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China's Grand Strategy under Xi Jinping: Reassurance, Reform, and Resistance
IF 5 1区 社会学 Q1 INTERNATIONAL RELATIONS Pub Date : 2020-07-01 DOI: 10.1162/isec_a_00383
Avery E. Goldstein
China's grand strategy under Xi Jinping is clearly distinctive. It does not, however, fundamentally break with the grand strategy that China has embraced since the early 1990s—one that aims to realize what is now labeled “the dream of national rejuvenation.” Leaders in Beijing have implemented three different approaches to this strategy. In 1992, the approach to rejuvenation followed Deng Xiaoping's admonition for China to hide its capabilities and bide its time. In 1996, Beijing shifted to a more proactive approach, peaceful rise, seeking to reassure others that a stronger and wealthier China would not pose a threat. In 2012, Xi again recast the grand strategy of rejuvenation to realize the Chinese dream. His approach is distinguished by its combination of three efforts: (1) continuing earlier attempts to reassure others about the benign intentions of rising China, (2) moving China from rhetoric to action in promoting reform of an international order that has facilitated China's rise, and (3) resisting challenges to what the Chinese Communist Party defines as the country's core interests. Xi's bolder approach has further clarified China's long-standing international aspirations and triggered reactions abroad that raise doubts about the prospects for his approach to realizing the goal of national rejuvenation.
然而,它并没有从根本上打破中国自20世纪90年代初以来所奉行的大战略,即旨在实现现在被称为“民族复兴之梦”的大战略。北京的领导人对这一战略实施了三种不同的方法。1996年,北京转向了一种更为积极主动的方式——和平崛起,试图让其他国家放心,一个更强大、更富裕的中国不会构成威胁。他的方法的特点是结合了三个方面的努力:(1)继续早期的尝试,让其他人相信中国崛起的善意;(2)推动中国在推动国际秩序改革方面从言辞转向行动,这促进了中国的崛起;(3)抵制对中国共产党定义为国家核心利益的挑战。
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引用次数: 34
Normalization by Other Means: Technological Infrastructure and Political Commitment in the North Korean Nuclear Crisis 其他方式的正常化:朝鲜核危机中的技术基础设施和政治承诺
IF 5 1区 社会学 Q1 INTERNATIONAL RELATIONS Pub Date : 2020-07-01 DOI: 10.1162/isec_a_00385
C. Lawrence
The 1994 Agreed Framework called for North Korea to dismantle its plutonium-production complex in exchange for civilian light water reactors (LWRs) and the promise of political normalization with the United States. The accord succeeded at rolling back North Korea's nuclear program, but the regime secretly began enriching uranium when the LWR project fell behind schedule. Today, scholars look back at the Agreed Framework as a U.S. offer of “carrots” to bribe the regime, but this framing overlooks the credibility challenges of normalization and the distinctive technical challenges of building LWRs in North Korea. A combiniation of political and technical analysis reveals how the LWR project helped build credibility for the political changes promised in the Agreed Framework. Under this interpretation, the LWR project created a platform for important breakthroughs in U.S.-North Korean engagement by signaling a U.S. commitment to normalization, but its signaling function was undercut when the United States displaced the costs of LWR construction to its allies. The real challenge of proliferation crisis diplomacy is not to bribe or coerce target states into giving up nuclear weapons, but to credibly signal a U.S. commitment to the long-term political changes needed to make denuclearization possible.
1994年的《框架协议》要求北韩拆除其钚生产设施,以换取民用轻水反应堆(LWRs),并承诺与美国实现政治正常化。该协议成功地遏制了朝鲜的核计划,但当轻水堆项目落后于计划时,朝鲜政权秘密地开始了铀浓缩。今天,学者们回顾《框架协议》,认为它是美国为贿赂朝鲜政权而提供的“胡萝卜”,但这种框架忽视了正常化的可信度挑战,以及在朝鲜建造轻水堆的独特技术挑战。政治和技术分析相结合揭示了低水堆项目如何帮助为《框架协议》中承诺的政治变革建立信誉。在这种解释下,轻水反应堆项目通过表明美国对正常化的承诺,为美朝接触创造了一个重要突破的平台,但当美国将轻水反应堆建设的成本转移给其盟友时,其信号功能被削弱了。扩散危机外交的真正挑战不是贿赂或强迫目标国家放弃核武器,而是要令人信服地表明,美国致力于实现无核化所需的长期政治变革。
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引用次数: 1
Living with Uncertainty: Modeling China's Nuclear Survivability 生活在不确定性中:模拟中国的核生存能力
IF 5 1区 社会学 Q1 INTERNATIONAL RELATIONS Pub Date : 2020-04-01 DOI: 10.1162/isec_a_00376
Riqiang Wu
Abstract Many strategists argue that to deter a nuclear attack, states must be certain of their ability to retaliate after a nuclear first strike. China's nuclear posture of uncertain retaliation suggests an alternative logic. Given the catastrophic consequences of a nuclear attack, uncertain retaliation can have a strong deterrent effect, and assured retaliation is not necessary. A simplified nuclear exchange model developed to evaluate China's nuclear retaliatory capabilities against the Soviet Union in 1984 and the United States in 2000 and 2010 shows that China's nuclear retaliatory capability has been and remains far from assured. In its 2010 Nuclear Posture Review Report, the United States promised to maintain strategic stability with China; therefore, the 2010 scenario can be considered as a baseline for China-U.S. strategic stability. Both China and the United States are developing or modernizing their strategic offensive and defensive weapons. The technical competition between China and the United States favors each in different ways. A hypothetical scenario of China versus the United States in 2025 reveals that China-U.S. strategic stability will likely be maintained at no lower than its 2010 level.
许多战略家认为,为了阻止核攻击,各国必须确定自己在核首次打击后进行报复的能力。中国不确定报复的核姿态表明了另一种逻辑。考虑到核攻击的灾难性后果,不确定的报复可以产生强大的威慑作用,而确定的报复是不必要的。为评估中国1984年对苏联、2000年和2010年对美国的核报复能力而开发的简化核交换模型表明,中国的核报复能力一直是而且仍然是不确定的。在2010年核态势评估报告中,美国承诺与中国保持战略稳定;因此,2010年的情景可以被视为中美关系的基线。战略稳定。中美两国都在发展或现代化各自的战略进攻性和防御性武器。中美之间的技术竞争以不同的方式对双方有利。假设2025年中国与美国对抗的情景表明,中美两国之间的关系将持续下去。战略稳定可能维持在不低于2010年的水平。
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引用次数: 11
Selective Wilsonianism: Material Interests and the West's Support for Democracy 选择性威尔逊主义:物质利益与西方对民主的支持
IF 5 1区 社会学 Q1 INTERNATIONAL RELATIONS Pub Date : 2020-04-01 DOI: 10.1162/isec_a_00378
A. Grigoryan
Abstract When a mass movement broke out in 2013 against the corrupt government of Viktor Yanukovich in Ukraine, the United States and its West European allies mobilized to support it. The policy was justified by the Wilsonian logic of promoting democracy and celebrated as such by liberals. Realists for the most part agreed with the liberal argument regarding the motive of that support, but criticized it as delusional and argued that the subsequent civil war in Ukraine was the consequence of that policy. This is a puzzle, because five years prior to the Ukrainian events, a mass movement had rocked Armenia— another post-Soviet state. The West's attitude toward that movement, however, ranged from indifference to hostility, even though the Wilsonian motives for supporting that movement should have been stronger. The difference in the West's response resulted from the different positions of the two movements toward Russia: the Ukrainian movement was intensely hostile toward Russia, whereas the Armenian movement was not. In other words, where Wilsonianism dovetailed with a geopolitical motive, it was triggered; where it diverged, Wilsonianism remained dormant. This is not a deviation from the general pattern either. Contrary to the popular narrative, the West has supported democracy only when that support has been reinforced by material interests, and rarely, if ever, when it has posed a threat to such interests.
2013年乌克兰爆发反对亚努科维奇(Viktor Yanukovich)腐败政府的群众运动时,美国及其西欧盟友动员起来予以支持。这一政策被威尔逊提倡民主的逻辑所证明是合理的,并受到自由主义者的赞扬。现实主义者在很大程度上同意自由派关于这种支持动机的观点,但批评这是一种妄想,并认为随后的乌克兰内战是这种政策的后果。这是一个谜,因为在乌克兰事件发生的五年前,一场群众运动震撼了亚美尼亚——另一个后苏联国家。然而,西方对这场运动的态度从漠不关心到敌视不等,尽管威尔逊支持这场运动的动机本应更强烈。西方的不同反应源于两场运动对俄罗斯的不同立场:乌克兰运动对俄罗斯怀有强烈敌意,而亚美尼亚运动则不然。换句话说,只要威尔逊主义与地缘政治动机相吻合,它就会被触发;在出现分歧的地方,威尔逊主义一直处于休眠状态。这也不是对一般模式的偏离。与流行的说法相反,西方只有在物质利益加强了这种支持的时候才会支持民主,而当民主对这些利益构成威胁的时候,西方几乎不会支持民主。
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引用次数: 6
The Political Power of Proxies: Why Nonstate Actors Use Local Surrogates 代理人的政治力量:为什么非国家行为者使用地方代理人
IF 5 1区 社会学 Q1 INTERNATIONAL RELATIONS Pub Date : 2020-04-01 DOI: 10.1162/isec_a_00377
A. Moghadam, M. Wyss
Abstract Studies of conflicts involving the use of surrogates focus largely on states, viewing the relationship between sponsors and proxies primarily as one in which states utilize nonstate actors as proxies. They have devoted far less attention to sponsor-proxy arrangements in which nonstate actors play super-ordinate roles as sponsors in their own right. Why and how do nonstate actors sponsor proxies? Unlike state sponsors, which value proxies primarily for their military utility, nonstate sponsors select and utilize proxies mainly for their perceived political value. Simply put, states tend to sponsor military surrogates, whereas nonstate actors sponsor political ancillaries. Both endogenous actor-based traits and exogenous structural constraints account for these different approaches. An analysis of three case studies of nonstate sponsors that differ in terms of ideology and capacity—al-Qaida in the Arabian Peninsula, the People's Protection Units in Syria, and Hezbollah in Lebanon—confirms this argument, but also suggests that the ability and desire to control proxies varies with the sponsor's capacity. High-capacity nonstate sponsors such as Hezbollah behave similarly to state sponsors, but remain exceptional. Most nonstate sponsors are less dominant, rendering the relationships to their proxies more transactional and pragmatic, and ultimately less enduring than those of state sponsors and their clients.
涉及代理人使用的冲突研究主要集中在国家,将赞助者与代理人之间的关系主要视为国家利用非国家行为体作为代理人的关系。他们对赞助者-代理人的安排投入的关注要少得多,在这种安排中,非国家行为者以自己的权利作为赞助者发挥着超高层的作用。非国家行为体为什么以及如何赞助代理?与国家赞助者不同的是,非国家赞助者选择和利用代理人主要是为了他们感知到的政治价值。简单地说,国家倾向于支持军事代理人,而非国家行为体则支持政治助手。内生的行为主体特征和外生的结构约束解释了这些不同的方法。对三个在意识形态和能力方面存在差异的非国家赞助者的案例分析——阿拉伯半岛的基地组织、叙利亚的人民保护部队和黎巴嫩的真主党——证实了这一论点,但也表明,控制代理人的能力和愿望因赞助者的能力而异。像真主党这样的高能力非国家赞助者的行为与国家赞助者相似,但仍然是例外。大多数非国家赞助者的主导地位较低,这使得他们与代理人的关系更具事务性和务实性,最终不如国家赞助者及其客户的关系持久。
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引用次数: 28
Paradoxes of Professionalism: Rethinking Civil-Military Relations in the United States 专业主义的悖论:重新思考美国的军民关系
IF 5 1区 社会学 Q1 INTERNATIONAL RELATIONS Pub Date : 2020-04-01 DOI: 10.1162/isec_a_00374
Risa A. Brooks
Abstract The U.S. military's prevailing norms of professionalism exhibit three paradoxes that render the organization poorly suited to meet contemporary challenges to its nonpartisan ethic, and that undermine its relations with civilian leaders. These norms, based on Samuel Huntington's objective civilian control model, argue that the military should operate in a sphere separate from the civilian domain of policymaking and decisions about the use of force. The first paradox is that Huntingtonian norms, though intended to prevent partisan and political behavior by military personnel, can also enable these activities. Second, the norms promote civilian leaders’ authority in decisionmaking related to the use of force, yet undermine their practical control and oversight of military activity. Third, they contribute to the military's operational and tactical effectiveness, while corroding the United States’ strategic effectiveness in armed conflict. These tensions in Huntington's norms matter today because of intensifying partisanship in society and in the military, the embrace by civilian leaders of objective control and their concomitant delegation of authority in armed conflict to the military, and growing questions about the causes of the inconclusive outcomes of the United States’ recent wars in Iraq and Afghanistan. It is time to develop a new framework for military professionalism.
美国军方普遍存在的专业规范表现出三个悖论,这使得该组织不适合应对当代对其无党派道德的挑战,并破坏了其与文职领导人的关系。这些规范基于塞缪尔·亨廷顿(Samuel Huntington)的客观民事控制模型,认为军队应该在一个与民事领域的政策制定和使用武力的决定分开的领域内运作。第一个悖论是,亨廷顿规范虽然旨在防止军事人员的党派和政治行为,但也可能使这些活动成为可能。第二,这些规范促进了文职领导人在使用武力方面的决策权威,但破坏了他们对军事活动的实际控制和监督。第三,它们有助于提高军队的作战和战术效率,同时削弱美国在武装冲突中的战略效率。亨廷顿准则中的这些紧张关系在今天很重要,因为社会和军队中的党派之争日益加剧,文职领导人对客观控制的接受,以及他们在武装冲突中对军方的授权,以及对美国最近在伊拉克和阿富汗战争中不确定结果的原因的越来越多的质疑。现在是制定军事专业主义新框架的时候了。
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引用次数: 40
What Allies Want: Reconsidering Loyalty, Reliability, and Alliance Interdependence 盟友想要什么:重新考虑忠诚、可靠性和联盟相互依赖
IF 5 1区 社会学 Q1 INTERNATIONAL RELATIONS Pub Date : 2020-04-01 DOI: 10.1162/isec_a_00375
Iain D. Henry
Abstract Leaders believe that if their state abandons one ally during a crisis, then their state's other allies will expect similar disloyalty in the future. Thus, a single instance of disloyalty can damage, or even destroy, alliances with other states. Because of this belief in interdependence—that developments in one alliance will also affect other alliances—the desire to demonstrate loyalty has exercised a tremendous influence on U.S. policy. But is indiscriminate loyalty what allies want? The First Taiwan Strait Crisis (1954–55) case study suggests that allies do not desire U.S. loyalty in all situations. Instead, they want the United States to be a reliable ally, posing no risk of abandonment or entrapment. In the First Taiwan Strait Crisis, several allies worried that U.S. loyalty to the Republic of China increased the risk of unwanted conflict, and as the crisis persisted, these allies sought to restrain the United States and thus reduce the likelihood of war. Although U.S. leaders were reluctant to coerce the Republic of China into backing down during this territorial dispute with the People's Republic of China, other U.S. allies actively encouraged such disloyalty. These findings have significance for theories of alliance politics and international reputation, as well as contemporary alliance management.
领导人认为,如果他们的国家在危机中抛弃了一个盟友,那么他们国家的其他盟友在未来也会有类似的不忠行为。因此,一个不忠的例子就可以破坏甚至摧毁与其他国家的联盟。由于这种相互依赖的信念——一个联盟的发展也会影响到其他联盟——表明忠诚的愿望对美国的政策产生了巨大的影响。但是不加区分的忠诚是盟友想要的吗?第一次台湾海峡危机(1954-55)的案例研究表明,盟友并不希望美国在所有情况下都忠诚。相反,他们希望美国成为一个可靠的盟友,不会有被抛弃或被困的风险。在第一次台海危机中,几个盟国担心美国对中华民国的忠诚会增加不必要冲突的风险,随着危机的持续,这些盟国试图限制美国,从而减少战争的可能性。虽然美国领导人不愿意强迫中华民国在与中华人民共和国的领土争端中让步,但美国的其他盟国积极鼓励这种不忠行为。这些发现对联盟政治理论、国际声誉理论以及当代联盟管理具有重要意义。
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引用次数: 14
Counterterrorism and Preventive Repression: China's Changing Strategy in Xinjiang 反恐与预防性镇压:中国在新疆不断变化的战略
IF 5 1区 社会学 Q1 INTERNATIONAL RELATIONS Pub Date : 2020-01-01 DOI: 10.1162/isec_a_00368
S. Greitens, Myunghee Lee, E. Yazici
Abstract In 2017–18, the Chinese Communist Party (CCP) changed its domestic security strategy in Xinjiang, escalating the use of mass detention, ideological re-education, and pressure on Uyghur diaspora networks. Commonly proposed explanations for this shift focus on domestic factors: ethnic unrest, minority policy, and regional leadership. The CCP's strategy changes in Xinjiang, however, were also likely catalyzed by changing perceptions of the threat posed by Uyghur contact with transnational Islamic militant groups in Southeast Asia and the Middle East, and a corresponding increase in perceived domestic vulnerability. This threat shifted from theoretical risk to operational reality in 2014–16, and occurred alongside a revised assessment that China's Muslim population was more vulnerable to infiltration by jihadist networks than previously believed. Belief in the need to preventively inoculate an entire population from “infection” by these networks explains the timing of the change in repressive strategy, shift toward collective detention, heavy use of re-education, and attention paid to the Uyghur diaspora. It therefore helps explain specific aspects of the timing and nature of the CCP's strategy changes in Xinjiang. These findings have implications for the study of the connections between counterterrorism and domestic repression, as well as for authoritarian preventive repression and Chinese security policy at home and abroad.
2017 - 2018年,中国共产党改变了其在新疆的国内安全战略,加大了大规模拘留、意识形态再教育和对维吾尔族侨民网络施压的力度。对于这种转变,通常提出的解释集中在国内因素上:民族动荡、少数民族政策和地区领导。然而,中共在新疆的战略变化也可能是由于维吾尔人与东南亚和中东的跨国伊斯兰激进组织的接触所构成的威胁的看法发生了变化,以及对国内脆弱性的认识相应增加。2014 - 2016年,这一威胁从理论上的风险转变为可操作的现实,并与一项修订后的评估同时发生,即中国穆斯林人口比以前认为的更容易受到圣战网络的渗透。相信有必要预防性地让全体人民免受这些网络的“感染”,解释了镇压策略发生变化的时机,转向集体拘留,大量使用再教育,并关注维吾尔族侨民。因此,它有助于解释中共在新疆战略变化的时间和性质的具体方面。这些发现对研究反恐与国内镇压之间的关系,以及专制的预防性镇压与中国在国内外的安全政策之间的关系具有启示意义。
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引用次数: 63
Deterring Wartime Atrocities: Hard Lessons from the Yugoslav Tribunal 制止战时暴行:南斯拉夫法庭的惨痛教训
IF 5 1区 社会学 Q1 INTERNATIONAL RELATIONS Pub Date : 2020-01-01 DOI: 10.1162/isec_a_00370
Jacqueline R. McAllister
Abstract Advocates of wartime international criminal tribunals (ICTs) hope that such tribunals can deter combatant atrocities against civilians. Yet, more than twenty-five years after the establishment of the first wartime ICT—the International Criminal Tribunal for the former Yugoslavia (ICTY)—wartime ICTs’ role in deterring such violence remains a matter of debate. Insights from criminology, as well as research on civil conflicts and international legal compliance, suggest that ICTs are most likely to deter government and rebel forces from committing atrocities against civilians when all three of the following conditions are present: (1) ICT officials have secured sufficient prosecutorial support, (2) combatant groups rely on support from liberal constituencies, and (3) combatant groups have centralized structures. Case studies of the ICTY's impact on fourteen combatant groups from the Yugoslav conflicts—combined with hundreds of field interviews with war veterans and others—confirm this prediction. The ICTY's record thus sheds important light on how and when contemporary wartime ICTs—including the International Criminal Court—might succeed in deterring combatant atrocities against civilians.
战时国际刑事法庭(ict)的倡导者希望此类法庭能够阻止战斗人员对平民的暴行。然而,在第一个战时信息通信技术——前南斯拉夫问题国际刑事法庭(前南问题国际法庭)——成立超过25年后,战时信息通信技术在阻止此类暴力方面的作用仍然是一个有争议的问题。来自犯罪学的见解,以及对国内冲突和国际法律遵守的研究表明,当以下三个条件同时存在时,信息通信技术最有可能阻止政府和叛军对平民犯下暴行:(1)信息通信技术官员获得了足够的起诉支持,(2)战斗团体依赖于自由选区的支持,(3)战斗团体有集中的结构。前南问题国际法庭对来自南斯拉夫冲突的14个战斗团体的影响的个案研究,加上对退伍军人和其他人的数百次实地访谈,证实了这一预测。因此,前南问题国际法庭的记录为当代战时信息通信技术(包括国际刑事法院)如何以及何时可能成功阻止战斗人员对平民的暴行提供了重要启示。
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引用次数: 8
Conceal or Reveal? Managing Clandestine Military Capabilities in Peacetime Competition 隐藏还是揭露?在和平时期竞争中管理秘密军事能力
IF 5 1区 社会学 Q1 INTERNATIONAL RELATIONS Pub Date : 2020-01-01 DOI: 10.1162/isec_a_00367
B. Green, A. Long
Abstract International political outcomes are deeply shaped by the balance of power, but some military capabilities rely on secrecy to be effective. These “clandestine capabilities” pose problems for converting military advantages into political gains. If clandestine capabilities are revealed, adversaries may be able to take steps that attenuate the advantages they are supposed to provide. On the other hand, if these capabilities are not revealed, then adversaries will be unaware of, and unimpressed by, the real balance of power. Most of the existing literature emphasizes that states have few incentives to signal their clandestine capabilities. This conclusion deserves qualification: the condition of long-term peacetime competition can make signaling a profitable decision. Within this context, two important variables help determine whether a state will signal or conceal its secret capabilities: the uniqueness of the capability and the anticipated responsiveness of the adversary. An extended case study of Cold War strategic antisubmarine warfare confirms these predictions.
国际政治结果深受权力平衡的影响,但一些军事能力依赖于保密才能发挥作用。这些“秘密能力”给将军事优势转化为政治利益带来了问题。如果秘密能力被揭露,对手可能会采取措施削弱他们应该提供的优势。另一方面,如果这些能力没有被揭示出来,那么对手将不知道,也不会对真正的力量平衡印象深刻。大多数现有文献都强调,各国几乎没有动机表明自己的秘密能力。这个结论值得补充:长期和平时期竞争的条件可以使信号成为有利可图的决策。在这种情况下,两个重要的变量有助于确定一个国家是将表明还是隐藏其秘密能力:能力的独特性和对手的预期反应。冷战战略反潜战的扩展案例研究证实了这些预测。
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引用次数: 12
期刊
International Security
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