作过程的了解。我们采用调查方法,探索德国教授参与大学间合作的经验。我们的研究结果表明,通过明确的程序指南和约定责任与成果预期的合同等机制,正式化的 U-I 合作会增强公平感和信任感。此外,我们还发现,程序公平和分配公平都能增强正规化对联合创新成果的积极影响。这些研究结果通过确定感知公平性的重要性(感知公平性通常被认为与物质成果同等重要,并将对联合创新成果的实现产生影响),推动了U-I 合作和战略联盟文献的发展。此外,这项研究还证明了正规化对创新成果的积极影响。
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引用次数: 0
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