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Presidents, Politics, and Military Strategy: Electoral Constraints during the Iraq War 总统、政治和军事战略:伊拉克战争期间的选举限制
IF 5 1区 社会学 Q1 INTERNATIONAL RELATIONS Pub Date : 2020-01-01 DOI: 10.1162/isec_a_00371
A. Payne
Abstract How do electoral politics affect presidential decisionmaking in war? As both commander in chief and elected officeholder, presidents must inevitably balance competing objectives of the national interest and political survival when assessing alternative military strategies in war. Yet, how and when electoral pressures influence decisionmaking during an ongoing conflict remains unclear. Drawn from the logic of democratic accountability, two mechanisms of constraint may be inferred. First, presidents may delay making decisions that are perceived to carry excessive electoral risk. Second, electoral pressures may have a dampening effect, causing presidents to water down politically sensitive courses of action to minimize any expected backlash. Recently declassified documents and interviews with senior administration officials and military figures illustrate these mechanisms in a case study of decisionmaking during the second half of the Iraq War. Both George W. Bush's surge decision of 2007 and Barack Obama's decision to withdraw troops in 2011 are shown to have been profoundly influenced by concerns related to the domestic political calendar. These findings call for further study of the nuanced ways in which the electoral cycle shapes wartime decisionmaking.
战争中选举政治如何影响总统决策?作为总司令和民选公职人员,总统在评估战争中的其他军事战略时,不可避免地必须平衡国家利益和政治生存这两个相互竞争的目标。然而,在持续冲突期间,选举压力如何以及何时影响决策仍不清楚。根据民主问责的逻辑,可以推断出两种约束机制。首先,总统可能会推迟做出被认为会带来过度选举风险的决定。其次,选举压力可能会产生抑制作用,导致总统淡化政治敏感的行动方案,以尽量减少任何预期的反弹。最近解密的文件和对高级政府官员和军事人物的采访,在伊拉克战争后半段的决策案例研究中说明了这些机制。乔治·w·布什(George W. Bush) 2007年增兵的决定和巴拉克·奥巴马(Barack Obama) 2011年撤军的决定都受到了与国内政治日程相关的担忧的深刻影响。这些发现需要进一步研究选举周期影响战时决策的微妙方式。
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引用次数: 10
Who Killed Détente? The Superpowers and the Cold War in the Middle East, 1969–77 谁杀了dasten ?中东的超级大国和冷战,1969-77
IF 5 1区 社会学 Q1 INTERNATIONAL RELATIONS Pub Date : 2020-01-01 DOI: 10.1162/isec_a_00369
G. Jackson
Abstract Standard explanations for the demise of U.S.-Soviet détente during the 1970s emphasize the Soviet Union's inability to put aside its communist ideology for the sake of a more cooperative relationship with the United States. Soviet resistance to reaching a stable accommodation during this period, many analysts maintain, was especially evident in the Middle East, where Moscow is said to have embraced the “radical Arab program” vis-à-vis Israel. Such accounts do not fare well, however, in light of the historical evidence. Instead, that evidence indicates that the Soviet Union was eager to cooperate with the United States to achieve an Arab-Israeli agreement. The Richard Nixon and Gerald Ford administrations, however, were not interested in working with the Soviets in the Middle East, and instead sought to expel them from the region. These findings have important implications for scholarly debates about whether great power rivals can cooperate on issues where their strategic interests are overlapping, as well as for contemporary debates over U.S. policy toward countries such as China, Iran, North Korea, and Russia.
对于20世纪70年代美苏关系破裂的标准解释强调,苏联没有能力为了与美国建立更紧密的合作关系而放弃其共产主义意识形态。许多分析人士认为,在此期间,苏联对达成稳定和解的抵制在中东尤为明显,据说莫斯科对-à-vis以色列采取了“激进的阿拉伯计划”。然而,从历史证据来看,这样的说法并不可信。相反,这些证据表明,苏联渴望与美国合作,以达成阿以协议。然而,理查德·尼克松(Richard Nixon)和杰拉尔德·福特(Gerald Ford)政府对在中东与苏联合作不感兴趣,而是试图将苏联驱逐出该地区。这些发现对于关于大国竞争对手是否可以在战略利益重叠的问题上进行合作的学术辩论以及当代关于美国对中国、伊朗、朝鲜和俄罗斯等国政策的辩论具有重要意义。
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引用次数: 1
Editors' Note 编者注
IF 5 1区 社会学 Q1 INTERNATIONAL RELATIONS Pub Date : 2019-11-22 DOI: 10.1162/isec.20.4.3
Dane Alivarius, Cristine Pedersen
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引用次数: 0
The Domestic Politics of Nuclear Choices—A Review Essay 核选择的国内政治——一篇评论文章
IF 5 1区 社会学 Q1 INTERNATIONAL RELATIONS Pub Date : 2019-10-01 DOI: 10.1162/isec_a_00361
E. Saunders
Abstract When and how do domestic politics influence a state's nuclear choices? Recent scholarship on nuclear security develops many domestic-political explanations for different nuclear decisions. These explanations are partly the result of two welcome trends: first, scholars have expanded the nuclear timeline, examining state behavior before and after nuclear proliferation; and second, scholars have moved beyond blunt distinctions between democracies and autocracies to more fine-grained understandings of domestic constraints. But without linkages between them, new domestic-political findings could be dismissed as a laundry list of factors that do not explain significant variation in nuclear decisions. This review essay assesses recent research on domestic politics and nuclear security, and develops a framework that illuminates when and how domestic-political mechanisms are likely to affect nuclear choices. In contrast to most previous domestic arguments, many of the newer domestic-political mechanisms posited in the literature are in some way top-down; that is, they show leaders deliberately maintaining or loosening control over nuclear choices. Two dimensions govern the extent and nature of domestic-political influence on nuclear choices: the degree of threat uncertainty and the costs and benefits to leaders of expanding the circle of domestic actors involved in a nuclear decision. The framework developed in this review essay helps make sense of several cases explored in the recent nuclear security literature. It also has implications for understanding when and how domestic-political arguments might diverge from the predictions of security-based analyses.
国内政治何时以及如何影响一个国家的核选择?最近关于核安全的学术研究为不同的核决策提供了许多国内政治解释。这些解释部分源于两种受欢迎的趋势:首先,学者们扩大了核时间线,考察了核扩散前后的国家行为;其次,学者们已经超越了对民主和独裁的生硬区分,对国内制约因素有了更细致的理解。但是,如果没有它们之间的联系,新的国内政治发现可能会被视为一长串不能解释核决策显著差异的因素。这篇评论文章评估了最近关于国内政治和核安全的研究,并开发了一个框架,阐明了国内政治机制何时以及如何可能影响核选择。与大多数先前的国内争论相反,文献中提出的许多较新的国内政治机制在某种程度上是自上而下的;也就是说,它们表明领导人有意保持或放松对核选择的控制。两个方面决定着国内政治对核选择的影响程度和性质:威胁不确定性的程度以及扩大参与核决策的国内行为体范围对领导人的成本和收益。在这篇评论文章中开发的框架有助于理解最近核安全文献中探讨的几个案例。它还对理解国内政治争论何时以及如何偏离基于安全的分析的预测具有启示意义。
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引用次数: 10
Editor-in-Chief's Note 主编的注意
IF 5 1区 社会学 Q1 INTERNATIONAL RELATIONS Pub Date : 2019-10-01 DOI: 10.1162/isec_e_00366
Steven E. Miller
was launched forty-four years ago, in the summer of 1976, by what was then called the Program for Science and International Affairs. For thirty-one of those years—nearly three-fourths of its history—Sean Lynn-Jones has played a central role in running and shaping the journal. He has been a masterful manuscript diagnostician, becoming legendary as a provider of comments. He has had a keen eye for promising manuscripts and has been uncommonly skillful at pulling together interesting selections of articles. He has combined a wide knowledge of the aeld with a rare ability to situate potential articles in the literature and to judge their contribution. He has possessed an uncanny knack for the deft title. He has handled all the pressures and mishaps associated with managing a relentless decision and production process with aplomb and without losing his good nature. Through it all, he has been a congenial colleague and has retained his well-developed sense of humor. Sean deserves much of the credit for what International Security has become. Now, alas, he has decided to retire. For me personally, having worked with Sean every one of those thirty-one years, it is hard to imagine the journal without him and even more difacult to adequately express my appreciation for his enormous contribution in making and sustaining the journal as an important and respected voice in the aeld. But we must carry on without him, while wishing him well as he travels the world in fulallment of his professed retirement agenda. We are fortunate that Morgan Kaplan has agreed to take on the job of replacing the irreplaceable Sean Lynn-Jones. Morgan has arrived with energy, enthusiasm, expertise, and a deep commitment to carrying on in the tradition that Sean has established. Profound, if inadequate, thanks to Sean. Warm and expectant welcome to Morgan. —Steven E. Miller Summaries
是在44年前的1976年夏天启动的,当时被称为科学与国际事务项目。其中31年——将近其历史的四分之三——肖恩·林恩-琼斯在经营和塑造该杂志方面发挥了核心作用。他是一位杰出的手稿诊断学家,以提供评论而成为传奇。他对有前途的稿子有敏锐的眼光,而且在挑选有趣的文章方面有非凡的技巧。他将该领域的广泛知识与一种罕见的能力相结合,能够在文献中定位潜在的文章并判断它们的贡献。他拥有一种不可思议的技巧来获得这个灵巧的头衔。他沉着地处理了所有与无情的决策和制作过程相关的压力和事故,并没有失去他的善良本性。在经历了这一切之后,他一直是一位意气相投的同事,并保持着他那成熟的幽默感。肖恩对国际安全的发展功不可没。现在,唉,他决定退休了。就我个人而言,在这31年的每一年里,我都与肖恩一起工作,很难想象没有他的杂志会是什么样子,更难以充分表达我对他的感激之情,他在创建和维持这本杂志方面做出了巨大贡献,成为该领域一个重要而受人尊敬的声音。但我们必须在没有他的情况下继续工作,同时也祝他在世界各地旅行,完成他公开宣布的退休计划。我们很幸运,摩根·卡普兰已经同意接替不可替代的肖恩·林恩-琼斯。摩根带着精力,热情,专业知识,以及对肖恩所建立的传统的坚定承诺来到了这里。虽然不够深刻,但多亏了肖恩。热烈欢迎来到摩根。——steven E. Miller总结
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引用次数: 0
Correspondence: Military-Technological Imitation and Rising Powers 通信:军事技术模仿与新兴大国
IF 5 1区 社会学 Q1 INTERNATIONAL RELATIONS Pub Date : 2019-10-01 DOI: 10.1162/isec_c_00363
Michael C. Horowitz, Shahryar Pasandideh, A. Gilli, Mauro Gilli
Andrea Gilli and Mauro Gilli should be lauded for making clear how the growing complexity of capital-intensive military platforms such as aghter jets hinders states, such as China, seeking to mimic the United States.1 Gilli and Gilli join a long line of thinkers, myself included, who argue that military technology does not always diffuse easily and that the characteristics of technologies matter in driving how those technologies spread and inouence international politics.2 Although there is much to like about Gilli and Gilli’s article, their analysis has some theoretical limitations with implications for policymaking. First, because Gilli and Gilli evaluate only military technology adoption, they miss the broader ways that human capital, tacit knowledge, and organizational practices shape military power. Gilli and Gilli’s unit of analysis is military-technological superiority (p. 145), suggesting a technologically determinist view of military power. Technology, however, is only a subset of how states generate military power. More important for victory and defeat, on average, is how states develop and employ their capabilities on the battleaeld.3 Gilli and Gilli’s ignoring of the organizational component of military power is relevant because another reason why a country such as China might struggle to adopt some of today’s key military capabilities involves a lack of tacit organizational and Correspondence: Military-Technological Imitation
安德里亚·吉利和毛罗·吉利应该受到赞扬,因为他们清楚地表明,资本密集型军事平台(如喷气式飞机)的日益复杂,如何阻碍了中国等国寻求模仿美国。吉利和吉利加入了包括我在内的一长列思想家的阵营,他们认为军事技术并不总是容易传播的,技术的特性在推动这些技术如何传播和影响国际政治方面起着重要作用尽管吉利和吉利的文章有很多值得喜欢的地方,但他们的分析有一些理论上的局限性,可能会对政策制定产生影响。首先,因为Gilli和Gilli只评估军事技术的采用,他们错过了人力资本、隐性知识和组织实践塑造军事力量的更广泛的方式。Gilli和Gilli的分析单位是军事技术优势(第145页),提出了军事力量的技术决定论观点。然而,技术只是国家如何产生军事力量的一个子集。一般来说,决定胜负的更重要因素是各国如何在战场上发展和运用自己的能力吉利和吉利对军事力量的组织成分的忽视是相关的,因为像中国这样的国家可能难以采用当今一些关键军事能力的另一个原因涉及缺乏默契的组织和对应:军事技术模仿
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引用次数: 0
Home, Again: Refugee Return and Post-Conflict Violence in Burundi 《再次回家:布隆迪难民返回与冲突后暴力
IF 5 1区 社会学 Q1 INTERNATIONAL RELATIONS Pub Date : 2019-10-01 DOI: 10.1162/isec_a_00362
S. Schwartz
Abstract Conflict between returning refugees and nonmigrant populations is a pervasive yet frequently overlooked security issue in post-conflict societies. Although scholars have demonstrated how out-migration can regionalize, prolong, and intensify civil war, the security consequences of return migration are undertheorized. An analysis of refugee return to Burundi after the country's 1993–2005 civil war corroborates a new theory of return migration and conflict: return migration creates new identity divisions based on whether and where individuals were displaced during wartime. These cleavages become new sources of conflict in the countries of origin when local institutions, such as land codes, citizenship regimes, or language laws, yield differential outcomes for individuals based on where they lived during the war. Ethnographic evidence gathered in Burundi and Tanzania from 2014 to 2016 shows how the return of refugees created violent rivalries between returnees and nonmigrants. Consequently, when Burundi faced a national-level political crisis in 2015, prior experiences of return shaped both the character and timing of out-migration from Burundi. Illuminating the role of reverse population movements in shaping future conflict extends theories of political violence and demonstrates why breaking the cycle of return and repeat displacement is essential to the prevention of conflict.
返回难民与非移民人口之间的冲突是冲突后社会中普遍存在但又经常被忽视的安全问题。虽然学者们已经证明了向外移民是如何使内战区域化、延长和加剧的,但对返回移民的安全后果的理论分析却不足。一项对1993-2005年内战后返回布隆迪的难民的分析证实了一个关于返回移民和冲突的新理论:返回移民根据个人在战争期间是否流离失所以及在哪里流离失所,产生了新的身份分歧。当当地制度,如土地法、公民制度或语言法,根据个人在战争期间的居住地而产生不同的结果时,这些分裂就成为原籍国冲突的新根源。2014年至2016年在布隆迪和坦桑尼亚收集的人种学证据表明,难民的返回如何在返回者和非移民之间造成暴力对抗。因此,当布隆迪在2015年面临国家层面的政治危机时,先前的返回经历影响了布隆迪向外移民的性质和时间。阐明人口反向流动在形成未来冲突方面的作用扩展了政治暴力理论,并说明为什么打破返回和重复流离失所的循环对预防冲突至关重要。
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引用次数: 50
China in a World of Orders: Rethinking Compliance and Challenge in Beijing's International Relations 秩序世界中的中国:重新思考北京国际关系中的服从与挑战
IF 5 1区 社会学 Q1 INTERNATIONAL RELATIONS Pub Date : 2019-10-01 DOI: 10.1162/isec_a_00360
A. Johnston
Abstract Many scholars and policymakers in the United States accept the narrative that China is a revisionist state challenging the U.S.-dominated international liberal order. The narrative assumes that there is a singular liberal order and that it is obvious what constitutes a challenge to it. The concepts of order and challenge are, however, poorly operationalized. There are at least four plausible operationalizations of order, three of which are explicitly or implicitly embodied in the dominant narrative. These tend to assume, ahistorically, that U.S. interests and the content of the liberal order are almost identical. The fourth operationalization views order as an emergent property of the interaction of multiple state, substate, nonstate, and international actors. As a result, there are at least eight “issue-specific orders” (e.g., military, trade, information, and political development). Some of these China accepts; some it rejects; and some it is willing to live with. Given these multiple orders and varying levels of challenge, the narrative of a U.S.-dominated liberal international order being challenged by a revisionist China makes little conceptual or empirical sense. The findings point to the need to develop more generalizable ways of observing orders and compliance.
美国许多学者和政策制定者接受这样一种说法,即中国是一个挑战美国主导的国际自由秩序的修正主义国家。这种叙述假定存在一种单一的自由秩序,而且对它构成挑战的东西是显而易见的。然而,秩序和挑战的概念没有得到很好的操作。至少有四种合理的秩序运作方式,其中三种或明或暗地体现在主导叙事中。从历史上看,这些人倾向于假设美国的利益和自由秩序的内容几乎是相同的。第四种运作化将秩序视为多个国家、次国家、非国家和国际行为体相互作用的紧急属性。因此,至少有8个“特定问题的命令”(例如,军事、贸易、信息和政治发展)。中国接受其中一些;有些被拒绝;还有一些是中国愿意接受的。考虑到这些多重秩序和不同程度的挑战,美国主导的自由国际秩序受到修正主义中国挑战的说法在概念上或经验上都没有什么意义。研究结果指出,需要开发更普遍的方式来观察命令和遵守。
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引用次数: 80
Dangerous Confidence? Chinese Views on Nuclear Escalation 危险的信心吗?中国对核升级的看法
IF 5 1区 社会学 Q1 INTERNATIONAL RELATIONS Pub Date : 2019-10-01 DOI: 10.1162/isec_a_00359
Fiona S. Cunningham, M. T. Fravel
Abstract Chinese views of nuclear escalation are key to assessing the potential for nuclear escalation in a crisis or armed conflict between the United States and China, but they have not been examined systematically. A review of original Chinese-language sources and interviews with members of China's strategic community suggest that China is skeptical that nuclear escalation could be controlled once nuclear weapons are used and, thus, leaders would be restrained from pursuing even limited use. These views are reflected in China's nuclear operational doctrine (which outlines plans for retaliatory strikes only and lacks any clear plans for limited nuclear use) and its force structure (which lacks tactical nuclear weapons). The long-standing decoupling of Chinese nuclear and conventional strategy, organizational biases within China's strategic community, and the availability of space, cyber, and conventional missile weapons as alternative sources of strategic leverage best explain Chinese views toward nuclear escalation. China's confidence that a U.S.-China conflict would not escalate to the use of nuclear weapons may hamper its ability to identify nuclear escalation risks in such a scenario. Meanwhile, U.S. scholars and policymakers emphasize the risk of inadvertent escalation in a conflict with China, but they are more confident than their Chinese counterparts that the use of nuclear weapons could remain limited. When combined, these contrasting views could create pressure for a U.S.-China conflict to escalate rapidly into an unlimited nuclear war.
中国对核升级的看法是评估中美危机或武装冲突中核升级可能性的关键,但尚未得到系统研究。对原始中文资料的回顾和对中国战略社区成员的采访表明,中国对一旦使用核武器就能控制核升级持怀疑态度,因此,领导人将受到限制,即使是有限的使用。这些观点反映在中国的核作战理论(只概述了报复性打击计划,没有任何明确的有限核使用计划)及其部队结构(没有战术核武器)中。中国核战略与常规战略的长期脱钩,中国战略共同体内部的组织偏见,以及空间、网络和常规导弹武器作为战略杠杆的替代来源的可用性,最好地解释了中国对核升级的看法。中国对中美冲突不会升级为使用核武器的信心,可能会妨碍其识别这种情况下核升级风险的能力。与此同时,美国学者和政策制定者强调与中国冲突无意中升级的风险,但他们比中国同行更有信心,认为核武器的使用仍然是有限的。当这些截然不同的观点结合在一起时,可能会给美中冲突带来压力,使其迅速升级为一场无限的核战争。
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引用次数: 26
“We Have Captured Your Women”: Explaining Jihadist Norm Change “我们俘获了你们的女人”:解释圣战分子的准则变化
IF 5 1区 社会学 Q1 INTERNATIONAL RELATIONS Pub Date : 2019-07-01 DOI: 10.1162/isec_a_00350
Aisha Ahmad
Abstract In recent years, jihadists across the world have transformed their gendered violence, shocking the world by breaking from prior taboos and even celebrating abuses that they had previously prohibited. This behavior is surprising because jihadists represent a class of insurgents that are deeply bound by rules and norms. For jihadists, deviating from established Islamist doctrines is no easy feat. What then explains these sudden transformations in the rules and norms governing jihadist violence? An inductive investigation of contemporary jihadist violence in Pakistan and Nigeria reveals a new theory of jihadist normative evolution. Data from these cases show that dramatic changes in jihadist violence occur when an external trigger creates an expanded political space for jihadist entrepreneurs to do away with normative constraints on socially prohibited types of violence. As these jihadist leaders capitalize on the triggers, they are able to encourage a re-socialization process within their ranks, resulting in the erosion of previously held taboos, the adoption of proscribed behaviors, and the emergence of toxic new norms.
近年来,世界各地的圣战分子已经改变了他们的性别暴力,他们打破了以前的禁忌,甚至庆祝他们以前禁止的虐待行为,震惊了世界。这种行为令人惊讶,因为圣战分子代表了一群深受规则和规范约束的叛乱分子。对于圣战者来说,偏离既定的伊斯兰教义并非易事。那么,如何解释管理圣战暴力的规则和规范的突然转变呢?对巴基斯坦和尼日利亚当代圣战暴力的归纳调查揭示了圣战规范演化的新理论。这些案例的数据表明,当一个外部触发因素为圣战企业家创造了一个扩大的政治空间,使他们能够摆脱对社会禁止的暴力类型的规范约束时,圣战暴力就会发生戏剧性的变化。当这些圣战领导人利用这些触发因素时,他们能够在自己的队伍中鼓励一个重新社会化的过程,导致先前持有的禁忌受到侵蚀,采取被禁止的行为,并出现有毒的新规范。
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引用次数: 5
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International Security
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