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Quantitative assessment of language and cultural diversity as human reliability factors in maritime safety 语言和文化多样性作为海上安全中人类可靠性因素的定量评估
IF 11 1区 工程技术 Q1 ENGINEERING, INDUSTRIAL Pub Date : 2026-09-01 Epub Date: 2026-02-04 DOI: 10.1016/j.ress.2026.112358
Rafi Ullah Khan , Jingbo Yin , Muhammad Afzaal , Zaili Yang
Reliable shipboard operations depend on effective communication and situational awareness among multinational crews. Language barriers and cultural diversity, if unmanaged, can degrade operational reliability and compromise safety-critical decision-making. Yet quantitative evidence on how language and cultural diversity shape accident risk remains limited. This study applies a Bayesian Network (BN) framework to assess the reliability and safety implications of language and cultural diversity using 550 maritime accident investigations. Natural Language Processing (NLP) extracted indicators, including crew nationality composition, language diversity (Shannon Index), cultural diversity (Hofstede Index), and adherence to Standard Maritime Communication Phrases (SMCP), which were integrated into the BN model. Parameters were estimated using the Expectation Maximization (EM) algorithm, allowing the model to quantify pathways to communication errors, conflict, and accident severity. Results show that high language diversity and low proficiency substantially increase communication failures: miscommunication and misinterpretation together account for 68% of observed errors (43% and 25%), with high language diversity the most frequent state (∼48%). Verbal exchanges remain the most failure-prone mode (47%), and container ships account for the largest share of communication-related accidents (42%), with collision and grounding comprising 41% and 24% of incidents. At the consequence level, major repairs are the modal outcome (∼40%), but scenario analysis shows that under highly adverse diversity and proficiency configurations, the combined probability of major repair and total loss can exceed 60%. Strength-of-influence results identify vessel size, nationality, and language diversity as structural drivers (0.54), while language training (0.26), SMCP use (0.24), and cultural familiarization (0.27) are the most effective levers to improve proficiency and reduce conflicts. Scenario analysis further demonstrates that aligning these levers can cut total loss probability on large container ships from about 23% under stressed human-factor conditions to 3% under best-practice communication settings, while shifting incident severity toward minor outcomes and containing casualties. These results provide a quantitative basis for setting language-training thresholds, enforcing SMCP, and designing crew-mix and cultural familiarization policies in maritime safety management.
可靠的船上操作依赖于多国船员之间的有效沟通和态势感知。如果不加以管理,语言障碍和文化多样性可能会降低运营可靠性,并危及安全关键决策。然而,关于语言和文化多样性如何影响事故风险的定量证据仍然有限。本研究使用贝叶斯网络(BN)框架评估550起海事事故调查中语言和文化多样性的可靠性和安全性影响。自然语言处理(NLP)提取指标,包括船员国籍构成、语言多样性(Shannon指数)、文化多样性(Hofstede指数)和对标准海事通信短语(SMCP)的遵守程度,并将其整合到BN模型中。使用期望最大化(EM)算法估计参数,允许模型量化通信错误、冲突和事故严重性的途径。结果表明,高语言多样性和低熟练程度大大增加了沟通失败:误解和误解共同占观察到的错误的68%(43%和25%),其中高语言多样性是最常见的状态(约48%)。口头交流仍然是最容易发生故障的方式(47%),集装箱船在通信相关事故中所占比例最大(42%),碰撞和搁浅分别占事故的41%和24%。在后果水平上,大修是模态结果(约40%),但情景分析表明,在高度不利的多样性和熟练度配置下,大修和总损失的综合概率可超过60%。影响强度结果表明,船舶大小、国籍和语言多样性是结构性驱动因素(0.54),而语言培训(0.26)、SMCP使用(0.24)和文化熟悉度(0.27)是提高熟练程度和减少冲突的最有效杠杆。情景分析进一步表明,调整这些杠杆可以将大型集装箱船的总损失概率从人为因素压力条件下的23%降低到最佳实践通信环境下的3%,同时将事件严重性转移到次要后果并控制人员伤亡。这些结果为在海上安全管理中设置语言培训门槛、执行SMCP、设计船员组合和文化熟悉政策提供了定量基础。
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引用次数: 0
Joint optimization of maintenance and spare parts management in upstream–downstream systems under quality control 在质量控制下,对上下游系统的维修和备件管理进行联合优化
IF 11 1区 工程技术 Q1 ENGINEERING, INDUSTRIAL Pub Date : 2026-09-01 Epub Date: 2026-02-05 DOI: 10.1016/j.ress.2026.112355
Zha Yang , Ren Lina , Ding Jiajun , Kong Xiangyuan
This paper studies an upstream–downstream serial production system in which maintenance, quality control, and spare-parts management are commonly optimized in isolation, and proposes a joint optimization strategy to coordinate their coupled dynamics. To sustain production continuity, a three-layer maintenance mechanism is developed: (i) within-lot quality-triggered preventive replacement, (ii) between-lot degradation-driven preventive maintenance, and (iii) post-failure corrective maintenance. For quality assurance and demand buffering, we adopt a “two inspections and one inventory” structure, consisting of an in-process inspection after the upstream stage, a final inspection after the downstream stage, and a capped finished-goods inventory. Spare-parts provisioning is differentiated: the upstream stage is controlled by an (s, S) spare-parts pool, while the downstream stage applies a dual-mode ordering policy conditioned on the real-time finished-goods inventory level. The resulting multi-scenario cost model is optimized using discrete-event simulation, response surface methodology, and a genetic algorithm. Numerical experiments yield an average cost rate of 351.97 $/day, with savings of 7.08 $/day versus Model 1 (without quality control), 10.51 $/day versus Model 2 (without differentiated spare-parts provisioning), and 15.58 $/day versus the baseline Model 3, demonstrating improved coordination and cost-effectiveness.
本文研究了维修、质量控制和备件管理通常孤立优化的上下游串行生产系统,提出了一种协调其耦合动态的联合优化策略。为了维持生产连续性,开发了三层维护机制:(i)批次内质量触发的预防性更换,(ii)批次间退化驱动的预防性维护,以及(iii)故障后纠正维护。为了保证质量和缓冲需求,我们采用“两检一存”的结构,即上游阶段结束后进行中检,下游阶段结束后进行终检,成品库存上限。备品备件供应差异化:上游阶段由(s, s)备品备件池控制,下游阶段采用以实时成品库存水平为条件的双模式订购策略。使用离散事件模拟、响应面方法和遗传算法对所得到的多场景成本模型进行优化。数值实验得出的平均成本率为351.97美元/天,与模型1(没有质量控制)相比节省7.08美元/天,与模型2(没有差异化的备件供应)相比节省10.51美元/天,与基线模型3相比节省15.58美元/天,显示出改进的协调和成本效益。
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引用次数: 0
An assessment framework for blockchain performance integration informatics in healthcare industry 医疗保健行业区块链性能集成信息学评估框架
IF 11 1区 工程技术 Q1 ENGINEERING, INDUSTRIAL Pub Date : 2026-09-01 Epub Date: 2026-02-01 DOI: 10.1016/j.ress.2026.112346
Ahsan Al Nirvik , Ridwan Mustofa , Mrinal Kanti Sen , Niamat Ullah Ibne Hossain
Blockchain technology (BC-T) has received increasing attention in healthcare recently for its ability to facilitate medical billing and record management, secure sensitive health information, and support various healthcare applications. However, BC-T is yet to be adopted on a large scale in healthcare industries due to a critical challenge concerning scalability. As the number of nodes and blocks grows, bandwidth decreases and execution times increase, collectively resulting in overall performance degradation. This performance degradation is a multifactor complex phenomenon which is affected by various technical and operational factors. This study first identifies the salient factors that cause performance degradation of healthcare blockchain, then based on them constructs a dynamic Bayesian network (DBN) to model their temporal causal relationships. Finally, DBN is simulated with staged evidence for six-time steps followed by sensitivity analysis and validation to confirm the reliability of the underlying model. The resulting probabilities of performance degradation are measured at about 8.00%, 37.27%, 58.45%, 98.60%, 49.08%, and 9.26% across six-time steps. The proposed methodology could serve as a bluebook on how to assess the performance of healthcare blockchain and offer valuable insights into the salient factors responsible for performance degradation as well as the severity of their impacts. By understanding these dynamics, researchers and practitioners can enhance the reliability and practical usability of blockchain technology, thereby contributing to the modernization of healthcare.
区块链技术(BC-T)最近在医疗保健领域受到越来越多的关注,因为它能够促进医疗计费和记录管理,保护敏感的健康信息,并支持各种医疗保健应用程序。然而,由于可扩展性方面的关键挑战,BC-T尚未在医疗保健行业大规模采用。随着节点和块数量的增加,带宽减少,执行时间增加,共同导致整体性能下降。这种性能下降是一种多因素的复杂现象,受各种技术和操作因素的影响。本研究首先确定了导致医疗保健区块链性能下降的显著因素,然后在此基础上构建了动态贝叶斯网络(DBN),对它们的时间因果关系进行了建模。最后,采用分阶段证据对DBN进行六步模拟,然后进行敏感性分析和验证,以确认底层模型的可靠性。在六个步骤中,性能下降的概率分别为8.00%、37.27%、58.45%、98.60%、49.08%和9.26%。所提议的方法可以作为关于如何评估医疗保健bbb性能的蓝皮书,并就导致性能下降的主要因素及其影响的严重程度提供有价值的见解。通过了解这些动态,研究人员和从业人员可以提高区块链技术的可靠性和实际可用性,从而为医疗保健的现代化做出贡献。
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引用次数: 0
Multi-stage robust optimization of reliability improvement for power transmission cyber-physical systems under sequential coordinated attacks: an extreme attack scenario search-assisted framework 连续协同攻击下输电网络物理系统可靠性改进的多阶段鲁棒优化:一种极端攻击场景搜索辅助框架
IF 11 1区 工程技术 Q1 ENGINEERING, INDUSTRIAL Pub Date : 2026-09-01 Epub Date: 2026-01-29 DOI: 10.1016/j.ress.2026.112319
Chuangzhi Li, Tianlei Zang, Buxiang Zhou
The increasingly deployed information components render the power transmission cyber-physical systems (PTCPS) more vulnerable to cyber-physical attacks (CPAs). Attackers often target critical devices in the communication network, disrupting their operation, with such attacks increasingly exhibiting sequential and coordinated patterns. To address this, we develop a multi-stage robust optimization framework with explicit restoration duration for PTCPS under sequential coordinated CPAs. The framework comprises a defender that hardens components, an attacker that orchestrates coordinated actions, and an operator that executes power redistribution and system restoration. Protection relay intrusions are modeled jointly with deliberate transmission-line outages, and a virtual fault flow representation captures fault propagation across lines, relays, and buses. A key ingredient is an extreme attack scenario search that identifies critical scenarios via objective-free optimization based on fault propagation. The discovered scenarios and constraints are embedded into the master problem, allowing faster convergence of the column-and-constraint generation algorithm and improving the overall efficiency of the multi-stage robust optimization. Case studies on the standard IEEE RTS-96 system demonstrate that the extreme scenario search framework can reduce the overall computational time by approximately 44.8%. Moreover, adding Euclidean distance selection achieves a total reduction of approximately 49.0% in computational time while ensuring stable convergence under coordinated CPAs.
越来越多的信息组件部署使得输电网络物理系统(PTCPS)更容易受到网络物理攻击。攻击者经常以通信网络中的关键设备为目标,破坏其运行,这种攻击越来越多地呈现出顺序和协调的模式。为了解决这个问题,我们开发了一个多阶段鲁棒优化框架,明确了顺序协调cpa下PTCPS的恢复时间。该框架包括一个加固组件的防御者、一个协调行动的攻击者和一个执行权力重新分配和系统恢复的操作员。保护继电器入侵与故意的输电在线中断联合建模,虚拟故障流表示捕获跨线路、继电器和总线的故障传播。一个关键因素是极端攻击场景搜索,通过基于故障传播的无目标优化来识别关键场景。将发现的场景和约束嵌入到主问题中,加快了列约束生成算法的收敛速度,提高了多阶段鲁棒优化的整体效率。在标准IEEE RTS-96系统上的实例研究表明,极端场景搜索框架可以将总体计算时间减少约44.8%。此外,加入欧几里得距离选择后,在保证协调cpa下稳定收敛的同时,计算时间减少了约49.0%。
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引用次数: 0
Wear and rolling contact fatigue problems of locomotive wheels: Mechanisms and countermeasures 机车车轮的磨损与滚动接触疲劳问题:机理与对策
IF 11 1区 工程技术 Q1 ENGINEERING, INDUSTRIAL Pub Date : 2026-09-01 Epub Date: 2026-01-23 DOI: 10.1016/j.ress.2026.112244
Yunfan Yang , Xuancheng Yuan , Ruichen Wang , Wai Kei Ao , Liang Ling , Paul Allen
Wear and rolling contact fatigue (RCF) severely deteriorate the tribology behaviour and material integrity of railway wheels, posing significant challenges to their health management. Hence, a deeper mechanistic understanding and the development of effective mitigation strategies are urgently required. In this study, a long-term locomotive wheel wear and RCF evolution prediction model were developed that incorporates the fully nonlinear dynamics of heavy-haul locomotive-track coupled system, the non-Hertzian wheel-rail frictional contact behaviour, and iterative updates of the evolving wear and RCF distributions. The numerical investigations indicated that wear and RCF growth of locomotive wheels are primarily caused by the prominent wheel/rail stresses during curving operations, and particularly aggravated at sharp curves. Subsequent numerical and field investigations verified two effective strategies for mitigating locomotive wheel wear and RCF development: (ⅰ) optimisation design of wheel profile using an innovative constrained multi-object optimisation (CMOO) method, and (ⅱ) enhancement of the Wheel Slide Protection (WSP) controller. The findings further suggested that these two countermeasures can substantially mitigate locomotive wheel wear and RCF progression by lowering wheel-rail tribological interaction and contact stress levels. Overall, this study provides valuable insight into the mechanisms governing wheel wear and RCF evolutions, and supports the enhancement of heavy-haul operational reliability through scientifically informed maintenance practices.
磨损和滚动接触疲劳(RCF)严重恶化了铁路车轮的摩擦学性能和材料完整性,对其健康管理提出了重大挑战。因此,迫切需要更深入的机理理解和制定有效的缓解战略。在本研究中,建立了一个长期机车车轮磨损和RCF演变预测模型,该模型结合了重载机车-轨道耦合系统的完全非线性动力学,非赫兹轮轨摩擦接触行为,以及不断变化的磨损和RCF分布的迭代更新。数值研究表明,机车车轮的磨损和RCF增长主要是由于弯道工况下轮轨应力的突出引起的,在急转弯工况下尤为严重。随后的数值和现场调查验证了两种缓解机车车轮磨损和RCF发展的有效策略:(ⅰ)使用创新的约束多目标优化(CMOO)方法优化车轮轮廓设计,以及(ⅱ)增强车轮滑动保护(WSP)控制器。研究结果进一步表明,这两种对策可以通过降低轮轨摩擦相互作用和接触应力水平,显著缓解机车车轮磨损和RCF进展。总的来说,这项研究为车轮磨损和RCF演变的控制机制提供了有价值的见解,并通过科学的维护实践支持了重载运行可靠性的提高。
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引用次数: 0
Network recovery for UAV-assisted IoTs after cascading failures with heterogeneous graph neural networks 基于异构图神经网络的无人机辅助物联网级联故障网络恢复
IF 11 1区 工程技术 Q1 ENGINEERING, INDUSTRIAL Pub Date : 2026-09-01 Epub Date: 2026-01-30 DOI: 10.1016/j.ress.2026.112320
Xiaodian Zhuang , Xiuwen Fu , Liudong Xing , Rui Peng
With the growing adoption of unmanned aerial vehicle (UAV)-assisted Internet of Things (IoT), its resilience against cascading failures has garnered significant attention. Cascading failures can severely compromise the topological integrity of such networks, making efficient recovery a significant challenge. To address this challenge, a Network Recovery scheme with Heterogeneous Graph neural network (NRHG) is proposed. The proposed scheme employs a Heterogeneous Graph Neural Network (HGNN), which includes graph perception layers processing local observations from individual UAVs, and graph communication layers enabling information exchange among UAVs. A multi-agent reinforcement learning (MARL) framework is further employed to enable collaborative action decisions for UAVs. Experimental results demonstrate that the proposed NRHG scheme can efficiently schedule surviving UAVs to cover the network blind spots caused by cascading failures. Compared to other schemes, the proposed scheme shows superior performance in both network coverage recovery and system throughput restoration.
随着无人机(UAV)辅助物联网(IoT)的日益普及,其抗级联故障的弹性已经引起了人们的广泛关注。级联故障会严重损害此类网络的拓扑完整性,使高效恢复成为一项重大挑战。针对这一挑战,提出了一种基于异构图神经网络(NRHG)的网络恢复方案。该方案采用异构图神经网络(HGNN),其中包括处理单个无人机局部观测的图感知层和实现无人机间信息交换的图通信层。进一步采用多智能体强化学习(MARL)框架实现无人机协同行动决策。实验结果表明,所提出的NRHG方案能够有效地调度幸存的无人机,覆盖由级联故障引起的网络盲点。与其他方案相比,该方案在网络覆盖恢复和系统吞吐量恢复方面都具有较好的性能。
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引用次数: 0
Cause analysis and evolution characteristics of different types of railway accidents based on system dynamics theory 基于系统动力学理论的不同类型铁路事故成因分析及演变特征
IF 11 1区 工程技术 Q1 ENGINEERING, INDUSTRIAL Pub Date : 2026-09-01 Epub Date: 2026-01-31 DOI: 10.1016/j.ress.2026.112334
Taowei Liu , Mingyi Chen , Chengde Wang
Railway accidents occur frequently worldwide and pose serious risks. On the basis of 547 railway accidents that occurred in the USA, Germany, Japan, and the UK between 2013 and 2023, the key causes and accident evolution characteristics of the railway operation accidents are analyzed using the System Dynamics method. First, the high-frequency accident chains and high-hazard accident chains for the different accidents are determined, and the causal loop diagram and stock–flow diagram of different accidents are established by the system dynamics method. Railway conflict, derailment, and train collision accidents are associated with “human–machine coupling failures”, whereas fire and explosion accidents are related to the operational failures of railway equipment and facilities. Moreover, on the basis of the constructed stock–flow diagram, the evolution of railway accidents can be divided into latent, acceleration, critical and outbreak periods, and each period has unique dominant effects. Finally, a “false safety period” term is defined to reflect the impact of the delayed implementation of control measures on the accumulation of system risks and the evolution of different accidents. The evolution of railway conflict accidents is least affected by the delay effect, whereas that of derailment accidents is most strongly affected.
铁路事故在世界范围内频繁发生,具有严重的危险性。以2013 - 2023年美国、德国、日本和英国发生的547起铁路运营事故为基础,运用系统动力学方法分析了铁路运营事故的关键原因和事故演变特征。首先,确定了不同事故的高频事故链和高危事故链,并利用系统动力学方法建立了不同事故的因果环图和存量流图。铁路冲突、脱轨、列车碰撞事故与“人机耦合故障”有关,火灾、爆炸事故与铁路设备设施运行故障有关。在构建的车流图的基础上,将铁路事故的演变划分为潜伏期、加速期、关键期和爆发期,每个时期都具有独特的主导作用。最后,定义了“假安全期”一词,以反映控制措施延迟实施对系统风险积累和不同事故演变的影响。铁路冲突事故的演化受延迟效应的影响最小,而脱轨事故的演化受延迟效应的影响最大。
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引用次数: 0
A novel data-driven health status assessment model based on multiple criteria appraisal recommendation with three-parameter interval grey number 基于三参数区间灰数的多准则评价建议的健康状态评估模型
IF 11 1区 工程技术 Q1 ENGINEERING, INDUSTRIAL Pub Date : 2026-09-01 Epub Date: 2026-02-02 DOI: 10.1016/j.ress.2026.112349
Long-Hao Yang , Bei-Ya Qian , Fei-Fei Ye , Xiao-Hong Pan , Haibo Hu , Haitian Lu
Accurate health status assessment is a great challenge when large-scale historical data have accumulated. Hence, this study introduces an advanced framework of multiple criteria appraisal recommendation (MCAR) to develop a data-driven health status assessment model. However, MCAR still fails to extract knowledge from data and represent data uncertainties. To solve these two challenges, the knowledge in the form of IF-THEN rules and three-parameter interval grey number (TPIGN) are used to improve MCAR: 1) the interval rule-base is embedded into MCAR in the aim of extracting IF-THEN rules from data; 2) TPIGN with a new distance is defined to capture data uncertainties in the process of constructing interval rule-base; 3) the interval evidential reasoning (IER) algorithm is served as an inference engine to recommend accurate overall appraisals. Furthermore, on the basis of the improved MCAR, a novel data-driven health status assessment model is proposed by incorporating criterion screening, data preprocessing, activation weight adjustment and risk preference setting. In case study, the effectiveness and superiority of the proposed model are analyzed and verified through the benchmark datasets of lithium-ion batteries and turbofan engines. The comparative results demonstrate the high accuracy and strong robustness of the proposed model comparing with other well-known health status assessment models.
在大量历史数据积累的情况下,准确的健康状态评估是一个巨大的挑战。因此,本研究引入了一个先进的多标准评估建议(MCAR)框架,以建立一个数据驱动的健康状况评估模型。然而,MCAR仍然无法从数据中提取知识并表示数据的不确定性。为了解决这两个问题,利用IF-THEN规则形式的知识和三参数区间灰数(TPIGN)对MCAR进行改进:1)将区间规则库嵌入到MCAR中,目的是从数据中提取IF-THEN规则;2)定义具有新距离的TPIGN,以捕捉区间规则库构建过程中的数据不确定性;3)区间证据推理(IER)算法作为推理引擎,推荐准确的综合评价。在此基础上,结合标准筛选、数据预处理、激活权调整和风险偏好设置,提出了一种数据驱动的健康状态评估模型。在实例研究中,通过锂离子电池和涡扇发动机的基准数据集,分析并验证了所提模型的有效性和优越性。结果表明,该模型与其他健康状态评估模型相比具有较高的准确性和较强的鲁棒性。
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引用次数: 0
An efficient reliability assessment framework for complex mechanism wear degradation based on probabilistic space decomposition kriging model 基于概率空间分解kriging模型的复杂机构磨损退化可靠性评估框架
IF 11 1区 工程技术 Q1 ENGINEERING, INDUSTRIAL Pub Date : 2026-09-01 Epub Date: 2026-01-31 DOI: 10.1016/j.ress.2026.112340
Jiang Deyin , Li Jiahang , Chen Xingyu , Ning Yigao , Jin Yujia , Liu Jingyi , Pang Huan
Operational wear in complex mechanical systems with joint clearances, driven by nonlinear dynamic behavior, leads to functional degradation and accelerated failure. While critical, the influence of vibration on wear progression is often overlooked in existing studies, and efficiently assessing the reliability of high-fidelity simulation models remains a significant challenge. To address these issues, this paper proposes a reliability assessment framework for wear degradation (PSDK-WDR). First, we develop a non-uniform wear prediction model that integrates a nonlinear dynamic model with the Archard wear model. This model innovatively updates the wear coefficient using parameters derived from real-time vibration signal energy dissipation. Furthermore, for efficient reliability analysis, we introduce a Monte Carlo simulation method based on a Probability Space Decomposition Kriging model (PSDK-MCS). This method decomposes high-dimensional random variables into subsets via Probabilistic Space Decomposition (PSD) and constructs parallel Kriging sub-models for each subset to accelerate assessments. The accuracy and efficiency of the proposed wear model and the PSDK-WDR framework are validated through case studies on crank-slider and flapping-wing mechanisms. This work provides a theoretical basis for understanding wear evolution and efficiently evaluating reliability degradation in complex mechanisms.
在具有关节间隙的复杂机械系统中,由非线性动力学行为驱动的操作磨损会导致功能退化和加速失效。振动对磨损过程的影响虽然至关重要,但在现有的研究中往往被忽视,有效评估高保真仿真模型的可靠性仍然是一个重大挑战。为了解决这些问题,本文提出了一个磨损退化可靠性评估框架(PSDK-WDR)。首先,我们建立了一个非均匀磨损预测模型,该模型将非线性动力学模型与Archard磨损模型相结合。该模型创新性地利用实时振动信号能量耗散参数更新磨损系数。此外,为了有效地进行可靠性分析,我们引入了一种基于概率空间分解Kriging模型(PSDK-MCS)的蒙特卡罗仿真方法。该方法通过概率空间分解(PSD)将高维随机变量分解为多个子集,并为每个子集构建并行Kriging子模型以加快评估速度。通过曲柄滑块和扑翼机构的实例研究,验证了所提出的磨损模型和PSDK-WDR框架的准确性和有效性。这项工作为了解复杂机构的磨损演变和有效评估可靠性退化提供了理论基础。
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引用次数: 0
A novel integrated dependence assessment method for human reliability analysis under uncertainty and expert disagreement 一种新的不确定和专家分歧下的人的可靠性综合依赖评估方法
IF 11 1区 工程技术 Q1 ENGINEERING, INDUSTRIAL Pub Date : 2026-09-01 Epub Date: 2026-01-30 DOI: 10.1016/j.ress.2026.112299
Fei Gao
Dependence assessment is a critical concern in human reliability analysis (HRA), particularly under uncertain and conflicting expert evaluations. This study operationalizes a structured integration of a consensus-reaching process (CRP), the full consistency method (FUCOM), and Dempster-Shafer evidence theory (DSET) to support dependence assessment and the calculation of conditional human error probability (CHEP) in a THERP-compatible manner. First, expert judgments on dependence levels are represented as basic belief assignments and reconciled through a fidelity-constrained CRP that reduces disagreement under an explicit agreement requirement while remaining close to the original assessments. Subsequently, FUCOM is used to derive internally consistent importance coefficients for dependence-influencing factors, reducing elicitation burden and mitigating incoherent factor prioritization. The consensus-refined belief structures and FUCOM-based coefficients are then aggregated using DSET and mapped to CHEP. A case study demonstrates the feasibility of the proposed scheme and shows that the resulting CHEP is numerically plausible and comparable to those obtained by representative dependence assessment methods, while providing a more transparent and traceable chain from elicited expert inputs to the final conditional probability. Sensitivity analyses further indicate that the results remain stable under reasonable variations of key consensus parameters and factor weights. The proposed framework offers a defensible process for panel-based dependence assessment in safety-critical applications where disagreement management and weighting consistency is required.
依赖性评估是人的可靠性分析(HRA)中的一个关键问题,特别是在不确定和相互冲突的专家评估下。本研究实施了共识达成过程(CRP)、完全一致性方法(FUCOM)和Dempster-Shafer证据理论(DSET)的结构化集成,以一种与therp兼容的方式支持依赖性评估和条件人为错误概率(CHEP)计算。首先,专家对依赖水平的判断被表示为基本信念分配,并通过保真度约束的CRP进行协调,该CRP在明确的协议要求下减少分歧,同时保持接近原始评估。随后,使用FUCOM推导出依赖影响因素的内部一致的重要系数,减少了推导负担,减轻了不一致的因素优先级。然后使用DSET将共识精炼的信念结构和基于fucom的系数聚合并映射到CHEP。一个案例研究证明了所提出方案的可行性,并表明所得到的CHEP在数值上是合理的,与代表性依赖评估方法获得的结果相当,同时提供了一个更透明和可追溯的链,从引出的专家输入到最终的条件概率。敏感性分析进一步表明,在关键共识参数和因子权重合理变化的情况下,结果保持稳定。提出的框架为安全关键应用中基于面板的依赖性评估提供了一个可辩护的过程,其中需要分歧管理和权重一致性。
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Reliability Engineering & System Safety
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