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Sustainability challenges of artificial intelligence and Citizens' regulatory preferences 人工智能的可持续性挑战和公民的监管偏好
IF 7.8 1区 管理学 Q1 Social Sciences Pub Date : 2023-10-01 DOI: 10.1016/j.giq.2023.101863
Pascal D. König , Stefan Wurster , Markus B. Siewert

Following the idea that citizens' regulatory preferences matter for the acceptance and success of policy measures, this paper investigates citizens' support for the regulation of Artificial Intelligence (AI). The focus lies on the transparency and the ecological sustainability of AI as two key challenges tied to possible long-term impacts on societies. Findings from survey data representative of the German population show overall moderate to strong support for the government regulating AI. Perceived regulatory competence of policymakers is positively associated with citizens' support for soft regulation. Lower trust in tech companies is linked to a lower readiness to rely on soft regulation, but not to more demand for hard regulation. While regulatory preferences barely map on political conflict lines, people's future orientation emerges as a strong correlate of support for both hard and soft regulation. Citizens thus seem to perceive a clear sustainability dimension in the development and governance of AI.

根据公民的监管偏好对政策措施的接受和成功至关重要的观点,本文调查了公民对人工智能(AI)监管的支持。重点在于人工智能的透明度和生态可持续性,这是与可能对社会产生的长期影响相关的两个关键挑战。来自代表德国人口的调查数据的结果显示,对政府监管人工智能的总体支持从温和到强烈。政策制定者的监管能力感知与公民对软监管的支持正相关。对科技公司的信任度较低,与依赖软监管的意愿较低有关,但与对硬监管的需求增加无关。尽管监管偏好在政治冲突线上几乎没有映射,但人们对未来的取向与对硬监管和软监管的支持有着很强的相关性。因此,公民似乎在人工智能的发展和治理中看到了一个明确的可持续性维度。
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引用次数: 2
Local public services and the ethical deployment of artificial intelligence 地方公共服务与人工智能的伦理部署
IF 7.8 1区 管理学 Q1 Social Sciences Pub Date : 2023-10-01 DOI: 10.1016/j.giq.2023.101865
T. Kinder , J. Stenvall , E. Koskimies , H. Webb , S. Janenova

Responding to growing criticism that the use of artificial intelligence in public services reinforces unethical activities such as discrimination, the paper presents two new cases from the cities in Finland, both self-describing as centres for the ethical use of AI. Structured by an ethical AI foresighting framework we explore how and why AI is being used in local public services and its outcomes, the degree to which current AI-enabled public services are ethically evaluated and whether ethical evaluation features in trends for future AI use.

The research objectives are to demonstrate how AI is being deployed in cities claiming to be European centres for ethical AI use, to innovate new service models and to present a new framework, based on social learning to help analysis of ethics in AI-related innovation processes, in particular those enhancing accountability to citizens. In doing so, we show in practical terms how ethical decision-making processes are identified and responded to addressing explainability and understandability issues.

We suggest that negative ethical results from AI use can be avoided, however this requires an ethos of citizen involvement in innovation processes and significant investment in times and attention to distribute learning and opinions between providers, technical partners and service users include an acknowledgment that technical partners learn from users as well as users learning from technical partners.

针对越来越多的批评,即在公共服务中使用人工智能会加强歧视等不道德的活动,该论文提出了来自芬兰城市的两个新案例,这两个城市都自称是人工智能伦理使用的中心。在道德人工智能预见框架的框架下,我们探讨了人工智能如何以及为什么被用于当地公共服务及其结果,当前人工智能支持的公共服务在多大程度上得到道德评估,以及道德评估是否成为未来人工智能使用的趋势。研究目标是展示人工智能如何在声称是欧洲伦理人工智能使用中心的城市中部署,创新新的服务模式,并提出一个基于社会学习的新框架,以帮助分析人工智能相关创新过程中的伦理,特别是那些加强对公民问责的过程。在这样做的过程中,我们以实际的方式展示了如何识别和回应道德决策过程,以解决可解释性和可理解性问题。我们建议可以避免人工智能使用带来的负面道德后果,但这需要公民参与创新过程的精神,以及在提供商、技术合作伙伴和服务用户之间投入大量时间和精力来传播学习和意见,包括承认技术合作伙伴向用户学习,以及用户向技术合作伙伴学习。
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引用次数: 0
Electronic identification (e-ID) as a socio-technical system moderating migrants' access to essential public services – The case of Finland 电子身份证作为一种社会技术系统,调节移民获得基本公共服务的机会——以芬兰为例
IF 7.8 1区 管理学 Q1 Social Sciences Pub Date : 2023-10-01 DOI: 10.1016/j.giq.2023.101839
Laura Kemppainen , Teemu Kemppainen , Anne Kouvonen , Young-Kyu Shin , Eero Lilja , Tuulikki Vehko , Hannamaria Kuusio

Many welfare state services have rapidly become ‘digital by default’. Electronic identification (e-ID) technology is needed for secure identification authentication with regard to digital services. This study uses socio-technical systems theory to analyse the development and transfer of e-ID technology in the context of public-private partnerships (PPPs). Recent studies have shown that the ‘digital divide’ is prominent between ethnic minorities and the majority populations. Yet there is a scarcity of studies investigating inequalities related to obtaining an e-ID, which is required to access digital public services. Our empirical results show that transnational migrants had lower access to e-ID, which may hinder their ability to access public services. We used representative Finnish population-based survey data (FinMonik study) to analyse general socio-demographic and migration-specific factors associated with not having an e-ID. Our results showed that approximately 91% of the respondents had an e-ID. This is lower than the 98% among the general working-age population. There are significant differences in having an e-ID between different migrant groups. The lowest rate (84%) was observed for migrants who had moved to Finland from outside the EU and OECD countries. Regression analysis showed that lower socio-economic status and weak local language skills were associated with not having an e-ID. We argue that e-ID as a socio-technical system includes unintended contradictions stemming from PPP when the non-discrimination principle of the welfare state clashes with the private sector's operational logics and interests. We argue that the government should remain accountable for ensuring the safety, efficacy, quality, and adequate access to welfare state services developed in PPP.

许多福利国家服务已迅速“默认数字化”。数字服务需要电子识别(e-ID)技术来进行安全的身份认证。本研究运用社会技术系统理论分析了在公私伙伴关系(ppp)背景下电子身份证技术的发展和转让。最近的研究表明,少数民族和多数人口之间的“数字鸿沟”很突出。然而,很少有研究调查与获得电子身份证相关的不平等问题,而电子身份证是获得数字公共服务所必需的。我们的实证结果表明,跨国移民的电子身份证使用率较低,这可能会阻碍他们获得公共服务的能力。我们使用具有代表性的芬兰人口调查数据(FinMonik研究)来分析与没有电子身份证相关的一般社会人口统计学和移民特定因素。我们的调查结果显示,大约91%的受访者拥有电子身份证。这低于一般劳动年龄人口的98%。不同移民群体在电子身份证持有情况上存在显著差异。从欧盟和经合组织国家以外移居芬兰的移民比例最低(84%)。回归分析显示,较低的社会经济地位和较弱的当地语言技能与没有电子身份证有关。我们认为,当福利国家的非歧视原则与私营部门的运营逻辑和利益发生冲突时,电子身份证作为一个社会技术系统包含了PPP产生的意外矛盾。我们认为,政府应该继续对确保PPP模式下福利国家服务的安全性、有效性、质量和充分获取负责。
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引用次数: 0
The role of digital technologies in global climate negotiations 数字技术在全球气候谈判中的作用
IF 7.8 1区 管理学 Q1 Social Sciences Pub Date : 2023-10-01 DOI: 10.1016/j.giq.2023.101867
Tove Sofia Engvall, Leif Skiftenes Flak, Øystein Sæbø

Digital technologies are increasingly used in global climate negotiations to enhance interaction and participation. However, global climate negotiations are characterized by paradoxes and tensions that complicate the resolution of the problem. Thus, the use of digital technologies can only be effective if orchestrated with an understanding of underlying global climate negotiations paradoxes. The objective of this paper is to identify research needs related to the intersection of global climate negotiations, paradoxes, and the use of digital technologies. We propose a research agenda based on paradoxes of global climate negotiations at different levels of online interaction. Two streams of research inform our research agenda: paradox theory and research on online communities. We illustrate our reasoning by discussing digital support for the United Nation's Conference of the Parties (COP) meetings for climate negotiations. The research agenda contributes to the digital governance field by sensitizing the community of the underlying paradoxes in global governance. The combination of online communities research and paradox theory offer novel guidance on complexity and potential challenges when applying digital technologies in global climate negotiations. Our research agenda can be used to develop appropriate response strategies as it highlights challenges in need of attention.

数字技术越来越多地用于全球气候谈判,以加强互动和参与。然而,全球气候谈判的特点是矛盾和紧张,使问题的解决变得复杂。因此,只有在理解潜在的全球气候谈判悖论的情况下,数字技术的使用才能有效。本文的目的是确定与全球气候谈判、悖论和数字技术使用的交叉点相关的研究需求。我们提出了一个基于全球气候谈判在不同网络互动层面的悖论的研究议程。我们的研究议程有两个研究方向:悖论理论和网络社区研究。我们通过讨论对联合国缔约方大会气候谈判会议的数字支持来说明我们的推理。该研究议程通过提高社区对全球治理中潜在悖论的认识,为数字治理领域做出了贡献。在线社区研究和悖论理论的结合为在全球气候谈判中应用数字技术的复杂性和潜在挑战提供了新的指导。我们的研究议程可用于制定适当的应对策略,因为它突出了需要关注的挑战。
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引用次数: 0
Determinants of open government data usage: Integrating trust theory and social cognitive theory 开放政府数据使用的决定因素:整合信任理论和社会认知理论
IF 7.8 1区 管理学 Q1 Social Sciences Pub Date : 2023-10-01 DOI: 10.1016/j.giq.2023.101857
Mei Chen , Yuyan Cao , Yikai Liang

In the context of the digital economy, the potential values of open government data (OGD) need to be fully unlocked. It is necessary to investigate the key factors influencing citizens' intention to use OGD websites. Based on trust theory and social cognitive theory, we incorporated privacy concern into the theoretical model and integrated the perspective of relationship marketing to construct a comprehensive framework. Drawing on survey data from 225 respondents in China, we used partial least squares structural equation modeling (PLS-SEM) and fuzzy-set qualitative comparative analysis (fsQCA) to test data. The SEM results indicate that trust, affect, and privacy concern are significant for usage intention toward OGD websites. Those factors are predicted by economic, social, and structural bonds as well as outcome expectation and self-efficiency, respectively. FsQCA explored the configuration solutions leading to high behavioral intention (hBI) and non-behavioral intention (∼BI) to use OGD websites, providing theoretical and practical implications for policymakers and practitioners regarding how to enhance the usage of OGD websites.

在数字经济背景下,开放政府数据(OGD)的潜在价值需要充分释放。有必要对影响公民使用OGD网站意愿的关键因素进行调查。我们在信任理论和社会认知理论的基础上,将隐私关注纳入理论模型,并结合关系营销的视角构建了一个全面的框架。利用225名中国受访者的调查数据,我们使用偏最小二乘结构方程模型(PLS-SEM)和模糊集定性比较分析(fsQCA)对数据进行检验。SEM结果显示,信任、情感和隐私关注对OGD网站的使用意愿有显著影响。这些因素分别由经济关系、社会关系和结构关系以及结果预期和自我效率来预测。FsQCA探索了导致使用OGD网站的高行为意愿(hBI)和非行为意愿(~ BI)的配置解决方案,为政策制定者和从业者提供了关于如何提高OGD网站使用的理论和实践意义。
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引用次数: 1
The construction of self-sovereign identity: Extending the interpretive flexibility of technology towards institutions 自我主权认同的建构:延伸技术对制度的解释灵活性
IF 7.8 1区 管理学 Q1 Social Sciences Pub Date : 2023-10-01 DOI: 10.1016/j.giq.2023.101873
Linda Weigl , Tom Barbereau , Gilbert Fridgen

Ever-growing concerns over ‘Big Brother’ continue driving individuals towards user-centric identity management systems. Nascent innovations are framed as offering Self-Sovereign Identity (SSI). Because of the association with value-laden ideals and technical components like blockchain, SSI is caught up with both hype and idiosyncrasy. Competing interpretations of SSI damage the public discourse and risk misrepresenting affordances these systems might offer. Based on a qualitative inductive interview study and document analysis, this article extrapolates a constructivist theoretical frame – the Extended Model of Interpretive Flexibility – which combines insights from the Social Construction of Technology and the Structurational Model of Technology. The Extended Model of Interpretive Flexibility highlights malleability in the technical implementations and social representations, which in turn is affected by and influences institutional properties around SSI. This research further offers implications for practice around the implementation of SSI, in particular regarding policy, management, and design. For theory on public sector information systems, the proposed model has generalizable potential for the analysis of socio-technical systems and offers future research directions.

对“老大哥”日益增长的担忧继续驱使个人转向以用户为中心的身份管理系统。新生的创新被框定为提供自我主权身份(SSI)。由于与价值承载的理想和区块链等技术组件的联系,SSI被炒作和特质所吸引。对SSI的相互矛盾的解释损害了公共话语,并有可能歪曲这些系统可能提供的功能。本文在定性归纳访谈研究和文献分析的基础上,结合技术的社会建构和技术的结构模型的见解,推断出一个建构主义的理论框架——解释灵活性的扩展模型。解释灵活性的扩展模型强调了技术实现和社会表征的延展性,这反过来又受到并影响着SSI周围的制度属性。本研究进一步为SSI实施的实践提供了启示,特别是在政策、管理和设计方面。在公共部门信息系统理论方面,该模型对社会技术系统分析具有推广潜力,为未来的研究提供了方向。
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引用次数: 1
Pushing boundaries: An empirical view on the digital sovereignty of six governments in the midst of geopolitical tensions 推动边界:地缘政治紧张局势中六国政府数字主权的实证观点
IF 7.8 1区 管理学 Q1 Social Sciences Pub Date : 2023-10-01 DOI: 10.1016/j.giq.2023.101862
Bernardus Jansen , Natalia Kadenko , Dennis Broeders , Michel van Eeten , Kevin Borgolte , Tobias Fiebig

In just a few years, the issue of “digital sovereignty” has emerged as an important security issue for governments across the globe, reflecting a growing unease about the security risks associated with government services that depend on foreign service providers for digital infrastructure and traffic routing. This work investigates to which extent government services and communication with citizens relies on infrastructure outside their own jurisdiction for six countries facing sensitive or sometimes even antagonistic relations with neighbors: India, the Netherlands, Pakistan, Taiwan, Ukraine, and the United Kingdom. By combining various methods (traceroute measurements, passive DNS data and geolocation), we determine where and how domains are hosted, as well as the network paths taken by citizens' traffic to them. We uncover different strategies and degrees of autonomy, as well as difficult tradeoffs between different risks to autonomy, some of which might be larger than the risks associated with the dependency on foreign providers. This includes transnational providers being used by all countries, with geopolitical rivals even being tenants on the same network and traffic between citizens and governments regularly traversing international borders. Furthermore, we compared our empirical findings to stated governmental policies and find that they are not always consistent.

在短短几年内,“数字主权”问题已成为全球各国政府的一个重要安全问题,反映出人们对依赖外国服务提供商提供数字基础设施和流量路由的政府服务所带来的安全风险日益感到不安。本研究调查了印度、荷兰、巴基斯坦、台湾、乌克兰和英国这六个与邻国关系敏感甚至敌对的国家的政府服务和与公民的沟通在多大程度上依赖于本国管辖范围以外的基础设施。通过结合各种方法(traceroute测量,被动DNS数据和地理位置),我们确定在哪里和如何托管域,以及公民流量到它们所采取的网络路径。我们发现了不同的策略和自治程度,以及不同自治风险之间的艰难权衡,其中一些风险可能比依赖外国供应商相关的风险更大。这包括所有国家都在使用跨国提供商,地缘政治对手甚至是同一网络的租户,公民和政府之间的流量经常跨越国际边界。此外,我们将实证研究结果与政府政策进行了比较,发现它们并不总是一致的。
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引用次数: 0
How information capacity shapes policy implementation: A comparison of administrative burdens in COVID-19 vaccination programs in the United States, Mexico, and the Netherlands 信息能力如何影响政策实施:美国、墨西哥和荷兰新冠肺炎疫苗接种计划的行政负担比较
IF 7.8 1区 管理学 Q1 Social Sciences Pub Date : 2023-10-01 DOI: 10.1016/j.giq.2023.101871
Rik Peeters, César Rentería, Guillermo M. Cejudo

There is a growing literature on how policy capacities shape policy implementation. In this article we focus on a specific type: information capacity and its effects on implementation and policy outcomes. Through a comparative case study of the COVID-19 vaccination programs in the United States, Mexico, and the Netherlands, we study how a government's information capacity – the capacity to collect and process information regarding citizens, businesses, and territory – structures administrative burdens for citizens. We develop a typology of models of information capacity (infrastructural, system-by-system, and ad hoc) and explain how they influence policy implementation. We show how the infrastructural model is best equipped to absorb administrative burdens for a majority of citizens, while the system-by-system model and especially the ad hoc model tend to push costs towards frontline workers and citizens. Yet, even if information capacities may shape the affordances of policy implementation beyond the direct control of politicians and policymakers, governments still can make the deliberate choice to mitigate their negative effects by organizing operational flexibility and discretion.

关于政策能力如何影响政策执行的文献越来越多。在这篇文章中,我们关注一种特定类型:信息能力及其对执行和政策结果的影响。通过对美国、墨西哥和荷兰新冠肺炎疫苗接种计划的比较案例研究,我们研究了政府的信息能力——收集和处理公民、企业和地区信息的能力——如何为公民构成行政负担。我们开发了信息能力模型的类型(基础设施、逐个系统和特设),并解释了它们如何影响政策执行。我们展示了基础设施模式如何最适合承担大多数公民的行政负担,而逐个系统的模式,尤其是临时模式,往往会将成本推给一线工人和公民。然而,即使信息能力可能会影响政策执行的可承受性,超出政治家和政策制定者的直接控制范围,政府仍然可以做出深思熟虑的选择,通过组织运营灵活性和自由裁量权来减轻其负面影响。
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引用次数: 0
Adaptive social media communication for web-based accountability 基于网络问责制的适应性社会媒体沟通
IF 7.8 1区 管理学 Q1 Social Sciences Pub Date : 2023-10-01 DOI: 10.1016/j.giq.2023.101859
Dorota Dobija , Giuseppe Grossi , Luca Mora , Zuzanna Staniszewska , Łukasz Kozłowski , Anna Kovbasiuk

A growing body of research has explored the emergence of new digital forms of public accountability. Studies in this area show how digital technologies are equipped to support more participative information-sharing and provide dialogic tools for interactions with forums. However, no research has yet examined how to engage forums and enable web-based accountability relationships. We address this gap by highlighting the need to adapt social media communication strategies for topic-specific discussions. Our analysis builds on a database containing 25,485 posts extracted from social media platforms used by 13 Polish municipalities and focuses on two different matters of discussion: posts related to public health during the COVID-19 pandemic and non-COVID-19 related posts. Moreover, during the analysis, we consider two social media communication strategies: passive and participatory. Our findings indicate that both communication strategies can generate forum engagement, which subsequently supports web-based accountability. They also demonstrate that, to support forum engagement, municipalities should avoid one-style-fits-all approaches to communication and instead tailor strategies to the specific subject of discussion. This study contributes to expanding academic debates on web-based accountability by illustrating how the use of social media communication strategies can help engage citizens in public forums to enhance accountability relationships.

越来越多的研究探索了新型数字形式的公共问责。这一领域的研究表明,数字技术如何支持更具参与性的信息共享,并为与论坛的互动提供对话工具。然而,目前还没有研究考察如何参与论坛并使基于网络的问责关系成为可能。为了解决这一差距,我们强调需要调整社会媒体传播策略,以适应特定主题的讨论。我们的分析基于一个数据库,该数据库包含从波兰13个城市使用的社交媒体平台中提取的25,485个帖子,并侧重于两个不同的讨论事项:与COVID-19大流行期间公共卫生相关的帖子和与COVID-19无关的帖子。此外,在分析过程中,我们考虑了两种社交媒体传播策略:被动式和参与式。我们的研究结果表明,这两种传播策略都可以产生论坛参与,从而支持基于网络的问责制。它们还表明,为了支持论坛参与,市政当局应避免一刀切的沟通方式,而是根据具体的讨论主题量身定制战略。本研究通过说明使用社交媒体传播策略如何帮助公民参与公共论坛以加强问责关系,有助于扩大关于基于网络的问责制的学术辩论。
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引用次数: 2
The dynamics of AI capability and its influence on public value creation of AI within public administration 人工智能能力的动态及其对公共管理中人工智能公共价值创造的影响
IF 7.8 1区 管理学 Q1 Social Sciences Pub Date : 2023-10-01 DOI: 10.1016/j.giq.2023.101860
Colin van Noordt , Luca Tangi

Artificial Intelligence (AI) technologies in public administration are gaining increasing attention due to the potential benefits they can provide in improving governmental operations. However, translating technological opportunities into concrete public value for public administrations is still limited. One of the factors hindering this progress is the lack of AI capability within public organisations. The research found that various components of AI capability are essential for successfully developing and using AI technologies, including tangible, intangible, and human-related factors. There is a distinction between the AI capability to develop and the AI capability to implement AI technologies, with more administrations capable of the former but finding difficulties in the latter. A lack of in-house technical expertise to maintain and update the AI systems, legal challenges in deploying developed AI systems, and the capability to introduce changes in the organisation to ensure the system remains operational and used by relevant end-users are among the most critical limiting factors for long-term use of AI by public administrations. The research underlines the strong complementarity between historical eGovernment developments and the capability to deploy AI technologies. The study suggests that funding alone may not be enough to acquire AI capability, and public administrations need to focus on both the capability to develop and implement AI technologies. The research emphasizes that human skillsets, both technical and non-technical, are essential for the successful implementation of AI in public administration.

公共行政领域的人工智能(AI)技术因其在改善政府运营方面的潜在效益而受到越来越多的关注。然而,将技术机会转化为公共行政的具体公共价值仍然有限。阻碍这一进展的因素之一是公共组织缺乏人工智能能力。研究发现,人工智能能力的各种组成部分对于成功开发和使用人工智能技术至关重要,包括有形的、无形的和与人有关的因素。开发人工智能的能力和实施人工智能技术的能力是有区别的,更多的行政部门能够做到前者,但在后者方面遇到困难。缺乏内部技术专长来维护和更新人工智能系统,部署已开发的人工智能系统面临法律挑战,以及在组织中引入变革以确保系统保持运行并被相关最终用户使用的能力,这些都是公共行政部门长期使用人工智能的最关键限制因素。该研究强调了历史上电子政务的发展与部署人工智能技术的能力之间的强大互补性。该研究表明,仅靠资金可能不足以获得人工智能能力,公共行政部门需要关注开发和实施人工智能技术的能力。该研究强调,人类的技术和非技术技能对于在公共行政中成功实施人工智能至关重要。
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引用次数: 2
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Government Information Quarterly
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