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Complex Adaptive System Theory, Agent-Based Modeling, and Simulation in Dominant Technology Formation 复杂自适应系统理论、基于代理的建模和主导技术形成中的模拟
IF 2.1 3区 计算机科学 Q3 AUTOMATION & CONTROL SYSTEMS Pub Date : 2024-03-12 DOI: 10.23919/jsee.2023.000160
Ruihan Zhang, Bing Sun
Dominant technology formation is the key for the high-tech industry to “cross the chasm” and gain an established foothold in the market (and hence disrupt the regime). Therefore, a stimulus-response model is proposed to investigate the dominant technology by exploring its formation process and mechanism. Specifically, based on complex adaptive system theory and the basic stimulus-response model, we use a combination of agent-based modeling and system dynamics modeling to capture the interactions between dominant technology and the socio-technical landscape. The results indicate the following: (i) The dynamic interaction is “stimulus-reaction-selection”, which promotes the dominant technology's formation. (ii) The dominant technology's formation can be described as a dynamic process in which the adaptation intensity of technology standards increases continuously until it becomes the leading technology under the dual action of internal and external mechanisms. (iii) The dominant technology's formation in the high-tech industry is influenced by learning ability, the number of adopting users and adaptability. Therein, a “critical scale” of learning ability exists to promote the formation of leading technology: a large number of adopting users can promote the dominant technology's formation by influencing the adaptive response of technology standards to the socio-technical landscape and the choice of technology standards by the socio-technical landscape. There is a minimum threshold and a maximum threshold for the role of adaptability in the dominant technology's formation. (iv) The socio-technical landscape can promote the leading technology's shaping in the high-tech industry, and different elements have different effects. This study promotes research on the formation mechanism of dominant technology in the high-tech industry, presents new perspectives and methods for researchers, and provides essential enlightenment for managers to formulate technology strategies.
主导技术的形成是高科技产业 "跨越鸿沟 "并在市场上站稳脚跟(进而颠覆制度)的关键。因此,本文提出了一个刺激-反应模型,通过探索主导技术的形成过程和机制来研究主导技术。具体来说,基于复杂适应系统理论和基本的刺激-响应模型,我们采用基于代理的建模和系统动力学建模相结合的方法来捕捉主导技术与社会技术格局之间的相互作用。结果表明如下(i) 动态互动是 "刺激-反应-选择",它促进了主导技术的形成。(ii) 主导技术的形成可以描述为一个动态过程,在内部和外部机制的双重作用下,技术标准的适应强度不断提高,直至成为主导技术。(iii) 在高科技产业中,主导技术的形成受学习能力、采用用户数量和适应性的影响。其中,促进主导技术形成的学习能力存在一个 "临界规模":大量的采用用户可以通过影响技术标准对社会技术环境的适应性反应和社会技术环境对技术标准的选择来促进主导技术的形成。适应性在主导技术形成过程中的作用有最低阈值和最高阈值之分。(iv) 社会技术格局可以促进高新技术产业主导技术的形成,不同的要素具有不同的作用。本研究推动了对高科技产业主导技术形成机制的研究,为研究者提供了新的视角和方法,为管理者制定技术战略提供了必要的启迪。
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引用次数: 0
Robust Adaptive Radar Beamforming Based on Iterative Training Sample Selection Using Kurtosis of Generalized Inner Product Statistics 基于使用广义内积统计峰度的迭代训练样本选择的鲁棒自适应雷达波束成形
IF 2.1 3区 计算机科学 Q3 AUTOMATION & CONTROL SYSTEMS Pub Date : 2024-03-12 DOI: 10.23919/jsee.2024.000025
Jing Tian, Wei Zhang
In engineering application, there is only one adaptive weights estimated by most of traditional early warning radars for adaptive interference suppression in a pulse reputation interval (PRI). Therefore, if the training samples used to calculate the weight vector does not contain the jamming, then the jamming cannot be removed by adaptive spatial filtering. If the weight vector is constantly updated in the range dimension, the training data may contain target echo signals, resulting in signal cancellation effect. To cope with the situation that the training samples are contaminated by target signal, an iterative training sample selection method based on non-homogeneous detector (NHD) is proposed in this paper for updating the weight vector in entire range dimension. The principle is presented, and the validity is proven by simulation results.
在工程应用中,大多数传统预警雷达在一个脉冲信誉间隔(PRI)内用于自适应干扰抑制的自适应权重只有一个估计值。因此,如果用于计算权重矢量的训练样本不包含干扰,那么自适应空间滤波就无法去除干扰。如果权重向量在测距维度上不断更新,则训练数据可能包含目标回波信号,从而产生信号抵消效应。为了应对训练样本被目标信号污染的情况,本文提出了一种基于非均质检测器(NHD)的迭代训练样本选择方法,用于在整个范围维更新权向量。本文介绍了该方法的原理,并通过仿真结果证明了其有效性。
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引用次数: 0
DOA Estimation of High-Dimensional Signals Based on Krylov Subspace and Weighted $l_{1}$-Norm 基于克雷洛夫子空间和加权 l_{1}$ 准则的高维信号 DOA 估计
IF 2.1 3区 计算机科学 Q3 AUTOMATION & CONTROL SYSTEMS Pub Date : 2024-02-12 DOI: 10.23919/jsee.2023.000145
Zeqi Yang, Yiheng Liu, Hua Zhang, Shuai Ma, Kai Chang, Ning Liu, Xiaode Lyu
With the extensive application of large-scale array antennas, the increasing number of array elements leads to the increasing dimension of received signals, making it difficult to meet the real-time requirement of direction of arrival (DOA) estimation due to the computational complexity of algorithms. Traditional subspace algorithms require estimation of the covariance matrix, which has high computational complexity and is prone to producing spurious peaks. In order to reduce the computational complexity of DOA estimation algorithms and improve their estimation accuracy under large array elements, this paper proposes a DOA estimation method based on Krylov subspace and weighted $l_{1}$-norm. The method uses the multistage Wiener filter (MSWF) iteration to solve the basis of the Krylov subspace as an estimate of the signal subspace, further uses the measurement matrix to reduce the dimensionality of the signal subspace observation, constructs a weighted matrix, and combines the sparse reconstruction to establish a convex optimization function based on the residual sum of squares and weighted $l_{1}$-norm to solve the target DOA. Simulation results show that the proposed method has high resolution under large array conditions, effectively suppresses spurious peaks, reduces computational complexity, and has good robustness for low signal to noise ratio (SNR) environment.
随着大规模阵列天线的广泛应用,阵元数量的增加导致接收信号的维数不断增加,由于算法的计算复杂性,很难满足到达方向(DOA)估计的实时性要求。传统的子空间算法需要估计协方差矩阵,计算复杂度高,而且容易产生假峰值。为了降低 DOA 估计算法的计算复杂度,提高其在大型阵元下的估计精度,本文提出了一种基于 Krylov 子空间和加权 $l_{1}$ 准则的 DOA 估计方法。该方法利用多级维纳滤波(MSWF)迭代求解 Krylov 子空间的基础作为信号子空间的估计,进一步利用测量矩阵降低信号子空间观测的维度,构造加权矩阵,并结合稀疏重构建立基于残差平方和和加权 $l_{1}$-norm 的凸优化函数求解目标 DOA。仿真结果表明,所提方法在大阵列条件下具有较高的分辨率,能有效抑制杂散峰值,降低计算复杂度,在低信噪比(SNR)环境下具有良好的鲁棒性。
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引用次数: 0
Adaptive Detection of Range-Spread Targets in Homogeneous and Partially Homogeneous Clutter Plus Subspace Interference 自适应探测同质和部分同质杂波加子空间干扰中的范围扩展目标
IF 2.1 3区 计算机科学 Q3 AUTOMATION & CONTROL SYSTEMS Pub Date : 2024-02-12 DOI: 10.23919/jsee.2023.000147
Tao Jian, Jia He, Bencai Wang, Yu Liu, Congan Xu, Zikeng Xie
Adaptive detection of range-spread targets is considered in the presence of subspace interference plus Gaussian clutter with unknown covariance matrix. The target signal and interference are supposed to lie in two linearly independent subspaces with deterministic but unknown coordinates. Relying on the two-step criteria, two adaptive detectors based on Gradient tests are proposed, in homogeneous and partially homogeneous clutter plus subspace interference, respectively. Both of the proposed detectors exhibit theoretically constant false alarm rate property against unknown clutter covariance matrix as well as the power level. Numerical results show that, the proposed detectors have better performance than their existing counterparts, especially for mismatches in the signal steering vectors.
在存在子空间干扰和具有未知协方差矩阵的高斯杂波的情况下,考虑了对测距目标的自适应探测。假设目标信号和干扰位于两个线性独立的子空间中,其坐标确定但未知。根据两步标准,提出了两种基于梯度检验的自适应检测器,分别适用于同质杂波和部分同质杂波加子空间干扰。针对未知杂波协方差矩阵和功率水平,这两种探测器都表现出理论上恒定的误报率特性。数值结果表明,所提出的探测器比现有的探测器性能更好,尤其是在信号转向向量不匹配的情况下。
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引用次数: 0
Manipulator Tracking Technology Based on FSRUKF 基于 FSRUKF 的机械手跟踪技术
IF 2.1 3区 计算机科学 Q3 AUTOMATION & CONTROL SYSTEMS Pub Date : 2024-01-29 DOI: 10.23919/jsee.2024.000009
Guoqing Shi, Boyan Zhang, Jiandong Zhang, Qiming Yang, Xiaofeng Huang, Jianyao Que, Junwei Pu, Xiutang Geng
Aiming at the shortcoming that the traditional industrial manipulator using off-line programming cannot change along with the change of external environment, the key technologies such as machine vision and manipulator control are studied, and a complete manipulator vision tracking system is designed. Firstly, Denavit-Hartenberg (D-H) parameters method is used to construct the model of the manipulator and analyze the forward and inverse kinematics equations of the manipulator. At the same time, a binocular camera is used to obtain the three-dimensional position of the target. Secondly, in order to make the manipulator track the target more accurately, the fuzzy adaptive square root unscented Kalman filter (FSRUKF) is proposed to estimate the target state. Finally, the manipulator tracking system is built by using the position-based visual servo. The simulation experiments show that FSRUKF converges faster and with less error than the square root unscented Kalman filter (SRUKF), which meets the application requirements of the manipulator tracking system, and basically meets the application requirements of the manipulator tracking system in the practical experiments.
针对传统工业机械手离线编程不能随外部环境变化而变化的缺点,研究了机器视觉和机械手控制等关键技术,设计了一套完整的机械手视觉跟踪系统。首先,采用 Denavit-Hartenberg (D-H) 参数法构建机械手模型,分析机械手的正反运动学方程。同时,利用双目摄像头获取目标的三维位置。其次,为了使机械手更精确地跟踪目标,提出了模糊自适应平方根无符号卡尔曼滤波器(FSRUKF)来估计目标状态。最后,利用基于位置的视觉伺服建立了机械手跟踪系统。仿真实验表明,FSRUKF 比平方根无cented 卡尔曼滤波器(SRUKF)收敛更快,误差更小,符合机械手跟踪系统的应用要求,在实际实验中基本满足了机械手跟踪系统的应用要求。
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引用次数: 0
Aerial Target Threat Assessment Based on Gated Recurrent Unit and Self-Attention Mechanism 基于门控循环单元和自我关注机制的空中目标威胁评估
IF 2.1 3区 计算机科学 Q3 AUTOMATION & CONTROL SYSTEMS Pub Date : 2024-01-24 DOI: 10.23919/jsee.2023.000116
Chen Chen, Wei Quan, Zhuang Shao
Aerial threat assessment is a crucial link in modern air combat, whose result counts a great deal for commanders to make decisions. With the consideration that the existing threat assessment methods have difficulties in dealing with high dimensional time series target data, a threat assessment method based on self-attention mechanism and gated recurrent unit (SAGRU) is proposed. Firstly, a threat feature system including air combat situations and capability features is established. Moreover, a data augmentation process based on fractional Fourier transform (FRFT) is applied to extract more valuable information from time series situation features. Furthermore, aiming to capture key characteristics of battlefield evolution, a bidirectional GRU and SA mechanisms are designed for enhanced features. Subsequently, after the concatenation of the processed air combat situation and capability features, the target threat level will be predicted by fully connected neural layers and the softmax classifier. Finally, in order to validate this model, an air combat dataset generated by a combat simulation system is introduced for model training and testing. The comparison experiments show the proposed model has structural rationality and can perform threat assessment faster and more accurately than the other existing models based on deep learning.
空中威胁评估是现代空战中的关键环节,其结果对指挥官的决策具有重要意义。考虑到现有威胁评估方法难以处理高维时间序列目标数据,本文提出了一种基于自注意机制和门控循环单元(SAGRU)的威胁评估方法。首先,建立了包括空战态势和能力特征在内的威胁特征系统。此外,还应用了基于分数傅里叶变换(FRFT)的数据增强过程,以从时间序列态势特征中提取更多有价值的信息。此外,为了捕捉战场演变的关键特征,还设计了双向 GRU 和 SA 机制来增强特征。随后,在对处理后的空战态势和能力特征进行串联后,将通过全连接神经层和 softmax 分类器预测目标威胁水平。最后,为了验证该模型,引入了由作战模拟系统生成的空战数据集进行模型训练和测试。对比实验表明,所提出的模型具有结构合理性,能比其他现有的基于深度学习的模型更快、更准确地完成威胁评估。
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引用次数: 0
A Framework of Force of Information Influence and Application for C4KISR System C4KISR 系统的信息影响力与应用框架
IF 2.1 3区 计算机科学 Q3 AUTOMATION & CONTROL SYSTEMS Pub Date : 2024-01-24 DOI: 10.23919/jsee.2024.000011
Shaojie Mao, Lianwang Diao, Yu Sun, Heng Wang, Kan Yi, Xin Xu, Xiaobin Mao, Kecheng Zhang, Long Sheng
The subversive nature of information war lies not only in the information itself, but also in the circulation and application of information. It has always been a challenge to quantitatively analyze the function and effect of information flow through command, control, communications, computer, kill, intelligence, surveillance, reconnaissance (C4KISR) system. In this work, we propose a framework of force of information influence and the methods for calculating the force of information influence between C4KISR nodes of sensing, intelligence processing, decision making and fire attack. Specifically, the basic concept of force of information influence between nodes in C4KISR system is formally proposed and its mathematical definition is provided. Then, based on the information entropy theory, the model of force of information influence between C4KISR system nodes is constructed. Finally, the simulation experiments have been performed under an air defense and attack scenario. The experimental results show that, with the proposed force of information influence framework, we can effectively evaluate the contribution of information circulation through different C4KISR system nodes to the corresponding tasks. Our framework of force of information influence can also serve as an effective tool for the design and dynamic reconfiguration of C4KISR system architecture.
信息战的颠覆性不仅在于信息本身,还在于信息的流通和应用。如何定量分析信息流在指挥、控制、通信、计算机、杀伤、情报、监视、侦察(C4KISR)系统中的作用和效果,一直是个难题。在这项工作中,我们提出了信息影响力框架,以及计算 C4KISR 的感知、情报处理、决策和火力攻击等节点之间的信息影响力的方法。具体而言,正式提出了 C4KISR 系统节点间信息影响力的基本概念,并给出了其数学定义。然后,基于信息熵理论,构建了 C4KISR 系统节点间的信息影响力模型。最后,在防空和攻击场景下进行了仿真实验。实验结果表明,利用所提出的信息影响力框架,我们可以有效评估通过不同 C4KISR 系统节点的信息流通对相应任务的贡献。我们的信息影响力框架也可作为设计和动态重构 C4KISR 系统架构的有效工具。
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引用次数: 0
Real-Time UAV Path Planning Based on LSTM Network 基于 LSTM 网络的无人机实时路径规划
IF 2.1 3区 计算机科学 Q3 AUTOMATION & CONTROL SYSTEMS Pub Date : 2024-01-24 DOI: 10.23919/jsee.2023.000157
Jiandong Zhang, Yukun Guo, Lihui Zheng, Qiming Yang, Guoqing Shi, Yong Wu
To address the shortcomings of single-step decision making in the existing deep reinforcement learning based unmanned aerial vehicle (UAV) real-time path planning problem, a real-time UAV path planning algorithm based on long short-term memory (RPP-LSTM) network is proposed, which combines the memory characteristics of recurrent neural network (RNN) and the deep reinforcement learning algorithm. LSTM networks are used in this algorithm as Q-value networks for the deep Q network (DQN) algorithm, which makes the decision of the Q-value network has some memory. Thanks to LSTM network, the Q-value network can use the previous environmental information and action information which effectively avoids the problem of single-step decision considering only the current environment. Besides, the algorithm proposes a hierarchical reward and punishment function for the specific problem of UAV real-time path planning, so that the UAV can more reasonably perform path planning. Simulation verification shows that compared with the traditional feed-forward neural network (FNN) based UAV autonomous path planning algorithm, the RPP-LSTM proposed in this paper can adapt to more complex environments and has significantly improved robustness and accuracy when performing UAV real-time path planning.
针对现有基于深度强化学习的无人机(UAV)实时路径规划问题中单步决策的缺点,提出了一种基于长短期记忆(RPP-LSTM)网络的无人机实时路径规划算法,该算法结合了递归神经网络(RNN)和深度强化学习算法的记忆特性。在该算法中,LSTM 网络被用作深度 Q 网络(DQN)算法的 Q 值网络,这使得 Q 值网络的决策具有一定的记忆性。由于采用了 LSTM 网络,Q 值网络可以使用先前的环境信息和行动信息,从而有效避免了只考虑当前环境的单步决策问题。此外,该算法针对无人机实时路径规划的具体问题,提出了分层奖惩函数,使无人机能更合理地进行路径规划。仿真验证表明,与传统的基于前馈神经网络(FNN)的无人机自主路径规划算法相比,本文提出的 RPP-LSTM 算法能适应更复杂的环境,在执行无人机实时路径规划时的鲁棒性和准确性都有显著提高。
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引用次数: 0
Short-Time Maritime Target Detection Based on Polarization Scattering Characteristics 基于极化散射特性的短时海上目标探测
IF 2.1 3区 计算机科学 Q3 AUTOMATION & CONTROL SYSTEMS Pub Date : 2024-01-24 DOI: 10.23919/jsee.2023.000148
Shichao Chen, Feng Luo, Min Tian, Wanghan Lyu
In this paper, a detection method combining Cameron decomposition based on polarization scattering characteristics in sea clutter background is proposed. Firstly, the Cameron decomposition is exploited to fuse the radar echoes of full polarization channels at the data level. Due to the artificial material structure on the surface of the target, it can be shown that the non-reciprocity of the target cell is stronger than that of the clutter cell. Then, based on the analysis of the decomposition results, a new feature with scattering geometry characteristics in polarization domain, denoted as Cameron polarization decomposition scattering weight (CPD-SW), is extracted as the test statistic, which can achieve more detailed descriptions of the clutter scattering characteristics utilizing the difference between their scattering types. Finally, the superiority of the proposed CPD-SW detector over traditional detectors in improving detection performance is verified by the IPIX measured dataset, which has strong stability under short-time observation in threshold detection and can also improve the separability of feature space zin anomaly detection.
本文提出了一种基于海杂波背景下极化散射特性的卡梅隆分解探测方法。首先,利用卡梅隆分解在数据层面对全极化信道的雷达回波进行融合。由于目标表面的人工材料结构,可以证明目标单元的非互易性强于杂波单元。然后,在分析分解结果的基础上,提取具有极化域散射几何特征的新特征,即卡梅伦极化分解散射权重(CPD-SW)作为测试统计量,利用其散射类型的差异实现对杂波散射特征更详细的描述。最后,通过 IPIX 测量数据集验证了 CPD-SW 检测器在提高检测性能方面优于传统检测器,在阈值检测中具有较强的短时观测稳定性,还能提高异常检测中特征空间 z 的可分离性。
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引用次数: 0
Persymmetric Adaptive Polarimetric Detection of Subspace Range-Spread Targets in Compound Gaussian Sea Clutter 复合高斯海杂波中子空间范围目标的不对称自适应极化探测
IF 2.1 3区 计算机科学 Q3 AUTOMATION & CONTROL SYSTEMS Pub Date : 2024-01-24 DOI: 10.23919/jsee.2023.000133
Shuwen Xu, Yifan Hao, Zhuo Wang, Jian Xue
This paper focuses on the adaptive detection of range and Doppler dual-spread targets in non-homogeneous and non-Gaussian sea clutter. The sea clutter from two polarimetric channels is modeled as a compound-Gaussian model with different parameters, and the target is modeled as a subspace range-spread target model. The persymmetric structure is used to model the clutter covariance matrix, in order to reduce the reliance on secondary data of the designed detectors. Three adaptive polarimetric persymmetric detectors are designed based on the generalized likelihood ratio test (GLRT), Rao test, and Wald test. All the proposed detectors have constant false-alarm rate property with respect to the clutter texture, the speckle covariance matrix. Experimental results on simulated and measured data show that three adaptive detectors outperform the competitors in different clutter environments, and the proposed GLRT detector has the best detection performance under different parameters.
本文重点研究在非均质和非高斯海杂波中测距和多普勒双展宽目标的自适应探测。来自两个极化信道的海杂波被建模为具有不同参数的复合高斯模型,目标被建模为子空间测距-展宽目标模型。为了减少设计探测器对二次数据的依赖,采用了不对称结构来模拟杂波协方差矩阵。基于广义似然比检验(GLRT)、Rao 检验和 Wald 检验,设计了三种自适应偏振非对称探测器。所有提出的探测器都具有与杂波纹理、斑点协方差矩阵相关的恒定误报率特性。模拟和测量数据的实验结果表明,在不同的杂波环境下,三种自适应检测器的性能均优于竞争对手,而所提出的 GLRT 检测器在不同参数下的检测性能最佳。
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引用次数: 0
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