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Recurrent events modeling based on a reflected Brownian motion with application to hypoglycemia. 基于反射布朗运动的反复事件模型及其在低血糖中的应用。
IF 1.8 3区 数学 Q3 MATHEMATICAL & COMPUTATIONAL BIOLOGY Pub Date : 2024-12-31 DOI: 10.1093/biostatistics/kxae053
Yingfa Xie, Haoda Fu, Yuan Huang, Vladimir Pozdnyakov, Jun Yan

Patients with type 2 diabetes need to closely monitor blood sugar levels as their routine diabetes self-management. Although many treatment agents aim to tightly control blood sugar, hypoglycemia often stands as an adverse event. In practice, patients can observe hypoglycemic events more easily than hyperglycemic events due to the perception of neurogenic symptoms. We propose to model each patient's observed hypoglycemic event as a lower boundary crossing event for a reflected Brownian motion with an upper reflection barrier. The lower boundary is set by clinical standards. To capture patient heterogeneity and within-patient dependence, covariates and a patient level frailty are incorporated into the volatility and the upper reflection barrier. This framework provides quantification for the underlying glucose level variability, patients heterogeneity, and risk factors' impact on glucose. We make inferences based on a Bayesian framework using Markov chain Monte Carlo. Two model comparison criteria, the deviance information criterion and the logarithm of the pseudo-marginal likelihood, are used for model selection. The methodology is validated in simulation studies. In analyzing a dataset from the diabetic patients in the DURABLE trial, our model provides adequate fit, generates data similar to the observed data, and offers insights that could be missed by other models.

2型糖尿病患者需要密切监测血糖水平,作为糖尿病的常规自我管理。虽然许多治疗药物的目标是严格控制血糖,但低血糖往往是一个不良事件。在实践中,由于神经源性症状的感知,患者更容易观察到低血糖事件而不是高血糖事件。我们建议将每个患者观察到的低血糖事件建模为具有上反射屏障的反射布朗运动的下边界跨越事件。下限由临床标准确定。为了捕获患者异质性和患者内部依赖性,协变量和患者水平的脆弱性被纳入波动率和上反射屏障。该框架为潜在的血糖水平变异性、患者异质性和危险因素对血糖的影响提供了量化。我们利用马尔可夫链蒙特卡罗在贝叶斯框架上进行推理。模型选择采用了偏差信息准则和伪边际似然的对数两个模型比较准则。该方法在仿真研究中得到了验证。在分析DURABLE试验中糖尿病患者的数据集时,我们的模型提供了足够的拟合,生成的数据与观察到的数据相似,并提供了其他模型可能错过的见解。
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引用次数: 0
Testing for a difference in means of a single feature after clustering. 聚类后对单个特征的均值差异进行测试。
IF 1.8 3区 数学 Q3 MATHEMATICAL & COMPUTATIONAL BIOLOGY Pub Date : 2024-12-31 DOI: 10.1093/biostatistics/kxae046
Yiqun T Chen, Lucy L Gao

For many applications, it is critical to interpret and validate groups of observations obtained via clustering. A common interpretation and validation approach involves testing differences in feature means between observations in two estimated clusters. In this setting, classical hypothesis tests lead to an inflated Type I error rate. To overcome this problem, we propose a new test for the difference in means in a single feature between a pair of clusters obtained using hierarchical or k-means clustering. The test controls the selective Type I error rate in finite samples and can be efficiently computed. We further illustrate the validity and power of our proposal in simulation and demonstrate its use on single-cell RNA-sequencing data.

对于许多应用程序,解释和验证通过聚类获得的观察组是至关重要的。一种常见的解释和验证方法包括测试两个估计聚类中观测值之间的特征均值差异。在这种情况下,经典的假设检验会导致I型错误率过高。为了克服这个问题,我们提出了一种新的测试方法,用于使用分层聚类或k-means聚类获得的一对聚类之间单个特征的均值差异。该测试控制了有限样本的选择性I型错误率,并且可以有效地计算。我们进一步在模拟中说明了我们的建议的有效性和力量,并展示了它在单细胞rna测序数据上的应用。
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引用次数: 0
Causal functional mediation analysis with an application to functional magnetic resonance imaging data. 因果功能中介分析及其在功能磁共振成像数据中的应用。
IF 1.8 3区 数学 Q3 MATHEMATICAL & COMPUTATIONAL BIOLOGY Pub Date : 2024-12-31 DOI: 10.1093/biostatistics/kxaf019
Yi Zhao, Xi Luo, Michael E Sobel, Martin A Lindquist, Brian S Caffo

A primary goal of task-based functional magnetic resonance imaging (fMRI) studies is to quantify the effective connectivity between brain regions when stimuli are presented. Assessing the dynamics of effective connectivity has attracted increasing attention. Causal mediation analysis serves as a widely implemented tool aiming to delineate the mechanism between task stimuli and brain activations. However, the case, where the treatment, mediator, and outcome are continuous functions, has not been studied. Causal mediation analysis for functional data is considered. Semiparametric functional linear structural equation models are introduced and causal assumptions are discussed. The proposed models allow for the estimation of individual effect curves. The models are applied to a task-based fMRI study, providing a new perspective of studying dynamic brain connectivity. The R package cfma for implementation is available on CRAN.

任务型功能磁共振成像(fMRI)研究的一个主要目标是量化当刺激出现时大脑区域之间的有效连接。评估有效互联互通的动态已引起越来越多的关注。因果中介分析是一种广泛应用的工具,旨在描述任务刺激和大脑激活之间的机制。然而,在治疗、中介和结果是连续函数的情况下,尚未研究。考虑了功能数据的因果中介分析。引入了半参数泛函线性结构方程模型,并讨论了因果假设。所提出的模型允许对个别效应曲线进行估计。该模型应用于基于任务的fMRI研究,为研究动态脑连接提供了新的视角。用于实现的R包cfma可在CRAN上获得。
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引用次数: 0
Model-based multifacet clustering with high-dimensional omics applications. 基于模型的多面聚类与高维 omics 应用。
IF 1.8 3区 数学 Q3 MATHEMATICAL & COMPUTATIONAL BIOLOGY Pub Date : 2024-12-31 DOI: 10.1093/biostatistics/kxae020
Wei Zong, Danyang Li, Marianne L Seney, Colleen A Mcclung, George C Tseng

High-dimensional omics data often contain intricate and multifaceted information, resulting in the coexistence of multiple plausible sample partitions based on different subsets of selected features. Conventional clustering methods typically yield only one clustering solution, limiting their capacity to fully capture all facets of cluster structures in high-dimensional data. To address this challenge, we propose a model-based multifacet clustering (MFClust) method based on a mixture of Gaussian mixture models, where the former mixture achieves facet assignment for gene features and the latter mixture determines cluster assignment of samples. We demonstrate superior facet and cluster assignment accuracy of MFClust through simulation studies. The proposed method is applied to three transcriptomic applications from postmortem brain and lung disease studies. The result captures multifacet clustering structures associated with critical clinical variables and provides intriguing biological insights for further hypothesis generation and discovery.

高维海洋组学数据通常包含错综复杂的多方面信息,导致基于所选特征的不同子集的多个可信样本分区并存。传统的聚类方法通常只能得到一种聚类解决方案,这限制了它们充分捕捉高维数据中聚类结构所有方面的能力。为了应对这一挑战,我们提出了一种基于模型的多面聚类(MFClust)方法,该方法基于高斯混合模型的混合物,前一种混合物实现基因特征的面分配,后一种混合物决定样本的聚类分配。我们通过模拟研究证明了 MFClust 在面和聚类分配上的卓越准确性。我们将所提出的方法应用于脑死亡后和肺部疾病研究中的三个转录组应用。结果捕捉到了与关键临床变量相关的多方面聚类结构,并为进一步的假设生成和发现提供了引人入胜的生物学见解。
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引用次数: 0
Bayesian mapping of mortality clusters. 死亡率聚类的贝叶斯映射。
IF 2 3区 数学 Q3 MATHEMATICAL & COMPUTATIONAL BIOLOGY Pub Date : 2024-12-31 DOI: 10.1093/biostatistics/kxaf028
Andrea Sottosanti, Enrico Bovo, Pietro Belloni, Giovanna Boccuzzo

Disease mapping analyses the distribution of several disease outcomes within a territory. Primary goals include identifying areas with unexpected changes in mortality rates, studying the relation among multiple diseases, and dividing the analysed territory into clusters based on the observed levels of disease incidence or mortality. In this work, we focus on detecting spatial mortality clusters, that occur when neighbouring areas within a territory exhibit similar mortality levels due to one or more diseases. When multiple causes of death are examined together, it is relevant to identify not only the spatial boundaries of the clusters but also the diseases that lead to their formation. However, existing methods in literature struggle to address this dual problem effectively and simultaneously. To overcome these limitations, we introduce perla, a multivariate Bayesian model that clusters areas in a territory according to the observed mortality rates of multiple causes of death, also exploiting the information of external covariates. Our model incorporates the spatial structure of data directly into the clustering probabilities by leveraging the stick-breaking formulation of the multinomial distribution. Additionally, it exploits suitable global-local shrinkage priors to ensure that the detection of clusters depends on diseases showing concrete increases or decreases in mortality levels, while excluding uninformative diseases. We propose a Markov chain Monte Carlo algorithm for posterior inference that consists of closed-form Gibbs sampling moves for nearly every model parameter, without requiring complex tuning operations. This work is primarily motivated by a case study on the territory of a local unit within the Italian public healthcare system, known as ULSS6 Euganea. To demonstrate the flexibility and effectiveness of our methodology, we also validate perla with a series of simulation experiments and an extensive case study on mortality levels in U.S. counties.

疾病制图分析在一个地区内几种疾病结果的分布。主要目标包括确定死亡率发生意外变化的地区,研究多种疾病之间的关系,并根据观察到的疾病发病率或死亡率水平将所分析的地区划分为类。在这项工作中,我们的重点是检测空间死亡集群,当一个领土内的邻近地区由于一种或多种疾病而表现出相似的死亡率水平时,就会发生这种集群。在一起检查多种死亡原因时,不仅要确定集群的空间边界,还要确定导致集群形成的疾病。然而,现有的文献方法难以同时有效地解决这一双重问题。为了克服这些限制,我们引入了perla,这是一个多变量贝叶斯模型,根据观察到的多种死亡原因的死亡率对一个领土内的区域进行聚类,同时也利用了外部协变量的信息。我们的模型通过利用多项分布的破棍公式,将数据的空间结构直接纳入聚类概率。此外,它利用适当的全局-局部收缩先验,以确保对群集的检测取决于显示死亡率水平具体增加或减少的疾病,同时排除无信息的疾病。我们提出了一种马尔可夫链蒙特卡罗算法用于后验推理,该算法由几乎每个模型参数的封闭形式吉布斯采样移动组成,不需要复杂的调谐操作。这项工作的主要动机是对意大利公共医疗保健系统(ULSS6 Euganea)内的一个地方单位进行的案例研究。为了证明我们方法的灵活性和有效性,我们还通过一系列模拟实验和对美国各县死亡率水平的广泛案例研究来验证perla。
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引用次数: 0
Fast standard error estimation for joint models of longitudinal and time-to-event data based on stochastic EM algorithms. 基于随机 EM 算法的纵向数据和时间到事件数据联合模型的快速标准误差估计。
IF 2 3区 数学 Q3 MATHEMATICAL & COMPUTATIONAL BIOLOGY Pub Date : 2024-12-31 DOI: 10.1093/biostatistics/kxae043
Tingting Yu, Lang Wu, Ronald J Bosch, Davey M Smith, Rui Wang

Maximum likelihood inference can often become computationally intensive when performing joint modeling of longitudinal and time-to-event data, due to the intractable integrals in the joint likelihood function. The computational challenges escalate further when modeling HIV-1 viral load data, owing to the nonlinear trajectories and the presence of left-censored data resulting from the assay's lower limit of quantification. In this paper, for a joint model comprising a nonlinear mixed-effect model and a Cox Proportional Hazards model, we develop a computationally efficient Stochastic EM (StEM) algorithm for parameter estimation. Furthermore, we propose a novel technique for fast standard error estimation, which directly estimates standard errors from the results of StEM iterations and is broadly applicable to various joint modeling settings, such as those containing generalized linear mixed-effect models, parametric survival models, or joint models with more than two submodels. We evaluate the performance of the proposed methods through simulation studies and apply them to HIV-1 viral load data from six AIDS Clinical Trials Group studies to characterize viral rebound trajectories following the interruption of antiretroviral therapy (ART), accounting for the informative duration of off-ART periods.

在对纵向数据和时间到事件数据进行联合建模时,由于联合似然函数中的积分难以处理,最大似然推断往往会变得计算密集。在对 HIV-1 病毒载量数据建模时,由于非线性轨迹和检测定量下限导致的左删失数据的存在,计算挑战进一步升级。本文针对由非线性混合效应模型和 Cox 比例危害模型组成的联合模型,开发了一种计算高效的随机 EM(StEM)算法,用于参数估计。此外,我们还提出了一种快速标准误差估计的新技术,该技术可直接从 StEM 迭代结果中估计标准误差,广泛适用于各种联合建模环境,如包含广义线性混合效应模型、参数生存模型或具有两个以上子模型的联合模型。我们通过模拟研究评估了所提方法的性能,并将其应用于六项艾滋病临床试验组研究中的 HIV-1 病毒载量数据,以描述抗逆转录病毒疗法(ART)中断后的病毒反弹轨迹,同时考虑到非抗病毒治疗期的信息持续时间。
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引用次数: 0
Speeding up interval estimation for R2-based mediation effect of high-dimensional mediators via cross-fitting. 通过交叉拟合,加快基于 R2 的高维中介效应的区间估计。
IF 2 3区 数学 Q3 MATHEMATICAL & COMPUTATIONAL BIOLOGY Pub Date : 2024-12-31 DOI: 10.1093/biostatistics/kxae037
Zhichao Xu, Chunlin Li, Sunyi Chi, Tianzhong Yang, Peng Wei

Mediation analysis is a useful tool in investigating how molecular phenotypes such as gene expression mediate the effect of exposure on health outcomes. However, commonly used mean-based total mediation effect measures may suffer from cancellation of component-wise mediation effects in opposite directions in the presence of high-dimensional omics mediators. To overcome this limitation, we recently proposed a variance-based R-squared total mediation effect measure that relies on the computationally intensive nonparametric bootstrap for confidence interval estimation. In the work described herein, we formulated a more efficient two-stage, cross-fitted estimation procedure for the R2 measure. To avoid potential bias, we performed iterative Sure Independence Screening (iSIS) in two subsamples to exclude the non-mediators, followed by ordinary least squares regressions for the variance estimation. We then constructed confidence intervals based on the newly derived closed-form asymptotic distribution of the R2 measure. Extensive simulation studies demonstrated that this proposed procedure is much more computationally efficient than the resampling-based method, with comparable coverage probability. Furthermore, when applied to the Framingham Heart Study, the proposed method replicated the established finding of gene expression mediating age-related variation in systolic blood pressure and identified the role of gene expression profiles in the relationship between sex and high-density lipoprotein cholesterol level. The proposed estimation procedure is implemented in R package CFR2M.

中介分析是研究基因表达等分子表型如何介导暴露对健康结果影响的有用工具。然而,常用的基于均值的总中介效应测量方法可能会在存在高维表观中介因子的情况下,出现分量-分量-分量的反向中介效应抵消的问题。为了克服这一局限性,我们最近提出了一种基于方差的 R 平方总中介效应测量方法,它依赖于计算密集型非参数自举法进行置信区间估计。在本文所述的工作中,我们为 R2 测量制定了更有效的两阶段交叉拟合估计程序。为了避免潜在的偏差,我们在两个子样本中进行了迭代确定独立性筛选(iSIS),以排除非调解人,然后用普通最小二乘法回归进行方差估计。然后,我们根据新推导出的 R2 测量的闭式渐近分布构建置信区间。广泛的模拟研究表明,与基于重采样的方法相比,我们提出的方法在计算上更有效率,而且覆盖概率相当。此外,当应用于弗雷明汉心脏研究时,所提出的方法复制了基因表达介导收缩压年龄相关变化的既定结论,并确定了基因表达谱在性别与高密度脂蛋白胆固醇水平之间关系中的作用。拟议的估计程序在 R 软件包 CFR2M 中实现。
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引用次数: 0
The impact of coarsening an exposure on partial identifiability in instrumental variable settings. 在工具变量设置中,粗化暴露对部分可识别性的影响。
IF 2 3区 数学 Q3 MATHEMATICAL & COMPUTATIONAL BIOLOGY Pub Date : 2024-12-31 DOI: 10.1093/biostatistics/kxae042
Erin E Gabriel, Michael C Sachs, Arvid Sjölander

In instrumental variable (IV) settings, such as imperfect randomized trials and observational studies with Mendelian randomization, one may encounter a continuous exposure, the causal effect of which is not of true interest. Instead, scientific interest may lie in a coarsened version of this exposure. Although there is a lengthy literature on the impact of coarsening of an exposure with several works focusing specifically on IV settings, all methods proposed in this literature require parametric assumptions. Instead, just as in the standard IV setting, one can consider partial identification via bounds making no parametric assumptions. This was first pointed out in Alexander Balke's PhD dissertation. We extend and clarify his work and derive novel bounds in several settings, including for a three-level IV, which will most likely be the case in Mendelian randomization. We demonstrate our findings in two real data examples, a randomized trial for peanut allergy in infants and a Mendelian randomization setting investigating the effect of homocysteine on cardiovascular disease.

在工具变量(IV)环境中,如不完全随机试验和孟德尔随机化的观察研究中,我们可能会遇到一个连续的暴露因子,但其因果效应并不是我们真正感兴趣的。相反,科学兴趣可能在于这种暴露的粗略版本。尽管有大量文献研究了粗略化暴露的影响,其中有几部著作特别关注 IV 设置,但这些文献中提出的所有方法都需要参数假设。相反,就像在标准 IV 设置中一样,我们可以通过不带参数假设的约束来考虑部分识别。Alexander Balke 的博士论文首次指出了这一点。我们对他的工作进行了扩展和澄清,并在几种情况下推导出了新的边界,包括三层 IV,这很可能是孟德尔随机化的情况。我们在两个真实数据示例中展示了我们的发现,一个是针对婴儿花生过敏的随机试验,另一个是调查同型半胱氨酸对心血管疾病影响的孟德尔随机设置。
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引用次数: 0
Instrumental variable approach to estimating individual causal effects in N-of-1 trials: application to ISTOP study. N-of-1试验中估计个体因果效应的工具变量法:在ISTOP研究中的应用。
IF 2 3区 数学 Q3 MATHEMATICAL & COMPUTATIONAL BIOLOGY Pub Date : 2024-12-31 DOI: 10.1093/biostatistics/kxaf042
Kexin Qu, Christopher H Schmid, Tao Liu

An N-of-1 trial is a multiple crossover trial conducted in a single individual to provide evidence to directly inform personalized treatment decisions. Advances in wearable devices greatly improved the feasibility of adopting these trials to identify optimal individual treatment plans, particularly when treatments differ among individuals and responses are highly heterogeneous. Our work was motivated by the I-STOP-AFib Study, which examined the impact of different triggers on atrial fibrillation (AF) occurrence. We described a causal framework for "N-of-1" trial using potential treatment selection paths and potential outcome paths. Two estimands of individual causal effect were defined: (i) the effect of continuous exposure, and (ii) the effect of an individual's observed behavior. We addressed three challenges: (i) imperfect compliance to the randomized treatment assignment; (ii) binary treatments and binary outcomes, which led to the "non-collapsibility" issue of estimating odds ratios; and (iii) serial correlation in the longitudinal observations. We adopted the Bayesian IV approach where the study randomization was the instrumental variable (IV) as it impacted the patient's choice of exposure but not directly the outcome. Estimations were obtained through a system of two parametric Bayesian models to estimate the individual causal effect. Our model got around the non-collapsibility and non-consistency by modeling the confounding mechanism through latent structural models and by inferring with Bayesian posterior of functionals. Autocorrelation present in the repeated measurements was also accounted for. The simulation study showed our method largely reduced bias and greatly improved the coverage of the estimated causal effect, compared to existing methods (ITT, PP, and AT). We applied the method to I-STOP-AFib Study to estimate the individual effect of alcohol on AF occurrence.

N-of-1试验是在单个个体中进行的多交叉试验,旨在提供证据,直接为个性化治疗决策提供信息。可穿戴设备的进步极大地提高了采用这些试验来确定最佳个人治疗计划的可行性,特别是当治疗因人而异且反应高度异质性时。我们的工作是由I-STOP-AFib研究激发的,该研究检查了不同触发因素对房颤(AF)发生的影响。我们使用潜在的治疗选择路径和潜在的结果路径描述了“N-of-1”试验的因果框架。定义了对个体因果效应的两种估计:(i)持续暴露的影响,(ii)个体观察到的行为的影响。我们解决了三个挑战:(i)对随机治疗分配的不完全依从性;(ii)二元处理和二元结果,这导致了估计优势比的“非溃散性”问题;(三)纵向观测的序列相关性。我们采用贝叶斯IV方法,其中研究随机化是工具变量(IV),因为它影响患者的暴露选择,但不直接影响结果。估计是通过两个参数贝叶斯模型系统来估计个体因果关系。我们的模型通过潜在结构模型和贝叶斯后验函数的推断来模拟混合机制,解决了非溃散性和非一致性问题。重复测量中存在的自相关也被考虑在内。模拟研究表明,与现有方法(ITT、PP和AT)相比,我们的方法在很大程度上减少了偏差,并大大提高了估计因果效应的覆盖率。我们将该方法应用于I-STOP-AFib研究,以估计酒精对房颤发生的个体影响。
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引用次数: 0
Adaptive Gaussian Markov random fields for child mortality estimation. 用于儿童死亡率估算的自适应高斯马尔可夫随机场。
IF 1.8 3区 数学 Q3 MATHEMATICAL & COMPUTATIONAL BIOLOGY Pub Date : 2024-12-31 DOI: 10.1093/biostatistics/kxae030
Serge Aleshin-Guendel, Jon Wakefield

The under-5 mortality rate (U5MR), a critical health indicator, is typically estimated from household surveys in lower and middle income countries. Spatio-temporal disaggregation of household survey data can lead to highly variable estimates of U5MR, necessitating the usage of smoothing models which borrow information across space and time. The assumptions of common smoothing models may be unrealistic when certain time periods or regions are expected to have shocks in mortality relative to their neighbors, which can lead to oversmoothing of U5MR estimates. In this paper, we develop a spatial and temporal smoothing approach based on Gaussian Markov random field models which incorporate knowledge of these expected shocks in mortality. We demonstrate the potential for these models to improve upon alternatives not incorporating knowledge of expected shocks in a simulation study. We apply these models to estimate U5MR in Rwanda at the national level from 1985 to 2019, a time period which includes the Rwandan civil war and genocide.

5 岁以下儿童死亡率(U5MR)是一项重要的健康指标,通常由中低收入国家的住户调查估算得出。对住户调查数据进行时空分类会导致 5 岁以下儿童死亡率的估算值变化很大,因此有必要使用平滑模型来借用跨时空的信息。当某些时间段或地区的死亡率相对于其邻近地区有冲击时,普通平滑模型的假设可能不切实际,从而导致五岁以下幼儿死亡率估计值的过度平滑。在本文中,我们开发了一种基于高斯马尔可夫随机场模型的时空平滑方法,其中包含了这些预期死亡率冲击的知识。在一项模拟研究中,我们展示了这些模型改进未纳入预期冲击知识的替代方法的潜力。我们应用这些模型估算了 1985 年至 2019 年卢旺达全国的五岁以下幼儿死亡率,这一时期包括卢旺达内战和种族灭绝。
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引用次数: 0
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