首页 > 最新文献

Lifetime Data Analysis最新文献

英文 中文
A Bayesian proportional hazards mixture cure model for interval-censored data. 区间截尾数据的贝叶斯比例风险混合校正模型。
IF 1.2 3区 数学 Q3 MATHEMATICS, INTERDISCIPLINARY APPLICATIONS Pub Date : 2024-04-01 Epub Date: 2023-11-28 DOI: 10.1007/s10985-023-09613-8
Chun Pan, Bo Cai, Xuemei Sui

The proportional hazards mixture cure model is a popular analysis method for survival data where a subgroup of patients are cured. When the data are interval-censored, the estimation of this model is challenging due to its complex data structure. In this article, we propose a computationally efficient semiparametric Bayesian approach, facilitated by spline approximation and Poisson data augmentation, for model estimation and inference with interval-censored data and a cure rate. The spline approximation and Poisson data augmentation greatly simplify the MCMC algorithm and enhance the convergence of the MCMC chains. The empirical properties of the proposed method are examined through extensive simulation studies and also compared with the R package "GORCure". The use of the proposed method is illustrated through analyzing a data set from the Aerobics Center Longitudinal Study.

比例风险混合治愈模型是一种流行的生存数据分析方法,其中一个亚组患者被治愈。当数据是区间截尾时,由于其复杂的数据结构,该模型的估计具有挑战性。在本文中,我们提出了一种计算效率高的半参数贝叶斯方法,通过样条近似和泊松数据增强来促进模型估计和推理,并且具有区间截尾数据和修复率。样条逼近和泊松数据扩充极大地简化了MCMC算法,提高了MCMC链的收敛性。通过广泛的模拟研究检验了所提出方法的经验性质,并与R包“GORCure”进行了比较。通过对健美操中心纵向研究数据集的分析,说明了该方法的应用。
{"title":"A Bayesian proportional hazards mixture cure model for interval-censored data.","authors":"Chun Pan, Bo Cai, Xuemei Sui","doi":"10.1007/s10985-023-09613-8","DOIUrl":"10.1007/s10985-023-09613-8","url":null,"abstract":"<p><p>The proportional hazards mixture cure model is a popular analysis method for survival data where a subgroup of patients are cured. When the data are interval-censored, the estimation of this model is challenging due to its complex data structure. In this article, we propose a computationally efficient semiparametric Bayesian approach, facilitated by spline approximation and Poisson data augmentation, for model estimation and inference with interval-censored data and a cure rate. The spline approximation and Poisson data augmentation greatly simplify the MCMC algorithm and enhance the convergence of the MCMC chains. The empirical properties of the proposed method are examined through extensive simulation studies and also compared with the R package \"GORCure\". The use of the proposed method is illustrated through analyzing a data set from the Aerobics Center Longitudinal Study.</p>","PeriodicalId":49908,"journal":{"name":"Lifetime Data Analysis","volume":" ","pages":"327-344"},"PeriodicalIF":1.2,"publicationDate":"2024-04-01","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"138446796","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":3,"RegionCategory":"数学","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
引用次数: 0
Bias reduction for semi-competing risks frailty model with rare events: application to a chronic kidney disease cohort study in South Korea. 具有罕见事件的半竞争风险脆弱性模型的偏倚减少:在韩国慢性肾脏疾病队列研究中的应用
IF 1.2 3区 数学 Q3 MATHEMATICS, INTERDISCIPLINARY APPLICATIONS Pub Date : 2024-04-01 Epub Date: 2023-11-13 DOI: 10.1007/s10985-023-09612-9
Jayoun Kim, Boram Jeong, Il Do Ha, Kook-Hwan Oh, Ji Yong Jung, Jong Cheol Jeong, Donghwan Lee

In a semi-competing risks model in which a terminal event censors a non-terminal event but not vice versa, the conventional method can predict clinical outcomes by maximizing likelihood estimation. However, this method can produce unreliable or biased estimators when the number of events in the datasets is small. Specifically, parameter estimates may converge to infinity, or their standard errors can be very large. Moreover, terminal and non-terminal event times may be correlated, which can account for the frailty term. Here, we adapt the penalized likelihood with Firth's correction method for gamma frailty models with semi-competing risks data to reduce the bias caused by rare events. The proposed method is evaluated in terms of relative bias, mean squared error, standard error, and standard deviation compared to the conventional methods through simulation studies. The results of the proposed method are stable and robust even when data contain only a few events with the misspecification of the baseline hazard function. We also illustrate a real example with a multi-centre, patient-based cohort study to identify risk factors for chronic kidney disease progression or adverse clinical outcomes. This study will provide a better understanding of semi-competing risk data in which the number of specific diseases or events of interest is rare.

在一个半竞争风险模型中,一个终点事件审查一个非终点事件,而不是相反,传统方法可以通过最大化似然估计来预测临床结果。然而,当数据集中的事件数量较少时,这种方法可能产生不可靠或有偏差的估计。具体来说,参数估计可能收敛到无穷大,或者它们的标准误差可能非常大。此外,终端和非终端事件时间可能是相关的,这可以解释脆弱项。在这里,我们采用Firth校正方法对具有半竞争风险数据的gamma脆弱性模型进行惩罚似然调整,以减少罕见事件引起的偏差。通过仿真研究,对该方法进行了相对偏差、均方误差、标准误差和标准偏差等方面的评价。该方法的结果是稳定的和鲁棒的,即使数据只包含少数事件与基线危险函数的不规范。我们还举例说明了一个多中心、以患者为基础的队列研究的真实例子,以确定慢性肾脏疾病进展或不良临床结果的危险因素。这项研究将提供一个更好的理解半竞争风险数据,其中特定疾病或感兴趣的事件的数量很少。
{"title":"Bias reduction for semi-competing risks frailty model with rare events: application to a chronic kidney disease cohort study in South Korea.","authors":"Jayoun Kim, Boram Jeong, Il Do Ha, Kook-Hwan Oh, Ji Yong Jung, Jong Cheol Jeong, Donghwan Lee","doi":"10.1007/s10985-023-09612-9","DOIUrl":"10.1007/s10985-023-09612-9","url":null,"abstract":"<p><p>In a semi-competing risks model in which a terminal event censors a non-terminal event but not vice versa, the conventional method can predict clinical outcomes by maximizing likelihood estimation. However, this method can produce unreliable or biased estimators when the number of events in the datasets is small. Specifically, parameter estimates may converge to infinity, or their standard errors can be very large. Moreover, terminal and non-terminal event times may be correlated, which can account for the frailty term. Here, we adapt the penalized likelihood with Firth's correction method for gamma frailty models with semi-competing risks data to reduce the bias caused by rare events. The proposed method is evaluated in terms of relative bias, mean squared error, standard error, and standard deviation compared to the conventional methods through simulation studies. The results of the proposed method are stable and robust even when data contain only a few events with the misspecification of the baseline hazard function. We also illustrate a real example with a multi-centre, patient-based cohort study to identify risk factors for chronic kidney disease progression or adverse clinical outcomes. This study will provide a better understanding of semi-competing risk data in which the number of specific diseases or events of interest is rare.</p>","PeriodicalId":49908,"journal":{"name":"Lifetime Data Analysis","volume":" ","pages":"310-326"},"PeriodicalIF":1.2,"publicationDate":"2024-04-01","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"89720279","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":3,"RegionCategory":"数学","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
引用次数: 0
On variable selection in a semiparametric AFT mixture cure model. 关于半参数 AFT 混合治愈模型中的变量选择。
IF 1.2 3区 数学 Q3 MATHEMATICS, INTERDISCIPLINARY APPLICATIONS Pub Date : 2024-04-01 Epub Date: 2024-03-04 DOI: 10.1007/s10985-024-09619-w
Motahareh Parsa, Seyed Mahmood Taghavi-Shahri, Ingrid Van Keilegom

In clinical studies, one often encounters time-to-event data that are subject to right censoring and for which a fraction of the patients under study never experience the event of interest. Such data can be modeled using cure models in survival analysis. In the presence of cure fraction, the mixture cure model is popular, since it allows to model probability to be cured (called the incidence) and the survival function of the uncured individuals (called the latency). In this paper, we develop a variable selection procedure for the incidence and latency parts of a mixture cure model, consisting of a logistic model for the incidence and a semiparametric accelerated failure time model for the latency. We use a penalized likelihood approach, based on adaptive LASSO penalties for each part of the model, and we consider two algorithms for optimizing the criterion function. Extensive simulations are carried out to assess the accuracy of the proposed selection procedure. Finally, we employ the proposed method to a real dataset regarding heart failure patients with left ventricular systolic dysfunction.

在临床研究中,我们经常会遇到时间到事件的数据,这些数据会受到右侧删减的影响,其中一部分接受研究的患者从未经历过感兴趣的事件。这类数据可以使用生存分析中的治愈模型来建模。在存在治愈率的情况下,混合治愈模型很受欢迎,因为它可以对治愈概率(称为发病率)和未治愈个体的生存函数(称为潜伏期)进行建模。在本文中,我们为混合治愈模型的发病率和潜伏期部分开发了一种变量选择程序,其中发病率部分包括一个逻辑模型,潜伏期部分包括一个半参数加速失败时间模型。我们采用了一种基于模型各部分自适应 LASSO 惩罚的惩罚似然法,并考虑了两种优化准则函数的算法。我们进行了大量模拟,以评估所提出的选择程序的准确性。最后,我们将提出的方法应用于一个真实数据集,该数据集涉及左心室收缩功能障碍的心力衰竭患者。
{"title":"On variable selection in a semiparametric AFT mixture cure model.","authors":"Motahareh Parsa, Seyed Mahmood Taghavi-Shahri, Ingrid Van Keilegom","doi":"10.1007/s10985-024-09619-w","DOIUrl":"10.1007/s10985-024-09619-w","url":null,"abstract":"<p><p>In clinical studies, one often encounters time-to-event data that are subject to right censoring and for which a fraction of the patients under study never experience the event of interest. Such data can be modeled using cure models in survival analysis. In the presence of cure fraction, the mixture cure model is popular, since it allows to model probability to be cured (called the incidence) and the survival function of the uncured individuals (called the latency). In this paper, we develop a variable selection procedure for the incidence and latency parts of a mixture cure model, consisting of a logistic model for the incidence and a semiparametric accelerated failure time model for the latency. We use a penalized likelihood approach, based on adaptive LASSO penalties for each part of the model, and we consider two algorithms for optimizing the criterion function. Extensive simulations are carried out to assess the accuracy of the proposed selection procedure. Finally, we employ the proposed method to a real dataset regarding heart failure patients with left ventricular systolic dysfunction.</p>","PeriodicalId":49908,"journal":{"name":"Lifetime Data Analysis","volume":" ","pages":"472-500"},"PeriodicalIF":1.2,"publicationDate":"2024-04-01","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"140023093","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":3,"RegionCategory":"数学","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
引用次数: 0
The built-in selection bias of hazard ratios formalized using structural causal models. 利用结构性因果模型对危险比的内在选择偏差进行正规化。
IF 1.2 3区 数学 Q3 MATHEMATICS, INTERDISCIPLINARY APPLICATIONS Pub Date : 2024-04-01 Epub Date: 2024-02-15 DOI: 10.1007/s10985-024-09617-y
Richard A J Post, Edwin R van den Heuvel, Hein Putter

It is known that the hazard ratio lacks a useful causal interpretation. Even for data from a randomized controlled trial, the hazard ratio suffers from so-called built-in selection bias as, over time, the individuals at risk among the exposed and unexposed are no longer exchangeable. In this paper, we formalize how the expectation of the observed hazard ratio evolves and deviates from the causal effect of interest in the presence of heterogeneity of the hazard rate of unexposed individuals (frailty) and heterogeneity in effect (individual modification). For the case of effect heterogeneity, we define the causal hazard ratio. We show that the expected observed hazard ratio equals the ratio of expectations of the latent variables (frailty and modifier) conditionally on survival in the world with and without exposure, respectively. Examples with gamma, inverse Gaussian and compound Poisson distributed frailty and categorical (harming, beneficial or neutral) distributed effect modifiers are presented for illustration. This set of examples shows that an observed hazard ratio with a particular value can arise for all values of the causal hazard ratio. Therefore, the hazard ratio cannot be used as a measure of the causal effect without making untestable assumptions, stressing the importance of using more appropriate estimands, such as contrasts of the survival probabilities.

众所周知,危险比缺乏有用的因果解释。即使是来自随机对照试验的数据,危险比也存在所谓的内在选择偏差,因为随着时间的推移,暴露者和未暴露者中的风险个体不再具有可交换性。在本文中,我们正式阐述了在存在未暴露个体危险率的异质性(虚弱)和效应的异质性(个体修饰)的情况下,观察到的危险比的期望值是如何演变并偏离感兴趣的因果效应的。对于效应异质性,我们定义了因果危险比。我们证明,预期观察到的危害比等于潜变量(虚弱和修饰)分别对有暴露和无暴露情况下的生存条件的预期比。举例说明了伽马分布式、反高斯分布式和复合泊松分布式的虚弱和分类(有害、有益或中性)分布式的效应修饰因子。这组例子表明,具有特定值的观测危险比可能出现在所有的因果危险比值中。因此,如果不做出无法检验的假设,就不能使用危险比来衡量因果效应,这就强调了使用更合适的估计值(如生存概率对比)的重要性。
{"title":"The built-in selection bias of hazard ratios formalized using structural causal models.","authors":"Richard A J Post, Edwin R van den Heuvel, Hein Putter","doi":"10.1007/s10985-024-09617-y","DOIUrl":"10.1007/s10985-024-09617-y","url":null,"abstract":"<p><p>It is known that the hazard ratio lacks a useful causal interpretation. Even for data from a randomized controlled trial, the hazard ratio suffers from so-called built-in selection bias as, over time, the individuals at risk among the exposed and unexposed are no longer exchangeable. In this paper, we formalize how the expectation of the observed hazard ratio evolves and deviates from the causal effect of interest in the presence of heterogeneity of the hazard rate of unexposed individuals (frailty) and heterogeneity in effect (individual modification). For the case of effect heterogeneity, we define the causal hazard ratio. We show that the expected observed hazard ratio equals the ratio of expectations of the latent variables (frailty and modifier) conditionally on survival in the world with and without exposure, respectively. Examples with gamma, inverse Gaussian and compound Poisson distributed frailty and categorical (harming, beneficial or neutral) distributed effect modifiers are presented for illustration. This set of examples shows that an observed hazard ratio with a particular value can arise for all values of the causal hazard ratio. Therefore, the hazard ratio cannot be used as a measure of the causal effect without making untestable assumptions, stressing the importance of using more appropriate estimands, such as contrasts of the survival probabilities.</p>","PeriodicalId":49908,"journal":{"name":"Lifetime Data Analysis","volume":" ","pages":"404-438"},"PeriodicalIF":1.2,"publicationDate":"2024-04-01","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"https://www.ncbi.nlm.nih.gov/pmc/articles/PMC11300553/pdf/","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"139736518","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":3,"RegionCategory":"数学","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"OA","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
引用次数: 0
Model averaging for right censored data with measurement error 具有测量误差的右删失数据的模型平均法
IF 1.3 3区 数学 Q3 MATHEMATICS, INTERDISCIPLINARY APPLICATIONS Pub Date : 2024-03-13 DOI: 10.1007/s10985-024-09620-3
Zhongqi Liang, Caiya Zhang, Linjun Xu

This paper studies a novel model averaging estimation issue for linear regression models when the responses are right censored and the covariates are measured with error. A novel weighted Mallows-type criterion is proposed for the considered issue by introducing multiple candidate models. The weight vector for model averaging is selected by minimizing the proposed criterion. Under some regularity conditions, the asymptotic optimality of the selected weight vector is established in terms of its ability to achieve the lowest squared loss asymptotically. Simulation results show that the proposed method is superior to the other existing related methods. A real data example is provided to supplement the actual performance.

本文研究了线性回归模型的一个新的模型平均估算问题,即当响应是右删失的,协变量的测量是有误差的。通过引入多个候选模型,针对所考虑的问题提出了一种新的加权 Mallows 型准则。模型平均化的权重向量是通过最小化所提出的准则来选择的。在一些规则性条件下,所选权重向量的渐进最优性是指它能够达到渐进的最低平方损失。仿真结果表明,所提出的方法优于其他现有的相关方法。我们还提供了一个真实数据示例来补充实际性能。
{"title":"Model averaging for right censored data with measurement error","authors":"Zhongqi Liang, Caiya Zhang, Linjun Xu","doi":"10.1007/s10985-024-09620-3","DOIUrl":"https://doi.org/10.1007/s10985-024-09620-3","url":null,"abstract":"<p>This paper studies a novel model averaging estimation issue for linear regression models when the responses are right censored and the covariates are measured with error. A novel weighted Mallows-type criterion is proposed for the considered issue by introducing multiple candidate models. The weight vector for model averaging is selected by minimizing the proposed criterion. Under some regularity conditions, the asymptotic optimality of the selected weight vector is established in terms of its ability to achieve the lowest squared loss asymptotically. Simulation results show that the proposed method is superior to the other existing related methods. A real data example is provided to supplement the actual performance.</p>","PeriodicalId":49908,"journal":{"name":"Lifetime Data Analysis","volume":"23 1","pages":""},"PeriodicalIF":1.3,"publicationDate":"2024-03-13","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"140116815","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":3,"RegionCategory":"数学","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
引用次数: 0
Bias of the additive hazard model in the presence of causal effect heterogeneity 因果效应异质性情况下加法危险模型的偏差
IF 1.3 3区 数学 Q3 MATHEMATICS, INTERDISCIPLINARY APPLICATIONS Pub Date : 2024-03-11 DOI: 10.1007/s10985-024-09616-z
Richard A. J. Post, Edwin R. van den Heuvel, Hein Putter

Hazard ratios are prone to selection bias, compromising their use as causal estimands. On the other hand, if Aalen’s additive hazard model applies, the hazard difference has been shown to remain unaffected by the selection of frailty factors over time. Then, in the absence of confounding, observed hazard differences are equal in expectation to the causal hazard differences. However, in the presence of effect (on the hazard) heterogeneity, the observed hazard difference is also affected by selection of survivors. In this work, we formalize how the observed hazard difference (from a randomized controlled trial) evolves by selecting favourable levels of effect modifiers in the exposed group and thus deviates from the causal effect of interest. Such selection may result in a non-linear integrated hazard difference curve even when the individual causal effects are time-invariant. Therefore, a homogeneous time-varying causal additive effect on the hazard cannot be distinguished from a time-invariant but heterogeneous causal effect. We illustrate this causal issue by studying the effect of chemotherapy on the survival time of patients suffering from carcinoma of the oropharynx using data from a clinical trial. The hazard difference can thus not be used as an appropriate measure of the causal effect without making untestable assumptions.

危险比容易产生选择偏差,从而影响其作为因果关系估算值的使用。另一方面,如果采用 Aalen 的加性危险模型,则危险差异不受随时间变化的虚弱因素选择的影响。那么,在没有混杂因素的情况下,观察到的危险度差异与因果危险度差异的期望值相等。然而,在存在效应(对危险的影响)异质性的情况下,观察到的危险差异也会受到幸存者选择的影响。在这项工作中,我们正式阐述了观察到的危害差异(来自随机对照试验)是如何通过在暴露组中选择有利的效应调节因子水平而发生变化,从而偏离感兴趣的因果效应的。即使单个因果效应是时间不变的,这种选择也可能导致非线性综合危害差异曲线。因此,对危害的同质时变因果叠加效应无法与时变但异质的因果效应区分开来。我们利用临床试验数据研究化疗对口咽癌患者生存时间的影响,以此来说明这一因果问题。因此,如果不做出无法检验的假设,危险差异就不能作为衡量因果效应的适当指标。
{"title":"Bias of the additive hazard model in the presence of causal effect heterogeneity","authors":"Richard A. J. Post, Edwin R. van den Heuvel, Hein Putter","doi":"10.1007/s10985-024-09616-z","DOIUrl":"https://doi.org/10.1007/s10985-024-09616-z","url":null,"abstract":"<p>Hazard ratios are prone to selection bias, compromising their use as causal estimands. On the other hand, if Aalen’s additive hazard model applies, the hazard difference has been shown to remain unaffected by the selection of frailty factors over time. Then, in the absence of confounding, observed hazard differences are equal in expectation to the causal hazard differences. However, in the presence of effect (on the hazard) heterogeneity, the observed hazard difference is also affected by selection of survivors. In this work, we formalize how the observed hazard difference (from a randomized controlled trial) evolves by selecting favourable levels of effect modifiers in the exposed group and thus deviates from the causal effect of interest. Such selection may result in a non-linear integrated hazard difference curve even when the individual causal effects are time-invariant. Therefore, a homogeneous time-varying causal additive effect on the hazard cannot be distinguished from a time-invariant but heterogeneous causal effect. We illustrate this causal issue by studying the effect of chemotherapy on the survival time of patients suffering from carcinoma of the oropharynx using data from a clinical trial. The hazard difference can thus not be used as an appropriate measure of the causal effect without making untestable assumptions.</p>","PeriodicalId":49908,"journal":{"name":"Lifetime Data Analysis","volume":"5 1","pages":""},"PeriodicalIF":1.3,"publicationDate":"2024-03-11","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"140099593","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":3,"RegionCategory":"数学","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
引用次数: 0
Pseudo-value regression trees 伪值回归树
IF 1.3 3区 数学 Q3 MATHEMATICS, INTERDISCIPLINARY APPLICATIONS Pub Date : 2024-02-25 DOI: 10.1007/s10985-024-09618-x
Alina Schenk, Moritz Berger, Matthias Schmid

This paper presents a semi-parametric modeling technique for estimating the survival function from a set of right-censored time-to-event data. Our method, named pseudo-value regression trees (PRT), is based on the pseudo-value regression framework, modeling individual-specific survival probabilities by computing pseudo-values and relating them to a set of covariates. The standard approach to pseudo-value regression is to fit a main-effects model using generalized estimating equations (GEE). PRT extend this approach by building a multivariate regression tree with pseudo-value outcome and by successively fitting a set of regularized additive models to the data in the nodes of the tree. Due to the combination of tree learning and additive modeling, PRT are able to perform variable selection and to identify relevant interactions between the covariates, thereby addressing several limitations of the standard GEE approach. In addition, PRT include time-dependent effects in the node-wise models. Interpretability of the PRT fits is ensured by controlling the tree depth. Based on the results of two simulation studies, we investigate the properties of the PRT method and compare it to several alternative modeling techniques. Furthermore, we illustrate PRT by analyzing survival in 3,652 patients enrolled for a randomized study on primary invasive breast cancer.

本文提出了一种半参数建模技术,用于从一组右删失时间到事件数据中估计生存函数。我们的方法被命名为伪值回归树(PRT),它以伪值回归框架为基础,通过计算伪值并将其与一组协变量相关联来为特定个体的生存概率建模。伪值回归的标准方法是使用广义估计方程(GEE)拟合主效应模型。PRT 对这一方法进行了扩展,建立了一棵带有伪值结果的多元回归树,并对树节点中的数据连续拟合了一组正则化加法模型。由于结合了树学习和加法模型,PRT 能够进行变量选择并识别协变量之间的相关交互作用,从而解决了标准 GEE 方法的一些局限性。此外,PRT 还在节点模型中加入了时间效应。通过控制树的深度,确保了 PRT 拟合的可解释性。基于两项模拟研究的结果,我们研究了 PRT 方法的特性,并将其与几种替代建模技术进行了比较。此外,我们还通过分析 3,652 名参加原发性浸润性乳腺癌随机研究的患者的生存情况来说明 PRT。
{"title":"Pseudo-value regression trees","authors":"Alina Schenk, Moritz Berger, Matthias Schmid","doi":"10.1007/s10985-024-09618-x","DOIUrl":"https://doi.org/10.1007/s10985-024-09618-x","url":null,"abstract":"<p>This paper presents a semi-parametric modeling technique for estimating the survival function from a set of right-censored time-to-event data. Our method, named pseudo-value regression trees (PRT), is based on the pseudo-value regression framework, modeling individual-specific survival probabilities by computing pseudo-values and relating them to a set of covariates. The standard approach to pseudo-value regression is to fit a main-effects model using generalized estimating equations (GEE). PRT extend this approach by building a multivariate regression tree with pseudo-value outcome and by successively fitting a set of regularized additive models to the data in the nodes of the tree. Due to the combination of tree learning and additive modeling, PRT are able to perform variable selection and to identify relevant interactions between the covariates, thereby addressing several limitations of the standard GEE approach. In addition, PRT include time-dependent effects in the node-wise models. Interpretability of the PRT fits is ensured by controlling the tree depth. Based on the results of two simulation studies, we investigate the properties of the PRT method and compare it to several alternative modeling techniques. Furthermore, we illustrate PRT by analyzing survival in 3,652 patients enrolled for a randomized study on primary invasive breast cancer.</p>","PeriodicalId":49908,"journal":{"name":"Lifetime Data Analysis","volume":"6 3 1","pages":""},"PeriodicalIF":1.3,"publicationDate":"2024-02-25","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"139968021","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":3,"RegionCategory":"数学","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
引用次数: 0
Dynamic Treatment Regimes Using Bayesian Additive Regression Trees for Censored Outcomes. 使用贝叶斯加性回归树对剔除结果进行动态治疗。
IF 1.3 3区 数学 Q3 MATHEMATICS, INTERDISCIPLINARY APPLICATIONS Pub Date : 2024-01-01 Epub Date: 2023-09-02 DOI: 10.1007/s10985-023-09605-8
Xiao Li, Brent R Logan, S M Ferdous Hossain, Erica E M Moodie

To achieve the goal of providing the best possible care to each individual under their care, physicians need to customize treatments for individuals with the same health state, especially when treating diseases that can progress further and require additional treatments, such as cancer. Making decisions at multiple stages as a disease progresses can be formalized as a dynamic treatment regime (DTR). Most of the existing optimization approaches for estimating dynamic treatment regimes including the popular method of Q-learning were developed in a frequentist context. Recently, a general Bayesian machine learning framework that facilitates using Bayesian regression modeling to optimize DTRs has been proposed. In this article, we adapt this approach to censored outcomes using Bayesian additive regression trees (BART) for each stage under the accelerated failure time modeling framework, along with simulation studies and a real data example that compare the proposed approach with Q-learning. We also develop an R wrapper function that utilizes a standard BART survival model to optimize DTRs for censored outcomes. The wrapper function can easily be extended to accommodate any type of Bayesian machine learning model.

为了实现为每一位患者提供最佳治疗的目标,医生需要为具有相同健康状况的患者量身定制治疗方案,尤其是在治疗癌症等可能进一步发展并需要额外治疗的疾病时。随着疾病的发展,在多个阶段做出决策可以被正式定义为动态治疗机制(DTR)。用于估计动态治疗方案的大多数现有优化方法,包括流行的 Q-learning 方法,都是在频数主义背景下开发的。最近,有人提出了一种通用的贝叶斯机器学习框架,有助于使用贝叶斯回归模型来优化 DTR。在本文中,我们在加速失效时间建模框架下,针对每个阶段使用贝叶斯加性回归树(BART),并通过模拟研究和真实数据示例,将所提出的方法与 Q-learning 方法进行比较,从而使该方法适用于有删减的结果。我们还开发了一个 R 封装函数,利用标准 BART 生存模型来优化删减结果的 DTR。该封装函数可轻松扩展,以适应任何类型的贝叶斯机器学习模型。
{"title":"Dynamic Treatment Regimes Using Bayesian Additive Regression Trees for Censored Outcomes.","authors":"Xiao Li, Brent R Logan, S M Ferdous Hossain, Erica E M Moodie","doi":"10.1007/s10985-023-09605-8","DOIUrl":"10.1007/s10985-023-09605-8","url":null,"abstract":"<p><p>To achieve the goal of providing the best possible care to each individual under their care, physicians need to customize treatments for individuals with the same health state, especially when treating diseases that can progress further and require additional treatments, such as cancer. Making decisions at multiple stages as a disease progresses can be formalized as a dynamic treatment regime (DTR). Most of the existing optimization approaches for estimating dynamic treatment regimes including the popular method of Q-learning were developed in a frequentist context. Recently, a general Bayesian machine learning framework that facilitates using Bayesian regression modeling to optimize DTRs has been proposed. In this article, we adapt this approach to censored outcomes using Bayesian additive regression trees (BART) for each stage under the accelerated failure time modeling framework, along with simulation studies and a real data example that compare the proposed approach with Q-learning. We also develop an R wrapper function that utilizes a standard BART survival model to optimize DTRs for censored outcomes. The wrapper function can easily be extended to accommodate any type of Bayesian machine learning model.</p>","PeriodicalId":49908,"journal":{"name":"Lifetime Data Analysis","volume":" ","pages":"181-212"},"PeriodicalIF":1.3,"publicationDate":"2024-01-01","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"https://www.ncbi.nlm.nih.gov/pmc/articles/PMC10764602/pdf/","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"10513626","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":3,"RegionCategory":"数学","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"OA","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
引用次数: 0
Causal inference with recurrent and competing events. 具有重复事件和竞争事件的因果推理。
IF 1.3 3区 数学 Q3 MATHEMATICS, INTERDISCIPLINARY APPLICATIONS Pub Date : 2024-01-01 Epub Date: 2023-05-12 DOI: 10.1007/s10985-023-09594-8
Matias Janvin, Jessica G Young, Pål C Ryalen, Mats J Stensrud

Many research questions concern treatment effects on outcomes that can recur several times in the same individual. For example, medical researchers are interested in treatment effects on hospitalizations in heart failure patients and sports injuries in athletes. Competing events, such as death, complicate causal inference in studies of recurrent events because once a competing event occurs, an individual cannot have more recurrent events. Several statistical estimands have been studied in recurrent event settings, with and without competing events. However, the causal interpretations of these estimands, and the conditions that are required to identify these estimands from observed data, have yet to be formalized. Here we use a formal framework for causal inference to formulate several causal estimands in recurrent event settings, with and without competing events. When competing events exist, we clarify when commonly used classical statistical estimands can be interpreted as causal quantities from the causal mediation literature, such as (controlled) direct effects and total effects. Furthermore, we show that recent results on interventionist mediation estimands allow us to define new causal estimands with recurrent and competing events that may be of particular clinical relevance in many subject matter settings. We use causal directed acyclic graphs and single world intervention graphs to illustrate how to reason about identification conditions for the various causal estimands based on subject matter knowledge. Furthermore, using results on counting processes, we show that our causal estimands and their identification conditions, which are articulated in discrete time, converge to classical continuous time counterparts in the limit of fine discretizations of time. We propose estimators and establish their consistency for the various identifying functionals. Finally, we use the proposed estimators to compute the effect of blood pressure lowering treatment on the recurrence of acute kidney injury using data from the Systolic Blood Pressure Intervention Trial.

许多研究问题都涉及对同一人可能多次出现的结果的治疗效果。例如,医学研究人员对心力衰竭患者住院治疗和运动员运动损伤的治疗效果很感兴趣。死亡等竞争事件会使复发性事件研究中的因果推断复杂化,因为一旦发生竞争事件,个体就不可能再发生更多的复发性事件。在有竞争事件和没有竞争事件的情况下,对一些重复事件中的统计估计值进行了研究。然而,这些估计值的因果解释,以及从观测数据中识别这些估计值所需的条件,都还没有正式确定下来。在这里,我们使用一个因果推理的正式框架,在有竞争事件和无竞争事件的重复事件环境中提出几个因果估计值。当存在竞争事件时,我们将阐明常用的经典统计估计值何时可解释为因果中介文献中的因果量,如(受控)直接效应和总效应。此外,我们还展示了最近关于干预性中介估计值的研究成果,这使我们能够定义新的因果估计值,这些估计值具有重复性和竞争性事件,在许多主题设置中可能具有特殊的临床意义。我们使用因果有向无环图和单一世界干预图来说明如何根据主题知识推理各种因果估计值的识别条件。此外,我们利用计数过程的结果表明,我们在离散时间中阐述的因果估计值及其识别条件,在时间精细离散化的极限中收敛于经典的连续时间对应条件。我们提出了各种识别函数的估计值并确定了它们的一致性。最后,我们使用所提出的估计器,利用收缩压干预试验的数据计算了降压治疗对急性肾损伤复发的影响。
{"title":"Causal inference with recurrent and competing events.","authors":"Matias Janvin, Jessica G Young, Pål C Ryalen, Mats J Stensrud","doi":"10.1007/s10985-023-09594-8","DOIUrl":"10.1007/s10985-023-09594-8","url":null,"abstract":"<p><p>Many research questions concern treatment effects on outcomes that can recur several times in the same individual. For example, medical researchers are interested in treatment effects on hospitalizations in heart failure patients and sports injuries in athletes. Competing events, such as death, complicate causal inference in studies of recurrent events because once a competing event occurs, an individual cannot have more recurrent events. Several statistical estimands have been studied in recurrent event settings, with and without competing events. However, the causal interpretations of these estimands, and the conditions that are required to identify these estimands from observed data, have yet to be formalized. Here we use a formal framework for causal inference to formulate several causal estimands in recurrent event settings, with and without competing events. When competing events exist, we clarify when commonly used classical statistical estimands can be interpreted as causal quantities from the causal mediation literature, such as (controlled) direct effects and total effects. Furthermore, we show that recent results on interventionist mediation estimands allow us to define new causal estimands with recurrent and competing events that may be of particular clinical relevance in many subject matter settings. We use causal directed acyclic graphs and single world intervention graphs to illustrate how to reason about identification conditions for the various causal estimands based on subject matter knowledge. Furthermore, using results on counting processes, we show that our causal estimands and their identification conditions, which are articulated in discrete time, converge to classical continuous time counterparts in the limit of fine discretizations of time. We propose estimators and establish their consistency for the various identifying functionals. Finally, we use the proposed estimators to compute the effect of blood pressure lowering treatment on the recurrence of acute kidney injury using data from the Systolic Blood Pressure Intervention Trial.</p>","PeriodicalId":49908,"journal":{"name":"Lifetime Data Analysis","volume":" ","pages":"59-118"},"PeriodicalIF":1.3,"publicationDate":"2024-01-01","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"https://www.ncbi.nlm.nih.gov/pmc/articles/PMC10764453/pdf/","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"9754729","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":3,"RegionCategory":"数学","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"OA","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
引用次数: 3
RKHS-based covariate balancing for survival causal effect estimation. 基于 RKHS 的协变量平衡,用于生存因果效应估计。
IF 1.3 3区 数学 Q3 MATHEMATICS, INTERDISCIPLINARY APPLICATIONS Pub Date : 2024-01-01 Epub Date: 2023-02-23 DOI: 10.1007/s10985-023-09590-y
Wu Xue, Xiaoke Zhang, Kwun Chuen Gary Chan, Raymond K W Wong

Survival causal effect estimation based on right-censored data is of key interest in both survival analysis and causal inference. Propensity score weighting is one of the most popular methods in the literature. However, since it involves the inverse of propensity score estimates, its practical performance may be very unstable, especially when the covariate overlap is limited between treatment and control groups. To address this problem, a covariate balancing method is developed in this paper to estimate the counterfactual survival function. The proposed method is nonparametric and balances covariates in a reproducing kernel Hilbert space (RKHS) via weights that are counterparts of inverse propensity scores. The uniform rate of convergence for the proposed estimator is shown to be the same as that for the classical Kaplan-Meier estimator. The appealing practical performance of the proposed method is demonstrated by a simulation study as well as two real data applications to study the causal effect of smoking on survival time of stroke patients and that of endotoxin on survival time for female patients with lung cancer respectively.

基于右删失数据的生存因果效应估计是生存分析和因果推断中的关键问题。倾向得分加权法是文献中最常用的方法之一。然而,由于它涉及倾向得分估计值的倒数,其实际性能可能很不稳定,尤其是当治疗组和对照组之间的协变量重叠有限时。为了解决这个问题,本文提出了一种协变量平衡方法来估计反事实生存函数。所提出的方法是非参数的,通过权重(即反倾向分数的对应物)来平衡再现核希尔伯特空间(RKHS)中的协变量。研究表明,所提出的估计器的均匀收敛率与经典的 Kaplan-Meier 估计器相同。通过模拟研究和两个真实数据应用,分别研究了吸烟对中风患者生存时间的因果效应和内毒素对女性肺癌患者生存时间的因果效应,证明了所提方法的实用性能。
{"title":"RKHS-based covariate balancing for survival causal effect estimation.","authors":"Wu Xue, Xiaoke Zhang, Kwun Chuen Gary Chan, Raymond K W Wong","doi":"10.1007/s10985-023-09590-y","DOIUrl":"10.1007/s10985-023-09590-y","url":null,"abstract":"<p><p>Survival causal effect estimation based on right-censored data is of key interest in both survival analysis and causal inference. Propensity score weighting is one of the most popular methods in the literature. However, since it involves the inverse of propensity score estimates, its practical performance may be very unstable, especially when the covariate overlap is limited between treatment and control groups. To address this problem, a covariate balancing method is developed in this paper to estimate the counterfactual survival function. The proposed method is nonparametric and balances covariates in a reproducing kernel Hilbert space (RKHS) via weights that are counterparts of inverse propensity scores. The uniform rate of convergence for the proposed estimator is shown to be the same as that for the classical Kaplan-Meier estimator. The appealing practical performance of the proposed method is demonstrated by a simulation study as well as two real data applications to study the causal effect of smoking on survival time of stroke patients and that of endotoxin on survival time for female patients with lung cancer respectively.</p>","PeriodicalId":49908,"journal":{"name":"Lifetime Data Analysis","volume":" ","pages":"34-58"},"PeriodicalIF":1.3,"publicationDate":"2024-01-01","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"9321621","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":3,"RegionCategory":"数学","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
引用次数: 2
期刊
Lifetime Data Analysis
全部 Acc. Chem. Res. ACS Applied Bio Materials ACS Appl. Electron. Mater. ACS Appl. Energy Mater. ACS Appl. Mater. Interfaces ACS Appl. Nano Mater. ACS Appl. Polym. Mater. ACS BIOMATER-SCI ENG ACS Catal. ACS Cent. Sci. ACS Chem. Biol. ACS Chemical Health & Safety ACS Chem. Neurosci. ACS Comb. Sci. ACS Earth Space Chem. ACS Energy Lett. ACS Infect. Dis. ACS Macro Lett. ACS Mater. Lett. ACS Med. Chem. Lett. ACS Nano ACS Omega ACS Photonics ACS Sens. ACS Sustainable Chem. Eng. ACS Synth. Biol. Anal. Chem. BIOCHEMISTRY-US Bioconjugate Chem. BIOMACROMOLECULES Chem. Res. Toxicol. Chem. Rev. Chem. Mater. CRYST GROWTH DES ENERG FUEL Environ. Sci. Technol. Environ. Sci. Technol. Lett. Eur. J. Inorg. Chem. IND ENG CHEM RES Inorg. Chem. J. Agric. Food. Chem. J. Chem. Eng. Data J. Chem. Educ. J. Chem. Inf. Model. J. Chem. Theory Comput. J. Med. Chem. J. Nat. Prod. J PROTEOME RES J. Am. Chem. Soc. LANGMUIR MACROMOLECULES Mol. Pharmaceutics Nano Lett. Org. Lett. ORG PROCESS RES DEV ORGANOMETALLICS J. Org. Chem. J. Phys. Chem. J. Phys. Chem. A J. Phys. Chem. B J. Phys. Chem. C J. Phys. Chem. Lett. Analyst Anal. Methods Biomater. Sci. Catal. Sci. Technol. Chem. Commun. Chem. Soc. Rev. CHEM EDUC RES PRACT CRYSTENGCOMM Dalton Trans. Energy Environ. Sci. ENVIRON SCI-NANO ENVIRON SCI-PROC IMP ENVIRON SCI-WAT RES Faraday Discuss. Food Funct. Green Chem. Inorg. Chem. Front. Integr. Biol. J. Anal. At. Spectrom. J. Mater. Chem. A J. Mater. Chem. B J. Mater. Chem. C Lab Chip Mater. Chem. Front. Mater. Horiz. MEDCHEMCOMM Metallomics Mol. Biosyst. Mol. Syst. Des. Eng. Nanoscale Nanoscale Horiz. Nat. Prod. Rep. New J. Chem. Org. Biomol. Chem. Org. Chem. Front. PHOTOCH PHOTOBIO SCI PCCP Polym. Chem.
×
引用
GB/T 7714-2015
复制
MLA
复制
APA
复制
导出至
BibTeX EndNote RefMan NoteFirst NoteExpress
×
0
微信
客服QQ
Book学术公众号 扫码关注我们
反馈
×
意见反馈
请填写您的意见或建议
请填写您的手机或邮箱
×
提示
您的信息不完整,为了账户安全,请先补充。
现在去补充
×
提示
您因"违规操作"
具体请查看互助需知
我知道了
×
提示
现在去查看 取消
×
提示
确定
Book学术官方微信
Book学术文献互助
Book学术文献互助群
群 号:604180095
Book学术
文献互助 智能选刊 最新文献 互助须知 联系我们:info@booksci.cn
Book学术提供免费学术资源搜索服务,方便国内外学者检索中英文文献。致力于提供最便捷和优质的服务体验。
Copyright © 2023 Book学术 All rights reserved.
ghs 京公网安备 11010802042870号 京ICP备2023020795号-1