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What Allies Want: Reconsidering Loyalty, Reliability, and Alliance Interdependence 盟友想要什么:重新考虑忠诚、可靠性和联盟相互依赖
IF 5 1区 社会学 Q1 Social Sciences Pub Date : 2020-04-01 DOI: 10.1162/isec_a_00375
Iain D. Henry
Abstract Leaders believe that if their state abandons one ally during a crisis, then their state's other allies will expect similar disloyalty in the future. Thus, a single instance of disloyalty can damage, or even destroy, alliances with other states. Because of this belief in interdependence—that developments in one alliance will also affect other alliances—the desire to demonstrate loyalty has exercised a tremendous influence on U.S. policy. But is indiscriminate loyalty what allies want? The First Taiwan Strait Crisis (1954–55) case study suggests that allies do not desire U.S. loyalty in all situations. Instead, they want the United States to be a reliable ally, posing no risk of abandonment or entrapment. In the First Taiwan Strait Crisis, several allies worried that U.S. loyalty to the Republic of China increased the risk of unwanted conflict, and as the crisis persisted, these allies sought to restrain the United States and thus reduce the likelihood of war. Although U.S. leaders were reluctant to coerce the Republic of China into backing down during this territorial dispute with the People's Republic of China, other U.S. allies actively encouraged such disloyalty. These findings have significance for theories of alliance politics and international reputation, as well as contemporary alliance management.
领导人认为,如果他们的国家在危机中抛弃了一个盟友,那么他们国家的其他盟友在未来也会有类似的不忠行为。因此,一个不忠的例子就可以破坏甚至摧毁与其他国家的联盟。由于这种相互依赖的信念——一个联盟的发展也会影响到其他联盟——表明忠诚的愿望对美国的政策产生了巨大的影响。但是不加区分的忠诚是盟友想要的吗?第一次台湾海峡危机(1954-55)的案例研究表明,盟友并不希望美国在所有情况下都忠诚。相反,他们希望美国成为一个可靠的盟友,不会有被抛弃或被困的风险。在第一次台海危机中,几个盟国担心美国对中华民国的忠诚会增加不必要冲突的风险,随着危机的持续,这些盟国试图限制美国,从而减少战争的可能性。虽然美国领导人不愿意强迫中华民国在与中华人民共和国的领土争端中让步,但美国的其他盟国积极鼓励这种不忠行为。这些发现对联盟政治理论、国际声誉理论以及当代联盟管理具有重要意义。
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引用次数: 14
Counterterrorism and Preventive Repression: China's Changing Strategy in Xinjiang 反恐与预防性镇压:中国在新疆不断变化的战略
IF 5 1区 社会学 Q1 Social Sciences Pub Date : 2020-01-01 DOI: 10.1162/isec_a_00368
S. Greitens, Myunghee Lee, E. Yazici
Abstract In 2017–18, the Chinese Communist Party (CCP) changed its domestic security strategy in Xinjiang, escalating the use of mass detention, ideological re-education, and pressure on Uyghur diaspora networks. Commonly proposed explanations for this shift focus on domestic factors: ethnic unrest, minority policy, and regional leadership. The CCP's strategy changes in Xinjiang, however, were also likely catalyzed by changing perceptions of the threat posed by Uyghur contact with transnational Islamic militant groups in Southeast Asia and the Middle East, and a corresponding increase in perceived domestic vulnerability. This threat shifted from theoretical risk to operational reality in 2014–16, and occurred alongside a revised assessment that China's Muslim population was more vulnerable to infiltration by jihadist networks than previously believed. Belief in the need to preventively inoculate an entire population from “infection” by these networks explains the timing of the change in repressive strategy, shift toward collective detention, heavy use of re-education, and attention paid to the Uyghur diaspora. It therefore helps explain specific aspects of the timing and nature of the CCP's strategy changes in Xinjiang. These findings have implications for the study of the connections between counterterrorism and domestic repression, as well as for authoritarian preventive repression and Chinese security policy at home and abroad.
2017 - 2018年,中国共产党改变了其在新疆的国内安全战略,加大了大规模拘留、意识形态再教育和对维吾尔族侨民网络施压的力度。对于这种转变,通常提出的解释集中在国内因素上:民族动荡、少数民族政策和地区领导。然而,中共在新疆的战略变化也可能是由于维吾尔人与东南亚和中东的跨国伊斯兰激进组织的接触所构成的威胁的看法发生了变化,以及对国内脆弱性的认识相应增加。2014 - 2016年,这一威胁从理论上的风险转变为可操作的现实,并与一项修订后的评估同时发生,即中国穆斯林人口比以前认为的更容易受到圣战网络的渗透。相信有必要预防性地让全体人民免受这些网络的“感染”,解释了镇压策略发生变化的时机,转向集体拘留,大量使用再教育,并关注维吾尔族侨民。因此,它有助于解释中共在新疆战略变化的时间和性质的具体方面。这些发现对研究反恐与国内镇压之间的关系,以及专制的预防性镇压与中国在国内外的安全政策之间的关系具有启示意义。
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引用次数: 63
Deterring Wartime Atrocities: Hard Lessons from the Yugoslav Tribunal 制止战时暴行:南斯拉夫法庭的惨痛教训
IF 5 1区 社会学 Q1 Social Sciences Pub Date : 2020-01-01 DOI: 10.1162/isec_a_00370
Jacqueline R. McAllister
Abstract Advocates of wartime international criminal tribunals (ICTs) hope that such tribunals can deter combatant atrocities against civilians. Yet, more than twenty-five years after the establishment of the first wartime ICT—the International Criminal Tribunal for the former Yugoslavia (ICTY)—wartime ICTs’ role in deterring such violence remains a matter of debate. Insights from criminology, as well as research on civil conflicts and international legal compliance, suggest that ICTs are most likely to deter government and rebel forces from committing atrocities against civilians when all three of the following conditions are present: (1) ICT officials have secured sufficient prosecutorial support, (2) combatant groups rely on support from liberal constituencies, and (3) combatant groups have centralized structures. Case studies of the ICTY's impact on fourteen combatant groups from the Yugoslav conflicts—combined with hundreds of field interviews with war veterans and others—confirm this prediction. The ICTY's record thus sheds important light on how and when contemporary wartime ICTs—including the International Criminal Court—might succeed in deterring combatant atrocities against civilians.
战时国际刑事法庭(ict)的倡导者希望此类法庭能够阻止战斗人员对平民的暴行。然而,在第一个战时信息通信技术——前南斯拉夫问题国际刑事法庭(前南问题国际法庭)——成立超过25年后,战时信息通信技术在阻止此类暴力方面的作用仍然是一个有争议的问题。来自犯罪学的见解,以及对国内冲突和国际法律遵守的研究表明,当以下三个条件同时存在时,信息通信技术最有可能阻止政府和叛军对平民犯下暴行:(1)信息通信技术官员获得了足够的起诉支持,(2)战斗团体依赖于自由选区的支持,(3)战斗团体有集中的结构。前南问题国际法庭对来自南斯拉夫冲突的14个战斗团体的影响的个案研究,加上对退伍军人和其他人的数百次实地访谈,证实了这一预测。因此,前南问题国际法庭的记录为当代战时信息通信技术(包括国际刑事法院)如何以及何时可能成功阻止战斗人员对平民的暴行提供了重要启示。
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引用次数: 8
Conceal or Reveal? Managing Clandestine Military Capabilities in Peacetime Competition 隐藏还是揭露?在和平时期竞争中管理秘密军事能力
IF 5 1区 社会学 Q1 Social Sciences Pub Date : 2020-01-01 DOI: 10.1162/isec_a_00367
B. Green, A. Long
Abstract International political outcomes are deeply shaped by the balance of power, but some military capabilities rely on secrecy to be effective. These “clandestine capabilities” pose problems for converting military advantages into political gains. If clandestine capabilities are revealed, adversaries may be able to take steps that attenuate the advantages they are supposed to provide. On the other hand, if these capabilities are not revealed, then adversaries will be unaware of, and unimpressed by, the real balance of power. Most of the existing literature emphasizes that states have few incentives to signal their clandestine capabilities. This conclusion deserves qualification: the condition of long-term peacetime competition can make signaling a profitable decision. Within this context, two important variables help determine whether a state will signal or conceal its secret capabilities: the uniqueness of the capability and the anticipated responsiveness of the adversary. An extended case study of Cold War strategic antisubmarine warfare confirms these predictions.
国际政治结果深受权力平衡的影响,但一些军事能力依赖于保密才能发挥作用。这些“秘密能力”给将军事优势转化为政治利益带来了问题。如果秘密能力被揭露,对手可能会采取措施削弱他们应该提供的优势。另一方面,如果这些能力没有被揭示出来,那么对手将不知道,也不会对真正的力量平衡印象深刻。大多数现有文献都强调,各国几乎没有动机表明自己的秘密能力。这个结论值得补充:长期和平时期竞争的条件可以使信号成为有利可图的决策。在这种情况下,两个重要的变量有助于确定一个国家是将表明还是隐藏其秘密能力:能力的独特性和对手的预期反应。冷战战略反潜战的扩展案例研究证实了这些预测。
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引用次数: 12
Presidents, Politics, and Military Strategy: Electoral Constraints during the Iraq War 总统、政治和军事战略:伊拉克战争期间的选举限制
IF 5 1区 社会学 Q1 Social Sciences Pub Date : 2020-01-01 DOI: 10.1162/isec_a_00371
A. Payne
Abstract How do electoral politics affect presidential decisionmaking in war? As both commander in chief and elected officeholder, presidents must inevitably balance competing objectives of the national interest and political survival when assessing alternative military strategies in war. Yet, how and when electoral pressures influence decisionmaking during an ongoing conflict remains unclear. Drawn from the logic of democratic accountability, two mechanisms of constraint may be inferred. First, presidents may delay making decisions that are perceived to carry excessive electoral risk. Second, electoral pressures may have a dampening effect, causing presidents to water down politically sensitive courses of action to minimize any expected backlash. Recently declassified documents and interviews with senior administration officials and military figures illustrate these mechanisms in a case study of decisionmaking during the second half of the Iraq War. Both George W. Bush's surge decision of 2007 and Barack Obama's decision to withdraw troops in 2011 are shown to have been profoundly influenced by concerns related to the domestic political calendar. These findings call for further study of the nuanced ways in which the electoral cycle shapes wartime decisionmaking.
战争中选举政治如何影响总统决策?作为总司令和民选公职人员,总统在评估战争中的其他军事战略时,不可避免地必须平衡国家利益和政治生存这两个相互竞争的目标。然而,在持续冲突期间,选举压力如何以及何时影响决策仍不清楚。根据民主问责的逻辑,可以推断出两种约束机制。首先,总统可能会推迟做出被认为会带来过度选举风险的决定。其次,选举压力可能会产生抑制作用,导致总统淡化政治敏感的行动方案,以尽量减少任何预期的反弹。最近解密的文件和对高级政府官员和军事人物的采访,在伊拉克战争后半段的决策案例研究中说明了这些机制。乔治·w·布什(George W. Bush) 2007年增兵的决定和巴拉克·奥巴马(Barack Obama) 2011年撤军的决定都受到了与国内政治日程相关的担忧的深刻影响。这些发现需要进一步研究选举周期影响战时决策的微妙方式。
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引用次数: 10
Who Killed Détente? The Superpowers and the Cold War in the Middle East, 1969–77 谁杀了dasten ?中东的超级大国和冷战,1969-77
IF 5 1区 社会学 Q1 Social Sciences Pub Date : 2020-01-01 DOI: 10.1162/isec_a_00369
G. Jackson
Abstract Standard explanations for the demise of U.S.-Soviet détente during the 1970s emphasize the Soviet Union's inability to put aside its communist ideology for the sake of a more cooperative relationship with the United States. Soviet resistance to reaching a stable accommodation during this period, many analysts maintain, was especially evident in the Middle East, where Moscow is said to have embraced the “radical Arab program” vis-à-vis Israel. Such accounts do not fare well, however, in light of the historical evidence. Instead, that evidence indicates that the Soviet Union was eager to cooperate with the United States to achieve an Arab-Israeli agreement. The Richard Nixon and Gerald Ford administrations, however, were not interested in working with the Soviets in the Middle East, and instead sought to expel them from the region. These findings have important implications for scholarly debates about whether great power rivals can cooperate on issues where their strategic interests are overlapping, as well as for contemporary debates over U.S. policy toward countries such as China, Iran, North Korea, and Russia.
对于20世纪70年代美苏关系破裂的标准解释强调,苏联没有能力为了与美国建立更紧密的合作关系而放弃其共产主义意识形态。许多分析人士认为,在此期间,苏联对达成稳定和解的抵制在中东尤为明显,据说莫斯科对-à-vis以色列采取了“激进的阿拉伯计划”。然而,从历史证据来看,这样的说法并不可信。相反,这些证据表明,苏联渴望与美国合作,以达成阿以协议。然而,理查德·尼克松(Richard Nixon)和杰拉尔德·福特(Gerald Ford)政府对在中东与苏联合作不感兴趣,而是试图将苏联驱逐出该地区。这些发现对于关于大国竞争对手是否可以在战略利益重叠的问题上进行合作的学术辩论以及当代关于美国对中国、伊朗、朝鲜和俄罗斯等国政策的辩论具有重要意义。
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引用次数: 1
Editors' Note 编者注
IF 5 1区 社会学 Q1 Social Sciences Pub Date : 2019-11-22 DOI: 10.1162/isec.20.4.3
Dane Alivarius, Cristine Pedersen
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引用次数: 0
The Domestic Politics of Nuclear Choices—A Review Essay 核选择的国内政治——一篇评论文章
IF 5 1区 社会学 Q1 Social Sciences Pub Date : 2019-10-01 DOI: 10.1162/isec_a_00361
E. Saunders
Abstract When and how do domestic politics influence a state's nuclear choices? Recent scholarship on nuclear security develops many domestic-political explanations for different nuclear decisions. These explanations are partly the result of two welcome trends: first, scholars have expanded the nuclear timeline, examining state behavior before and after nuclear proliferation; and second, scholars have moved beyond blunt distinctions between democracies and autocracies to more fine-grained understandings of domestic constraints. But without linkages between them, new domestic-political findings could be dismissed as a laundry list of factors that do not explain significant variation in nuclear decisions. This review essay assesses recent research on domestic politics and nuclear security, and develops a framework that illuminates when and how domestic-political mechanisms are likely to affect nuclear choices. In contrast to most previous domestic arguments, many of the newer domestic-political mechanisms posited in the literature are in some way top-down; that is, they show leaders deliberately maintaining or loosening control over nuclear choices. Two dimensions govern the extent and nature of domestic-political influence on nuclear choices: the degree of threat uncertainty and the costs and benefits to leaders of expanding the circle of domestic actors involved in a nuclear decision. The framework developed in this review essay helps make sense of several cases explored in the recent nuclear security literature. It also has implications for understanding when and how domestic-political arguments might diverge from the predictions of security-based analyses.
国内政治何时以及如何影响一个国家的核选择?最近关于核安全的学术研究为不同的核决策提供了许多国内政治解释。这些解释部分源于两种受欢迎的趋势:首先,学者们扩大了核时间线,考察了核扩散前后的国家行为;其次,学者们已经超越了对民主和独裁的生硬区分,对国内制约因素有了更细致的理解。但是,如果没有它们之间的联系,新的国内政治发现可能会被视为一长串不能解释核决策显著差异的因素。这篇评论文章评估了最近关于国内政治和核安全的研究,并开发了一个框架,阐明了国内政治机制何时以及如何可能影响核选择。与大多数先前的国内争论相反,文献中提出的许多较新的国内政治机制在某种程度上是自上而下的;也就是说,它们表明领导人有意保持或放松对核选择的控制。两个方面决定着国内政治对核选择的影响程度和性质:威胁不确定性的程度以及扩大参与核决策的国内行为体范围对领导人的成本和收益。在这篇评论文章中开发的框架有助于理解最近核安全文献中探讨的几个案例。它还对理解国内政治争论何时以及如何偏离基于安全的分析的预测具有启示意义。
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引用次数: 10
Editor-in-Chief's Note 主编的注意
IF 5 1区 社会学 Q1 Social Sciences Pub Date : 2019-10-01 DOI: 10.1162/isec_e_00366
Steven E. Miller
was launched forty-four years ago, in the summer of 1976, by what was then called the Program for Science and International Affairs. For thirty-one of those years—nearly three-fourths of its history—Sean Lynn-Jones has played a central role in running and shaping the journal. He has been a masterful manuscript diagnostician, becoming legendary as a provider of comments. He has had a keen eye for promising manuscripts and has been uncommonly skillful at pulling together interesting selections of articles. He has combined a wide knowledge of the aeld with a rare ability to situate potential articles in the literature and to judge their contribution. He has possessed an uncanny knack for the deft title. He has handled all the pressures and mishaps associated with managing a relentless decision and production process with aplomb and without losing his good nature. Through it all, he has been a congenial colleague and has retained his well-developed sense of humor. Sean deserves much of the credit for what International Security has become. Now, alas, he has decided to retire. For me personally, having worked with Sean every one of those thirty-one years, it is hard to imagine the journal without him and even more difacult to adequately express my appreciation for his enormous contribution in making and sustaining the journal as an important and respected voice in the aeld. But we must carry on without him, while wishing him well as he travels the world in fulallment of his professed retirement agenda. We are fortunate that Morgan Kaplan has agreed to take on the job of replacing the irreplaceable Sean Lynn-Jones. Morgan has arrived with energy, enthusiasm, expertise, and a deep commitment to carrying on in the tradition that Sean has established. Profound, if inadequate, thanks to Sean. Warm and expectant welcome to Morgan. —Steven E. Miller Summaries
是在44年前的1976年夏天启动的,当时被称为科学与国际事务项目。其中31年——将近其历史的四分之三——肖恩·林恩-琼斯在经营和塑造该杂志方面发挥了核心作用。他是一位杰出的手稿诊断学家,以提供评论而成为传奇。他对有前途的稿子有敏锐的眼光,而且在挑选有趣的文章方面有非凡的技巧。他将该领域的广泛知识与一种罕见的能力相结合,能够在文献中定位潜在的文章并判断它们的贡献。他拥有一种不可思议的技巧来获得这个灵巧的头衔。他沉着地处理了所有与无情的决策和制作过程相关的压力和事故,并没有失去他的善良本性。在经历了这一切之后,他一直是一位意气相投的同事,并保持着他那成熟的幽默感。肖恩对国际安全的发展功不可没。现在,唉,他决定退休了。就我个人而言,在这31年的每一年里,我都与肖恩一起工作,很难想象没有他的杂志会是什么样子,更难以充分表达我对他的感激之情,他在创建和维持这本杂志方面做出了巨大贡献,成为该领域一个重要而受人尊敬的声音。但我们必须在没有他的情况下继续工作,同时也祝他在世界各地旅行,完成他公开宣布的退休计划。我们很幸运,摩根·卡普兰已经同意接替不可替代的肖恩·林恩-琼斯。摩根带着精力,热情,专业知识,以及对肖恩所建立的传统的坚定承诺来到了这里。虽然不够深刻,但多亏了肖恩。热烈欢迎来到摩根。——steven E. Miller总结
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引用次数: 0
Correspondence: Military-Technological Imitation and Rising Powers 通信:军事技术模仿与新兴大国
IF 5 1区 社会学 Q1 Social Sciences Pub Date : 2019-10-01 DOI: 10.1162/isec_c_00363
Michael C. Horowitz, Shahryar Pasandideh, A. Gilli, Mauro Gilli
Andrea Gilli and Mauro Gilli should be lauded for making clear how the growing complexity of capital-intensive military platforms such as aghter jets hinders states, such as China, seeking to mimic the United States.1 Gilli and Gilli join a long line of thinkers, myself included, who argue that military technology does not always diffuse easily and that the characteristics of technologies matter in driving how those technologies spread and inouence international politics.2 Although there is much to like about Gilli and Gilli’s article, their analysis has some theoretical limitations with implications for policymaking. First, because Gilli and Gilli evaluate only military technology adoption, they miss the broader ways that human capital, tacit knowledge, and organizational practices shape military power. Gilli and Gilli’s unit of analysis is military-technological superiority (p. 145), suggesting a technologically determinist view of military power. Technology, however, is only a subset of how states generate military power. More important for victory and defeat, on average, is how states develop and employ their capabilities on the battleaeld.3 Gilli and Gilli’s ignoring of the organizational component of military power is relevant because another reason why a country such as China might struggle to adopt some of today’s key military capabilities involves a lack of tacit organizational and Correspondence: Military-Technological Imitation
安德里亚·吉利和毛罗·吉利应该受到赞扬,因为他们清楚地表明,资本密集型军事平台(如喷气式飞机)的日益复杂,如何阻碍了中国等国寻求模仿美国。吉利和吉利加入了包括我在内的一长列思想家的阵营,他们认为军事技术并不总是容易传播的,技术的特性在推动这些技术如何传播和影响国际政治方面起着重要作用尽管吉利和吉利的文章有很多值得喜欢的地方,但他们的分析有一些理论上的局限性,可能会对政策制定产生影响。首先,因为Gilli和Gilli只评估军事技术的采用,他们错过了人力资本、隐性知识和组织实践塑造军事力量的更广泛的方式。Gilli和Gilli的分析单位是军事技术优势(第145页),提出了军事力量的技术决定论观点。然而,技术只是国家如何产生军事力量的一个子集。一般来说,决定胜负的更重要因素是各国如何在战场上发展和运用自己的能力吉利和吉利对军事力量的组织成分的忽视是相关的,因为像中国这样的国家可能难以采用当今一些关键军事能力的另一个原因涉及缺乏默契的组织和对应:军事技术模仿
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引用次数: 0
期刊
International Security
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