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Influence of stress heterogeneity on shear behavior of rock discontinuities in laboratory experiments: New insights from numerical simulations 实验室实验中应力非均质性对岩石结构面剪切行为的影响:数值模拟的新见解
IF 7.5 1区 工程技术 Q1 ENGINEERING, GEOLOGICAL Pub Date : 2025-11-29 DOI: 10.1016/j.ijrmms.2025.106358
Shupeng Chai , Yuan Zou , Huanyu Wu , Mohammadreza Akbariforouz , Boyang Su , Giovanni Grasselli , Derek Elsworth , Yossef H. Hatzor , Qi Zhao
Laboratory shear tests are widely used to investigate the evolution of first and second-order frictional behavior and rupture nucleation on rock discontinuities. Average stress across the sample, instead of spatial stress distributions, is typically assumed in analysis. We provide a thorough numerical investigation of eight common laboratory shear test configurations, considering a linear velocity-weakening friction law on a planar sliding surface, to quantify the temporal and spatial nonuniformity of stress both before shear and during stick-slip cycles. Our results indicate that non-uniform stress distribution resulting from the test configuration exists in all laboratory shear tests, with stress concentration occurring at the edges of the shear plane, while the stress in the central portion of laboratory faults remains almost uniform. Stress heterogeneity is more pronounced in direct shear than in inclined and rotary shear configurations. During stick-slip cycles, the local shear stress significantly dropped as the rupture front propagated through, resulting in a more uniform stress distribution in the slip phase than in the stick phase. Stress concentration near the sample edge governs the rupture process and the resulting localization of damage. These findings highlight the importance of considering stress heterogeneity in laboratory investigations of damage evaluation on rock discontinuities. We suggest that test configuration-related stress heterogeneity should be distinguished from surface roughness-induced stress heterogeneity, and utilizing average stress may lead to misinterpretation of the rupture dynamics and damage patterns. Our results provide a guide on quantitative analysis of the shear behavior of rock discontinuities, considering stress heterogeneity in laboratory experiments.
室内剪切试验被广泛用于研究岩石结构面一阶和二阶摩擦行为的演化和破裂成核。在分析中通常假设样本的平均应力,而不是空间应力分布。我们对八种常见的实验室剪切试验配置进行了全面的数值研究,考虑了平面滑动表面上的线速度减弱摩擦规律,以量化剪切前和粘滑循环期间应力的时空非均匀性。结果表明,在所有的实验室剪切试验中,由于试验配置导致的应力分布不均匀,应力集中在剪切面边缘,而实验室断层中心部分的应力几乎保持均匀。应力非均质性在直剪条件下比斜剪和旋转剪切条件下更为明显。在粘滑循环过程中,随着破裂锋的传播,局部剪应力显著下降,导致滑移阶段的应力分布比粘滑阶段更为均匀。试样边缘附近的应力集中决定了破裂过程和损伤的局部化。这些发现强调了在岩石结构面损伤评估的实验室研究中考虑应力非均质性的重要性。我们认为,与测试配置相关的应力不均匀性应与表面粗糙度引起的应力不均匀性区分开来,使用平均应力可能导致对破裂动力学和损伤模式的误解。我们的研究结果为在实验室实验中考虑应力非均质性的岩石结构面剪切行为的定量分析提供了指导。
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引用次数: 0
FisTopNet: A deep learning framework for automated estimation of evolving rock fracture network topology from image sequences FisTopNet:一个深度学习框架,用于从图像序列中自动估计不断变化的岩石裂缝网络拓扑
IF 7.5 1区 工程技术 Q1 ENGINEERING, GEOLOGICAL Pub Date : 2025-11-28 DOI: 10.1016/j.ijrmms.2025.106361
Liangchen Zhao , Yixin Zhao , Xinze Li , Zhe Yang , Jihong Guo , Hua Bian
Rock fracture networks have a major impact on rock mass mechanical behavior, and their accurate characterization is important for various engineering disciplines. However, traditional manual topological analysis of these networks suffers from subjectivity and inefficiency, limiting its application, particularly for dynamic fracture processes. This study bridges this fundamental gap by introducing FisTopNet, a novel deep learning approach for direct and automated estimation of fracture network topology from image sequences. FisTopNet employs a multi-task learning architecture to perform semantic segmentation of fractures, fracture edge detection, and the extraction of the fracture topological graph, including its constituent nodes and connecting branches. Proposed FisTopNet utilizes the temporal information in the image sequences and takes into account the dynamic evolution of the fracture network thereby improving the accuracy of topology estimation. Furthermore, we constructed and meticulously annotated a unique dataset comprising image sequences from uniaxial compression tests on rock samples, featuring ground truth labels for semantic segmentation, edge detection, and evolving fracture network topology. Extensive experiments demonstrate FisTopNet's superior performance over established baseline methods. FisTopNet achieved an Intersection over Union (IoU) of 88.14 % and a Topological Similarity of 96.48 %. The IoU score, which quantifies the overlap between predicted and ground truth areas, represents a 12.74 % improvement over the leading competitor, SegFormer. Furthermore, Topological Similarity, an index evaluating the consistency of network connectivity, represents a 1.63 % improvement over the HRNet. In addition, ablation studies further validate the importance of the multi-task design and the temporal processing module. Moreover, our approach proficiently characterized the three-stage evolution of fracture topology and revealed strong correlations between dynamic topological parameters and macroscopic rock mechanical behavior, such as failure mode and peak stress. By leveraging FisTopNet, we propose a robust and automatic methodology for analyzing dynamic fracture processes, thereby facilitating a greater insight into rock failure mechanisms and enhancing engineering design and hazard assessment, with potential applications in geothermal energy extraction, CO2 geological sequestration, and stability analysis for underground mining and civil engineering projects.
岩石裂隙网络对岩体力学行为有重要影响,其准确表征对各个工程学科都很重要。然而,传统的手工拓扑分析存在主观性和低效率,限制了其应用,特别是在动态断裂过程中。本研究通过引入FisTopNet来弥补这一基本差距,FisTopNet是一种新的深度学习方法,用于从图像序列中直接和自动估计裂缝网络拓扑结构。FisTopNet采用多任务学习架构对裂缝进行语义分割、裂缝边缘检测和裂缝拓扑图提取,包括裂缝的组成节点和连接分支。该方法利用了图像序列中的时间信息,考虑了裂缝网络的动态演化,提高了拓扑估计的精度。此外,我们构建并精心注释了一个独特的数据集,该数据集包含来自岩石样品单轴压缩测试的图像序列,具有用于语义分割、边缘检测和演化裂缝网络拓扑的地面真值标签。大量的实验表明,FisTopNet比现有的基线方法性能优越。FisTopNet实现了88.14%的交联(IoU)和96.48%的拓扑相似性。IoU分数量化了预测区域和实际真实区域之间的重叠,比领先的竞争对手SegFormer提高了12.74%。此外,拓扑相似性,一个评估网络连接一致性的指标,比HRNet提高了1.63%。此外,消融研究进一步验证了多任务设计和时间处理模块的重要性。此外,我们的方法熟练地表征了裂缝拓扑的三阶段演化,并揭示了动态拓扑参数与岩石宏观力学行为(如破坏模式和峰值应力)之间的强相关性。通过利用FisTopNet,我们提出了一种强大的自动方法来分析动态破裂过程,从而有助于更深入地了解岩石破坏机制,提高工程设计和危害评估,在地热能源开采,二氧化碳地质封存以及地下采矿和土木工程项目的稳定性分析中具有潜在的应用前景。
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引用次数: 0
Experimental study on triaxial fatigue properties of mudstone interlayers in CAES under synergistic effects of stress amplitude and time interval 应力幅值和时间间隔协同作用下CAES泥岩夹层三轴疲劳特性试验研究
IF 7.5 1区 工程技术 Q1 ENGINEERING, GEOLOGICAL Pub Date : 2025-11-26 DOI: 10.1016/j.ijrmms.2025.106360
Jinjie Suo , Jinyang Fan , Deyi Jiang , Arezoo Rahimi , Daniel Nelias , Zhenyu Yang , Zongze Li
This study investigates the fatigue behavior of mudstone under cyclic triaxial loading conditions, with a focus on the effects of stress amplitude and confining pressure relevant to underground Compressed Air Energy Storage (CAES) operations. Graded triaxial intermittent fatigue tests (GTIF) were conducted to simulate the stress path of intermittent loading. The results show that the fatigue life of mudstone exhibits a non-monotonic dependence on confining pressure: the longest life occurs at 3 MPa, while higher confining pressures (6–12 MPa) cause a pronounced reduction followed by a plateau, indicating a threshold-like confinement effect. The elastic modulus decreases with increasing stress amplitude but, at a given stress ratio, increases with confining pressure, reflecting a trade-off between stress-induced damage and confinement-enhanced stiffness. Residual strain behavior was found to depend on the stress limit interval pattern: upper limit intervals led to reduced residual strain post-rest, whereas lower limit intervals caused strain reversal due to internal stress relaxation. These trends reveal that the loading history significantly influences deformation recovery and potential damage evolution. The damping ratio decreased with increasing confining pressure but increased with stress amplitude, implying that while confining pressure suppresses internal defect activity, higher stress promotes energy dissipation through microcracking. Dissipated energy showed distinct patterns under different loading modes: it increased with stress ratio but decreased with cycle number, highlighting the fatigue softening effect. Interestingly, confining pressure enhanced energy dissipation in upper-limit loading but reduced it under lower-limit conditions. Overall, these results clarify how confining pressure, stress amplitude, and loading intervals jointly govern fatigue life, residual strain, and energy dissipation in mudstone interlayers, and identify measurable damage indicators that can support safer mechanical design and long-term performance assessment of CAES in layered geological formations.
本文研究了泥岩在循环三轴加载条件下的疲劳行为,重点研究了与地下压缩空气储能(CAES)运行相关的应力幅值和围压的影响。采用梯度三轴间歇性疲劳试验(GTIF)模拟间歇性加载的应力路径。结果表明:泥岩的疲劳寿命与围压呈非单调关系,在3 MPa时最长,当围压升高(6 ~ 12 MPa)时,泥岩的疲劳寿命显著降低,随后进入平台期,存在阈值约束效应;弹性模量随应力幅值的增大而减小,但在一定应力比下,弹性模量随围压增大而增大,反映了应力损伤与围压增强刚度之间的权衡关系。残余应变行为依赖于应力极限区间模式:上限区间导致休息后残余应变减小,而下限区间由于内应力松弛导致应变反转。这些趋势表明,加载历史对变形恢复和潜在损伤演化有显著影响。阻尼比随围压的增大而减小,随应力幅值的增大而增大,说明围压抑制了内部缺陷的活动性,而高应力促进了微裂纹的能量耗散。不同加载方式下的耗散能表现出不同的规律:随应力比增大而增大,随循环次数减少而减小,疲劳软化效果突出。有趣的是,围压在上限条件下增加了能量耗散,而在下限条件下降低了能量耗散。总的来说,这些结果阐明了围压、应力幅值和加载间隔如何共同影响泥岩夹层的疲劳寿命、残余应变和能量耗散,并确定了可测量的损伤指标,这些指标可以支持层状地质地层中CAES更安全的机械设计和长期性能评估。
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引用次数: 0
Impact of mineralogical features on the mechanical behaviors of granite: A study using physically informed 3D microstructural model 矿物学特征对花岗岩力学行为的影响:一项使用物理信息三维微观结构模型的研究
IF 7.5 1区 工程技术 Q1 ENGINEERING, GEOLOGICAL Pub Date : 2025-11-26 DOI: 10.1016/j.ijrmms.2025.106355
Changdi He , Brijes Mishra , David Oskar Potyondy
Mineralogical features, including mineral spatial distribution, shape, and orientation, are important in determining the mechanical behaviors of granite. This effect was investigated by using the X-ray micro-computed tomography (micro-CT) scan on granite specimens (10 mm diameter and 15 mm height) before and after uniaxial compressive strength (UCS) testing. The X-ray micro-CT scan generated thousands of CT images, which were processed using advanced digital image processing (DIP) techniques. Specifically, the Residual Network–Visual Geometry Group16–UNet (Res–VGG16–UNet) model and the circular threshold segmentation technique were applied to identify and map minerals within the CT images. The coordinate information extracted from these mapped minerals was then used to create 3D Subspring Network Breakable Voronoi (SNBV) microstructural models that incorporate the mineral characteristics of tested granite specimens. The models consist of a mesh (3D Voronoi tessellation) of rigid, breakable, Voronoi blocks. The extracted coordinate information, forming a large dataset, was managed by the k-Dimensional Tree (KD-Tree) algorithm to facilitate mineral type assignment in SNBV models. The models were calibrated by comparing their results with the experimental data obtained from UCS tests. This study further explored the variations in biotite grain spatial distribution, shape, and orientation within a calibrated SNBV model, and examined their impact on the UCS and fracture behaviors of granite, based on a set of simplified microproperties. The results illustrate that as the SNBV model resolution (defined by the number of rigid blocks contained in models with identical physical dimensions) increases, mechanical properties, including UCS and crack initiation and damage strains and stresses, reach constant values. Additionally, the spatial distribution, shape, and orientation of biotite grain affect the UCS of granite, while their effect on the failure strain is minimal. The aspect ratio of biotite grains affects UCS, with z-axis elongation (aligned with compression) yielding higher UCS than x-axis elongation (perpendicular to compression).
矿物学特征,包括矿物的空间分布、形状和方向,是决定花岗岩力学行为的重要因素。通过对花岗岩试件(直径10 mm、高度15 mm)进行单轴抗压强度(UCS)测试前后的x射线微计算机断层扫描(micro-CT)研究了这种影响。x射线微型CT扫描产生数千张CT图像,这些图像使用先进的数字图像处理技术进行处理。具体而言,采用残差网络-视觉几何群16 - unet (Res-VGG16-UNet)模型和圆阈值分割技术对CT图像中的矿物进行识别和映射。然后,从这些绘制的矿物中提取的坐标信息用于创建包含测试花岗岩标本矿物特征的3D Subspring Network Breakable Voronoi (SNBV)微观结构模型。该模型由一个网格(3D Voronoi镶嵌)刚性,易碎,Voronoi块。通过k维树(KD-Tree)算法对提取的坐标信息进行管理,形成一个大型数据集,以方便SNBV模型中的矿物类型分配。通过将模型结果与UCS试验获得的实验数据进行比较,对模型进行了校准。本研究在校准的SNBV模型中进一步探讨了黑云母颗粒的空间分布、形状和取向的变化,并基于一组简化的微性质研究了它们对花岗岩的UCS和断裂行为的影响。结果表明,随着SNBV模型分辨率(由具有相同物理尺寸的模型中包含的刚性块数定义)的增加,包括UCS、裂纹起裂和损伤应变和应力在内的力学性能达到恒定值。此外,黑云母颗粒的空间分布、形状和取向影响花岗岩的单抗强度,但对破坏应变的影响很小。黑云母晶粒的长径比影响UCS, z轴伸长率(与压缩成直线)比x轴伸长率(与压缩垂直)产生更高的UCS。
{"title":"Impact of mineralogical features on the mechanical behaviors of granite: A study using physically informed 3D microstructural model","authors":"Changdi He ,&nbsp;Brijes Mishra ,&nbsp;David Oskar Potyondy","doi":"10.1016/j.ijrmms.2025.106355","DOIUrl":"10.1016/j.ijrmms.2025.106355","url":null,"abstract":"<div><div>Mineralogical features, including mineral spatial distribution, shape, and orientation, are important in determining the mechanical behaviors of granite. This effect was investigated by using the X-ray micro-computed tomography (micro-CT) scan on granite specimens (10 mm diameter and 15 mm height) before and after uniaxial compressive strength (UCS) testing. The X-ray micro-CT scan generated thousands of CT images, which were processed using advanced digital image processing (DIP) techniques. Specifically, the Residual Network–Visual Geometry Group16–UNet (Res–VGG16–UNet) model and the circular threshold segmentation technique were applied to identify and map minerals within the CT images. The coordinate information extracted from these mapped minerals was then used to create 3D Subspring Network Breakable Voronoi (SNBV) microstructural models that incorporate the mineral characteristics of tested granite specimens. The models consist of a mesh (3D Voronoi tessellation) of rigid, breakable, Voronoi blocks. The extracted coordinate information, forming a large dataset, was managed by the <span><math><mi>k</mi></math></span>-Dimensional Tree (KD-Tree) algorithm to facilitate mineral type assignment in SNBV models. The models were calibrated by comparing their results with the experimental data obtained from UCS tests. This study further explored the variations in biotite grain spatial distribution, shape, and orientation within a calibrated SNBV model, and examined their impact on the UCS and fracture behaviors of granite, based on a set of simplified microproperties. The results illustrate that as the SNBV model resolution (defined by the number of rigid blocks contained in models with identical physical dimensions) increases, mechanical properties, including UCS and crack initiation and damage strains and stresses, reach constant values. Additionally, the spatial distribution, shape, and orientation of biotite grain affect the UCS of granite, while their effect on the failure strain is minimal. The aspect ratio of biotite grains affects UCS, with <span><math><mi>z</mi></math></span>-axis elongation (aligned with compression) yielding higher UCS than <span><math><mi>x</mi></math></span>-axis elongation (perpendicular to compression).</div></div>","PeriodicalId":54941,"journal":{"name":"International Journal of Rock Mechanics and Mining Sciences","volume":"197 ","pages":"Article 106355"},"PeriodicalIF":7.5,"publicationDate":"2025-11-26","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"145598600","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":1,"RegionCategory":"工程技术","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
引用次数: 0
Experimental assessment of mode I fracture toughness and fracture energy in four rock types using the pCT testing method with two notch radii 采用双缺口半径pCT试验方法对四种岩石ⅰ型断裂韧性和断裂能进行试验评估
IF 7.5 1区 工程技术 Q1 ENGINEERING, GEOLOGICAL Pub Date : 2025-11-25 DOI: 10.1016/j.ijrmms.2025.106352
Yan Li , Miguel Herbón-Penabad , Jorge Castro , Marina Miranda , Tonglu Li , Jordi Delgado-Martín
Understanding mode I fracture behavior in rocks is essential for handling geomechanical problems, including tunneling, mining, and hydraulic fracturing. This study investigates the mode I fracture toughness (KIC) and specific fracture energy (Gc and Gf) in one sandstone, one limestone and two marble lithologies using the pseudo-compact tension (pCT) test. To assess the influence of the notch radius, specimens were prepared with two notch radii: 0.15 mm (thin) and 0.5 mm (thick). The key novelty lies in comparing notch radius effects across multiple lithologies while explicitly accounting for heterogeneity via ultrasonic wave velocities and micro X-ray fluorescence elemental mapping. Results show that, for the limestone and the marbles, the thick notch yields higher values of KIC, Gc, Gf. In contrast, the sandstone shows the opposite trend, with higher values for thin-notch specimens. This behavior is likely attributed to its high porosity, where stress concentration around pores can generates secondary crack tips near the blunt notch tip, that reduce the fracture toughness and energy dissipation. Across all rocks, Gf > Gc, indicating substantial dissipation by microcracking and grain-boundary processes beyond pure surface-energy creation. In addition, a thinner notch improves repeatability and reduces data dispersion, thereby mitigating heterogeneity effects on measured parameters. These findings provide practical guidance on selection of notch radius and highlight the importance of multiscale heterogeneity characterization for advancing rock mechanics research and refining fracture testing methods, thereby improving accuracy and reducing variability.
了解岩石中的I型断裂行为对于处理地质力学问题至关重要,包括隧道、采矿和水力压裂。本研究利用拟紧致拉伸(pCT)试验研究了一种砂岩、一种石灰石和两种大理岩岩性的I型断裂韧性(KIC)和比断裂能(Gc和Gf)。为了评估缺口半径的影响,我们制作了两种缺口半径的标本:0.15 mm(薄)和0.5 mm(厚)。关键的新颖之处在于,在通过超声波波速和微x射线荧光元素作图明确计算非均质性的同时,比较多种岩性的缺口半径效应。结果表明,对于石灰石和大理岩,缺口越厚,其KIC、Gc、Gf值越高。砂岩则表现出相反的趋势,薄缺口试样的数值更高。这种行为可能归因于其高孔隙率,孔隙周围的应力集中会在钝缺口尖端附近产生二次裂纹尖端,从而降低断裂韧性和能量耗散。在所有岩石中,Gf > Gc,表明微裂纹和晶界过程的大量耗散超出了纯粹的表面能产生。此外,更薄的缺口提高了可重复性,减少了数据分散,从而减轻了对测量参数的异质性影响。这些发现为缺口半径的选择提供了实用指导,并突出了多尺度非均质性表征对推进岩石力学研究和改进裂缝测试方法的重要性,从而提高准确性并减少变异。
{"title":"Experimental assessment of mode I fracture toughness and fracture energy in four rock types using the pCT testing method with two notch radii","authors":"Yan Li ,&nbsp;Miguel Herbón-Penabad ,&nbsp;Jorge Castro ,&nbsp;Marina Miranda ,&nbsp;Tonglu Li ,&nbsp;Jordi Delgado-Martín","doi":"10.1016/j.ijrmms.2025.106352","DOIUrl":"10.1016/j.ijrmms.2025.106352","url":null,"abstract":"<div><div>Understanding mode I fracture behavior in rocks is essential for handling geomechanical problems, including tunneling, mining, and hydraulic fracturing. This study investigates the mode I fracture toughness (<em>K</em><sub>IC</sub>) and specific fracture energy (<em>G</em><sub>c</sub> and <em>G</em><sub>f</sub>) in one sandstone, one limestone and two marble lithologies using the pseudo-compact tension (<em>p</em>CT) test. To assess the influence of the notch radius, specimens were prepared with two notch radii: 0.15 mm (thin) and 0.5 mm (thick). The key novelty lies in comparing notch radius effects across multiple lithologies while explicitly accounting for heterogeneity via ultrasonic wave velocities and micro X-ray fluorescence elemental mapping. Results show that, for the limestone and the marbles, the thick notch yields higher values of <em>K</em><sub>IC</sub>, <em>G</em><sub>c</sub>, <em>G</em><sub>f</sub>. In contrast, the sandstone shows the opposite trend, with higher values for thin-notch specimens. This behavior is likely attributed to its high porosity, where stress concentration around pores can generates secondary crack tips near the blunt notch tip, that reduce the fracture toughness and energy dissipation. Across all rocks, <em>G</em><sub>f</sub> &gt; <em>G</em><sub>c</sub>, indicating substantial dissipation by microcracking and grain-boundary processes beyond pure surface-energy creation. In addition, a thinner notch improves repeatability and reduces data dispersion, thereby mitigating heterogeneity effects on measured parameters. These findings provide practical guidance on selection of notch radius and highlight the importance of multiscale heterogeneity characterization for advancing rock mechanics research and refining fracture testing methods, thereby improving accuracy and reducing variability.</div></div>","PeriodicalId":54941,"journal":{"name":"International Journal of Rock Mechanics and Mining Sciences","volume":"197 ","pages":"Article 106352"},"PeriodicalIF":7.5,"publicationDate":"2025-11-25","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"145598601","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":1,"RegionCategory":"工程技术","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
引用次数: 0
Investigation of the time-dependent and dynamic geomechanical behaviors induced by depressurization in natural gas hydrate-bearing sediments based on a poro-elasto-viscoplastic-dynamic model 基于孔隙—弹—粘—塑性动力学模型的含天然气水合物沉积物减压时动态地质力学行为研究
IF 7.5 1区 工程技术 Q1 ENGINEERING, GEOLOGICAL Pub Date : 2025-11-25 DOI: 10.1016/j.ijrmms.2025.106357
Xuyang Guo , Yan Jin , Tingting Miu , Shiming Wei , Yang Xia , Jizhou Tang
Depressurization-induced gas hydrate dissociation is widely employed for gas hydrate production but simultaneously introduces substantial geomechanical challenges, including sediment deformation, formation damage, and subsidence. Such issues have significantly limited the duration of field production tests worldwide, typically causing production to cease within around one month. The reliance on time-independent and quasi-static geomechanical assumptions in many existing models may lead to significant underestimation of depressurization-induced irreversible deformation and overlook time-dependent creep effects. This study develops a fully coupled poro-elasto-viscoplastic-dynamic model specifically designed to analyze realistic dynamic geomechanical responses induced by depressurization in gas hydrate-bearing sediments. The novelty of this work lies in incorporating both the inertial effects and a validated time-dependent elasto-viscoplastic constitutive relationship within a unified poromechanical framework, representing one of the first numerical efforts to capture these coupled effects and their impact on progressive irreversible deformation. The numerical framework integrates thermal, hydraulic, mechanical, and chemical processes. Comprehensive validations against established benchmarks and experimental data substantiate the accuracy and reliability of the model. Results demonstrate distinctive dynamic behaviors, capturing stress rebound phenomena at hydrate dissociation fronts, characterized by sudden stiffness reductions followed by transient stress recovery. The model identifies significant tertiary creep deformation occurring rapidly consistent with global field observations where production frequently terminates due to severe geomechanical deterioration. Comparative analyses further indicate that conventional quasi-static and time-independent constitutive models underestimate cumulative irreversible plastic deformation, potentially misrepresenting short-term geomechanical risks. Unique stress path evolution patterns captured by the dynamic model also provide quantification of transient yielding, stress redistribution, and progressive deformation mechanisms. This study explains the geomechanical reasons underlying the un-sustained and limited-duration gas hydrate production commonly observed in field operations. It also quantifies risks often overlooked or underestimated by simplified modeling approaches.
降压诱导的天然气水合物解离被广泛应用于天然气水合物生产,但同时也带来了大量的地质力学挑战,包括沉积物变形、地层损害和沉降。这些问题严重限制了全球范围内现场生产测试的持续时间,通常导致生产在大约一个月内停止。许多现有模型依赖于时间无关和准静态的地质力学假设,可能会导致对减压引起的不可逆变形的严重低估,而忽略了时间相关的蠕变效应。本研究建立了一个完全耦合的孔隙-弹-粘-塑性动力学模型,专门用于分析含天然气水合物沉积物中减压引起的实际动态地质力学响应。这项工作的新颖之处在于在统一的孔隙力学框架内结合惯性效应和经过验证的时间相关弹粘塑性本构关系,代表了第一个数值努力来捕捉这些耦合效应及其对渐进不可逆变形的影响。数值框架集成了热、液压、机械和化学过程。对既定基准和实验数据的全面验证证实了该模型的准确性和可靠性。结果表明,水合物解离前沿的应力反弹现象具有明显的动态特性,其特征是刚度突然降低,然后是短暂的应力恢复。该模型确定了显著的第三纪蠕变迅速发生,与全球现场观测结果一致,由于严重的地质力学恶化,生产经常终止。对比分析进一步表明,传统的准静态和时间无关本构模型低估了累积的不可逆塑性变形,可能会误解短期地质力学风险。动态模型捕获的独特应力路径演化模式也提供了瞬态屈服、应力重新分布和渐进变形机制的量化。该研究解释了油田作业中常见的不可持续和持续时间有限的天然气水合物生产的地质力学原因。它还量化了通常被简化的建模方法所忽视或低估的风险。
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引用次数: 0
Characteristics of fault slip, energy budget, and precursory stress drop revealed by fluid-induced fault instability experiments with varied injection rates 流体诱导断层不稳定性实验揭示了不同注入速率下断层滑动、能量收支和前兆应力降特征
IF 7.5 1区 工程技术 Q1 ENGINEERING, GEOLOGICAL Pub Date : 2025-11-25 DOI: 10.1016/j.ijrmms.2025.106344
Lishan Zhang , Chongyuan Zhang , Yifan Wu , Manchao He , Mohua Bu
Understanding the mechanisms underlying fluid-induced fault instability is essential for mitigating the risk of triggered seismicity. This study integrates laboratory experiments on granite samples containing a pre-cut fault zone and field data from the Gonghe Enhanced Geothermal System (EGS) to examine how injection rate and confining pressure govern fault slip modes, energy partitioning, and precursor signals. Experimental results demonstrate that injection rate critically modulates slip behavior: low injection rates promote cascades of small, low-energy slip events, whereas high rates induce a three-stage evolution (initiation-creep-instability) that culminates in larger seismic energy release. For stably slipping faults, total hydraulic energy shows a linear correlation with shear displacement. An interesting finding is the identification of a precursory stress drop, marked by a nonlinear transition in the pore pressure growth curve. A precursory time window exists between macro-slip initiation and catastrophic stick-slip. This precursor window shortens with increasing injection rate, underscoring that injection rate control is a primary strategy for seismic hazard management. Field observations from the Gonghe EGS confirm that higher injection rates are associated with reduced hydraulic diffusivity and increased seismic energy release, consistent with the mechanism identified in the laboratory.
了解流体诱发断层不稳定的机制对于降低触发地震活动的风险至关重要。本研究结合了含有预切割断裂带的花岗岩样品的实验室实验和来自巩和增强型地热系统(EGS)的现场数据,以研究注入速度和围压如何影响断层滑动模式、能量分配和前兆信号。实验结果表明,注入速率对滑动行为具有重要的调节作用:低注入速率促进了小的、低能量滑动事件的级联,而高注入速率则诱导了一个三阶段演化(起始-蠕变-失稳),最终导致更大的地震能量释放。对于稳定滑动断层,总水力能与剪切位移呈线性相关。一个有趣的发现是确定了一个前兆应力下降,其标志是孔隙压力增长曲线的非线性转变。宏观滑移起始与灾难性粘滑之间存在前兆时间窗。随着注入速率的增加,前驱窗口缩短,强调了注入速率控制是地震灾害管理的主要策略。从Gonghe EGS的现场观察证实,较高的注入速率与降低的水力扩散系数和增加的地震能量释放有关,这与实验室确定的机制一致。
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引用次数: 0
Effect of excavation damaged zone on the long-term coupled thermo-hydro-mechanical behaviors of deep geological repositories in granitic rock masses 开挖破坏带对花岗岩岩体深部地质库长期热-水-力耦合行为的影响
IF 7.5 1区 工程技术 Q1 ENGINEERING, GEOLOGICAL Pub Date : 2025-11-22 DOI: 10.1016/j.ijrmms.2025.106353
Kwang-Il Kim , Changsoo Lee , Dongkeun Cho , Jin-Seop Kim , Jonny Rutqvist
This study numerically investigates the influence of the excavation damaged zone (EDZ) on the long-term coupled thermo-hydro-mechanical (THM) behaviors of the Korean deep geological repository (DGR) concepts in granitic rock masses. Using the extent and properties of the EDZ derived from Korean Atomic Energy Research Institute (KAERI) Underground Research Tunnel (KURT), numerical results reveal that the EDZ exerts a minor influence on thermal behavior but accelerates the resaturation of the buffer and backfill due to its increased permeability. Notably, the EDZ leads to a smaller extent of potential rock failure compared to simulation cases without the EDZ. This is attributed to a more pronounced reduction in thermal stresses relative to the decrease in rock mass strengths. A sensitivity analysis reveals that uncertainties in the rock mass stiffness within the EDZ have a more pronounced effect on the predicted rock failure volume than variations in thermal conductivity and permeability have on the temperature and saturation evolutions. Reducing disposal spacing to increase disposal density defined as the amount of disposed uranium per unit area significantly raises thermal loading and the risk of rock mass failure, potentially inducing continuous failure zones connecting neighboring deposition holes and disposal tunnels under relatively weak rock conditions. These findings suggest that while the EDZ may not be a critical factor in determining disposal spacing, DGR designs to enhance the disposal density necessitate careful consideration of the rock mass strength to ensure long-term safety.
本文研究了开挖损伤区(EDZ)对花岗岩岩体中韩国深层地质库(DGR)概念的长期热-水-力耦合(THM)行为的影响。利用韩国原子能研究所(KAERI)地下研究隧道(KURT)的EDZ范围和特性,数值结果表明,EDZ对缓冲层和充填体的热行为影响较小,但由于其增加的渗透性,加速了缓冲层和充填体的再饱和。值得注意的是,与没有EDZ的模拟情况相比,EDZ导致的潜在岩石破坏程度较小。这是由于相对于岩体强度的降低,热应力的降低更为明显。灵敏度分析表明,与热导率和渗透率变化对温度和饱和度演变的影响相比,EDZ内岩体刚度的不确定性对预测岩石破坏体积的影响更为显著。减小处置间距以增加处置密度(单位面积处置铀的数量)显著增加热负荷和岩体破坏风险,在相对较弱的岩石条件下可能诱发连接相邻沉积孔和处置隧道的连续破坏区。这些发现表明,虽然EDZ可能不是决定处置间距的关键因素,但为了提高处置密度,DGR设计需要仔细考虑岩体强度,以确保长期安全。
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引用次数: 0
Multiscale analysis of mechanical properties of sandstone: Integrating advanced microscopic characterizations and shape-factor-modified upscaling approach 砂岩力学特性的多尺度分析:结合先进的微观表征和形状因子修正的放大方法
IF 7.5 1区 工程技术 Q1 ENGINEERING, GEOLOGICAL Pub Date : 2025-11-22 DOI: 10.1016/j.ijrmms.2025.106354
Tian-Ya Zhai , Xiao-Ping Zhou
The macroscopic mechanical properties of rocks are affected by the mineral composition. Different minerals exhibit varied mechanical responses due to differences in their crystal structures. In this study, we study microstructures and micromechanical parameters of sandstone, such as Young's modulus, hardness, plasticity work ratio, and elasticity index of rock-forming minerals by the TESCAN Integrated Mineral Analyzer (TIMA) and nanoindentation tests under different indentation loads. Atomic force microscopy (AFM) tests are used to analyze the indentation patterns of minerals under different indentation loads, and the results are employed to calculate fracture toughness. Finally, based on electron backscattering diffraction (EBSD) test, the influence mechanisms of grain boundaries and dislocations in quartz crystals on crack propogation and mechanical properties are investigated. The results show that the Young's modulus, hardness and fracture toughness of quartz, feldspar, osumilite and chlorite are dependent on the indentation load. The indentation deformation of quartz and feldspar is predominantly elastic, while the indentation deformation of osumilite and chlorite is predominantly plastic. Dislocation sources resulting from indentation in quartz crystals produce dislocations near grain boundaries, and these dislocations are impeded by the grain boundaries and accumulate, leading to stress concentrations. This stress concentration may exceed the local strength of the material, promote crack initiation and propagation, and produce new cracks along the grain boundaries, thereby reducing the fracture toughness. The generalized mean method incorporating mineral shape influence factors (SFGMM) establishes a more accurate upscaling approach, providing a high-precision tool for evaluating macroscopic properties of complex geological materials, demonstrating particularly significant value in engineering applications of heterogeneous rocks.
岩石的宏观力学性质受矿物组成的影响。不同的矿物由于其晶体结构的不同而表现出不同的力学反应。通过TESCAN综合矿物分析仪(TIMA)和纳米压痕试验,研究了砂岩在不同压痕载荷下的微观结构和微力学参数,如杨氏模量、硬度、塑性功比和造岩矿物弹性指数。采用原子力显微镜(AFM)试验分析了不同压痕载荷下矿物的压痕模式,并将结果用于计算断裂韧性。最后,基于电子后向散射衍射(EBSD)测试,研究了石英晶体中晶界和位错对裂纹扩展和力学性能的影响机制。结果表明:石英、长石、奥米石和绿泥石的杨氏模量、硬度和断裂韧性与压痕载荷有关;石英和长石的压痕变形以弹性变形为主,而奥辉石和绿泥石的压痕变形以塑性变形为主。由石英晶体压痕产生的位错源在晶界附近产生位错,这些位错受到晶界的阻碍而积累,导致应力集中。这种应力集中可能超过材料的局部强度,促进裂纹的萌生和扩展,沿晶界产生新的裂纹,从而降低断裂韧性。结合矿物形状影响因素的广义平均方法(SFGMM)建立了一种更精确的升级方法,为复杂地质材料的宏观性质评价提供了高精度工具,在非均质岩石的工程应用中具有特别重要的价值。
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引用次数: 0
Dynamic response of sandstone under hydro-mechanical coupling: macroscopic behavior and microscopic mechanism 水-力耦合作用下砂岩动力响应:宏观行为与微观机制
IF 7.5 1区 工程技术 Q1 ENGINEERING, GEOLOGICAL Pub Date : 2025-11-21 DOI: 10.1016/j.ijrmms.2025.106342
Ju Wang , Feng Dai , Zelin Yan , Yuanyang Pang , Mingdong Wei
Deep engineering rock masses are typically subjected to coupled in-situ stress, pore water pressure, and construction-induced dynamic disturbances, making it essential to understand the corresponding mechanical behavior and response mechanisms for effective dynamic disaster prevention and control in complex geological environments. In this study, a modified hydro-mechanical coupled split Hopkinson pressure bar (SHPB) system was developed, and the reliability was experimentally validated. The dynamic mechanical response and energy dissipation characteristics of sandstone under hydro-mechanical coupling were investigated utilizing the testing system, and the micromechanical mechanisms were revealed. The results show that the dynamic strength and elastic modulus positively correlate with confining pressure but negatively with pore water pressure. The rate dependency of strength diminishes with increasing confining pressure, yet remains independent of pore water pressure. The peak strain increases nonlinearly with strain rate and pore water pressure. With increasing strain rate and pore water pressure, the reflected energy proportion increases, while transmitted energy and energy utilization rate decrease. The dissipated energy density increases linearly with the logarithm of incident energy and shows a rate dependency. A pore-emanated crack model considering the coupling of pore water pressure and triaxial dynamic compression was established. The model indicates that confining pressure reduces the stress intensity factor (SIF) at crack tips, causing the critical stress for microcrack propagation to follow a power-law increase. The pore water pressure increases the SIF, resulting in a linear decrease in the critical stress. As pore radius and strain rate increase, the initiation time of microcracks advances. Finally, the competitive relationship between the water wedge effect and Stefan effect under different coupling conditions is revealed. The research conclusions can provide scientific reference for rock engineering construction and stability evaluation under the coupled environment of dynamic stress and pore water pressure.
深层工程岩体通常会受到地应力、孔隙水压力和施工引起的动力扰动的耦合作用,因此了解其相应的力学行为和响应机制对复杂地质环境下有效的动力灾害防治至关重要。本文研制了一种改进的水-力耦合分离式霍普金森压杆(SHPB)系统,并对其可靠性进行了实验验证。利用试验系统研究了水-力耦合作用下砂岩的动态力学响应和能量耗散特性,揭示了细观力学机制。结果表明:动强度和弹性模量与围压呈正相关,与孔隙水压力负相关;强度的速率依赖性随着围压的增加而减小,但与孔隙水压力无关。峰值应变随应变率和孔隙水压力呈非线性增加。随着应变速率和孔隙水压力的增大,反射能量占比增大,传递能量和能量利用率降低。耗散能量密度随入射能量的对数线性增加,并表现出速率依赖关系。建立了考虑孔隙水压力和三轴动压耦合作用的孔隙萌生裂纹模型。模型表明,围压降低了裂纹尖端的应力强度因子(SIF),导致微裂纹扩展的临界应力服从幂律增加。孔隙水压力增大了SIF,导致临界应力呈线性下降。随着孔隙半径和应变速率的增大,微裂纹的萌生时间提前。最后,揭示了不同耦合条件下水楔效应与Stefan效应之间的竞争关系。研究结论可为动应力与孔隙水压力耦合环境下的岩石工程施工及稳定性评价提供科学参考。
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引用次数: 0
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International Journal of Rock Mechanics and Mining Sciences
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