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Frequency response analysis for reset control systems: Application to predict precision of motion systems 复位控制系统的频率响应分析:应用于运动系统精度预测
IF 5.4 2区 计算机科学 Q1 AUTOMATION & CONTROL SYSTEMS Pub Date : 2024-09-02 DOI: 10.1016/j.conengprac.2024.106063

The frequency response analysis describes the steady-state responses of a system to sinusoidal inputs at different frequencies, providing control engineers with an effective tool for designing control systems in the frequency domain. However, conducting this analysis for closed-loop reset systems is challenging due to system nonlinearity. This paper addresses this challenge through two key contributions. First, it introduces novel analysis methods for both open-loop and closed-loop reset control systems at steady states. These methods decompose the frequency responses of reset systems into base-linear and nonlinear components. Second, building upon this analysis, the paper develops closed-loop higher-order sinusoidal-input describing functions for reset control systems at steady states. These functions facilitate the analysis of frequency-domain properties, establish a connection between open-loop and closed-loop analysis. The accuracy and effectiveness of the proposed methods are successfully validated through simulations and experiments conducted on a reset Proportional–Integral–Derivative (PID) controlled precision motion system.

频率响应分析描述了系统对不同频率正弦输入的稳态响应,为控制工程师提供了在频域设计控制系统的有效工具。然而,由于系统的非线性,对闭环复位系统进行这种分析具有挑战性。本文通过两个关键贡献来应对这一挑战。首先,本文针对稳定状态下的开环和闭环复位控制系统引入了新的分析方法。这些方法将复位系统的频率响应分解为基本线性和非线性部分。其次,在这一分析的基础上,本文开发了稳态下复位控制系统的闭环高阶正弦输入描述函数。这些函数有助于分析频域特性,建立开环和闭环分析之间的联系。通过对复位比例-积分-微分(PID)控制精密运动系统进行模拟和实验,成功验证了所提方法的准确性和有效性。
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引用次数: 0
Active control of road vehicle’s drag for varying upstream flow conditions using a recursive subspace based predictive control methodology 利用基于递归子空间的预测控制方法,在上游水流条件变化时主动控制道路车辆的阻力
IF 5.4 2区 计算机科学 Q1 AUTOMATION & CONTROL SYSTEMS Pub Date : 2024-08-31 DOI: 10.1016/j.conengprac.2024.106071

The growing focus on reducing energy consumption, particularly in electric vehicles with limited autonomy, has prompted innovative solutions. In this context, we propose a real-time flap-based control system aimed at improving aerodynamic drag in real driving conditions. Employing a Recursive Subspace based Predictive Control approach, we conducted wind tunnel tests on a representative model vehicle at reduced scale equipped with flaps. Comprehensive assessments using pressure measurements and Particle Image Velocimetry were undertaken to evaluate the control efficiency. Static and dynamic perturbation tests were conducted, revealing the system’s effectiveness in both scenarios. The closed-loop controlled system demonstrated a substantial gain, achieving a 5% base pressure recovery.

人们越来越重视降低能耗,尤其是在自动驾驶能力有限的电动汽车中,这促使我们提出了创新的解决方案。在此背景下,我们提出了一种基于襟翼的实时控制系统,旨在改善实际驾驶条件下的空气阻力。我们采用基于递归子空间的预测控制方法,对配备襟翼的代表性缩比模型车进行了风洞试验。利用压力测量和粒子图像测速仪进行了综合评估,以评价控制效率。进行的静态和动态扰动测试显示了系统在两种情况下的有效性。闭环控制系统获得了巨大的收益,实现了 5%的基本压力恢复。
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引用次数: 0
A model-based kinematic guidance method for control of underactuated autonomous underwater vehicles 基于模型的运动学制导方法,用于控制欠驱动自主潜水器
IF 5.4 2区 计算机科学 Q1 AUTOMATION & CONTROL SYSTEMS Pub Date : 2024-08-31 DOI: 10.1016/j.conengprac.2024.106068

In this work, a novel guidance principle for underactuated autonomous underwater vehicles is introduced. This new method relies on the kinematic coupling between non-actuated and actuated degrees of freedom. It uses a newly introduced matrix called the Handy Matrix denoted H. The method allows reassigning unused degrees of freedom of the task to useful non-actuated DOF. The algorithm and design rules leading to the construction of H are also provided. Two different solutions based on matrix H are compared on a standard seabed scanning task.

在这项工作中,介绍了一种用于欠驱动自主水下航行器的新型制导原理。这种新方法依赖于非驱动自由度和驱动自由度之间的运动耦合。该方法允许将任务中未使用的自由度重新分配给有用的非驱动自由度。此外,还提供了构建 H 的算法和设计规则。基于矩阵 H 的两种不同解决方案在标准海底扫描任务中进行了比较。
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引用次数: 0
Theory and experiment on distributed output formation tracking of unmanned aerial and ground vehicle swarm systems over jointly connected digraphs 联合连接数字图上无人机和地面飞行器蜂群系统的分布式输出编队跟踪理论与实验
IF 5.4 2区 计算机科学 Q1 AUTOMATION & CONTROL SYSTEMS Pub Date : 2024-08-29 DOI: 10.1016/j.conengprac.2024.106070

This paper studies the distributed output formation tracking control problem of the unmanned aerial vehicle (UAV) and unmanned ground vehicle (UGV) swarm systems, where the UAV swarm cooperatively tracks the output trajectory of the UGV in a formation under directed jointly connected communication networks. A three-layer formation tracking protocol is proposed. Firstly, a novel distributed observer using neighbor interactions is designed for each UAV to estimate the states of the UGV with parameterized inputs over periodic jointly connected digraphs. Next, based on the observation result and output regulation theory, a virtual reference system that tracks the trajectory of the UGV in the desired formation is constructed to generate reference states for each UAV. Then based on the differential flatness of UAVs, a geometric controller is utilized for UAVs to track the reference states and form the formation. An algorithm to determine the gain matrices of the protocol is also presented while the convergence of the system is analyzed. Finally, an experiment platform with three quadrotor UAVs and one UGV is built. The effectiveness of the proposed protocol is validated both by the simulation and experiment.

本文研究了无人机(UAV)和无人地面车辆(UGV)蜂群系统的分布式输出编队跟踪控制问题,其中无人机蜂群在定向联合连接通信网络下合作跟踪编队中 UGV 的输出轨迹。本文提出了一种三层编队跟踪协议。首先,为每架无人机设计了一种利用邻居交互的新型分布式观测器,以在周期性联合连接的数字图上用参数化输入估计 UGV 的状态。然后,根据观测结果和输出调节理论,构建一个虚拟参考系统,跟踪 UGV 在所需编队中的轨迹,为每个 UAV 生成参考状态。然后,根据无人机的差分平面度,利用几何控制器为无人机跟踪参考状态并形成编队。此外,还介绍了确定协议增益矩阵的算法,并分析了系统的收敛性。最后,建立了一个包含三架四旋翼无人机和一架 UGV 的实验平台。模拟和实验验证了所提协议的有效性。
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引用次数: 0
A hierarchical multi-parametric programming approach for dynamic risk-based model predictive quality control 基于风险的动态模型预测质量控制的分层多参数编程方法
IF 5.4 2区 计算机科学 Q1 AUTOMATION & CONTROL SYSTEMS Pub Date : 2024-08-28 DOI: 10.1016/j.conengprac.2024.106062

In this work, we present a hierarchical batch quality control strategy with real-time process safety management. It features a multi-time-scale decision-making framework augmenting: (i) Risk-aware model predictive controller for short-term set point tracking and dynamic risk control under disturbances; (ii) Control-aware optimizer for long-term quality and safety optimization over the entire batch operation; (iii) Intermediate surrogate model to bridge the timescale gap by readjusting the optimizer operating decisions for the controller. All of the above problems are solved via multi-parametric mixed-integer quadratic programming with a key advantage to generate offline explicit control/optimization laws as affine functions of process and risk variables. This allows for the design of a fit-for-purpose risk management plan prior to real-time implementation, while reducing the need for repetitive online dynamic optimization. A unified process model is used to underpin the consistency of hierarchical operational optimization. The proposed approach offers a flexible strategy to integrate distinct decision-making time scales which can be selected separately tailored to the process-specific need of control, fault prognosis, and end-batch quality control. A T2 batch reactor case study is presented to showcase this approach to systematically address the interactions and trade-offs of multiple decision layers toward improving process efficiency and safety.

在这项工作中,我们提出了一种具有实时过程安全管理功能的分层批量质量控制策略。它采用多时间尺度决策框架,包括:(i) 风险感知模型预测控制器,用于短期设定点跟踪和扰动下的动态风险控制;(ii) 控制感知优化器,用于整个批量操作的长期质量和安全优化;(iii) 中间代理模型,通过重新调整控制器优化器的操作决策来弥合时间尺度差距。上述所有问题均可通过多参数混合整数二次编程来解决,其主要优势在于可将离线显式控制/优化法则生成为过程和风险变量的仿射函数。这样就可以在实时实施之前设计出适合目的的风险管理计划,同时减少重复在线动态优化的需要。统一的流程模型被用来支持分层操作优化的一致性。所提出的方法提供了一种灵活的策略,将不同的决策时间尺度整合在一起,可根据控制、故障预报和最终批次质量控制等特定工艺的需要分别进行选择。本文介绍了一个 T2 批次反应器案例研究,以展示这种方法如何系统地解决多个决策层之间的相互作用和权衡问题,从而提高工艺效率和安全性。
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引用次数: 0
Interval estimation of dynamic liquid level of sucker-rod pumping systems based on dynamometer card 基于测功卡的抽油杆泵送系统动态液位区间估算
IF 5.4 2区 计算机科学 Q1 AUTOMATION & CONTROL SYSTEMS Pub Date : 2024-08-27 DOI: 10.1016/j.conengprac.2024.106064

This paper is concerned with the interval estimation problem of the dynamic liquid level for sucker-rod pumping systems via dynamometer cards. Firstly, a surface dynamometer card-based dynamic liquid level model is established in terms of the operational mechanism of the pump and the dynamics of the rod strings. Then, an underdamped oscillation method and a boxplot-based denoising method are developed respectively to determine the damping coefficient in the dynamics of the rod strings and deal with the uncertainties in the dynamometer card. Based on these, a finite difference-based interval estimation strategy is proposed to determine dynamic liquid level via the surface dynamometer card. Finally, simulation results with the field measurements demonstrate the validity of the proposed method.

本文主要研究通过测力计卡对抽油杆泵送系统的动态液位进行区间估算的问题。首先,从泵的运行机制和杆串的动力学角度出发,建立了基于表面测力计卡的动态液位模型。然后,分别开发了欠阻尼振荡方法和基于盒图的去噪方法,以确定杆串动力学中的阻尼系数并处理测功卡中的不确定性。在此基础上,提出了一种基于有限差分的区间估计策略,以通过表面测功卡确定动态液位。最后,模拟结果和现场测量结果证明了所提方法的有效性。
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引用次数: 0
Vehicle modeling and state estimation for autonomous driving in terrain 地形自动驾驶的车辆建模和状态估计
IF 5.4 2区 计算机科学 Q1 AUTOMATION & CONTROL SYSTEMS Pub Date : 2024-08-27 DOI: 10.1016/j.conengprac.2024.106046

The automobile industry usually ignores the height of the path and uses planar vehicle models to implement automatic vehicle control. In addition, existing literature mostly concerns level terrain or homogeneous road surfaces for estimating vehicle dynamics. However, ground vehicles utilized in forestry, such as forwarders, operate on uneven terrain. The vehicle models built on level terrain assumptions are inadequate to capture the rolling or pitching dynamics of such machines as rollover of such vehicles is a potential risk. Therefore, knowledge about the height profile of the path is crucial for automating such off-road operations and avoiding rollover. We propose the use of a six-degrees-of-freedom (6-DOF) dynamic vehicle model to solve the autonomous forwarder problem. An adaptive linear tire model is used in the 6-DOF model assuming the vehicle operates in a primary handling regime. The force models are modified to include the three-dimensional (3D) map information. The calibration procedures, identifying actuator dynamics, and quantifying sensor delays are also represented.

The proposed vehicle modeling contributed to realizing the continuous-discrete extended Kalman filter (CDEKF), which takes into account the 3D path during filtering and fixed-lag smoothing. Polaris (an all-terrain electric car) is used as a case study to experimentally validate the vehicle modeling and performance of the state estimator. Three types of grounds are selected — an asphalt track, a concrete track with a high elevation gradient, and a gravel track inside a forest. Stable state estimates are obtained using CDEKF and sparse 3D maps of terrains despite discontinuities in satellite navigation data inside the forest. The height estimation results are obtained with sufficient accuracy when compared to ground truth obtained by aerial 3D mapping. Finally, the proposed model’s applicability for predictive control is demonstrated by utilizing the state estimates to predict future states considering (3D) terrain.

汽车行业通常会忽略路径的高度,并使用平面车辆模型来实现自动车辆控制。此外,现有文献大多采用平坦地形或均匀路面来估算车辆动态。然而,林业中使用的地面车辆,如转运车,是在不平坦的地形上运行的。基于平坦地形假设建立的车辆模型不足以捕捉此类机器的滚动或俯仰动态,因为此类车辆的翻滚是一种潜在风险。因此,了解路径的高度剖面对于此类非公路作业的自动化和避免翻车至关重要。我们建议使用六自由度(6-DOF)动态车辆模型来解决自主转运问题。在 6-DOF 模型中使用了一个自适应线性轮胎模型,假定车辆在主要操控系统中运行。力模型经过修改,包含了三维(3D)地图信息。拟议的车辆建模有助于实现连续-离散扩展卡尔曼滤波器(CDEKF),该滤波器在滤波和固定滞后平滑过程中考虑了三维路径。北极星(一种全地形电动汽车)被用作案例研究,以实验验证车辆建模和状态估计器的性能。实验选择了三种场地--沥青轨道、高海拔坡度的混凝土轨道和森林中的碎石轨道。使用 CDEKF 和稀疏的三维地形图获得了稳定的状态估计,尽管森林内的卫星导航数据存在不连续性。与通过航空三维测绘获得的地面实况相比,高度估计结果具有足够的准确性。最后,考虑到(三维)地形,通过利用状态估计来预测未来状态,证明了所提出的模型适用于预测控制。
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引用次数: 0
Full-speed domain position sensorless control strategy for PMSM based on a novel phase-locked loop 基于新型锁相环的 PMSM 全速域位置无传感器控制策略
IF 5.4 2区 计算机科学 Q1 AUTOMATION & CONTROL SYSTEMS Pub Date : 2024-08-24 DOI: 10.1016/j.conengprac.2024.106058

This paper proposes a full-speed-domain position-sensor-less control strategy for precise control under forward and reverse rotation conditions to address the weak convex polarity of surface-mounted permanent magnet synchronous motor (SPMSM). The strategy comprises several key stages: pre-positioning of the rotor, constant current variable frequency (I/F) start-up, construct the Luenberger State Observer, and utilization of an improved phase-locked loop (PLL) for position estimation. In the pre-positioning stage, a constant amplitude current is applied to drag the rotor to a predetermined position. Subsequently, the I/F start-up stage accelerates the motor to a predetermined speed before transitioning to the Luenberger observer for closed-loop speed control, which is based on an extended back electromotive force (back-EMF) a two-phase rotating coordinate system. The improved PLL for position and speed estimation features three components: a phase discriminator (PD), a voltage-controlled oscillator (VCO), and loop filter (LF). Experimental results demonstrate the efficacy of the proposed strategy, showing quick start-up response, speed estimation error below 2 RPM, rotor position estimation error under 0.6 degrees post-loop closure, stable tracking during rapid speed changes, and consistent accuracy and stability even under reverse rotation conditions, thereby meeting the control strategy’s objectives.

本文针对表面贴装式永磁同步电机(SPMSM)的弱凸极性问题,提出了一种全速域无位置传感器控制策略,用于在正转和反转条件下实现精确控制。该策略包括几个关键阶段:转子预定位、恒流变频 (I/F) 启动、构建卢恩贝格尔状态观测器以及利用改进的锁相环 (PLL) 进行位置估计。在预定位阶段,应用恒定振幅电流将转子拖动到预定位置。随后,输入/输出启动阶段将电机加速到预定速度,然后过渡到用于闭环速度控制的卢恩贝格尔观测器,该观测器基于扩展的反向电动势(back-EMF)两相旋转坐标系。用于位置和速度估计的改进型 PLL 由三个部分组成:相位鉴别器 (PD)、压控振荡器 (VCO) 和环路滤波器 (LF)。实验结果证明了所提策略的有效性,显示了快速启动响应、低于 2 RPM 的速度估计误差、低于 0.6 度的环路闭合后转子位置估计误差、快速速度变化期间的稳定跟踪,以及即使在反向旋转条件下也能保持一致的精度和稳定性,从而实现了控制策略的目标。
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引用次数: 0
Nonlinear second order plus time delay model identification and nonlinear PID controller tuning based on extended linearization method 基于扩展线性化方法的非线性二阶加时延模型识别和非线性 PID 控制器调整
IF 5.4 2区 计算机科学 Q1 AUTOMATION & CONTROL SYSTEMS Pub Date : 2024-08-23 DOI: 10.1016/j.conengprac.2024.106044

PID control systems based on the first order plus time delay model (FOPTD), which approximate the full system dynamics, are well-accepted for a wide range of linear processes. While such controllers can be applied to overdamped nonlinear processes, they often experience excessive overshoots and oscillations for general nonlinear processes. To overcome this limitation, we propose a novel method to design a nonlinear PID controller based on the second order plus time delay (SOPTD) model. The system nonlinearity requires parameter adjustments of the linearized model across operational ranges. Hence, in this work, it is handled by the extended linearization method (ELM), ensuring local stability under the assumptions of slow and small changes in operating points. Importantly, the model achieves global input-to-output stability even without the above constraints, provided there are no structural and parametric errors. The resulting nonlinear SOPTD model can describe changes in process gain and two time constants as the operation point varies. We demonstrate the applicability of our approach with a polymerization reactor simulation and liquid-level control experiments.

基于一阶加时延模型(FOPTD)的 PID 控制系统近似于完整的系统动力学,在各种线性过程中得到广泛认可。虽然这种控制器可用于过阻尼非线性过程,但对于一般非线性过程,它们往往会出现过冲和振荡。为了克服这一局限性,我们提出了一种基于二阶加时间延迟(SOPTD)模型设计非线性 PID 控制器的新方法。系统的非线性要求在整个运行范围内对线性化模型进行参数调整。因此,本研究采用扩展线性化方法(ELM)处理非线性问题,确保在工作点变化缓慢而微小的假设条件下的局部稳定性。重要的是,只要不存在结构和参数误差,即使没有上述约束条件,该模型也能实现全局输入输出稳定性。由此产生的非线性 SOPTD 模型可以描述运行点变化时过程增益和两个时间常数的变化。我们通过聚合反应器模拟和液位控制实验证明了我们方法的适用性。
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引用次数: 0
Federated learning for decentralized fault diagnosis of a sucker-rod pumping system with class imbalance data 利用类不平衡数据对抽油杆泵送系统进行分散故障诊断的联合学习
IF 5.4 2区 计算机科学 Q1 AUTOMATION & CONTROL SYSTEMS Pub Date : 2024-08-23 DOI: 10.1016/j.conengprac.2024.106050

The development of modern oilfields has entered the middle and late stages, transforming towards digitalization and intelligence. However, the distribution of the sucker-rod pumping systems is decentralized, and the working condition information is skew-distributed. This situation poses a significant challenge to existing centralized fault diagnosis mechanisms. To address the existing practical challenge in the oilfield, a federated learning-based fault diagnosis framework for class imbalance in decentralized sucker-rod pumping systems (FL-CI) is proposed. This framework incorporates a parameter anonymization-ratio upload mechanism to mitigate the risk of gradient tracking. Then, a monitoring mechanism is leveraged to reversely infer global class-imbalance data using trained parameters uploaded by the clients. In addition, a ratio loss function is designed to calibrate the influence of class imbalance on the global system. After conducting comparative analysis, ablation analysis, and sensitivity analysis on a rod-pumping unit dataset (RPUD), as well as comparative and ablation analyses on the Case Western Reserve University bearing dataset (CWRU), the experimental results demonstrate that the FL-CI framework achieves superior diagnostic performance on the RPUD, with eight out of twelve evaluation metrics significantly outperforming seven state-of-the-art methods. A similar trend is observed on the CWRU, further validating the effectiveness and generalizability of the FL-CI.

现代油田开发已进入中后期,向数字化、智能化转型。然而,抽油机抽油系统的分布是分散的,工况信息也是倾斜分布的。这种情况对现有的集中式故障诊断机制提出了巨大挑战。针对油田现有的实际挑战,提出了一种基于联合学习的分散式抽油杆泵系统类不平衡故障诊断框架(FL-CI)。该框架结合了参数匿名化-比率上传机制,以降低梯度跟踪的风险。然后,利用监控机制,利用客户上传的训练参数反向推断全局类别不平衡数据。此外,还设计了一个比率损失函数,以校准类失衡对全局系统的影响。在对杆泵装置数据集(RPUD)进行比较分析、消融分析和敏感性分析,以及对凯斯西储大学轴承数据集(CWRU)进行比较分析和消融分析后,实验结果表明 FL-CI 框架在 RPUD 上实现了卓越的诊断性能,12 个评估指标中有 8 个指标明显优于 7 个最先进的方法。在 CWRU 上也观察到了类似的趋势,进一步验证了 FL-CI 的有效性和通用性。
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引用次数: 0
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Control Engineering Practice
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